Instability of Fulde-Ferrell-Larkin-Ovchinnikov states in three and two dimensions
Jibiao Wang, Yanming Che, Leifeng Zhang, Qijin Chen

TL;DR
This paper demonstrates that FFLO superfluid states are intrinsically unstable in two and three dimensions, explaining their absence in experiments across condensed matter and ultracold atomic systems.
Contribution
The study provides a theoretical analysis showing the fundamental instability of FFLO states due to pairing fluctuations in 2D and 3D, clarifying experimental non-observations.
Findings
FFLO states are intrinsically unstable in 2D and 3D.
Pairing fluctuations prevent the formation of stable FFLO superfluids.
This instability accounts for the lack of experimental evidence in various systems.
Abstract
The exotic Fulde-Ferrell-Larkin-Ovchinnikov (FFLO) states have been actively searched for experimentally since the mean-field based FFLO theories were put forward half a century ago. Here we investigate the stability of FFLO states against unavoidable pairing fluctuations, and conclude that FFLO superfluids cannot exist due to their intrinsic instability in three and two dimensions. This explains their absence in experimental observations in both condensed matter systems and the most recent, more promising ultracold atomic Fermi gases with a population imbalance.
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Instability of Fulde-Ferrell-Larkin-Ovchinnikov states in three
and two dimensions
Jibiao Wang, Yanming Che, Leifeng Zhang
Department of Physics and Zhejiang Institute of Modern Physics, Zhejiang University, Hangzhou, Zhejiang 310027, China
Synergetic Innovation Center of Quantum Information and Quantum Physics, Hefei, Anhui 230026, China
Qijin Chen
Department of Physics and Zhejiang Institute of Modern Physics, Zhejiang University, Hangzhou, Zhejiang 310027, China
Synergetic Innovation Center of Quantum Information and Quantum Physics, Hefei, Anhui 230026, China
(March 5, 2024)
Abstract
The exotic Fulde-Ferrell-Larkin-Ovchinnikov (FFLO) states have been actively searched for experimentally since the mean-field based FFLO theories were put forward half a century ago. Here we investigate the stability of FFLO states against unavoidable pairing fluctuations, and conclude that FFLO superfluids cannot exist due to their intrinsic instability in three and two dimensions. This explains their absence in experimental observations in both condensed matter systems and the most recent, more promising ultracold atomic Fermi gases with a population imbalance.
The exotic Fulde-Ferrell-Larkin-Ovchinnikov (FFLO) states , which were first predicted by Fulde and Ferrell FF (FF) and Larkin and Ovchinnikov LO (LO) in an -wave superconductor in the presence of a Zeeman field over fifty years ago, have attracted enormous attention in condensed matter physics LOFF_Review , including heavy-fermion Radovan ; Kenzelmann , organic ShimaharaJPSJ71 ; *LebedPRB82 and high superconductors GrafPRB72 ; *TingPRL96; *SimonsPRL102; *ChoPRA83; *Ptok2013, nuclear matter SedrakianPRC67 and color superconductivity Alford ; *Bowers, and, more recently, in ultracold Fermi gases SedrakianPRA72 ; *Liao; *Sheehy_RPP. Conventional BCS superfluidity originates from Bose-Einstein condensation (BEC) of Cooper pairs at zero momentum. In contrast, in these exotic states, Cooper pairs condense either at a finite momentum q, with an order parameter of the form of a plane-wave or at momenta , with an order parameter of the form of a standing wave for the FF and LO states, respectively.
These exotic superfluids have been actively searched for over the past half century. In condensed matter systems, the strongest signatures of FFLO states come from heavy fermion UPd2Al3 Gloos , CeRu2 Huxley and CeCoIn5 Radovan ; Kenzelmann . However, Refs. Gloos and Huxley were shown to be inconsistent with theory NormanFFLOcomment ; Tenya . Radovan et al. Radovan assumed an incorrect FFLO wavevector direction perpendicular to the highly two-dimensional Fermi surface, and their claim seemed also to have been dismissed recently by Kenzelmann et al. Kenzelmann , who also noticed discrepancies between theory and their own experimental observations. Thus far, there has been no solid experimental evidence for the FFLO states from condensed matter systems.
