Inverse resonance problems for the Schroedinger operator on the real line with mixed given data
Xiao-Chuan Xu, Chuan-Fu Yang

TL;DR
This paper investigates inverse resonance problems for the Schrödinger operator on the real line with potentials supported in [0,1], establishing conditions under which the potential can be uniquely recovered from eigenvalues, resonances, and additional data.
Contribution
It provides new uniqueness results for potential recovery based on partial prior knowledge and additional spectral data in inverse resonance problems.
Findings
Unique recovery if potential is known on [0,1/2].
Potential can be uniquely determined with partial data if known on [0,a] with a<1/2.
Eigenvalues, resonances, and boundary data can fully determine the potential.
Abstract
In this work, we study inverse resonance problems for the Schr\"odinger operator on the real line with the potential supported in . In general, all eigenvalues and resonances can not uniquely determine the potential. (i) It is shown that if the potential is known a priori on , then the unique recovery of the potential on the whole interval from all eigenvalues and resonances is valid. (ii) If the potential is known a priori on , then for the case , infinitely many eigenvalues and resonances can be missing for the unique determination of the potential, and for the case , all eigenvalues and resonances plus a part of so-called sign-set can uniquely determine the potential. (iii) It is also shown that all eigenvalues and resonances, together with a set of logarithmic derivative values of eigenfunctions and wave-functions at , can uniquely determine…
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Inverse resonance problems for the Schrödinger operator on the real line with mixed given data
Xiao-Chuan Xu111Department of Applied Mathematics, School of Science, Nanjing University of Science and Technology, Nanjing, 210094, Jiangsu, People’s Republic of China, Email: [email protected] and Chuan-Fu Yang222Department of Applied Mathematics, School of Science, Nanjing University of Science and Technology, Nanjing, 210094, Jiangsu, People’s Republic of China, Email: [email protected]
Abstract. In this work, we study inverse resonance problems for the Schrödinger operator on the real line with the potential supported in . In general, all eigenvalues and resonances can not uniquely determine the potential. (i) It is shown that if the potential is known a priori on , then the unique recovery of the potential on the whole interval from all eigenvalues and resonances is valid. (ii) If the potential is known a priori on , then for the case , infinitely many eigenvalues and resonances can be missing for the unique determination of the potential, and for the case , all eigenvalues and resonances plus a part of so-called sign-set can uniquely determine the potential. (iii) It is also shown that all eigenvalues and resonances, together with a set of logarithmic derivative values of eigenfunctions and wave-functions at , can uniquely determine the potential.
Keywords: Schrödinger operator; Inverse resonance problem; Scattering theory; Mixed data; Interior data
2010 Mathematics Subject Classification: 34A55, 34L25, 47E05
1. Introduction and results
We consider the Schrödinger operator acting on the Hilbert space , where the real-valued potential bleongs to the class , namely, with supp and does not vanish almost everywhere in a left neighborhood of and right neighborhood of zero.
Let be the Jost solutions of the equation , which satisfy for and for . Denote . It is easy to prove that do not depend on . Denote
[TABLE]
The functions and are related to the transmission coefficient and the reflection coefficients : and . It is known [9] that is an entire function of , which has infinitely many zeros in , denoted by with , among which there are finitely many ones in the upper half-plane (all of them lie on the imaginary axis) and infinitely many ones in , and there is no one on . If (), then is an eigenvalue (resonance) of the operator with the eigenfunction (wave-function) .
The function is also an entire function of . Let be all zeros of , and denote sign() and sign(), where is the multiplicity of at .
Inverse resonance problem for the Schrödinger operator consists in determining the potential from the eigenvalues and resonances and/or other observable data, which is an important part of inverse scattering theory [2, 3, 11]. Let’s mention that inverse resonance problem for the Schrödinger operator on the half line has been studied (see, for example, [7, 8, 12, 14, 15, 17] and the references therein). In the half line case, the unique recovery of the potential from the eigenvalues and resonances is valid [7, 14]. Moreover, if the potential is known a priori on a subinterval then infinitely many resonances and eigenvalues can be missing for the unique determination of the potential on the whole interval (see [17]). However, in the full line case, the inverse resonance problem remains open for a long time. It is known [9, 20] that the potential can not be determined by the eigenvalues and resonances. Specifically, Zworski [20] proved the uniqueness theorem for the symmetric potentials (i.e., ) when , and non-uniqueness when . In 2005, Korotyaev [9] used the complex analysis method to prove that all eigenvalues and resonances and the set of signs can uniquely determine the potential. When the potential is symmetric, then it is enough to specify all eigenvalues and resonances and only a sign . Moveover, if is not a resonance (i.e., ), then is not necessary. In 2012, Bledsoe [1] studied the stability of the inverse resonance problem, and it was shown that that all compactly supported potentials, which have reflection coefficients whose zeros and poles (i.e., zeros of and ) are close enough in some disc centered at the origin, are close. We also mention that the asymptotic behaviour of the resonances for the Schrödinger operator has been given in [16].
