A Tannakian classification of torsors on the projective line
Johannes Ansch\"utz

TL;DR
This paper provides a Tannakian proof of Grothendieck-Harder’s theorem, classifying torsors under reductive groups on the projective line over a field, offering a new perspective on this classical result.
Contribution
It introduces a Tannakian approach to prove the classification theorem, offering a novel proof technique compared to traditional methods.
Findings
Tannakian formalism applies to torsor classification.
Provides a new proof of Grothendieck-Harder theorem.
Enhances understanding of reductive group torsors.
Abstract
In this small note we present a Tannakian proof of the theorem of Grothendieck-Harder on the classification of torsors under a reductive group on the projective line over a field.
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A Tannakian classification of torsors on the projective line
Johannes Anschütz
Abstract.
In this small note we present a Tannakian proof of the theorem of Grothendieck-Harder on the classification of torsors under a reductive group on the projective line over a field.
1. Introduction
Let be a field, let be a reductive group and let be the projective line over . In this small note we present a Tannakian proof of the classification of -torsors on , thereby reproving known results of A. Grothendieck [Gro57] and G. Harder [Har68, Satz 3.4.]. To state our main theorem we denote by
[TABLE]
the set of isomorphism classes of exact tensor functors
[TABLE]
Theorem 1.1** (cf. Theorem 3.3, Corollary 3.5).**
There exists a canonical bijection
[TABLE]
In particular, there exists a canonical bijection
[TABLE]
If denotes a maximal split torus, then
[TABLE]
is in bijection with the set of dominant cocharacters of , which gives a very concrete description of the set . Using pure inner forms of over one can describe similarly the whole set (cf. Lemma 3.4).
Our proof of Theorem 1.1, which originated in questions about torsors over the Fargues-Fontaine curve (cf. [Ans]), is based on the Tannakian description of -torsors (cf. Lemma 3.1), the Tannakian theory of filtered fiber functors (cf. [Zie15]), the canonicity of the Harder-Narasimhan filtration (cf. Lemma 2.2) and, most importantly, the good understanding of the category of vector bundles on (cf. Theorem 2.1). In particular, we use crucially the fact that
[TABLE]
for a semistable vector bundle on of slope .
In a last section we mention applications of Theorem 1.1 to the the computation of the Brauer group of (avoiding Tsen’s theorem) and to the Birkhoff-Grothendieck decomposition of .
1.2. Acknowledgment
We want to thank Jochen Heinloth for his interest and for answering several questions.
2. Vector bundles on
Let be an arbitrary field. We recall, in a more canonical form, the classification of vector bundles on the projective line due to A. Grothendieck (cf. [Gro57]). Let
[TABLE]
be the category of finite dimensional representations of the multiplicative group over . More concretely, the category is equivalent to the Tannakian category of finite dimensional -graded vector spaces over .
Over there is the canonical -torsor
[TABLE]
also called the “Hopf bundle”. Given a representation the contracted product
[TABLE]
defines a (geometric) vector bundle over . The well known classification of the category
[TABLE]
of vector bundles on can now be phrased in the following way.
Theorem 2.1**.**
The functor
[TABLE]
is an exact, faithful tensor functor inducing a bijection on isomorphism classes.
However, the functor is not an equivalence. For example, by semi-simplicity of the category every short exact sequence of -representations splits, but this is not true for short exact sequences of vector bundles on .
For the Harder-Narasimhan filtration of the vector bundle
[TABLE]
has a very simple description. Namely, write
[TABLE]
with acting on by the character111The sign is explained by the fact that the standard represention of is sent by to and not to .
[TABLE]
and set
[TABLE]
for . Then the Harder-Narasimhan filtration of is given by
[TABLE]
where
[TABLE]
Lemma 2.2**.**
Sending a vector bundle to the filtered vector bundle with the Harder-Narasimhan filtration defines a fully faithful tensor functor
[TABLE]
into the exact tensor category of filtered vector bundles (with filtration by locally direct summands) (cf. [Zie15, Chapter 4] for a definition of ).
Proof.
This is clear from the description of the Harder-Narasimhan filtration. ∎
We remark that the functor is not exact as one sees for example by looking at the Euler sequence
[TABLE]
on .
Sending a filtered vector bundle to the associated graded vector bundle
[TABLE]
defines an exact tensor functor
[TABLE]
(cf. [Zie15, Chapter 4]).