With the easy tunability of various control parameters, including interaction, dimensionality, population imbalance as well as mass imbalance Review ; Bloch_RMP , ultracold Fermi gases have provided a much greater opportunity and given rise to a high expectation for finding the FFLO states. Despite many theoretical studies in this regard, both in a 3D homogeneous case LOFF1 ; SR06 ; huhui06pra ; helianyi06prb ; CombescotPRB7114 ; *Yip07pra; FFLO_MF_us and in a trap Machida2 ; zw07pra ; Kinnunen , the experimental search for these exotic states in atomic Fermi gases has not been successful ZSSK06 ; Rice1 . There have also been theoretical studies of FFLO states in more complex systems, such as Fermi-Fermi mixtures Stoof09prl ; *Stoof10pra; Stoof12pra ; FFLO_MF_us or optical lattices WuCJPRA83 ; *Buchleitner2012; *Mendoza2013; *Koga2012; *Torma2012; *ChenAHai2012. However, experimentally, the superfluid regime in these complex systems has yet to be accessed.
In this paper, we will reveal the deep reason why the FFLO states have not been observed experimentally. Here we investigate the stability of FFLO states against ubiquitous pairing fluctuations, first with simple arguments based on general physical grounds, and then using a concrete pairing fluctuation theory Chen2 ; Review , which has been applied successfully to the BCS-BEC crossover physics. We find that FFLO states are indeed intrinsically unstable at any finite temperature due to pairing fluctuations. This conclusion can be drawn using rival approaches of pairing fluctuation theories as well. We shall mainly work with the 3D case and readily generalize to 2D. We note that both the FF and LO states as well as higher order crystalline states in the literature are essentially constructed at the mean field level, and their stability has never been properly tested against pairing fluctuations.
Now consider a single minority fermion in the presence of a majority Fermi sphere in homogeneous 3D continuum, assuming an equal mass for both majority and minority fermions. When the pairing strength is weak, the ground state is a polaron in the Fermi sea. When the interaction becomes just strong enough, the minority atom will pair with a majority atom near the Fermi surface to form a (meta-)stable pair. To minimize the system energy, the pair dispersion will reach a minimum at a finite momentum of , where is the majority Fermi wave vector footnoteonBECpairing . Similar things will happen for a two component gas with a high population imbalance. For weak interactions, the ground state will be minority polarons moving in the majority Fermi sea. For very strong interactions in the BEC regime, a polarized Sarma superfluid will emerge at low . For intermediate pairing strengths, where the majority Fermi surface still exists, (meta-)stable Cooper pairs will form at finite , with a dispersion minimizing at a finite momentum . These pairs will first form in the normal state without phase coherence, moving in all possible directions. As decreases, the system will either phase separate into a 50-50 mixture forming a BCS superfluid plus a majority normal Fermi gas, or try to enter an FF or LO state. Now that the pair dispersion minimizes at a finite momentum, i.e., on a 2D spherical surface in the momentum space, one finds immediately that no condensation is needed at any finite , in order to satisfy the pair density constraint. Alternatively, the pairing fluctuations will destroy any tendency of Bose condensation of the pairs.
The key here is that in the momentum space, FFLO states can be regarded as condensation of pairs (at finite momenta) whose energy minimizes on a 2D sphere . Such a 2D Bose surface for the pair dispersion has a finite density of states (DOS), leading to an effective reduction of the dimensionality for the pairs from 3D to 2D, so that these fluctuations will destroy any attempt for condensation, in accord with the Mermin-Wagner theorem. This argument can be readily extended to the case of an optical lattice, where the 2D sphere is to be replaced by a 2D constant-energy surface.
