Rationality of the zeta function of the subgroups of abelian $p$-groups
Olivier Ramar\'e

TL;DR
This paper establishes a recursive formula for subgroup sums in finite abelian p-groups, demonstrating the rationality of their zeta functions' p-components and providing explicit examples and formulas.
Contribution
It introduces an efficient recursive method for computing subgroup sum functions and proves the rationality of the associated zeta functions for bounded p-rank groups.
Findings
Recursive formula for (F) subgroup sums
Rationality of p-component of zeta functions for bounded p-rank groups
Explicit examples and a closed-form expression for (F)
Abstract
Given a finite abelian -group , we prove an efficient recursive formula for where ranges over the subgroups of . We infer from this formula that the -component of the corresponding zeta-function on groups of -rank bounded by some constant is rational with a simple denominator. We also provide two explicit examples in rank and as well as a closed formula for .
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Taxonomy
TopicsFinite Group Theory Research · Algebraic structures and combinatorial models · Advanced Topics in Algebra
Rationality of the zeta function of the subgroups of
abelian -groups
Olivier Ramaré
CNRS / Institut de Mathématiques de Marseille
Aix Marseille Université, U.M.R. 7373
Site Sud, Campus de Luminy, Case 907
13288 MARSEILLE Cedex 9, France
To Ramdinmawia Vanlalngaia
(Date: August 16, 2015)
Abstract.
Given a finite abelian -group , we prove an efficient recursive formula for where ranges over the subgroups of . We infer from this formula that the -component of the corresponding zeta-function on groups of -rank bounded by some constant is rational with a simple denominator. We also provide two explicit examples in rank and as well as a closed formula for .
Key words and phrases:
Finite abelian -groups, Rationality, Zeta-function
1991 Mathematics Subject Classification:
Primary 11M41, 05A15, 15B36; Secondary 20K01, 20F69, 11B36.
1. Introduction
The subgroups of finite abelian -groups have been intensively studied. An early paper of G. Birkhoff establishes in [8, Theorem 8.1] material to count the number of subgroups of a given type; the version given in [9, (1)] is surely easier to grasp. To fix the notation, our -groups will be of rank below some fixed and are thus isomorphic to a product
[TABLE]
where are non-negative integers. We write . The type of is the partition . The type of a subgroup is its type as an abstract group while its cotype is the type of . In the fifties, P. Hall considered the numbers of subgroups of type and cotype in a group of type and used them as multiplication constants to form the now called the Hall algebra. The combinatorial aspects have been further developed by T. Klein in [16], in the milestone book of I.G. MacDonald [20], and by L. Butler in [10] and [11] concerning the poset formed by these subgroups and the inclusion. This short bibliography is by no means complete! Two closely related fields of enumerative algebra concern the number of subgroups of not-especially abelian groups, e.g. Y. Takegahara in [27], and the number of subgroups of a given index in a fixed group, see [12] by F.J. Grunewald, D. Segal & G.C. Smith and the book [19] by A. Lubotzky & D. Segal.
Given a finite abelian group and a complex number , we concentrate in this paper on the counting function
[TABLE]
We obviously have whenever and have coprime orders, therefore reducing the study of to the case of -groups.
Despite the wealth of work on the question and our restriction to finite abelian groups, it is difficult to get formulae for that are not (very) intricate. Still we know that, once the type of is fixed, say equal to , the value is a polynomial in and since, by using the Hall polynomials , we have
[TABLE]
the sum being over all possible choices of and . By combining the expression given in [9, (1)] and the development of the -binomial coefficient given in [15, Theorem 6.1], we even conclude that is a polynomial in and with integer non-negative coefficients. The main novelty of our study is the “simple” recursion formula given in Theorem 3.1. As an interesting consequence, the relevant generating series is shown to be rational; we even provide a fully explicit formula.
Theorem 1.1**.**
We have
[TABLE]
where . This series belongs in particular to and a denominator is given in (18).
