Reconstruction and stability in Gel'fand's inverse interior spectral problem
Roberta Bosi, Yaroslav Kurylev, Matti Lassas

TL;DR
This paper develops a stable method to reconstruct a Riemannian manifold from approximate spectral data, providing explicit stability estimates and advancing the understanding of Gel'fand's inverse spectral problem.
Contribution
It introduces a new stable reconstruction approach for manifolds from spectral data with explicit log-log stability estimates, improving previous inverse spectral results.
Findings
Constructs a stable approximation of the manifold from spectral data with small error.
Provides explicit log-log stability estimates for the reconstruction.
Extends stability analysis to Gel'fand's inverse problem.
Abstract
Assume that is a compact Riemannian manifold of bounded geometry given by restrictions on its diameter, Ricci curvature and injectivity radius. Assume we are given, with some error, the first eigenvalues of the Laplacian on as well as the corresponding eigenfunctions restricted on an open set in . We then construct a stable approximation to the manifold . Namely, we construct a metric space and a Riemannian manifold which differ, in a proper sense, just a little from when the above data are given with a small error. We give an explicit -type stability estimate on how the constructed manifold and the metric on it depend on the errors in the given data. Moreover a similar stability estimate is derived for the Gel'fand's inverse problem. The proof is based on methods from geometric convergence, a quantitative stability estimate for the unique…
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Taxonomy
TopicsNumerical methods in inverse problems · Advanced Mathematical Modeling in Engineering · Geometric Analysis and Curvature Flows
Reconstruction and stability in Gel’fand’s inverse interior spectral problem
Roberta Bosi, Yaroslav Kurylev, and Matti Lassas
(December 10, 2019)
Abstract
Assume that is a compact Riemannian manifold of bounded geometry given by restrictions on its diameter, Ricci curvature and injectivity radius. Assume we are given, with some error, the first eigenvalues of the Laplacian on as well as the corresponding eigenfunctions restricted on an open set in . We then construct a stable approximation to the manifold . Namely, we construct a metric space and a Riemannian manifold which differ, in a proper sense, just a little from when the above data are given with a small error. We give an explicit -type stability estimate on how the constructed manifold and the metric on it depend on the errors in the given data. Moreover a similar stability estimate is derived for the Gel’fand’s inverse problem. The proof is based on methods from geometric convergence, a quantitative stability estimate for the unique continuation and a new version of the geometric Boundary Control method.
1 Introduction
1.1 Inverse interior spectral data and classes of manifolds
Let be a pointed compact Riemannian manifold, that is, is a compact Riemannian manifold without boundary and is a point on . Let be the Laplace operator on , with being its eigenvalues and , being the complete sequence of -orthonormal eigenfunctions satisfying on .
Definition 1
Let be an dimensional compact pointed manifold with . Let . Then
(i) The pair, consisting of the ball on the Riemannian manifold and the sequence of eigenvalues and eigenfunctions, is called the interior spectral data (ISD) of .
(ii) The pair, consisting of the ball and a finite collection of the first eigenvalues and eigenfunctions, is called the finite interior spectral data (FISD) of .
The interior Gel’fand inverse spectral problem is that of the reconstruction of from its ISD. It was solved in [36], [35]. In this paper we consider the problem of an approximate reconstruction of when we know only its FISD, namely, the first eigenvalues, with some small and the corresponding eigenfunctions of . Furthermore, we assume that we know all these objects with some error. However, due to the well-known ill-posedness of inverse problems, to achieve this goal one needs to assume that the manifold to be approximately reconstructed should lie in a properly chosen class of manifolds. In this paper we concentrate on an appropriate Gromov’s class of pointed manifolds.
Next we define a class of manifolds satisfying geometric bounds, in terms of the constants , and , and the radius . Those constants have to be consider as global parameters in all calculations.
Definition 2
(Riemannian manifolds of bounded geometry). For any and , , consists of -dimensional pointed compact Riemannian manifolds such that
[TABLE]
Here stands for the Ricci curvature of , for the diameter of , and for the injectivity radius of . At last, stands for the covariant derivative on .
The norm of is computed using the metric , e.g. .
We recall that a pointed compact Riemannian manifold consists of a manifold , its Riemannian metric , and an arbitrary point . This definition is used as we specify the point near which the values of the eigenfunctions are measured.
In the future, without loss of generality, we assume
[TABLE]
Here is the bound for the sectional curvature on . The bound depends only on , and , see (17). This makes it possible to use in the Riemannian normal coordinates which allows us to compare interior spectral data of different manifolds in . To formalise the above, let be an Euclidian ball of radius and be some Riemannian coordinates in making it a ball of radius with respect to . Let be a collection of elements (Data Sequences)
[TABLE]
where and .
Definition 3
(Interior spectral topology.) Let . For consider the collections .
We say that and are -close if the following is valid: There are and disjoint intervals
[TABLE]
such that
i)
ii) For any with there is such that .
iii) For . For any , the total number of elements in sets coincide, i.e. and satisfies .
iv) There is an orthogonal matrix , such that the metrics and are Lipschitz -close on , i.e., for any and , we have
[TABLE]
v) For any there is a unitary matrix
[TABLE]
such that
[TABLE]
Here, is the vector-function . Note that above the number indicates how many groups of eigenvalues are clustered to satisfy conditions i-iv. Moreover, for two sequences and , the above conditions i-iv may be valid with several different values of and intervals .
Remark 1
Condition v) can be interpreted as the closedness of the Riesz projectors corresponding to onto .
We note that in a more restricted context of Gelfand’s inverse problem for a Schrödinger operator with simple spectrum in a domain in a similar topology was introduced in [2].
1.2 The main results
To formulate our result on an approximate reconstruction, we use the Gromov-Hausdorff distance.
Definition 4
(GH-topology, see e.g. [23], [13]). Let be pointed compact metric spaces. Then the pointed Gromov-Hausdorff distance is the infimum of all such that there is a metric space and isometric embeddings and which satisfy
[TABLE]
Here denotes the Hausdorff distance in , see [13].
The main result of the paper is:
Theorem 1
*Let , and satisfying (2) be given. Then there exist and , depending only on , and , such that the following is true:
Let . Assume that the interior spectral data of the operators on in the balls , that is, the collections*
[TABLE]
are -close, in the sense of Definition 3, with . Then
[TABLE]
The above stability estimate is type. It is not known if this type of result is optimal, but the counterexamples of Mandache [39] for equivalent inverse problem show that the stability result can not be better than logarithmic.
The proof of Theorem 1 is constructive, and is based on the following result on the reconstruction of the manifold from the data. Below, when we state that a manifold can be constructed from the data, we mean that there is a sequence of steps, where we solve a finite number of quadratic minimization problems in finite dimensional spaces, choose elements from finite sets or compute certain explicit functions. Indeed, we do the following steps. First, we solve quadratic minimization problems in finite dimensional vector spaces (that are equivalent to solving linear equations) to find the finite sequences , where run over a finite index set, see Theorem 4. Second, we use these sequences to compute approximative volumes , of subsets of , where runs over a finite index set, see Lemma 9. Third, we choose the set of admissible indexes for which the approximative volumes are larger than a certain threshold value, see Definition 7. The admissible indexes are used in Section 6.1 and Lemma 11 to define a finite set of piecewise constant functions, , that approximate the collection of the interior distance functions. Using the finite set and a modified version of the construction given in [30] we construct a finite metric space , that approximates the Riemannian manifold in Gromov-Hausdorff sense.
Proposition 1
Let , and satisfying (2) be given. Then there exists a constant and positive constants and depending only on , and , such that, for all with
[TABLE]
*the following is true:
Assume that and we are given a collection*
[TABLE]
that is -close, in the sense of Definition 3, to interior spectral data of the operator on .
Using the data (11) we can construct a pointed metric space such that
[TABLE]
We note that in Proposition 1 that value of is not fixed, but it just has to be so large that every , for which the eigenvalue satisfies , fulfils the inequality , see (4).
The relation , i.e., the number of eigenvalues, and the accuracy parameter is discussed in Remark 4 below.