Next we examine what would happen if one forces a symmetry breaking into an FFLO state at low with a wavevector pointing in the symmetry breaking direction, as in a mean-field treatment. To this end, we proceed with a concrete theoretical formalism of pairing fluctuations in two-component homogeneous Fermi gases with a population imbalance in 3D continuum. We begin by presenting the mean-field solutions, and then show that the mean-field FFLO phase will eventually be destroyed by pairing fluctuations. We shall first restrict ourselves to regular symmetry breaking, i.e., with only one wavevector , which corresponds to the FF states. As usual, we work a short-range contact potential of strength . In this assumed FF phase, momentum k pairs with and thus the condensed Cooper pairs have a nonzero center-of-mass momentum q. Note that setting would give us the formalism for the Sarma superfluid state. The dispersion of free atoms is given by , where and are the mass and chemical potential for (pseudo)spin , respectively. We set the volume , .
In order to self-consistently treat the pairing fluctuation effects, we use a pairing fluctuation theory previously developed Chen2 for treating the pseudogap phenomena in high superconductors, which has later been extended successfully to address a variety of ultracold Fermi gas experiments without Review ; ReviewLTP-Full ; OurRFReview and with population Chien06 ; chen07prb and/or mass imbalances Guo2009PRA ; wang13pra . Within this theory, the BCS mean-field solution of the FF states can be obtained from the combined gap equation and number equations by neglecting the pseudogap equation. In addition, in the superfluid phase, the effective chemical potential of the pairs vanishes, which guarantees that the pair excitation energy is not gapped in the superfluid phase.
Now we shall present our self-consistent equations for the mean-field solution from this theory. Since the pair dispersion minimizes at for the FF states, the Thouless criterion for pairing instability now reads , with being the -matrix, the pair susceptibility, and the bare and full Green’s functions, respectively, and . (Here spin is the opposite of spin ). We refer the readers to Ref. wang13pra for the convention on notations. The self-energy Review takes approximately the simple BCS-like form, , with . Therefore, we have
[TABLE]
where , , , and , , , . Here the quasiparticle dispersion may not be gapped. In the presence of mass imbalance, , unlike the equal-mass case. With the BCS form for the Green’s functions Eq. (1), the Thouless criterion becomes
[TABLE]
where with reduced mass . Here , and is the Fermi distribution function. Note that has been replaced by the -wave scattering length via .
From the number constraint , we can get the number density and density difference ,
[TABLE]
The population imbalance is defined as .
The FFLO wavevector can be determined via , which is equivalent to minimizing the thermodynamic potential with respect to FFLO_MF_us . Then we have
[TABLE]
where and are given by the summands of Eqs. (3) and (4), respectively.
Equations (2)-(5) form a closed set, and can be used to solve for the mean-field solution of the one-plane-wave FFLO state, e.g., for (, , , ) with , and for (, , , ) at . Dropping Eq. (5) and setting would lead to mean-field equations for homogeneous Sarma phases.
At the mean-field level, the FFLO solutions may be further restricted by the stability condition against phase separation (PS) PWY05 ; Stability ; LOFF1 ,
[TABLE]
With the mean-field solutions, one can extract the pair dispersion via a Taylor expansion of the inverse -matrix Review , i.e., , after analytic continuation, where near . The coefficients , , , and can be readily derived during the expansion, with at , and above . Here the subscripts “” and “” denote parallel with and perpendicular to the direction, respectively.
One may also compute the pseudogap, if well defined (as in a Sarma phase), via
[TABLE]
where is the Bose distribution function. Just as the pairing fluctuations tend to destroy the condensate, the presence of serves to deplete the order parameter from the total excitation gap via . In this case, pairing fluctuations will reduce from its mean-field value to a lower temperature as determined by .
For an equal-mass case, we take the majority (minority) species as spin up (down) in our numerics. For Fermi-Fermi mixtures, we take the heavy (light) species to be spin up (down). In both cases, we take Fermi momentum , and define Fermi temperature as , with .