In this paper, we shall give a further discussion for the inverse resonance problems for the Schrödinger operator on the real line, and provide the following main results.
The condition (C): for some and with for and , and .
Theorem 1**.**
Let the potential satisfy the condition (C). If is known a priori a.e. on , then the set (namely, all the eigenvalues and resonances) uniquely determines a.e. on .
Let be the number of zeros of the function in (1.1) in the disk , namely, . It is known [9, 19] that , Let be a subset of , and denote .
Theorem 2**.**
Let . If is known a priori a.e. on with , then any subset satisfying as with uniquely determines a.e. on .
Remark 1**.**
Theorem 1 is analogous to Hochstadt-Lieberman’s theorem [5], and Theorem 2 is similar to the theorem 1.3 of Gesztesy and Simon [4].
Let be a subset of the set of zeros of the function in (1.1), and denote and .
Theorem 3**.**
Let . If is known a priori a.e. on with , then the set satisfying as with uniquely determines a.e. on .
Remark 2**.**
Roughly speaking, when the number is close enough to , then is close enough to zero, which implies tends to zero. This illustrates that for the case being close to , the given set can uniquely recover the potential on . Similarly, when is close enough to zero, the given sets and can give a unique recovery of the potential.
The inverse problem for a differential operator with interior spectral data consists in reconstruction of this operator from the known eigenvalues and some information on eigenfunctions at some internal point, which has been studied by some authors (see [13, 18] and other works). In this paper, we also formulate a uniqueness theorem for reconstructing the potential from the following data: all eigenvalues and resonances, together with a set of logarithmic derivative values of eigenfunctions and wave-functions at the middle point.
Denote
[TABLE]
Theorem 4**.**
Under the condition (C), if for , then a.e. on is uniquely determined by .
Remark 3**.**
If possesses multiplicities , then Theorem 4 is also true provided that with are given.
2. Preliminaries
To prove Theorems 1-4 we need some preliminaries. In this section, let us first recall some relations between the function and Jost solutions (see [9, 11]), and then provide four lemmas.
It is known that the Jost solution satisfies the integral equation
[TABLE]
and the asymptotics
[TABLE]
Here the asymptotic estimate (2.2) is uniform for . Taking in the first equation in (1.1) and noting that and , we obtain
[TABLE]
Substituting (2.1) with into (2.3), one obtains
[TABLE]
Substituting (2.2) into (2.4), one gets
[TABLE]
Lemma 1**.**
Under the condition (C), there exists a nonvanishing constant such that
[TABLE]
Proof.
The first equation in (2.6) follows directly from the asymptotic equation (2.5). We next provide the proof of the second one.
It is known [11] that
[TABLE]
where is a two-variable function with first-order partial derivatives. This implies as . Let be sufficiently small. It follows from (2.4) that
[TABLE]
We shall next investigate the asymptotics of for as . Taking in (2.1), we have
[TABLE]
Denote
[TABLE]
then (see, for example, [3, p.103])
[TABLE]
By a direct calculation, we get
[TABLE]
Since and for , by integration by parts, we have
[TABLE]
By virtue of , without loss of generality, assume , then for all . Thus, by the mean value theorem of integral, we have that there exists such that
[TABLE]
Substituting (2.11) into (2.10), we obtain
[TABLE]
Substituting (2.12) into (2.9), we obtain that, for all ,
[TABLE]
Using (2.13) and successive iteration, we get that for ,
[TABLE]
which implies from (2.8) and (2.13) that
[TABLE]
The above asymptotic estimate is uniform respect to . Substituting (2.14) into (2.7), we get
[TABLE]
Since with for and , without loss of generality, we assume , then and for all . Thus,
[TABLE]
Following the similar arguments to Eqs.(2.10)(2.12), we have
[TABLE]
Using (2.15)(2.17) we obtain the second equation in (2.6). ∎
Lemma 2**.**
(See [6, p.28])* Let be analytic in and continuous in . Suppose that*
(i) for in ,
(ii) for some constant , ,
*(iii).