A note on the used constants. In the main part of the paper, we will make frequent use of constants etc. These constants will depend only on the geometric bounds , see Definition 2, but may change in their value from line to line. The constants that depend only on the geometric bounds will be called ‘uniform constants’. When we define a constant for the first time, we specify whether it is uniform or not and write its further dependencies in parenthesis. For example the constant (or ) depends also on and . Before Appendix we have collected a table on the locations where the constants and are defined. Conventions for constants in the Appendix are explained in each subsection.
Also is the closure of in the GH topology. Parameter above and in Corollary 1 below is the bound for the sectional curvature which is uniform, see (17), on .
Remark 2
As shown in section 2.1 the class is compact. Thus, when checking condition v) of definition 3 it is sufficient to use the standard norm on .
Recall that the for pointed -diffeomorphic manifolds and the Lipschitz distance is
[TABLE]
where the infimum is taken over bi-Lipschitz maps and is the Lipschitz-constant of the map , see [22]. Inequality (12) combined with the sectional curvature bound (17) and the solution of the geometric Whitney problem [20, Thm. 1, Cor. 1.9] implies the following stable construction result for the manifold in the Lipschitz topology.
Corollary 1
Let , , and the metric space be as in Proposition 1. Using one can construct a smooth pointed Riemannian manifold such that and and are diffeomorphic. Moreover,
[TABLE]
Here Sec stands for the sectional curvature and are uniform constants.
Remark 3
Instead of eigenvalues and eigenfunctions one can deal with the heat kernels of , cf. [8], [28], [35]. Definition 3 can be reformulated e.g. as . An analog of Theorem 1 can be obtained. However, we do not dwell on this issue in the paper.
To complete this section we recall that stability in the corresponding direct spectral problem is well-known, see e.g. [31]. In particular, let be a compact manifold equipped with metrics and . Let . Denote by the spectral orthoprojectors in on the interval . Then it follows from Theorems IV.3.16 and VI.5.12 of [31] that if as , then . This implies that the ISD of converges to the ISD of .
1.3 Earlier results and outline of the paper
The Gel’fand inverse problem, formulated by I. M. Gel’fand in 50s [21], is the problem of determining the coefficients of a second order elliptic differential operator in a domain from the boundary spectral data, that is, the eigenvalues and the boundary values of the eigenfunction of the operator. In the geometric Gel’fand inverse problem, a Riemannian manifold with boundary and a metric tensor on it need to be constructed from similar data. For Neumann boundary value problem for the operator on manifold , the boundary spectral data consists of the boundary , the eigenvalues and the boundary values of the eigenfunction, , The uniqueness of the solution of the Gel’fand inverse problem has been considered in [5, 6, 41, 30, 40].
To consider the formulation of the stability of the inverse problems, let us consider first the Gel’fand inverse on a bounded domain with smooth boundary and a conformally Euclidian metric . Here, is a smooth real valued function. Then the problem has the form
[TABLE]
The problem of determining from the boundary spectral data is ill-posed in sense of Hadamard: The map from the boundary data to the coefficient is not continuous so that small change in the data can lead to huge errors in the reconstructed function . One way out of this fundamental difficulty is to assume a priori higher regularity of coefficients, that is a widely used trend in inverse problems for isotropic equations, like (14). This type of results is called conditional stability results (see e.g. [1, 2, 46]).
For inverse problems for general metric this approach bears significant difficulties. The reason is that the usual norm bounds of coefficients are not invariant and thus this condition does not suit the invariance of the problem with respect to diffeomorphisms. Moreover, if the structure of the manifold is not known a priori, the traditional approach can not be used. The way to overcome these difficulties is to impose a priori constraints in an invariant form and consider a class of manifolds that satisfy invariant a priori bounds, for instance for curvature, second fundamental form, radii of injectivity, etc. Under such kind of conditions, invariant stability results for various inverse problems have been proven
in [4, 20, 46]. In particular, for the Gel’fand inverse problem for manifolds with non-trivial topology, an abstract, i.e., a non-quantitative stability result was proven in [4]. There, it was shown that the convergence of the boundary spectral data implies the convergence of the manifolds with respect to the Gromov-Hausdorff convergence. However, this result was based on compactness arguments and it did not provide any estimate . In this paper our aim is to improve this result and to give explicit estimates for an analogous inverse problem.
In this paper we consider a Gel’fand inverse problem for manifolds without boundary. Then, as explained above, instead of assuming that the boundary and the boundary values of the eigenfunctions are known we assume that we are given a small open ball and the eigenfunctions are known on this set. Similar type of formulation of the problem with measurements on open sets have been considered in [17, 18]. We show that the Interior Spectral Data (ISD), that is, an open set , the eigenvalues and the restrictions of the eigenfunctions determine the whole manifold in stable way. Also, we quantify this stability by giving explicit inequalities under a priori assumptions on the geometry of . We emphasise that we assume that the eigenfunctions are known only on an open subset of that may be chosen
to be arbitrarily small but still e.g. the topology of is determined in a stable way. We note that this paper is a slightly extended and polished version of our preprint in Arxiv, published on Feb. 25, 2017. We note that in spectral geometry one has studied similar stability problems where the heat kernel are known on the whole manifold, [8, 28, 29]. This data is equivalent to knowing the eigenvalues and the eigenfunctions and the eigenfunctions on the whole manifold.
Outline of the paper: Ch. 2 introduces the geometric set-up. Ch. 3 formulates the stability of the unique continuation for the solution of the wave equation together with Corollary 2 for its spatial projection . Ch. 4 presents Thorems 3 and 4 proving the construction of the approximate Fourier coefficients of in the case of respectively exact and approximate FISD. Ch. 5 shows the related approximate interior distance functions. Ch. 6 collects all the previous inequalities to prove Theorem 1 and Proposition 1.
2 Geometric preliminaries
2.1 Properties of the manifolds of bounded geometry
Here we list some results on the class , These results can be found in or immediately follow from [3, 15] with further improvements in [4]. Namely, the class is precompact in GH-topology. Its closure, consists of pointed Riemannian manifolds with which satisfy (2). Here and later ∗ indicates the Zygmund space.
We define the norm of the space invariantly by
[TABLE]
where the norm is computed using the metric . Next, for we use the the Zygmund spaces
[TABLE]
Here stands for the interpolation, see e.g [9]. Note that, for the Hölder spaces fulfill .
To achieve the smoothness of , one needs some special coordinates, e.g. harmonic coordinates. For any number , that we below choose to be , there is a constant depending only on and , such that, for any , there are harmonic coordinates in , that we denote by , that we denote by . For , in these coordinates the metric tensor satisfies
[TABLE]
with some uniform constant , see [3, 15] and [4]. We note that the existence of the harmonic radius and the constant for which (16) holds for all , is based on compactness results, and therefore the dependency of and on is not explicit.
Sometimes, with a slight abuse of notation we identify with the corresponding point in .
The inequality (16) immediately implies that the sectional curvature Sec and the Riemannian curvature tensor satisfies
[TABLE]
where is a uniform constant.
For the sake of simplicity, we will work with Hölder rather then Zygmund spaces. It follows from [3, 15], with the terminology described in [43, Sec. 10.3.2], that when in the GH topology on , then, for all there are -smooth diffeomorphism such that
[TABLE]
Thus, for any , there is such that we have the following: For all such that , there is a diffeomorphism and
[TABLE]
cf. [43, Sec. 10.3.2]. Returning to (18), for large , and are diffeomorphic, so that it is possible to use results from [31], see the end of sec. 1.2. This implies stability of the direct problem in the GH topology on .
Note that we can solve the ordinary differential equations that define the geodesics in the harmonic coordinates. Then it follows from (16) that there is a uniform constant , such that for any ball , where , we have
[TABLE]
Thus, the volume of balls having radius is bounded below by a uniform constant . Furthermore, by [22], the class of Riemannian manifolds that satisfy (17) and conditions and are pre-compact with respect to the Lipschitz distance , see (1.2) and the closure of this class consists of -smooth manifolds with -metric. This implies that there is a uniform constant such that for all we have
[TABLE]
Moreover, by [32], we have that for any there is , such that for we have
[TABLE]
We turn now to the spectral properties on . By [16], the inequality (21) implies that the -th eigenvalue of the Laplacian on the manifold satisfies
[TABLE]
for all . Since
the eigenvalues of the manifold satisfy the Weyl’s asymptotics as , then there exists a uniform constant such that,
[TABLE]
Note that (23) is valid under a weaker assumption that is bounded from below, see [8].