We first present in Fig. 1 the calculated mean-field – phase diagram for a homogeneous Fermi gas with equal mass for the (a) unitary and (b) near-BCS cases, respectively. Pairing takes place below the pairing temperature (black solid curve), where a pseudogap (PG) starts to emerge. Here we focus on the FFLO phase, not showing the boundary separating the pseudogap state and the high normal phase, which is a crossover rather than a true phase transition. A mean-field FFLO state in the low and relatively high regime for both cases. For lower , the FFLO states become unstable against phase separation (PS) at low (dotted region), and these two phases are divided by the green line, as determined by the stability condition Eq. (6). The red line denotes where drops to zero. We also show the stable beyond-mean-field Sarma superfluid (SF) phase (brown area) at intermediate , as found previously Chien06 ; LOFF1 . At the mean-field level, the PG phase would be called the Sarma superfluid as well.
The phase diagram of the near-BEC case (say, ) is similar but with a smaller phase space area for the FFLO states, which eventually shrinks to zero towards the BEC regime. The counterpart phase diagrams for Fermi-Fermi mixtures such as 6Li-40K can be found in Ref. FFLO_MF_us .
As a representative example, we next show in Fig. 2 a 3D plot of the pair dispersion in the FFLO phases. We pick the unitary case in Fig. 1, with and , which has a solution of . Other cases are very similar. The azimuthal angle in the plot corresponds to the polar angle between and in the spherical coordinates in which we align along the direction. It is evident that the rotational SO(3) symmetry is broken. And *most importantly, the point is a saddle point rather than the global minimum of the pair energy. *. An alternative plot at unitarity and counterpart plots for the near-BCS and near BEC cases are shown in Supplementary Figs. S1 and S2, respectively.
To see this more clearly, we plot in Fig. 3 the pair dispersion as a function of the polar angle , i.e., along the (constant radius) circle (in Fig. 2), as shown by the black solid line. At the same time, we also show the near-BCS case (red dashed line) at with and , as well as the 6Li-40K mixture case (blue dotted line) in the BCS regime with , and . In all cases, we find that the point is not the global minimum of the pair dispersion, in contradiction to our assumption that the FFLO state is a spontaneously broken symmetry state. This means that the FFLO states found at the mean-field level are not stable once pairing fluctuations are taken into account.
To make sure that this finding is not an artifact of the scheme of our -matrix theory, we perform similar calculations using our main competitor, the scheme of the -matrix theory, with . This has been known as the FLEX approximation FLEX1 , and have been used by various authors in the study of BCS-BEC crossover. Then we compare the results between these two schemes.
Shown in Fig. 4 are representative pair dispersions as a function of along different polar angles for both schemes, as labeled in the figure. To be specific, we show the same unitary case as in Fig. 2. The corresponding 3D plot of the pair dispersion from the scheme is given in Supplementary Fig. S3. For both schemes, we plot the curves for (black), (red) and (blue). Since the scheme (dashed lines) is inconsistent with the mean-field BCS gap equation so that , its pair dispersion along does not touch zero at its minimum, unlike our case (solid lines). Nevertheless, common to both schemes is that the minimum pair energy along is higher than along other directions, and is thus not a global minimum.
By relaxing Eq. (5), one may also study how a finite progressively leads to an angle dependence of the minimum of , as shown in Supplementary Fig. S4.
An unstable mean-field Sarma solution also exists in the mean-field FFLO regime, with a typical pair dispersion shown in the inset of Fig. 4 at high population imbalance. Here vanishes, as determined by the gap equation. However, the pair energy reaches a minimum at a finite on a 2D sphere in the momentum space, which will destroy the mean-field Sarma states. Most importantly, these pairs will never Bose condense, and thus no symmetry breaking or phase transition will occur. In this way, we have shown that the FFLO phase will never occur in 3D continuum, as mentioned earlier. Indeed, setting to the bottom of the pair energy would lead to a diverging noncondensed pair density, via Eq. (7), and thus destroy superfluidity. Obviously, this divergence does not rely on the rotational symmetry and can be readily extended to the case of optical lattices.
For a 2D case, there is no true long range order of superfluidity, which is valid for zero momentum condensate. The dimensionality would be reduced to 1D, leading to even stronger fluctuation effects, which shall destroy FFLO type of superfluidity.