This formula appears already in the unpublished thesis of G. Bhowmik [1, Section IX], with whom I collaborated at that time. By “a denominator”, we mean a polynomial by which we can multiply our series to fall in . No minimality is assumed. The dependence in is maybe better explained by modifying (2) in case of a -group into
[TABLE]
We infer from Theorem 1.1 the rather compact closed formula (22) for .
A detour in integer matrices arithmetic
The proof below being easier to understand in the framework of integer matrices, let us present this hundred years old field called Noncommutative Number Theory by L.N. Vaserstein in [30]. The book [21] of C.C. MacDuffee contains already, in this context, a notion of gcd and lcm that is till under scrutiny, see [28] by R.C. Thompson. A founding result is that, when decomposing a non-singular integer matrix as a product of two integer matrices , the number of right-classes of under the action of is finite; is then called a left-divisor of . From this fact, V.C. Nanda in [22] and [23] introduced a convolution product between functions of integer matrices invariant under the action of . This algebra is (almost immediately) isomorphic to the Hecke algebra, see the book [17] by A. Krieg. V.C. Nanda detailed examples among which we find an Euler totient function, the divisor function (our ), and a Möbius function. The initial interest for this arithmetic comes from modular forms.
Back to finite abelian groups
Any finite abelian group of rank can be represented as a quotient for some non-singular integer matrix . This correspondence is shown in [3] to carry through to the subgroups that in return appear as left divisors of . The left-divisibility of divisors translates as the inclusion of subgroups, and the right-complementary divisor of any left divisor of is associated to the quotient . In this manner, the arithmetic of subgroups of finite abelian groups and the one of integer matrices locally (i.e. once a home group is chosen) coincide; for instance the Moebius function defined on the lattice of subgroups is identical to the one defined on matrices as the convolution inverse of the -function. More fundamentally, the Hall algebra, the Hecke algebra and the algebra of arithmetical functions on integer matrices coincide. Other connections exist; For instance, the paper [29] of R.C. Thompson converts T. Klein’s combinatorial result [16] in terms of divisibility of invariant factors.
Average results
Here, the vocabularies of groups and of matrices get mixed. As shown by G. Bhowmik in [7], the function taken on average under the determinant condition exhibits some regularity: when translated in terms of abelian groups, the question is to decide of the asymptotic behavior, when goes to infinity, of
[TABLE]
where ranges over the finite abelian groups of rank below some fixed . The sum has been the subject of numerous publications, e.g. [26] by A. Ivic̀ [14], O. Robert & P. Sargos or [18] by H.-Q. Liu. The average order of is closely related to the behavior of the rather mysterious Dirichlet series
[TABLE]
the product being taken over the primes . Its abscissa of convergence has been determined in [2] while G. Bhowmik & J. Wu in [6] exhibit a representation of that yields a larger domain of meromorphic continuation. Since the -factor of this series is the case of Theorem 1.1, we now have a completely explicit expression. This series is an analog in the finite group case of the zeta-function introduced and studied by F.J. Grunewald, D. Segal & G.C. Smith in [12], though these authors work with a fixed group and investigate the generating function associated to the number of subgroups of a given index, as this index varies. In our case, the subgroups are less precisely determined (we do not fix the index) but the sum runs over a family of groups. We further note that it (as well as the more general version considered in Theorem 1.1) has also been investigated by V.M. Petrogradsky in [25].
As a side-note, we mention another kind of mean-regularity that has been obtained in [5]: we have for all but abelian groups of order not more than . On restricting the set to groups of rank exactly (there are about such groups), we show that for all but exceptions, where .
In Section 5, we use our method to derive two new explicit formulae: one when , under the determinant condition and a general , and one when , still under the determinant condition though this time restricted to the case to keep the expression within a reasonable size. Finally, in Section 6, we use Theorem 1.1 to derive a closed formula for .
2. Duality
The function is defined in (2) and we propose now another expression that is surely not novel but for which there lacks an easy reference. We present a proof for the sake of completeness.
Lemma 2.1**.**
When is a finite abelian group, we have
[TABLE]
In terms of divisors of matrices, as explained in the introduction, the expression (2) can be seen as summing over left-divisors while the above can be seen as summing over right-divisors. We present an independent proof.