The following lemma is immediate from Theorem 2.1, Lemma 2.2 and the fact that
[TABLE]
Lemma 2.3**.**
The composite functor
[TABLE]
is an equivalence of exact categories from onto its essential image which consists of graded vector bundles
[TABLE]
such that each is semistable of slope .
3. Torsors over
Let be an arbitrary reductive group. In this section we want to classify -torsors on for the étale topology. For this we keep the notation from the last section. In particular, there is the functor
[TABLE]
from Theorem 2.1
In order to apply the formulations from the previous section we need a more bundle theoretic interpretation of -torsors (for the étale topology). This is achieved by the Tannakian formalism (cf. [Del90])
Lemma 3.1**.**
Let be a scheme over . Sending a -torsor over to the exact tensor functor
[TABLE]
defines an equivalence from the groupoid of -torsors to the groupoid of exact tensor functors from to . The inverse equivalence sends an exact tensor functor the -torsor of isomorphisms of to the canonical fiber functor .
In fact, for a general affine group scheme over one has to use the fpqc-topology in Lemma 3.1. However, as is assumed to be reductive, thus in particular smooth, a theorem of Grothendieck (cf. [Gro68, Théorème 11.7]) allows to reduce to the étale topology.
Composing an exact tensor functor
[TABLE]
with the Harder-Narasimhan functor
[TABLE]
defines a, a priori not necessarily exact, tensor functor
[TABLE]
But using Haboush’s theorem reductivity of actually implies that the composition is still exact.
Lemma 3.2**.**
Let
[TABLE]
be an exact tensor functor. Then the composition
[TABLE]
is still exact.
Proof.
The crucial observation is that the functors
[TABLE]
are compatible with duals, and exterior resp. symmetric products. This is clear for as is assumed to be exact and follows from Lemma 2.3 for the functor . In fact, for a representation with associated vector bundle
[TABLE]
we can conclude
[TABLE]
by exactness of the functor . But by Lemma 2.3
[TABLE]
is an exact tensor equivalence of with a subcategory of , which implies the stated compatibility with exterior and symmetric powers. Using this the proof can proceed similarly to [DOR10, Theorem 5.3.1]. We note that for a representation of there is a canonical isomorphism
[TABLE]
from the -th symmetric power of the dual of to the dual of the module
[TABLE]
of symmetric tensors. In particular, -invariant homogenous polynomials on define -invariant linear forms on .
Let now be an exact sequence in . We have to check that the sequence
[TABLE]
with
[TABLE]
is still exact. We claim that is injective. This can be checked after taking the exterior power of because commutes with exterior powers. In particular, to prove injectivity we can reduce the claim for general to the case . Tensoring with the dual of reduces further to the case the is moreover trivial. By Haboush’s theorem (cf. [Hab75]) there exists an and a -invariant homogenous polynomial such that . Using the above isomorphism this shows that there exists an such that the morphism
[TABLE]
splits. This implies that splits and thus that is in particular injective because commutes with the symmetric tensors as it commutes with symmetric powers and duals.
Dualizing yields that is surjective at the generic point of . However, the sequence
[TABLE]
lies in the essential image of the functor from Lemma 2.3. In particular, we see that the cokernel of cannot have torsion, i.e., that it is zero. Finally, exactness in the middle of the sequence follows because
[TABLE]
This finishes the proof. ∎
We briefly recall some results about filtered fiber functors on (cf. [Zie15] and [Cor]). By definition a filtered fiber functor for over a -scheme is an exact tensor functor
[TABLE]
into the exact tensor category of filtered vector bundles (with filtration by locally direct summands) on . Associated to each filtered fiber functor is an exact tensor functor
[TABLE]
i.e., a graded fiber functor, by mapping a filtered vector bundle to its associated graded. A splitting of a filtered fiber functor is a graded fiber functor
[TABLE]
such that
[TABLE]
where the exact tensor functor
[TABLE]
sends a graded vector bundle
[TABLE]
to the filtered vector bundle with filtration
[TABLE]
For a scheme over let be the base change of the filtered fiber functor to , i.e., is defined as the composition
[TABLE]
which is again a filtered fiber functor. For a filtered fiber functor the presheaf
[TABLE]
on the category of -schemes is represented by an fpqc-torsor for the affine and faithfully flat group scheme
[TABLE]
over (cf. [Zie15, Lemma 4.20]). In particular, every filtered fiber functor
[TABLE]
admits a splitting fpqc-locally on . The group scheme can be described more explicitely (cf. [Zie15, Theorem 4.40]). Namely there exists a decreasing filtration by normal subgroups
[TABLE]
for , which has the property that for the quotient
[TABLE]
is abelian and isomorphic to
[TABLE]
We can now give a proof of our main theorem about the classification of -torsors on . We denote for a scheme over by
[TABLE]
the groupoid of exact tensor functors and by
[TABLE]
its set of isomorphism classes. Similarly, we use the notations
[TABLE]
resp.
