Realizing and Adiabatically Preparing Bosonic Integer and Fractional Quantum Hall states in Optical Lattices
Yin-Chen He, Fabian Grusdt, Adam Kaufman, Markus Greiner, Ashvin, Vishwanath

TL;DR
This paper demonstrates the realization and adiabatic preparation of bosonic quantum Hall states, including integer and fractional types, in optical lattices using advanced DMRG simulations and feasible experimental protocols.
Contribution
It identifies specific Hamiltonians for bosonic quantum Hall phases and proposes practical methods for their adiabatic preparation in optical lattice experiments.
Findings
Robust bosonic integer quantum Hall phase at Μ=2
Fractional quantum Hall states at Μ=2/3 and 1/2
Effective preparation schemes with high fidelity
Abstract
We study the ground states of 2D lattice bosons in an artificial gauge field. Using state of the art DMRG simulations we obtain the zero temperature phase diagram for hardcore bosons at densities with flux per unit cell, which determines a filling . We find several robust quantum Hall phases, including (i) a bosonic integer quantum Hall phase (BIQH) at , that realizes an interacting symmetry protected topological phase in 2D (ii) bosonic fractional quantum Hall phases including robust states at and a Laughlin state at . The observed states correspond to the bosonic Jain sequence () pointing towards an underlying composite fermion picture. In addition to identifying Hamiltonians whose ground states realize these phases, we discuss their preparation beginning from independent chains, and ramping up interchain couplings.âŠ
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Realizing and Adiabatically Preparing Bosonic Integer and Fractional Quantum Hall states in Optical Lattices
Yin-Chen He
Corresponding author: [email protected]
Department of Physics, Harvard University, Cambridge MA 02138
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Fabian Grusdt
Department of Physics, Harvard University, Cambridge MA 02138
ââ
Adam Kaufman
Department of Physics, Harvard University, Cambridge MA 02138
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Markus Greiner
Department of Physics, Harvard University, Cambridge MA 02138
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Ashvin Vishwanath
Department of Physics, Harvard University, Cambridge MA 02138
Abstract
We study the ground states of 2D lattice bosons in an artificial gauge field. Using state of the art DMRG simulations we obtain the zero temperature phase diagram for hardcore bosons at densities with flux per unit cell, which determines a filling . We find several robust quantum Hall phases, including (i) a bosonic integer quantum Hall phase (BIQH) at , that realizes an interacting symmetry protected topological phase in 2D (ii) bosonic fractional quantum Hall phases including robust states at and a Laughlin state at . The observed states correspond to the bosonic Jain sequence () pointing towards an underlying composite fermion picture. In addition to identifying Hamiltonians whose ground states realize these phases, we discuss their preparation beginning from independent chains, and ramping up interchain couplings. Using time dependent DMRG simulations, these are shown to reliably produce states close to the ground state for experimentally relevant system sizes. Besides the wave-function overlap, we utilize a simple physical signature of these phases, the non-monotonic behavior of a two-point correlation, a direct consequence of edge states in a finite system, to numerically assess the effectiveness of the preparation scheme. Our proposal only utilizes existing experimental capabilities.
The two-dimensional Bose-Hubbard model is one of the simplest many body systems that exhibits nontrivial physics. Initially proposed as a model for the superconductor insulator transition in solid state system Fisher et al. (1989); Sondhi et al. (1997), it was later realized most cleanly in optical lattices of ultracold atoms Greiner et al. (2002); Zhang et al. (2012). It has been widely studied by varying the ratio of hopping to interaction strength , and the filling of bosons per site, which reveals the superfluid and Mott insulator phases and the quantum phase transition between them. A third natural parameter is the magnetic flux , tuning of which has been demonstrated recently in ultra-cold atomic systems in periodically driven optical lattices Aidelsburger et al. (2013); Atala et al. (2014); Aidelsburger et al. (2015); Tai et al. (2016). The phase diagram as a function of magnetic flux through the unit cell is less understood. This is the bosonic analog of the Harper-Hofstadter problem of free electrons in a tight binding model with magnetic flux Hofstadter (1976). However, the bosonic problem is necessarily interacting and consequently allows for a richer variety of phases (also see related study of fractional Chern insulator Neupert et al. (2011); Regnault and Bernevig (2011); Tang et al. (2011); Sheng et al. (2011); Grushin et al. (2014)).