Remark 4
Assume that the collection of and is -close to the FISD and of the manifold . Then all intervals , in (4) satisfy , and thus the index of any eigenvalue that is in some of these intervals satisfies by (23) the inequality . On the other hand, if , then Thus, without loss of generality, we can always assume that the value of in Proposition 1 satisfies
[TABLE]
Remark 5
Below we will assume that . Then for we have and . Next, assume that and with belong in the same interval with . Since , we have so that . Then by (23) we have
[TABLE]
implying
[TABLE]
Next, instead of harmonic coordinates, we can use coordinates made of the eigenfunctions . It turns out, cf. [7, 4], that in a neighbourhood of any there are which form -smooth coordinates. Moreover, by the compactness arguments, there are uniform constants and so that these coordinates are well defined in any ball , where , and the metric tensor in these coordinates satisfies (16). There is also a uniform number such that we can take
Next, using , we introduce the Sobolev spaces ,
[TABLE]
where .
2.2 Distance coordinates
Recall that there are harmonic coordinates in ball near any , see (16). In the Proposition below we use such coordinates as background coordinates near .
Below, we say that a subset is a -net in the metric space if the union of the balls , , contains the whole space . Also, we say that is -separated, if for all , we have . Observe that if is a maximal -separated subset of (maximal in the sense that any other -separated subset of that contains has to be equal to ) , then it is a -net in .
Proposition 2
There are uniform constants and uniform constants and depending only on , and , such that, for any the following holds true: There is a -net in with at most points. Let be an arbitrary collection of points that is a -net in . Then,
(i) For all , there are points , , such that the map ,
[TABLE]
*for coordinates where is a Lipschitz-smooth diffeomorphism and *
[TABLE]
where the norms are computed using the metric on and the Euclidean norm in . Moreover, can be chosen so that and the metric tensor in these coordinates satisfies
[TABLE]
(ii) The map , defined by , satisfies
[TABLE]
Here as a norm in (30) we can take e.g. the Euclidian norm in .
Proof. Let us first consider one pointed manifold . Let us consider the extended exponential map
[TABLE]
Inequalities (2) and (17) imply that in the set the map is -smooth and its norm in is bounded by a uniform constant. The proof this is analogous to that of Lemma 2 in [33]. Let and , be a shortest geodesic from to where . When , choose , and when , choose . Then the point satisfies , and . As , we see that the geodesic is a length minimising geodesic between its endpoints. In particular, this implies that continues behind as a shortest curve between its points.
As in [33, Lemma 4], (see also [25] where related results are proven with lower regularity assumptions), we see that (2) and (17) imply that there is a uniform constant such that following is true. Let be the ball of radius and center defined in the tangent bundle using the Sasaki metric. Then for vectors , where , , the geodesics are length minimizing curves between their end points. Moreover, the exponential map in , that is,
[TABLE]
is a diffeomorphism and satisfies in , and in and . Here, . In particular, for . Let and , be such that
[TABLE]
Then . Let We see that and
Inverse function theorem, see e.g. [27], and the facts that and that has a uniformly bounded -norm in , imply for the map
[TABLE]
that there are uniform constants and such that we have
[TABLE]
Let us now choose , such that satisfy
[TABLE]
Let . As in , there is a uniform constant such that if , satisfy then there are and such that and
[TABLE]
Then and satisfy (31). Thus, (32) implies that the map satisfies (32). This implies that if , is any net in then for all there are such that Then the above implies that for satisfies (32).
Observe that above , so that . Moreover, , , yield
Note that above , and are uniform constants and the estimate (32) is valid for some points in any net in , that satisfy , and any .
This proves (28) and (29) in claim (i).
Next we consider the claim (ii). Let us show that there are and such that for any and any maximal -separeted set we have
[TABLE]
where the supremum is taken over all .
Assume the opposite. Then for all there are , and -nets and points , so that and
[TABLE]
Using compactness arguments for and choosing a suitable subsequence of the manifolds we can assume that in the Lipschitz-topology. Then there are diffemorphisms such that and Lip and Lip. Moreover, we can assume that and in and, after using the Cantor diagonalization procedure, we can assume that there are limits in , for all . Next, using (19), we see that , and . Also is dense in . Therefore, for all . Then [26, Lemma 13] (see also [30, Lemma 3.30]), implies that .
Let be so large that , and
[TABLE]
As , these imply and hence . As , the points form a -net in . Then the inequality (34) for and , with , is in contradiction with the fact that there is a subset of of the points in -net for which (32) holds. This proves (33) with some uniform constants and .
We observe that a maximal -separated subset in the ball has at most points, where is the volume of the ball of radius on the -dimensional sphere having constant curvature . Hence we see that the number of points for a maximal -separated subset in is bounded by a uniform constant . Thus we can choose to be the integer part of and , which makes and uniform constants.
As the number of points in the -nets we consider is bounded by a uniform constant, we see that (30) is valid with . These prove the claims (i) and (ii).
The above considerations bring about the following result.
Lemma 1
*There exist uniform constant and uniform constant (that is, and the integer depend only on )
such that
(i) Let . Then any maximal -separated set in is such that the number of its elements fulfills the bound*
[TABLE]
*Moreover, the balls satisfy the finite intersection property with at most intersections, that is, any point belongs to at most balls .
(ii) Let . Then any maximal -separated set in is such that the number of its elements fulfills the bound
, and the balls satisfy the finite intersection property with at most intersections.*
Proof. It remains to prove the finite intersection property. It follows from (20) if we take into the account that if and .
3 Wave equation: stability for the unique continuation
Consider the initial-value problem for the wave equation
[TABLE]
on and denote its solution by . Our main interest lies in the case when , ,
[TABLE]
and we assume in the following that
[TABLE]
and denote . Using the Fourier decomposition we show that, if , then
[TABLE]
where .
Associated to the wave operator are the double cones of influence. To define these, let be open, . Denote by
[TABLE]
Then the double cone of influence is given by
[TABLE]
By Tataru’s uniqueness theorem [48], [49], if is a solution to (36) in , which satisfies in , then in . However, for our purposes we need an explicit estimate which follows from Theorem 3.3 in [12]. To formulate the results we introduce, for
[TABLE]
with fulfilling (2) and , the domains
[TABLE]
Also, let for ,
[TABLE]
be the “domain of influence” corresponding to the cylinder . Observe that
In the following we formulate the stability results for the unique continuation in [12]. We note that similar results have been obtained by Luc Robbiano in [44] with , but with a loss in the domain of dependence and later by C. Laurent and M. Leautard in [38] with , but without an explicit calculation of the constants in the domain of dependence.
Theorem 2
Let . Let be the wave operator associated with . Assume that for all . Then, for any , there is , depending only on , and such that the following stability estimate holds true:
[TABLE]
where is such that
[TABLE]
and depends on . Moreover, for any ,
[TABLE]
Proof. Theorem 2 follows from Theorem 3.3 in [12] with and . Using that in , the domain in the final equation of Theorem 3.3 can be changed into . Moreover, for , the function
[TABLE]
increases when either or increases. Thus, we can change and in Theorem 3.3 to and . Note that, although the results in [12] are formulated for , they can be easily reformulated for an arbitrary compact Riemannian manifold which possess -smooth covering by coordinate systems with smooth metric tensors. To consider parameters (43) (see the Appendix for details), we will fix the value of to be
[TABLE]
for simplicity. In the general case, we write as dependent. We recall that the constants in [12] (see (3.1)) explicitly depend on parameter such that
[TABLE]
Using harmonic coordinates in balls of radius , this condition is fulfilled due to (16), which also implies .
Our main interest will be an estimate for in (36) in the domain .