[TABLE]
for the groupoid resp. the isomorphism classes of exact tensor functors
[TABLE]
Theorem 3.3**.**
Let be a reductive group over . Then the composition with defines faithful functor
[TABLE]
which induces a bijection
[TABLE]
on isomorphism classes.
Proof.
By Lemma 2.3 the composition
[TABLE]
is an equivalence onto its essential image. In particular, the functor
[TABLE]
is faithful and induces an injection on isomorphism classes. Thus we have to prove that every exact tensor functor
[TABLE]
factors as
[TABLE]
for some exact tensor functor
[TABLE]
Let be the functor
[TABLE]
By Theorem 3.3 the functor is still exact, i.e., a filtered fiber functor in the terminology of [Zie15], and we can use the results recalled above. We get a -torsor
[TABLE]
of splittings of . But for the filtration
[TABLE]
the graded quotients
[TABLE]
are semistable vector bundles of slope . Hence,
[TABLE]
because
[TABLE]
by Theorem 2.1. We can conclude that
[TABLE]
hence the -torsor
[TABLE]
is in fact trivial, i.e., there exists a splitting
[TABLE]
of already over . As
[TABLE]
the functor takes its image in the full subcategory
[TABLE]
which by Lemma 2.3 is equivalent to the category of representations of . Thus there exists an exact tensor functor
[TABLE]
such that
[TABLE]
by simply setting
[TABLE]
where
[TABLE]
is the the equivalence of Lemma 2.3. ∎
Let
[TABLE]
be the canonical fiber functor of over . Composing with defines a morphism
[TABLE]
of groupoids, where the right hand side denotes the groupoid of exact tensor functors
[TABLE]
which by Lemma 3.1 identifies with the groupoid of -torsors on . Geometrically, the morphism can be identified on isomorphisms classes with the map
[TABLE]
restricting a -torsor over to a -torsor over along a -rational point .
In the following lemma we analyze the fibers of this functor .
Lemma 3.4**.**
Let be an exact tensor functor and let
[TABLE]
be the pure inner form of defined by . Then the fiber
[TABLE]
is equivalent to the quotient groupoid
[TABLE]
of cocharacters of . Moreover, passing to isomorphism classes yields a bijection
[TABLE]
Proof.
The first statement follows from the Tannakian formalism (cf. [Del90]). Namely, defines an equivalence
[TABLE]
and the groupoid of exact tensor functors
[TABLE]
which commute (with a given isomorphism) with the canonical fiber functors on resp. is equivalent to the quotient groupoid
[TABLE]
with acting by conjugation. Clearly, for every cocharacter
[TABLE]
the push forward
[TABLE]
is an -torsor, which is locally trivial in the Zariski topology, because this is true for the Hopf bundle
[TABLE]
Let conversely be an -torsor over which is trivial for the Zariski topology and let
[TABLE]
be the induced fiber functor (cf. Lemma 3.1). Let be a point a -rational point and let be open subset containing such that
[TABLE]
is trivial. Then the exact tensor functor
[TABLE]
is isomorphic to the trivial fiber functor. This holds then also true after restricting to . Let
[TABLE]
be an exact tensor functor such that
[TABLE]
We can conclude that preserves the canonical fiber functors on resp. because the composition
[TABLE]
is the canonical fiber functor. In particular, there exists a cocharacter
[TABLE]
such that is obtained via pushout along of the Hopf bundle
[TABLE]
∎
Note that we have actually shown that a -torsor is already locally trivial for the Zariski topology if there exists some open containing a -rational point, such that is trivial. The classification results of Grothendieck and Harder on torsors on (cf. [Gro57] resp. [Har68]) are most concretely stated in the collowing form.
Corollary 3.5**.**
Let be a field and let be a reductive group with maximal split subtorus . Then there exist canonical bijections
[TABLE]
where denotes the set of dominant cocharacters of .
Proof.