At finite flux density, quantum Hall phases Klitzing et al. (1980); Tsui et al. (1982); Laughlin (1983) of bosons might appear if the filling factor is appropriate. In the continuum limit where the physics of LL applies, it was established numerically (e.g. see a review Cooper (2008)) and analytically Harper et al. (2014); Scaffidi and Simon (2014) that quantum Hall states appear. Many of those quantum Hall phases can be understood simply using Jainâs composite fermion approach Jain (1989). For example, one can first attach one flux quanta to the boson, converting them into composite fermions, and letting them form a integer quantum Hall state. This construction gives a quantum Hall state with filling factor , which is called Jain sequence states. Among those sequence states, there is a special one at (with ), whose existence was overlooked for decades. The state is called bosonic integer quantum Hall state (BIQH) Lu and Vishwanath (2012); Senthil and Levin (2013), it belongs to the newly discovered symmetry protected topological (SPT) phase Chen et al. (2013); Haldane (1983); Pollmann et al. (2010), different from all other states that are intrinsically topologically ordered. This BIQH state was however not found in the continuum limit, unless one turns to a more complicated setup, e.g. two-component bosons or higher Chern number flat bands Furukawa and Ueda (2013); Geraedts and Motrunich (2013); Regnault and Senthil (2013); Wu and Jain (2013); Sterdyniak et al. (2015a); He et al. (2015); Möller and Cooper (2015); Zeng et al. (2016).
The absence of BIQH state in the continuum limit makes it more interesting to pass to the lattice, on which one can achieve the infinite interaction limit that may not be continuously connected with the continuum limit. Indeed, early work motivating the search for lattice effects reported a candidate BIQH at low densities () Möller and Cooper (2009). Also, previous ED calculations on small system size found several Jainâs sequence states with small (e.g. ) SĂžrensen et al. (2005); Möller and Cooper (2009); Palmer et al. (2008); Hafezi et al. (2007); Palmer and Jaksch (2006); Sterdyniak et al. (2012, 2015b). It is important to know how far one can go beyond the dilute limit and how large can be pushed. For example can one realize in a simple fashion the BIQH state (at ), which would be one of the few realistic routes to realizing an SPT phase of bosons in 2D? This is the first question that we will address in the paper.
Even if a quantum Hall state is the groundstate of a simple Harper-Hofstadter model, it remains challenging for cold-atom experiments to realize. Cooling into a nontrivial ground state poses special challenges particularly in the context of driven systems such as the Floquet engineered optical flux lattice systems Aidelsburger et al. (2013); Atala et al. (2014); Aidelsburger et al. (2015); Tai et al. (2016); Jaksch and Zoller (2003); Dalibard et al. (2011); Cooper (2011); Gerbier and Dalibard (2010); Kolovsky (2011); Goldman et al. (2014). To overcome this issue, a clever cooling scheme is demanding. One way of cooling, called adiabatic preparation SÞrensen et al. (2010); Popp et al. (2004); Grusdt et al. (2014); Barkeshli et al. (2015), begins with a trivial state with low entropy, which is then slowly ramped to the desired final state. Such adiabatic preparation schemes in general require a continuous phase transition between the initial state and the final state. For a quantum Hall state, an adiabatic preparation scheme is even more difficult, since usually an exotic topological phase transition will be involved Barkeshli et al. (2015). Finding an appropriate adiabatic preparation scheme for optical lattice quantum Hall states is the second question on which we will make progress, and in particular our scheme appears to work for most quantum Hall phases, at least for the system sizes relevant for experiments.
We will first present our DMRG simulation White (1992, 1993); McCulloch (2008) which numerically finds robust Jain sequence states (e.g. ) on the lattice with a relatively high particle density. In particular, the BIQH state (at ) is found robust with a short correlation length and quantized Hall conductance. A related state was observed in the low density limit in Ref. Möller and Cooper (2015). Next we use time-dependent DMRG simulations Vidal (2003); White and Feiguin (2004); Daley et al. (2004); Zaletel et al. (2015) as well as exact diagonalization to discuss the adiabatic preparation scheme for quantum Hall phases, focusing on the BIQH state. The basic idea is beginning with the independent chain limit of 1D Luttinger liquids, and ramping up interchain couplings that also introduce the flux. To benchmark the effectiveness of our preparation scheme, we utilize the wave-function overlap between the state generated by the time ramp and the true ground state as an indicator. We also discuss a physical diagnosis using two-point correlation function to detect the gapless edge state of quantum Hall phases.