Corollary 2
Assume (40) and let Also, let and and . Denote by the solution to initial-value problem (36) and assume that,
[TABLE]
Then, calling and defining , we get
[TABLE]
where, for , and depending only on and
[TABLE]
Proof. Let the cut-off function be equal to one in and . Then vanishes in and we have where
[TABLE]
Here is equal to one in and . Clearly, by hypothesis
[TABLE]
To estimate , observe that, where we have also used (39). Since , by interpolation arguments, we get
[TABLE]
Since , this implies
[TABLE]
where we used . As , we have
[TABLE]
Using growth properties of the function of form (45), it follows from Theorem 2 that
[TABLE]
Now observe that by the trace-theorem, for any there exists such that, for :
[TABLE]
It follows from (56) with and (54) that,
[TABLE]
Next define . Then by interpolation,
[TABLE]
Using the fact that , we can apply (55) with , the previous inequality and (48), to obtain
[TABLE]
Here at the last step we use the fact that for , with . Recall that . Comparing (57) and (3), we obtain equation (50). The coefficient defined in (51) fulfills the inequality
[TABLE]
by using (43) and a proper multiplicative coefficient independent on .
4 Computation of the projection
4.1 Domains of influence
Let . By Proposition 2, we can choose points , that form a -net in . Here, is bounded by a uniform constant.
In Lemma 1 we showed that for any there are points, that we enumerate as , which form a maximal -separated net in and the balls , , satisfy the finite intersection property with at most intersections. In this section we consider arbitrary , which value will be specified later, and points that satisfy the conditions of Lemma 1. Also, below is .
Our next goal is to approximately construct the values of the distance functions from a variable point to all points , , defined in Lemma 1. The main step is to approximately compute the Fourier coefficients of the functions of form , where are the characteristic functions of some special subdomains and has a finite Fourier expansion. These subdomains are defined using distances to points where is arbitrary. For , let and define to be the set of those , such that
[TABLE]
Below, we will assume that
[TABLE]
We
denote
[TABLE]
Next we fix for a while the index . To construct subdomains , we start with observation sets , ,
[TABLE]
At last, for , we define
[TABLE]
Then the corresponding domains of stable unique continuation are
[TABLE]
and the corresponding double cones of influences are given by
[TABLE]
We have the following volume estimate.
Lemma 2
* Let and*
[TABLE]
Then, there is a uniform constant , depending only on , and , such that
[TABLE]
* Consequently, by defining , for as and , we see that there is a uniform constant , depending only on , , and , such that *
[TABLE]
Proof. Let Then, for some ,
[TABLE]
Since is uniformly bounded on for , , for all .
Similar to part , we have Together with the Hölder inequality and the Sobolev embedding (or for ), this implies (66). Note that is a uniform constant as the embedding can be done in harmonic coordinates defined in balls with uniform radius.
4.1.1 Cut-off estimates and finite dimensional projections
Let us apply Lemma 1, with instead of , to obtain points , such that the balls are a covering of .
Let be in harmonic coordinates a partition of unity for the covering that satisfy
[TABLE]
Below, we use
Lemma 3
*For there is , in (70) such that, for any , and , the following holds true: There *
[TABLE]
where
[TABLE]
Proof. Define
[TABLE]
For a general we have the following estimate in Sobolev spaces with
[TABLE]
where is the number of elements in the set satisfying .
Thus the existence of such that the claim holds follows then from the finite intersection property of , see Lemma 1, and estimates (68).
4.2 Unique continuation for approximate projections
Corollary 2 implies the following result. Note that the notations and are introduced in order to distinguish from its upper bound , written as an expression dependent on .
Later, in formula (170) we set to have a specific value and substitute it in the expression of formula (172) to obtain a specific value for .
Corollary 3
Assume that satisfies
[TABLE]
with defined in (70), and assume (40). Let and where
[TABLE]
Let satisfy
[TABLE]
on the domain (61). Then, for ,
[TABLE]
Proof. From a small modification of the proof of Corollary 2 we still can obtain the estimate (49) in the following way. The main point is to replace the initial condition with . We then deduce the corresponding estimate for the solution of the wave equation, with and ,
[TABLE]
Let and be the smooth localizers defined in the proof of Corollary 2. Calling again and using the definition of in (70) we get,
[TABLE]
and the intermediate norms follow by interpolation. Here the constant C is dependent of and independent of . Consequently,
[TABLE]
Using growth properties of the function we get (54). Also (57) still holds. Therefore we obtain (50), where the new constant in now depends on .
Next we observe that formula (50) implies that when , we have
[TABLE]
and is defined by removing from the denominator of the expression above, and by replacing with . This is done to simplify the calculations of the paper. The relation (76) follows by imposing on the -bound.
Under the conditions of the Corollary and from the growth properties of it follows that
[TABLE]
4.3 Approximate projections
Let satisfy
[TABLE]
4.3.1 Finite data with and without errors
Below we will use several parameters, and for the sake of clarity of presentation, we have gathered these parameters in this subsection and tell how those will be used.
Below, we will use satisfying
[TABLE]
where
[TABLE]
We also use satisfying
[TABLE]
Moreover, we use
[TABLE]
where and satisfying
[TABLE]
cf. Remark 4. Note that (83) implies that , see Def. 3 (ii) and (23).
The use of the above parameters are the following. We will assume that we are given the ball and the pairs . We assume that these data are -close to FISD of some manifold , that is, the ball and where the error size parameter satisfies (82).
We are going to formulate a minimizaton algorithm that will be used to compute volumes of the sets (63). We consider this minimizaton algorithm in the two cases, in the case when we have FISD without errors and the case when we have it with errors.
As we have finite data, we need to consider the projection of the solution of the wave equation to finitely many eigenvectors, and we choose so that it is enough to use eigenvectors. This requires that we have the data with . However, to consider minimization algorithms both for FISD with and without errors, we need to increase the amount of data and we will consider with , where is chosen as follows: In Definition 3, there are intervals covering the spectrum of in each containing a cluster of eigenvalues and approximate eigenvalues . To consider these clusters of eigenvalues, let be the smallest integer such that
[TABLE]
and then choose such that and
[TABLE]
We note that this happens with some satisfying (81). We also observe that as satisfies (82) and satisfies (83), and as , and , we have
[TABLE]
4.3.2 Minimisation with FISD without errors
Theorem 3
Let satisfy (78). There is depending only on , , and , with the following properties: Let . Assume that satisfies (79) and satisfies (81), and
[TABLE]
Let and .
Moreover, assume that we are given
[TABLE]
The data (87) determine the set and the function , defined in (97) and (100), for which the minimizer of in is a sequence such that satisfies
[TABLE]
The above bound for is defined in (102).
Note that the sequence is not unique and that the theorem states the existence of sequences satisfying (88).
The next subsections are devoted to the proof of Theorem 3. In sec. 4.3.3, 4.3.4 and 4.3.5 we keep the index fixed not referring to this.
4.3.3 Finite dimensional projections
Next we introduce some special sets of the finite-dimensional functions.
Definition 5
Let and be its Fourier coimage
[TABLE]
For the class of Fourier coefficients is defined as
[TABLE]
For being the solution to the problem (36) and , we denote
[TABLE]
and, for any , we denote
[TABLE]
Lemma 4
(i) Let and let be the orthoprojection Then for any
[TABLE]
(ii) Let and be given by (71). Let satisfy (79)-(81). Then,
[TABLE]
Proof. (i) For , we have
[TABLE]
Here, is defined in (70) and (23) with , and these impy the estimate (93).
(ii) The finite propagation speed of waves implies, due to , that . By Lemma 3 and (39)
[TABLE]
Since for any , the claim (i) of the lemma with , (95) together with (69) prove (94).
Remark 6
The condition , see (94), is equivalent to
[TABLE]
which can be directly verified if we know .
4.3.4 Minimisation algorithm
Assume that we are given and denote Our next goal is to use FISD to find a vector such that is close to . To achieve this goal we will use a minimisation method.
Let satisfy (78). Let be a parameter we will use below, and
[TABLE]
Definition 6
(i) A function is called an -minimizer of the minimization problem
[TABLE]
if satisfies
[TABLE]
(ii) Equivalently, a vector is an -minimizer of the minimization problem
[TABLE]
if
[TABLE]
Observe that for we can check, using Remark 6 with , that and thus find which satisfies (101).
Next we assume that, in addition to satisfying (74), satisfies
[TABLE]
where and are defined in Lemma 2, b).
Lemma 5
Let , and let satisfy (78), (79)-(81) and (102).
(i) For and all we have
[TABLE]
(ii) The function defined by (94), (71) satisfies with and and
[TABLE]
Note that here .