By Lemma 3.4 it suffices to show
[TABLE]
But this follows from the fact that all maximal split tori in are conjugated over and that the set of dominant cocharacters form a system of representatives for the action of the normalizer of in on the group of cocharacters for . ∎
A description of , similar to the one of us, can be found in [Gil02].
4. Applications
In this section we present some applications of the classification of torsors (following (cf. [Far], which discusses analogous applications to the Fargues-Fontaine curve).
The first application is the computation of the Brauer group of . For this we recall the theorem of Steinberg (cf. [Ser02, Chapter 3.2.3]). If is a field of cohomological dimension , then Steinberg’s theorem states that
[TABLE]
for every smooth connected affine algebraic group . In particular, the Brauer group
[TABLE]
of such fields vanishes. For example, separably closed or finite fields are of cohomological dimension .
Theorem 4.1**.**
If is of cohomological dimension , then the Brauer group
[TABLE]
vanishes.
Proof.
By [Gro95, Corollaire 2.2.] there is an isomorphism
[TABLE]
of the Brauer group parametrizing equivalence classes of Azumaya algebras over with the cohomological Brauer group . It suffices to show that for every the canonical map
[TABLE]
arising as a boundary map of the short exact sequence
[TABLE]
is trivial. Because is of cohomological dimension , there exists using Steinberg’s theorem in the case or and Theorem 3.3 together with Lemma 3.4 a commutative diagram
[TABLE]
It suffices to show that the top horizontal arrow, or equivalently the lower horizontal arrow, is surjective. But every cocharacter
[TABLE]
can be lifted to because for the standard torus there is a split exact sequence
[TABLE]
on cocharacter groups where is a maximal torus of . ∎
For a general field , i.e., not necessarily of cohomological dimension , the Brauer group of is given by
[TABLE]
as can be calculated from Theorem 4.1 using the spectral sequence
[TABLE]
where denotes a separable closure of .
The next application we give is to the uniformization of -torsors.
Theorem 4.2**.**
Let be a field and let be reductive group over . If is -rational point, then every -torsor
[TABLE]
which is locally trivial for the Zariski topology becomes trivial on .
Proof.
By Corollary 3.5 we know that every such -torsor is isomorphic to the pushout
[TABLE]
along a cocharacter
[TABLE]
of the canonical -torsor
[TABLE]
corresponding to the line bundle on . But
[TABLE]
is trivial because . This shows the claim. ∎
Finally, we reprove the Birkhoff-Grothendieck decomposition of for a reductive group over (cf. [Fal03, Lemma 4]).
Theorem 4.3**.**
Let be a maximal split torus in . Then there exists a canonical bijection
[TABLE]
where denotes the set of dominant cocharacters of .
Proof.
Let be a -rational point. By Beauville-Laszlo [BL95] and Lemma 3.1 there is an injective map
[TABLE]
by glueing the trivial -torsor on with the trivial -torsor on the formal completion
[TABLE]
along an isomorphism on . Note that . From the remark following Lemma 3.4 we can conclude that the -torsors obtained in this way are actually locally trivial for the Zariski topology. By Theorem 4.2 we can conversely see that the image of contains the set . Using Corollary 3.5 we can conclude that
[TABLE]
∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[BL 95] Arnaud Beauville and Yves Laszlo. Un lemme de descente. C. R. Acad. Sci. Paris Sér. I Math. , 320(3):335–340, 1995.
- 3[Cor] Christophe Cornut. Filtrations and buildings. preprint on webpage at https://webusers.imj-prg.fr/~christophe.cornut/papers/Fil Buiv 3.1.pdf .
- 4[Del 90] P. Deligne. Catégories tannakiennes. In The Grothendieck Festschrift, Vol. II , volume 87 of Progr. Math. , pages 111–195. Birkhäuser Boston, Boston, MA, 1990.
- 5[DOR 10] Jean-François Dat, Sascha Orlik, and Michael Rapoport. Period domains over finite and p 𝑝 p -adic fields , volume 183 of Cambridge Tracts in Mathematics . Cambridge University Press, Cambridge, 2010.
- 6[Fal 03] Gerd Faltings. Algebraic loop groups and moduli spaces of bundles. J. Eur. Math. Soc. (JEMS) , 5(1):41–68, 2003.
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- 8[Gil 02] P. Gille. Torseurs sur la droite affine. Transform. Groups , 7(3):231–245, 2002.