*Model and Phases.â*We consider the Bose-Hubbard model (Harper-Hofstadter model) on a square (triangular) lattice,
[TABLE]
The first term is the nearest neighbor hopping subject to a background flux , with on each square plaquette (or on each triangle). The second term is the on-site Hubbard interactions, and we mainly consider the limit that gives the hard-core boson constraint .
One may expect quantum Hall phases for certain filling factor , where is the boson density per site. The simplest possibility is the Jain sequence with from the composite fermion approach Jain (1989). First, one can attach one flux quanta to the boson, yielding the composite fermion. The composite fermions still have density and see an effective flux , then naturally they will form an integer quantum Hall state with . Naively, the continuum limit, which can be formulated as lowest Landau level with contact Haldaneâs pseudo-potential , is the most ideal platform for quantum Hall phases. In that limit, however, several states particularly the BIQH state () were not found in the extensive study (e.g. see a review Cooper (2008)).
In this paper, we focus mainly on the limit with . Unexpectedly we numerically find that the Jain sequence states are more stable than in the continuum limit, in particular the BIQH state can appear in a simple setup without going to two-components bosons or higher Chern number flat bands that previous studies focused on Furukawa and Ueda (2013); Geraedts and Motrunich (2013); He et al. (2015); Regnault and Senthil (2013); Sterdyniak et al. (2015a); Wu and Jain (2013); Möller and Cooper (2015); Zeng et al. (2016). We also note that even if , the system we consider here is still different from the continuum limit. It is because the infinite on-site interaction will be much larger than the Landau level spacing (), which may cause strong mixing of Landau levels.
Several methods were applied to study this problem before SĂžrensen et al. (2005); Möller and Cooper (2009); Palmer et al. (2008); Hafezi et al. (2007); Palmer and Jaksch (2006); Sterdyniak et al. (2012); Natu et al. (2016); HĂŒgel et al. (2016), here we will use the infinite DMRG simulation McCulloch (2008) to tackle it. We numerically observe Jain sequence states of bosons at filling factor for . Generally the instability of the Jainâs states grows with . A consequence is that, to realize a larger one needs a more dilute density (meaning a smaller and ). On the other hand, we also find that the Jain sequence states are more stable on the triangular lattice (see the Table 2 in the appendix). Here and the following we mainly focus on small on the square lattice as summarized in Table 1. The results of larger are summarized in the supplementary materials. We study infinite cylinder with circumference and different sizes give consistent results. For a smaller flux density than we show in the Tables, we expect the same quantum Hall state still exists. A particularly interesting state corresponds to , that is the BIQH state at . Unlike fractional QH, BIQH doesnât possess topological order, instead it is a SPT (protected by the charge conservation). So here our results provide a very simple setting for experimentally realizing the putative interacting SPT phase in spatial dimension higher than . We note that Ref. HĂŒgel et al. (2016) suggested an SPT phase at with an anisotropic hopping, but we find its Hall conductance is always [math].
We numerically diagnose those quantum Hall phases through their quantized Hall conductance (many-body Chern number). To measure the Hall conductance, we wrap the system on a cylinder, and measure the charge pumping by threading flux He et al. (2014); Grushin et al. (2015). The pumped charge is exactly the Hall conductance  Laughlin (1981). As clearly shown in Fig. 2 (a), the Hall conductance is precisely for three quantum Hall states. Also we find that the states have a short correlation length (Fig. 2 (b)), indicating a fully gapped state.
*Adiabatic preparation from the 1D phase.â*One important challenge for cold atom experiments is to cool into the ground state. We now discuss one preparation scheme for preparing quantum Hall phases using adiabatic preparation starting from decoupled 1D wires. The idea is that we first turn off hopping along one direction (say ). In this limit, we get decoupled 1D Luttinger liquids with density . Then we slowly turn on the hopping (that also introduces the flux), which eventually yield a 2D bosonic quantum Hall phase at the isotropic limit .
Numerically we find this scheme can achieve the adiabatic preparation for bosonic (both fractional and integer) quantum Hall phases. One piece of numerical evidence is the properties of the groundstate as we ramp the system from 1D wires to a 2D quantum Hall states. First we find the physical quantities (e.g. the energy and entanglement entropy) evolves continuously as we change the parameter (). Second we observe that the wave-function of the groundstate of the system is changing smoothly, namely the wave-function overlap as .