*(iii) For all , the function is an *minimiser,
[TABLE]
(iv) For all , we have
[TABLE]
Proof. (i) We have, for ,
[TABLE]
Since (74), (75) and (76) imply that . Thus,
[TABLE]
(ii) With defined by (71) and (94),
[TABLE]
where we use that and , see Lemma 4. Observe, that by (66), (69) and (102),
[TABLE]
where is defined in Lemma 2, b). Using (93) and (69), we see that Thus, inequality (107) yields that
[TABLE]
(iii) The claims (i) and (ii) together with (78) yield that
[TABLE]
(iv) The claim (iv) follows from (i) and (ii).
Lemma 6
Let and , , and satisfy (74) and (78), satisfies (79)-(81) and satisfies (102). Let be any -minimizer of the minimization problem (98), with . Then
[TABLE]
Proof. Since satisfies by (104) and (105),
[TABLE]
Since satisfies (103), this inequality implies that
[TABLE]
Since , satisfies (96) with , where satisfies (74) and (78). It then follows from Corollary 3 that
[TABLE]
Due to (78), this inequality together with (109), implies (108).
Proof of Theorem 3. Assume that satisfies the hypothesis.
First determine so that is an -minimizer of (98), with . Then, by (108),
[TABLE]
Take . Then satisfies (88).
4.3.5 Minimisation with finite interior spectral data with errors
In this section we consider an approximate construction when there is a -error in FISD. We assume that we are given the ball and the pairs with .
We assume that these data are -close to ISD of some manifold in the sense of Definition 3 with intervals covering the spectrum of in . We will use parameters and satisfying (79)-(81), (84), and (85). Note that then and that below we will use with . Denote and is the number of elements in .
Then, for any there is , such that, if then
[TABLE]
satisfies , where are the eigenfunctions of . Note that . We use below the matrix ,
[TABLE]
and note that if do not lie in the same .
Let then, for , we have
[TABLE]
Also, let be the center point of the interval containing so that .
The main goal of this section is to prove
Theorem 4
*Let satisfy (78). Let satisfy (102), satisfies (79) and satisfy (81), satisfies (82), and let satisfies *
[TABLE]
Then the following is valid:
Let be a net. Assume that and is -close to FISD and of a manifold . Also, assume that satisfies and
[TABLE]
Let .
Assume that we are given
[TABLE]
Let and .
The data (114) determine the set and the function , defined in (128) and (131), for which the minimizer of in is a sequence
[TABLE]
such that , , satisfies, cf. (88),
[TABLE]
4.3.6 Proof of Theorem 4
The rest of this section will be devoted to the proof of Theorem 4. Similar to (89), we introduce
[TABLE]
and wave-type functions
[TABLE]
where we recall that is defined by where satisfies (36), and
[TABLE]
We note that (see (112) and (91))
[TABLE]
Lemma 7
Let . If satisfies (82) then,
[TABLE]
Proof. Due to (6) and (23), for ,
[TABLE]
Using this, we obtain for the following estimates. First, the Schwartz inequality implies that
[TABLE]
Also, we see that
[TABLE]
We have
[TABLE]
and
[TABLE]
and as are orthogonal matrices and |\sqrt{\lambda_{k}}-\sqrt{\omega_{k}}\big{|}\leq{2{C_{18}}^{1/2}}\delta, we see similarly to (4.3.6) and (4.3.6)
[TABLE]
Combining the above estimates with and we obtain the claim.
By Definition 5 we have
[TABLE]
Note that the -norms of the sequences do not depend on eigenvalues and, therefore, the same holds for the exact and approximate data. Also, the -norms are invariant with respect to the operations involving orthogonal matrixes.
Definitions of the sets of sequences in (92) and (4.3.6), Lemma 7 and formula (126) imply that
[TABLE]
Let us use and define
[TABLE]
Using the notations in (97), we see that
[TABLE]
Consider the quadratic function ,
[TABLE]
cf. (100). Note that . Let and be minimizers of and , respectively, that is
[TABLE]
and
[TABLE]
Note that we do not anymore consider -minimizers, but the minimizers. Since and are bounded and closed set in such minimizers exist. When , Lemma 5 (iv) implies
[TABLE]
Using (129), (132), and the fact that is an isometry, we see that
[TABLE]
These implies that the minimizer of function in the set satisfies and so we have that is an -minimizer of in the class . We denote Let so that
[TABLE]
Then, by applying Lemma 6 we see that satisfies (108). Then, choosing , we see that satisfies (115). This proves Theorem 4.
Remark 7
Similarly to Remark 4 and Theorem 4, we see that if the collection of and is -close to FISD of a manifold then without loss of generality, we can assume that satisfies (113). Indeed, the eigenvalues with index are not used in the proof of Theorem 4.
5 Construction of the approximate interior distance maps.
5.1 Volume estimates
Our next goal is to approximately evaluate the volume of , see (63) with .
Lemma 8
There are uniform constants depending only on , , and , such that the following holds:
Let . Let be defined by (78) while be defined by (102) and (79)–(81). Assume that we are given \big{(}g^{a}|_{B_{e}(r_{0})};\,\{(\lambda_{j}^{a},\varphi^{a}_{j}|_{B_{e}(r_{0})})\}_{j=0}^{J}\big{)} that is -close to FISD of Here satisfies by (113).
Let also where is defined as in Lemma 1 (ii). Assume that
[TABLE]
where is defined in Proposition 2 and let satisfy (59).
Then we can compute an approximate volume, , of the set that satisfies
[TABLE]
Proof. Recall that
[TABLE]
The interval in Definition 3 contains only . Thus is a -close to . These allow us to evaluate so that . Using Theorem 4 we evaluate the Fourier coefficients of which satisfies (115) with . Let
[TABLE]
Then, by (115),
[TABLE]
Since (cf. Lemma 2), (137) implies estimate (134), if with some uniform constants and . Here is defined so that for , see (82), (102).
Next we use FISD with errors to approximately find the distances from various points to points . The main tool is to approximately find the volumes of subdomains of obtained by the slicing procedure.
For and , are the domains defined in (63) with replaced by . We consider the intersection of slices,
[TABLE]
Here for . Note that
[TABLE]
[TABLE]
For any we have
[TABLE]
Therefore all terms in (139) are of form for some . Thus, using Lemma 8, we can approximately compute each term of (139) with error . Since there are terms in (139), we obtain the following result.
Lemma 9
*Under the conditions of Lemma 8, there exists and , depending only on , and , with the following property: *
Let . It is possible to evaluate approximate volumes, , of the sets of form (138). Moreover,
[TABLE]
5.2 Distance functions approximation
A function is an interior distance function if there is such that for any
The interior distance functions determine the interior distance map
[TABLE]
The map or, more precisely, its image
[TABLE]
may be used to reconstruct . Namely, in [34], [30] it was shown how to reconstruct , where from the knowledge of boundary distance functions
[TABLE]
where is the distance in . Later, in Section 6.1 we show that a Hausdorff approximation to makes it possible to construct an approximation to .
Thus, our next goal is to construct a desired approximation . To this end, we use the volume approximations of the previous subsection.
First, for , we define an approximate distance using the metric . Then Definition 3 (iv) together with convexity of , see (2), imply that
[TABLE]
Recall that above we have used a parameter which satisfy and we have chosen points such that is a -net in . Moreover, the set is a maximal -separated set in , see (35).
For any and , cf. (59), we define where
[TABLE]
Then,
Observe that, for any and there is such that Therefore, , so that, due to (20),
[TABLE]
Taking into account this inequality together with (140) we require
[TABLE]
Thus, for , the volume and the approximate volume of the set , satisfy
[TABLE]
where we use (140). The above considerations motivate the following definition. In order to use only finitely many indexes , in the following we are going to consider where , .
Definition 7
Let . Such sequence is called admissible, if and for all indexes , the modified index satisfies
[TABLE]
We define the set .
Lemma 10
For any , there exists an admissible such that for
Conversely, there is depending only on , and , such that, if is admissible, then there is such that, for all , we have
[TABLE]
Proof. The first statement follows from considerations before Definition 7.
On the other hand, assume that . Then equations (140) and (146) guarantee that, for any , there is . Moreover, we have for Moreover, in view of (30), for ,
[TABLE]
Defining
[TABLE]
and taking with arbitrary , we see that and that (147) is satisfied.