Proof.
The character group of being isomorphic to , we have . The following function is known to be one-to-one, see [13, Theorem 13.2.3]:
[TABLE]
It is further classical that . As a consequence, we find that
[TABLE]
as wanted. ∎
3. Recursion formulae
This section is the heart of the whole paper. The next theorem together with Lemma 2.1 are the only places where we input information on our function. Once this formula is established, the remainder of the proof of Theorem 1.1 is maybe not immediate but is essentially a matter of bookkeeping.
Theorem 3.1**.**
Let be a finite abelian -group of rank and exponent . Let be an element of order and let be a subgroup such that . We have
[TABLE]
Proof.
We consider . We first prove the following two recursion formulae:
[TABLE]
and
[TABLE]
A linear combination of both gives the recursion announced in the lemma. The first formula will come from the expression of Lemma 2.1
[TABLE]
while the second one will come from the initial expression
[TABLE]
To do so, we split both summations according to whether is a subgroup of or not. The first case is readily handled via the two formulae
[TABLE]
and
[TABLE]
The second case requires some more analysis. Let be a subgroup of . We consider
[TABLE]
This function is well-defined. Indeed, the set is non-empty since and thus there exists where and is prime to . On multiplying by the inverse of modulo , we recover an element of the form as wanted. Furthermore, the class of modulo does not depend on the choice of . For, if also belongs to , then belongs to . We note that and that this defines the reverse function to , proving that is one-to-one and onto. Note that . As a corollary, we get
[TABLE]
and
[TABLE]
Combining (6) together with (8) gives (4) while combining (7) together with (9) gives (5). ∎
- Remark 1:
The recursion formula we prove in (4) is already contained in [7] where a proof in terms of matrices is given. The proof below uses the group-theoretical context, offering the advantage that we can re-use the same scheme of proof on the dual group, giving rise to (5). The comparison of both yields the theorem. The reader should notice that this formula offers a very fast manner to compute : the recursion (4) yields an algorithm of complexity while the above reduces this complexity to .
- Remark 2:
The part of the proof that involves is in fact similar to [19, Lemma 1.3.1 (i)] where complements of a given subgroup are being counted.
In case the , Theorem 3.1 recovers, when , the classical formula for the sum of the -th power of the divisors of the integer :
[TABLE]
and by continuity, . We can also use an algebraic argument: the expression for is a polynomial in which we evaluate at .
By the classification of finite abelian groups, . The situation is however not so simple concerning the subgroup introduced in the above proof. Indeed, when , we have but this is not the case anymore when . This fact explains the difficulties met in [2] and in [6]. The novelty of Theorem 3.1 is that it produces a recurrence formula that preserves this representation.
In the case , Theorem 3.1 gives, when ,
[TABLE]
This formula is generalized in (22).
4. Proof of Theorem 1.1
Let us use our recursion to derive an explicit formula for
[TABLE]
where and the parameter is fixed. The exponent of the group is and we recall that . An immediate consequence of Theorem 3.1 reads
[TABLE]
We note for future reference that
[TABLE]
The value at follows from the definition (11). We also check directly that the relation (12) holds true also when , though we will not use it. We rewrite the above, when and , in the form
[TABLE]
We can reiterate this process to obtain a rational fraction, provided that the parameter that appears does not vanish which we assume. We will argue by continuity later. Each time we use the above formula, we change the parameter to , the parameter to where and the parameters to where . We furthermore multiply by where
[TABLE]
With these notations, the above relation reads
[TABLE]
In this form, it is easily iterated and yields the next lemma.
Lemma 4.1**.**
When , we have
[TABLE]
where the sum runs over and .
Proof.