To make a more direct contact with experiments, we also simulate the preparation scheme as the non-equilibrium process. It can be generally described by . is the time-dependent Hamiltonian that will be tuned experimentally,
[TABLE]
with time-dependent hopping on the direction, . is the initial state, that is the groundstate of the starting Hamiltonian . Numerically we first discretize the time-evolution operator, , with , , and the final Hamiltonian is the one in Eq. (1). Following the method introduced by Zaletel, et al. Zaletel et al. (2015), we then rewrite the operator as a matrix product operator, and apply it to the wave-function successively.
Fig. 3 shows the numerical results for the preparation scheme. We carry on simulations for i) the infinite cylinder geometry ( direction is taken to infinite); ii) the finite square geometry that has open boundary condition on both the and direction. To quantify how good the adiabatic preparation is, we compare the state from the time-evolution () with the true groundstate () of the static Hamiltonian. Specifically, we compare the entanglement entropy and wave-function overlap between two states. Clearly the adiabatic preparation works well for both schemes, and the quality of the adiabaticity increases as the preparation time becomes longer. In particular the wave-function overlap (per site) can reach , which is a strong proof for our adiabatic preparation scheme.
The finite square geometry works much worse than the infinite cylinder geometry (e.g. see Fig. 3(c)-(d)). Such behavior is generically expected since the quantum Hall state on a finite square geometry has gapless edge modes. The existence of gapless modes will inevitably lead to some undesired excitations in an adiabatic preparation scheme. Fortunately, the experimental study as well as our numerical simulations are carried out on a finite system, which has a finite gap . Therefore as long as the ramping time is long enough, the adiabatic preparation can be ideally achieved. The preparation scheme can be further optimized by adding a second tuning parameter, the magnetic flux Grusdt et al. (2014). Tuning of has recently been realized using quantum gas microscopes Tai et al. (2016). More details can be found in the Appendix (Sec. A.3).
Physical diagnosis of quantum Hall state.â Finally we study a simple correlation function based method to diagnose quantum Hall states in mesoscopic geometries. Although it is presently unclear how to directly measure this quantity in experiments, this will serve as a proxy for other correlation function based approaches to study quantum Hall states. The QH state has a gapped bulk but a gapless edge. To observe this property, one can measure the correlation function along one direction as shown in Fig. 4(a). represents the position on the direction, and is always placed on the edge. When , the two-point correlation function is always measured on the edge, hence will give a power law decaying behavior . On the other hand, when is placed in the middle of the sample (), is measuring the correlation function in the bulk yielding an exponentially decay behavior . However, once hits the edge (), will follow a power law decay again. In summary, the two-point correlation functions behave as,
[TABLE]
Fig. 4(b) shows data of two point correlation functions of the bosonic integer quantum Hall state on a large system, cluster. It is consistent with the above scaling behavior, Eq. (3). In particular, when , the correlation function shows a non-monotonic behavior, it at first decays fast, but then suddenly increases as hits the edge. Such scaling behavior is also visible on a small system size, e.g. cluster in Fig. 4(c). In contrast, a superfluid (Fig. 4(d)) and a charge-density-wave (Fig. 4(e)) does not show any non-monotonic behavior. The state from our adiabatic preparation protocol also admits such non-monotonic correlations (see Fig. 5 in the appendix) demonstrating that it retains physical characteristics of the ground state.
Conclusion and outlook.â We study the Harper-Hofstadter model with hardcore bosons, and numerically find a number of quantum Hall phases, in particular a bosonic integer quantum Hall state that is hard to realize in the continuum limit. We also propose an adiabatic preparation scheme for those phases, and numerically show its effectiveness using time-dependent DMRG simulations. At last we describe a simple physical diagnosis for quantum Hall phases utilizing the two point correlation functions to detect edge states. We demonstrate that the state obtained by the adiabatic preparation scheme produces the same signature as the true groundstate. While this signature is challenging to measure experimentally, we note that other viable detection schemes which could characterize these states have been proposed, for example by extracting the Hall conductance from a measurement of the center-of-mass motion perpendicular to an applied force Aidelsburger et al. (2015) or edge state (e.g. Yin and BĂ©ri (2016)). An outstanding problem for future theoretical work is to come up with additional measurement protocols. Our theoretical study on one hand lends support to Jainâs composite fermions picture in a simple setting, and on the other hand indicates a way forward for the experimental study of quantum Hall phases in optical lattices.