For the points , let
[TABLE]
where be the corresponding Voronoi region. With any we then associate a piecewise constant function by defining for . Clearly,
[TABLE]
Let
[TABLE]
Choose a maximal net by adding to a net in . Again, using Lemma 1, we see that . Next we define
[TABLE]
[TABLE]
In Figure 6, we consider the set
[TABLE]
Thus, denoting , see (143) and (148), we obtain
Lemma 11
We have
[TABLE]
where is the Hausdorff distance in .
6 Proof of Theorem 1 and Proposition 1
6.1 From interior distance functions to boundary distance functions
By standard estimates for the differential of the exponential map, see [43, Ch. 6, Cor. 2.4] the diameter of the sphere is bounded
[TABLE]
where we use condition (2). Let .
Lemma 12
Let and and , let
[TABLE]
where and are the distances in and , respectively. Then,
[TABLE]
Proof. Clearly, as and a shortest curve in from to intersects the sphere , we see that .
On the other hand let and be the corresponding union of the distance minimizing paths from to and from to for which the minimum in (154) is achieved. Denote and consider . We show next that . If this is not the case, there would exists such that , and . Then,
[TABLE]
On the other hand, consider a curve which is parametrised by the arclength and consists of the radial path from to followed by a shortest path along from to . Due to (153) and (156),
[TABLE]
Taking the union of the path , connecting to , and the path , connecting to , we get a contradiction to definition (155). Thus, , i.e., .
Next, using the already constructed set , see (5.2) together with Lemmata 11 and 12, we construct a set which approximates
[TABLE]
where
Lemma 13
Let be the set given in (5.2), which satisfies (152) be given. Then it defines a set such that
[TABLE]
Here is defined in (152) and is defined in (143).
Note that here we assume that satisfies (82), satisfies (145) with the related equations for etc.
Proof. The proof is based on the construction of which satisfies (158).
Observe first that it follows from the proof of Lemma 12 that, if , then
[TABLE]
so that a shortest path in connecting and lies in . Thus it is possible, using (5), to construct an approximation that satisfies
[TABLE]
with a uniform constant , cf. (143). Denote , then
[TABLE]
for , cf. construction of in subsection 5.2.
Next, let
[TABLE]
For denote by the distance between and in the metric along the curves lying in . For each we define
[TABLE]
Then, with , we have that
[TABLE]
Here error comes from an approximation of see (152), and error comes from approximating and in formula (160), see also (154)-(155) and (12). At last, we use again that satisfies the uniformly bound (82).
Recall that the metric tensor on is a representation of a metric in Riemannian normal coordinates and the -norm of the metric is uniformly bounded. Using the fundamental equations of the Riemannian geometry, [43, Ch. 2, Prop. 4.1 (3)], we have that the shape operator of the surface can be given in the Riemannian normal coordinates centered at in terms of the metric tensor as , where is the unit normal vector of . Taking , we see that the -norm of the shape operator of is uniformly bounded. Also, by (2) the boundary injectivity radius of is bounded below by . As the sectional curvature of and the second fundamental form (that is equivalent to the shape operator) of its submanifold are bounded, the Gauss-Codazzi equations imply that the sectional curvature of is bounded. As the metric tensor of is bounded in normal coordinates in , we see that the -dimensional volume of is bounded from below by a uniform constant. Thus by Cheeger’s theorem, see [43, Ch. 10, Cor. 4.4], the injectivity radius of is bounded from below by a uniform constant.
Summarising the above, the Ricci curvature of is uniformly bounded in , the second fundamental form of is uniformly bounded in , and the diameter and injectivity radii of and , and the boundary injectivity radius of are uniformly bounded. By [30], using the knowledge of the set, of approximate boundary distance functions, which are Hausdorff close to the set, of the boundary distance functions of manifold , one can construct on the set a new distance function such that
[TABLE]
with a uniform .
Having constructed ( we can now construct an approximate metric space which is close to . Indeed, let and be a shortest between and . If then . If, however, intersects with then, due to the convexity of , there are such that
[TABLE]
Therefore, similar to Lemma 12, we obtain
Corollary 4
Let . Then
[TABLE]
Next define, for ,
[TABLE]
Using (164) together with (143), (163) and (5), we see that
[TABLE]
Here is the manifold with the distance function inherited from and , cf. (160).
Let us define the disjoint union . Next we define a metric on this set. To this end, consider first . Recall, see the proof of Lemma 13, that the set is bijective with . In the case when is obtained from , we define . Moreover, in the case when is obtained from , we define . At last, if , we take .
It follows from (166) together with equations (5), (143), (152) and considerations preceding Lemma 11 that
[TABLE]
Summarizing, we obtain
Lemma 14
Let satisfy (152) and with metric . Then,
[TABLE]
6.2 Proof of Theorem 1 and Proposition 1
Proof of Proposition 1. To prove the statement of the Proposition, we collect all the previous estimates. The aim is to find the relation between the final error (i.e. ) and the initial error . We proceed by following the chain of relations:
[TABLE]
To obtain inequality (12) from (168) we set
[TABLE]
and use it in (145), (140), (168) and (78) with to determine values of , and by setting
[TABLE]
To define so that (40), (60), and (102) are valid, we set
[TABLE]
Here we have used that and noticed that .
[TABLE]
with given by (170). Finally, to choose and so that (79), (80), (81) (82) are satisfied, we set
[TABLE]
with given by (172), and choose so that
[TABLE]
with
[TABLE]
We use the inequality to bound from below the right hand side of the estimate above to obtain, by calling ,
[TABLE]
Notice that (143) is also satisfied, by replacing with and by including in . Assuming , we get
[TABLE]
Let be the uniform constant introduced in Proposition 2 and define
[TABLE]
In this way we can set in (177) the two constraints (133) and (derived from (78) with ) and obtain
[TABLE]
Finally by using (170) to rewrite in (177), and defining and , we obtain (12).
Proof of Theorem 1. Let and let the ISD of be -close. Take the finite collection
[TABLE]
where the index is related to the IDS of . By construction the data are -close to the ISD of both and . By Proposition 1 the metric space constructed with these data is close to both where is given by the right hand side of (12). We then conclude by triangular inequality, for any ,
[TABLE]
We now extend this estimate to the case , when . To this end, observe that the definition of the GH-topology and (2) imply that: for any . By combining the latter inequality and (179) we obtain the inequality (9) with {C_{1}}=\max\Big{(}2{C_{3}},D\big{(}\ln\big{(}-\ln\delta^{*}\big{)}\big{)}^{{C_{2}}}\Big{)}.
Acknowledgements RB and ML were partially supported by Academy of Finland, projects 303754, 284715 and 263235. YK was partially supported by EPSRC grant EP/L01937X and Institute Henri Poincare.
Table of constants , , and .
Note that all constant depend on and variables in brackets.
[TABLE]
7 Appendix
7.1 Calculation of in Theorem 2
To prove Theorem 2 we need to show that the solution of the wave equation
[TABLE]
can be estimated in the set in (41) that is between two double cones of the spacetime, i.e. . Here, is the parameter that indicates how close the set is to the optimal double cone . Theorem 2 is proven by applying a proper iterative procedure and the dependency of the coefficient on is crucial for our considerations.
The calculation of can be consider as the final step of a long geometric construction. In order to understand it we summarize the previous steps with related references.
In Section 3 of [11] we calculated the parameters of the inequality associated with a (conormally) pseudo-convex function with respect to the wave operator . Then we used this property to calculate the coefficients of the Tataru inequality (recalled in the following section 7.1.2)
[TABLE]
and to prove the local stability of the unique continuation for the wave operator.
In [12] we used the previous result to prove the global stability of the unique continuation for the wave operator. As recalled in the following section 7.1.3, the proof is based on the iteration times of the a local stability for the ’low temporal frequency’ component of the solution of the wave equation:
[TABLE]
Moreover in Section 3.1. of [12] and Appendix A of [12] we applied the stability result in the domain of influence of a cylinder.