Then, for , there holds*
[TABLE]
Lemma 3** (See Chapter IV in [10]).**
For any entire function of exponential type, the following inequality holds,
[TABLE]
where is the number of zeros of in the disk and with .
Together with the operator we consider another operator of the same form but with different potential . We agree that if a certain symbol denotes an object related to , then will denote an analogous object related to .
Lemma 4** (See [14]).**
For the arbitrary function with , if
[TABLE]
then a.e. on .
3. Proofs
This section deals with proofs of Theorems 1-4.
Proof of Theorem 1.
Suppose that there are two potential functions and corresponding to the same set and a.e. on , we shall try to prove a.e. on . Define
[TABLE]
Then is an entire function of of exponential type. Since
[TABLE]
then, for there holds for some constant , which implies
[TABLE]
Due to a.e. on , we have
[TABLE]
Note that for , which implies that
[TABLE]
It follows from (2.3) and (3.3) that
[TABLE]
From [9] we see that
[TABLE]
where is some constant and or (if is a zero of then it must be simple). Since as in , we obtain that the constant can be uniquely determined by all zeros . Namely,
[TABLE]
By virtue of (3.6) and (3.7) and the assumption on the given , we have . Therefore,
[TABLE]
It follows from (3.1) that
[TABLE]
which implies that the function
[TABLE]
is an entire function of of finite exponential type.
Now we shall prove . If it is true, then , which yields . It follows from Lemma 4 and (3.3) that a.e. on , and the proof is complete. If is not the zero function, let us show the contradiction. (i) Assume that and has no zero, then for in . By Lemma 1, we get that
[TABLE]
Together with (3.2), (3.8) and (3.9), it yields for some constant as . Thus, . Observe that Eqs.(2.5), (3.2) and (3.8) imply
[TABLE]
which yields that for for some constant . It follows from Lemma 2 that
[TABLE]
Since the entire function is an even function of , it follows from (3.11) that for all , which implies that identically equals to a constant for all by Liouville’s theorem. Note that Eq.(3.10) also implies as on . It yields , which is a contradiction. (ii) Assume and has zeros , then replace the above by , where which is also an entire function of of finite exponential type. By similar arguments, we can also prove and so , which yields the contradiction. ∎
Proof of Theorem 2.
By virtue of a.e. on with , the integral interval in Eq.(3.1) becomes . Thus,
[TABLE]
Since , where , it follows from (3.12) that
[TABLE]
which implies
[TABLE]
From (3.1) and (3.5) we get at , , thus,
[TABLE]
It follows from Lemma 3 and (3.13) that if the entire function then
[TABLE]
which yields . However, now , it yields . Thus, from Lemma 4, we conclude that a.e. on . ∎
Proof of Theorem 3.
Taking in the second equation in (1.1) and noting that and , we obtain
[TABLE]
It follows from (3.5) that
[TABLE]
Note the fact that the function and the set of signs uniquely determine the set . It is shown in [9], for the convenience of readers, we give a simple description. Actually, since and is known, it yields that all zeros of the function are known. Note that , and so all zeros of the function are symmetric with respect to the real and imaginary axes. Using the set of signs , one can distinguish which one is the zero of and which one is the zero of .
Let be the number of in the disk , then . Note that . From (3.1), (3.5) and (3.14) we see that at , and , , which yields
[TABLE]
From similar arguments to the proof of Theorem 2, we arrive at that a.e. on . ∎
Proof of Theorem 4.
[TABLE]
Since and (), we get that () are zeros of . Since all zeros of are simple (if is some zero of with multiplicity then the condition in Remark 3 is added), the function
[TABLE]
is an entire function of of finite exponential type. Following the same argument as the proof of Theorem 1, we obtain , which implies from Lemma 4 that a.e. on .
To prove almost everywhere on , we consider the supplementary Schrödinger operator with . Let be solutions of the equation satisfying for and for .
Let us first show that all eigenvalues and resonances corresponding to are the same as that corresponding to . Taking in (1.1) for corresponding to , and noting that and , we obtain
[TABLE]
By a direct calculation we get
[TABLE]
Taking in (1.1) for and noting that and , we have
[TABLE]
Together with Eqs.(3.16)-(3.18), we get .
Now, note that a.e. on and . It follows from Theorem 1 that a.e. on . That is, a.e. on . The proof is complete. ∎
Acknowledgments. The authors acknowledge helpful comments from the referees. The research work was supported in part by the National Natural Science Foundation of China (11171152, 91538108 and 11611530682) and Natural Science Foundation of Jiangsu Province of China (BK 20141392). The author Xu was supported by the China Scholarship Fund (201706840062).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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