*Acknowledgement.â*We acknowledge stimulating discussions with Eugene Demler, Frank Pollmann, Chong Wang, Norman Yao, and Liujun Zou. YCH thanks F. Pollmann for sharing the Tenpy package to do the simulations of time-dependent DMRG, and thanks N. Yao for sharing unpublished ED results. YCH and FG are supported by a postdoctoral fellowship from the Gordon and Betty Moore Foundation, under the EPiQS initiative, GBMF4306, at Harvard University. AV is supported by a Simons Investigator Award and by the AFOSR MURI grant FA9550- 14-1-0035.
Appendix A More numerical results
A.1 Jainâs sequence
We find on the triangular lattice, Jainâs sequence becomes more stable. Table 2 lists our DMRG results for a small . Clearly for the same on the square lattice (Table 1), the density can be larger.
Numerically we also find Jainâs sequence states with larger as summarized in Table 3. Compared with small that we presented in the main text, the larger state is less stable. It, on the other hand, requires larger system size for the numerical simulations. Therefore it is more difficult to firmly establish the existence of those quantum Hall phases. However, in our simulations for several system size , we consistently find those quantum Hall states as the groundstates. Therefore, it is reasonable to expect those quantum Hall states are stable in the thermodynamic limit, similar as a smaller .
A.2 Correlation functions in the preparation scheme
A self-consistent check of our proposal is whether the state from our preparation scheme also admits the scaling behavior Eq. (3). Fig. 5 shows the numerical data, with , on a finite cluster. We compare two different ramp time and . Clearly the longer time ramp yields a state with good agreement with the true ground state (Fig. 4(c)). On the other hand, a shorter time ramp has a worse performance.
It is also interesting to see the behavior of correlation functions in the whole preparation process as shown in Fig. 6. When , the wires are decoupled hence the correlation perpendicular to the wire is vanishing. When increases, the correlation begins to develop, and it follows the monotonic behavior that it decays as increases. When , the system realizes a QH state, and the correlation follows a non-monotonic behavior, namely it drops first and suddenly increases when hits the edge (as also shown in Fig. 4). Clearly when the ramp time is long (Fig. 6(b)) the evolution of the correlation functions matches well with those of the groundstate (Fig. 6(a)). On the other hand, when the ramp time is short (e.g. Fig. 6(f)), the correlation function has a considerable discrepancy with the groundstate when is large, indicating the possible failure of the adiabatic preparation.
A.3 Optimization of preparation scheme
The preparation scheme can be further optimized by adding a second tuning parameter (besides the anisotropy ), the magnetic flux Grusdt et al. (2014). Tuning of has recently been realized using quantum gas microscopes Tai et al. (2016). In the two dimensional phase space, there are infinite number of paths that connects the trivial phase with the quantum Hall phase. The general principle is to find a path that has a maximum gap (finite-size gap ). To make a closer contact with experiments, we also consider a small system consisting of a few soft core bosons on a square lattice trapped inside a box potential.
Fig. 7 shows the finite-size gap from ground to first excited state, assuming four bosons with soft-core interactions in a square lattice. Compared to the non-interacting system (inset of the figure) we observe a finite gap when the filling and , where a -Laughlin state is expected SÞrensen et al. (2005); Hafezi et al. (2007). The corresponding value of the flux per plaquette is indicated by a dashed line in the figure. A promising path through parameter space with a minimum gap of is indicated by an arrow. The finite-size gap is comparable to the bulk gap of the Laughlin state everywhere, which can be calculated by placing the same system on a torus with periodic boundary conditions SÞrensen et al. (2005). This establishes that bosonic Laughlin states containing a few bosons can be readily prepared in experiments with ultracold atoms Tai et al. (2016).
A.4 Another adiabatic preparation scheme
Besides the scheme discussed in the main text, we also find another scheme for the adiabatic preparation. The idea is to begin with a system with a staggered potential along one direction (say direction), see Fig. 8(a). In particular we make the potential offset between the odd and even wires to be much larger than the hopping amplitude , . Consequently, the bosons will be trapped to the odd wires, and are prohibited to hop to the neighboring wires. Each wire is indeed described by a 1D Luttinger liquid with the density . Next we slowly turn off the staggered potential, the bosons are allowed to hop to neighboring wires. Eventually the decoupled 1D wires will be melt to a 2D phase, which turns out to be the bosonic quantum Hall phase.
Similar as the main text, we simulate the preparation scheme as a non-equilibrium scheme using the time-dependent Hamiltonian,
[TABLE]
where the potential on the odd wires are time-dependent
[TABLE]
where , is the total time for the ramp.
The numerical results are shown in Fig. 9. Similarly as the first scheme described in the main text, the preparation scheme works well as long as the ramp time is not too short.
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