In the case of the present paper, the mentioned domain of influence is called in Theorem 2 and, according to the iterative procedure, it contains a covering of the set . The balls of the covering have radius , that depends on the distance to the boundary, on the regularity and pseudo-convexity property of the function , and on extra constraints imposed by the Tataru inequality. The local stability step holds for smaller balls with radius , and . In Table 1 we summarize these values and in particular we obtain, up to a multiplicative constant,
[TABLE]
The symbol is defined precisely in subsection 7.1.1. By construction and for (180), one can calculate the number of local steps of the iteration (see also Table 2)
[TABLE]
These two values combined with the calculation of the coefficients for the local and the global stability lead to the following relationship between and
[TABLE]
We will prove that formula (181) plays a big role for the calculation of .
we used consistent notations for the geometric quantities and labeled the important coefficient as , with a unique in order to be able to follow the construction of the final parameters. One can find them in those papers by searching for the corresponding index .
Here in this Appendix our focus is the dependency of all the parameters (in particular ) on the quantity , since this reflects the cost of getting close to the cone of dependence. For this reason in the following section 7.1.1 we quickly introduce the main relationship between and the used Gevrey function localizers, and in the next sections we recalculate the main coefficients of the above results and we summarize them in the Tables 1 and 2.
We will follow the same notation as in [11, 12]. Unfortunately it was not possible to use an analogous notation in the rest of the present paper. Anyway we will point out the different notations.
7.1.1 Gevrey functions and dependency on
Assumption. Let , and let be defined as in Assumption A5, [12].
(In the present paper, this corresponds to conditions (40) and (41)).
Gevrey functions are used as smooth localizers in the constructions and their main properties are outlined in Section 4 of [11]. In particular in our calculations we consider the following Gevrey function (see [45], Ex 1.4.9 for definition):
[TABLE]
One can slightly modify the definition such that in a ball (with radius 1), outside the ball (with radius 2), and . Observe that since
[TABLE]
Here the symbol (big-O) means “comparable up to a an absolute multiplicative constant to” (i.e. implies , for some positive numbers ).
Furthermore, define , .
Hence, for , and calling we get
[TABLE]
Product estimate: for , calling (resp. ) the coefficients in (182) for (resp. ),
[TABLE]
We start by linking and the coefficient , since both quantities tend to zero.
Assumption. We assume . Next, from now on the symbol
means “comparable up a multiplicative coefficient independent of or to”.
(i.e. implies , with independent of or ). The multiplicative coefficient is in general a uniform geometric constant, in the sense specified at the beginning of the paper.
We will call the resulting multiplicative coefficient for .
is the exponent appearing in the global stability of the unique continuation (see Theorem 2 of this paper and the following section 7.1.3), while is the order of the used Gevrey functions. According to [12] (end of page 6469), by construction these two values are related in the following way:
[TABLE]
where is reported in the following Table 2 and is in Table 1. Consequently, for and defined above, we get
[TABLE]
7.1.2 Tataru inequality and Table 1
We consider the wave operator in ,
[TABLE]
where are the time-space variables, , . The coefficients are real and independent of time, and is a symmetric positive-definite matrix. The coefficients are complex valued and independent of time. Call the Fourier dual variable of . In the next theorem we use the exponential pseudodifferential operator , with and representing respectively the Fourier transform and its inverse. Let us also define
[TABLE]
In following theorem (called Theorem 2.1 in [11]) we recall the Carleman-type estimate by Tataru, named ‘Tararu inequality’.
Theorem 5
*([11], Theorem 2.1; or [12], Theorem 2.3.) Let be an open subset of . Let be the wave operator (186), with , . Let and be real valued, for some fixed , such that and being an oriented hypersurface non-characteristic in .
Consequently there is such that is a conormally strongly pseudoconvex function with respect to at .
Then there is a real valued quadratic polynomial defined in (187) with proper , and a ball such that when and ; and being a conormally strongly pseudoconvex function with respect to in . This implies that there exist , such that, for each small enough and large enough , we have*
[TABLE]
Here with and supp.
Assumption: We now consider the ‘hyperbolic function’
[TABLE]
introduced in Definition 3.1 of [12], and its level set .
Starting from a general , in section 3 of [11], page 180, we have already calculated all the geometric constants associated either with the related pseudo-convexity estimates of or with the Tataru inequality. They are summarized in Table 1, page 191 of [11], and are copied in Table A.3. of [12] (with few modifications explained in the related Appendix A). Then in section A.1.1. of [12], page 6487, we have recalculated these quantities for the particular case of the ‘hyperbolic function’ in (188).
Our aim here is to start from Table A.3. and section A.1.1. of [12] in order to find the dependency of those coefficients.
The following new Table 1 must be read from the top to the bottom, since it starts with the basic inequalities and continues with more complicated expressions.
As said, we assume as in (188), and calculate all coefficients in the Tataru inequality. The first two values and are defined at page 6484 of [12], Section A.1., Assumption b). Their limit value is calculated in [12], formula (A.7): i.e. , . Since (see Lemma A.3.a, page 6489), and is defined as a constant (see formula (3.1), page 6452), then the dependency of the two coefficients is respectively and , as shown in the table. The third value of Table 1 is (alias ) and behaves like , thanks to the estimates (A.12) and (A.11) in [12]. On the other hand, the following coefficients until in Table 1 are independent from , because of formula (A.6) and (A.8) in [12].
The next values in Table 1 are obtained by substituting the upper values:
, defined in section 3.1 of [11];
(replacing ), see (A.2) and Remark A.1 in [12];
defined in section 3.2 of [11];
, defined in section 3.3 of [11], here we have renamed by .
These 3 coefficients are used to prove Proposition 2.5 of [11], which is related to the result of local stability for the unique continuation.
of [11] is not used here.
Note that have nothing to do with quantities with the same name used in the rest of this paper (outside from the Appendix).
7.1.3 Global stability coefficients and Table 2
This section can be seen as an overview of the proof of Theorem 2, with the final estimate for .
We introduce the main steps and we always follow the notation of [11, 12] to better follow the calculations.
Assumption: Define a net of center points for the translated hyperbolic functions:
[TABLE]
Let be the initial cylinder (called in (41)) and let be the related domain of influence (in the paper called according to (42)).
We choose the domains for the covering
[TABLE]
and
[TABLE]
Let , for all k.
The construction is similar to the one in Figure 1, page 6470 of [12].
The parameters should be chosen such that the projection of is contained in the domain , that is within the injectivity radius , in order to guarantee the -regularity of . Moreover the union should cover a subset of the domain of influence . For example, let , (alias in (41)).
The above construction together with the assumption on the Gevrey-regularity of the localizers let us apply Theorem 1.2 in [12]. The details of Assumptions A2-A3 can be checked in the paper, while is defined in (186).
Theorem 6
([12], Theorem 1.2) Under the conditions of Assumptions A2-A3, define the open set containing . Then for every we have
[TABLE]
Moreover, for any we get
[TABLE]
The constant is calculated in the proof.
Up to a uniform multiplicative constant (and according to Remark 3.8. of [12]), we can identify the constant with our final constant , even if the first one is defined for a bounded domain of the Euclidean space and the second one is defined for a compact manifold . Indeed by assumption, in each chart of holds the inequality
[TABLE]
which let one approximate all spatial subdomains to an Euclidean ball.
Theorem 1.2 is a generalization of Theorem 1.1 in [12] for a more complex domain, but with a similar final estimate where the inverse-log term has a different multiplicative constant. For each Theorem 1.1 in [12] holds with constant in place of . The number of the used sets is by construction proportional to the number of charts covering the domain. This number depends on the bounds for the diameter, the injectivity radius and the harmonic radius of , called respectively , and in the notation of the paper. Hence we can also write .
The technique used to prove the above Theorem consists in iterating the local stability result, but considering the low temporal frequencies separately from the high temporal frequencies. The pseudodifferential operator defined below is used to localize the low temporal frequencies of the solution , where the estimate is more complicated.
Assumption: We consider a pseudo-differential operator with symbol , , supported in and equal to one in . Hence we can write . We fix as in (182).
Another complication comes from the fact that the local stability result holds just in small balls , centered in with radius . It is important for our estimates that the balls , with , cover the set . We will choose the center points in the set , so that the union of the balls is contained in the domain of influence of the cylinder , i.e. .
Furthermore there are particular conditions on the support of to be fulfilled, also affecting the set and the iteration.