Similar instability of the FFLO states is also expected from the scheme of -matrix approximation, as in the Nozieres–Schmitt-Rink theory NSR . It is easy to show that the pair dispersion in the mean-field FFLO regime minimizes at a finite , as shown in Supplementary Fig. S3. Indeed, using such a theory, Ohashi also find that the FF state is unstable in 3D homogeneous Fermi gases for a similar reason OhashiJPSJ71 .
While our calculations were done with the FF states, we argue that such dimensional reduction effects hold for the LO and higher order FFLO states as well. We shall also point out that the pairing field is different from magnetic spin fluctuations, where unlike the pair momentum, the magnitude of a spin is fixed so that spontaneous symmetry breaking may occur as in a non-linear sigma model.
The reason FFLO states are unstable can be understood from a different perspective. At the mean-field level, it is known that the LO states has slightly lower energy than the corresponding FF states. While the FF states are condensation of Cooper pairs at a single momentum , the LO states are condensation at a pair of momenta . It is conceivable that condensation at two pairs of ’s forming a square in the momentum space shall further lower the energy, as has been confirmed by mean-field calculations ZhangShizhong . Along the same line, it suggests that condensation at 3, 4, 6, and 8 pairs of momenta and so on should have a progressively lower energy. Eventually, it leads to the conclusion that the lowest energy solution would be condensation on the entire 2D constant-energy surface, on which the pair dispersion minimizes. This is, of course, no longer a condensed state, nor an FFLO state. We note that these mean-field crystalline states are different from ordinary spontaneous breaking of the SO(3) symmetry, which typically has only one preferential direction, as one finds in textbooks.
Finally, we investigate the nature of this unusual normal state, for which the pair dispersion minimizes at finite . The pairing correlation function for the 3D continuum case is given by
[TABLE]
where is the screening length (squared), and , with near zero . (Note here that the pair dispersion is isotropic). Apart from the oscillating behavior, the correlation length is given by . When , the exponential decay will disappear, leaving a power law decay at large distances so that the pairs approach an algebraic Bose liquid. Note that this oscillating behavior due to a finite is very unusual, manifesting the tendency to form a wave-like pairing order. Without superfluidity, such a Bose liquid is a Bose metal in the ground state, where approaches 0 at zero . Of course, at high population imbalance, the major part of the system is composed of the excessive majority fermions, which add to the metallic character of the system. We shall call this phase “anomalous metal”.
Recently, Radzihovsky and VishwanathAshvin found that the LO phase is unstable, which is consistent with our findings here. Further on, they continued with the unstable LO state and concluded that fermion pairs may pair again to form a nematic charge-4 SF4 superfluid phase. However, because the interaction between fermion pairs are usually repulsive, it is unlikely that such an SF4 phase will form.
As of this writing, Boyack et al Rufus found that the superfluid density of a mean-field FF state vanishes in the direction transverse to the wavevector , in agreement with our findings here.
There have also been theoretical studies of possible FFLO (or stripe) states in Fermi gases with spin-orbit coupling chuanwei12 ; *xiaji13; Pu2013 ; *Iskin2013; *Yi2013PRL. We point out that the spin-orbit coupling forces a preferential direction, and/or leads to topologically distinct Fermi surfaces, making the system drastically different from the conventional FFLO physics. There are also studies of FFLO phases in 1D Fermi gases, which, however, does not process long range order at all.
In summary, we have studied the effects of pairing fluctuations on the mean-field FFLO phases, and found that FFLO phases are intrinsically unstable against pairing fluctuations in both continuum and optical lattices in 3D and 2D, and thus do not exist experimentally. This conclusion holds on general physical grounds, independent of our specific pairing fluctuation theory, and is applicable for both quantum gases and condensed matter systems.
We thank A.J. Leggett, K. Levin and S.Z. Zhang for helpful discussions. This work is supported by NSF of China (Grant No. 11274267), the National Basic Research Program of China (Grants No. 2011CB921303 and No. 2012CB927404), NSF of Zhejiang Province of China (Grant No. LZ13A040001).
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