To prove the above formula, we use recursion, starting from where it is readily checked. We employ (17) to get
[TABLE]
With , and , the right-hand side reads:
[TABLE]
We transform the above expression with:
[TABLE]
The factor gets readily incorporated in the product over from to as the value for . This completes the proof. ∎
On using the definition given by (16) on the expression given by Lemma 4.1, we get a fully explicit formula:
[TABLE]
Some beautification is called for. We first notice that , yielding that is equal to
[TABLE]
The indices of shape , and were useful for the recursion, but introduce now a useless level of complexity. We set , and and get, for , the expression
[TABLE]
The proof of Theorem 1.1 is almost complete. We only need to use the identity
[TABLE]
which is valid because .
5. Consequences on Dirichlet series
Let us investigate a possible denominator for the series of Theorem 1.1. The index being fixed, for each , only one factor has the variable . All these factors are of the shape for some in . A possible denominator is thus simply
[TABLE]
by which we means that the product falls a priori inside . However the only possible remaining poles are for for some integer and this is not possible since, when and , the series is bounded. It would be helpful to get a better description of , and at minimum show that it is prime to . Furthermore, its coefficients are integers and thus likely to have a combinatorial expression. We will see below that these coefficients may vary in signs.
When we restrict our attention to the case (i.e. ) and , the denominator (18) becomes (Careful! We have replaced by and then used to be able to compare with [6, Theorem 1]):
[TABLE]
The zeta product extracted in [6, Theorem 1] corresponds to when is even and to when is odd.
We checked the formula given by Theorem 1.1 in the case with (15) and in the case with [2, Corollary 3] that we recall:
[TABLE]
In the case and , the erratum [4, (4.17)] gives the proper formula that we have also checked against our expression.
We finally investigated formulae for , and . The formulae are huge in general. We can however record two new explicit formulae to help test conjectures. When , we can keep arbitrary and still have a manageable formula under the determinant condition:
[TABLE]
We have used a GP-Pari [24] script to run the computations based on (17) rather than on Theorem 1.1. Since we know a possible denominator, we have used a data structure of the form [Numerator, Denominator-Vector], where Denominator-Vector was a list of triplets meaning that the denominator was the product of taken over all the triplets of the list. The addition of any two such structures is readily handled. The computations took essentially no time, while a brute force algorithm using Theorem 1.1 and relying on the arithmetic of rational fractions was taking a very long time when . We checked that the final minimal denominator was indeed . When , we use the determinant condition and stick to to get
[TABLE]
This expression shows that the polynomial in in front of each power of is not a sum of monomials of constant signs, as could have been thought from the expressions for . We computed similarly the -factor and obtained a quotient of a polynomial in of degree in and in , the largest monomial being , by as expected.
6. A closed formula
We exploit Theorem 1.1 to express . We use the expansion
[TABLE]
to find that
[TABLE]
On identifying the coefficients, we find that
[TABLE]
As a mean of verification, we note that (3) gives us when . In the expression above, the only contribution when occurs when for every , i.e. when for every . In this case , and the above formula gives the value 1 as required. The case is a given in (10).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] G. Bhowmik and O. Ramaré. Average orders of multiplicative arithmetical functions of integer matrices. Acta Arith. , 66:45–62, 1994.
- 3[3] G. Bhowmik and O. Ramaré. Algebra of matrix arithmetic. J. of Algebra , 210:194–215, 1998.
- 4[4] G. Bhowmik and O. Ramaré. Errata to: “Average orders of multiplicative arithmetical functions of integer matrices” [Acta Arith. 66 (1994), no. 1, 45–62; MR 1262652 (95d:11131)]. Acta Arith. , 85(1):97–98, 1998.
- 5[5] G. Bhowmik and O. Ramaré. A Turán-Kubilius inequality for integer matrices. J. Number Theory , 73:59–71, 1998.
- 6[6] G. Bhowmik and J. Wu. Zeta function of subgroups of abelian groups and average orders. J. Reine Angew. Math. , 530:1–15, 2001.
- 7[7] Gautami Bhowmik. Divisor functions of integer matrices: evaluations, average orders and applications. Astérisque , (209):13, 169–177, 1992. Journées Arithmétiques, 1991 (Geneva).
- 8[8] Garrett Birkhoff. Subgroups of Abelian Groups. Proc. London Math. Soc. , S 2-38(1):385, 1934-35.