Hence in the final domain the local stability result must be applied several times to a sequence of proper cut-offs of the solution . Let be defined as:
[TABLE]
Then we can introduce the following Theorem 2.7 in [12], formulating a local stability estimate (of the unique continuation for the wave operator) of inverse exponential type for the low temporal frequencies of .
The exact construction of the radii and is in Proposition 2.5 of [11], as intersection of several geometric and analytic constraints. The -dependency of and is shown in Table 1. In particular we get . The number of balls used in the iteration is , as shown in Table 2. The constant is defined in formula (2.5) of [12].
Notice that at each step we reduce the support of the temporal localizer , by defining the term .
We will show that and that , for proper positive numbers .
The details of Assumptions A1-A2-A4 and of the set can be checked in the paper.
Theorem 7
*([12], Theorem 2.7) Under the Assumptions A1-A2-A4, let and let be a Gevrey functions of class with compact support, such that .
Then, there exist constants with , and such that for there are coefficients for which,
if*
[TABLE]
then calling and for , we have and
[TABLE]
[TABLE]
and consequently
[TABLE]
The radii and are defined in Table A.3, while the coefficients are calculated in the proof of the Theorem.
In the following Table 2 we show the dependency of the coefficients used in the proof of Theorem 1.2 and Theorem 2.7 in [12]. The coefficients of the local stability are defined in [11] and recalled also in the proof of Lemma 2.6. of [12], page 6459. As said, the index is unique and here we briefly remind the definition of and the relationship with other coefficients and with Table 1.
In (185) we obtained the dependency for , i.e. . It follows that , where is the coefficient in (7.1.1) (it was called in [11]).
Therefore for simplicity we give below the values in Table 2 in terms of their or dependency.
In order to calculate the rest we need to refine some estimates.
First of all we recall and improve the coefficients in Lemma 2.1, [12], for the and norms:
[TABLE]
Next, following Remark 2.8 (4) in [12], we split each smooth Gevrey localizer in time and space:
[TABLE]
with (as in (182)) and . Consequently the functions (see formula (2.21) in [12]) can generally be written as: , with and , for . Let , then
[TABLE]
with calculated as in (194) with . Moreover, we can recalculate the terms at page 6466 of [12]:
[TABLE]
[TABLE]
By applying Lemma 2.6 in [12] with , , , one obtains:
[TABLE]
Now we can obtain the dependency of in Theorem 1.1 of [12].
Recalling (184) (i.e. and ),
we get and therefore:
[TABLE]
[TABLE]
Hence, of Theorem 1.1 in [12] (and analogously in Th. 1.2.) fulfills the estimate
[TABLE]
We know that . We denote by the uniform multiplicative constant that depends on the uniform geometric parameters , named according to the notation of the rest of the paper.
The number also depends on , that for simplicity has been fixed here equal to 1/2. The above inequality gives an estimate for and thus we can conclude that c_{206}{({\gamma},\theta)}=c_{205}{(\theta)}\hbox{exp}\big{(}{\gamma^{-c_{200}}}\big{)}.
Remark. Please notice that there was a misprint in the paper [12] both in the statements of Theorem 3.3. and in Corollary 3.9. However this misprint did not affect the calculations of the present paper (or the results in [12]).
Namely in Theorem 3.3., we have the following erratum (in the denominator of the final inequality):
[TABLE]
And this is the corresponding corrigendum (replace with ):
[TABLE]
In Corollary 3.9., we have erratum in (3.27), and corrigendum:
[TABLE]
Table 1 and Table 2. We next present the two tables that summerize the previous calculations. They show the dependency of the parameters. The name of the constants there is unique. The order of the parameters in Table 1 is always increasing in complexity, that is the parameters down may depend on the upper ones. In general the same principle is followed also in Table 2, even if the relationships are more complex. For simplicity the values in Table 2 are expressed in terms of their or dependency, where we recall that .
Table 1
Name
Order with respect to
([12], formula (A.7))
([12], formula (A.7))
([12], formula (A.12))
([12], formula (A.8))
(in cylinder)
([12], formula (A.6))
1
([12], formula (A.2) and Remark A.1)
\min\Big{\{}R_{1},\,\frac{C_{l}}{(1+\lambda+c_{T}/\lambda)},\,\frac{\lambda^{2}C_{l}^{2}}{c_{T}}, \Big{(}\frac{1}{c_{T}^{2}M_{1}(1+\lambda^{2})}\Big{)}^{\frac{1}{4}},\,\frac{\epsilon_{0}}{\sqrt{2M_{2}}},\,\frac{\lambda}{c_{T}\big{(}1+\lambda^{2}+\lambda^{2}(1+\lambda)\big{)}}\Big{\}},
([12], formula (A.2) and Remark A.1)
M_{1}\Big{(}\big{(}\lambda^{2}+c_{T}R_{2}\big{)}^{2}+|h|^{2}_{C^{0}(\Omega_{0})}(1+\big{(}\lambda+c_{T}R_{2}^{2}\big{)}^{2})+|q|^{2}_{C^{0}(\Omega_{0})}\Big{)}=\frac{1}{\gamma^{20}}
\frac{\lambda^{2}C_{l}^{2}R_{2}^{3}}{\big{(}\lambda+c_{T}R_{2}^{2}\big{)}}=\gamma^{58}
\sqrt{\Big{(}\frac{M_{1}}{\tau_{0}}+\frac{1}{\lambda}\Big{)}}=\gamma^{2}
Table 2
Name
Value
Name
Value
c_{122}\big{(}\frac{8\Gamma(1/\alpha)}{3[\alpha c_{123}^{1/\alpha}(\alpha c_{128})^{1/\alpha}]}\big{)}^{1/2}\sim\frac{c_{1X}^{3}}{\gamma^{44+56}}
\frac{3c_{109}}{4\delta}\Big{(}\frac{1}{16}\Big{)}^{5}\quad\sim\frac{\gamma^{56\cdot\alpha-48}}{c_{1X}^{\alpha}}
\min(\frac{1}{2}\big{(}c_{102}\delta^{\alpha}\frac{(c_{130})^{\alpha}}{(\sqrt{2})^{\alpha}}+\delta\frac{c_{130}}{2\sqrt{2}}\big{)},\frac{1}{2}c_{102}\delta^{\alpha}(\frac{1}{2\sqrt{2}}c_{130})^{\alpha})\sim\frac{\gamma^{48\cdot\alpha}}{c_{1X}^{\alpha}}c_{130}^{\alpha}
R^{n+1}c_{0X}\Big{(}\frac{8}{\beta}\Gamma\Big{(}\frac{1}{\alpha}\Big{)}\frac{1}{\alpha(\widetilde{c}_{117})^{1/\alpha}}\Big{)}^{1/2}\frac{1}{(\alpha\widetilde{c}_{106})^{\frac{1}{\alpha}}}\sim R^{n}c_{1X}
1+2N\big{(}1+n^{2}|g^{kr}|_{C^{0}}+|h^{s}|_{C^{0}}\big{)}\big{(}\frac{|b^{\prime}|_{C^{0}}}{r}+\frac{|b^{\prime\prime}|_{C^{0}}}{r^{2}}+(N-1)\frac{|b^{\prime}|^{2}_{C^{0}}}{r^{2}}\big{)}\sim\frac{N^{2}c_{1X}^{2}}{r^{2}}
2\big{(}1+N\frac{|b^{\prime}|_{C^{0}}}{r}\big{)}\sim\frac{Nc_{1X}}{r}
\frac{r}{2}c_{0X}\big{(}\frac{8}{3}\Gamma\Big{(}\frac{1}{\alpha}\Big{)}\frac{ec_{1X}}{\alpha^{1/\alpha}(r/2)}\big{)}^{1/2}\frac{ec_{1X}(3^{\alpha}4)^{\frac{1}{\alpha}}}{(\alpha^{\frac{1}{\alpha}}(r/2))}\sim\frac{c_{1X}^{3/2}}{r^{1/2}}
\Big{(}c_{107}+c_{107}\frac{4^{4/\alpha}}{(\alpha c_{106})^{3/\alpha}}\Big{)}\Big{(}1+\frac{|b^{\prime}|_{0}}{r}+\frac{|b^{\prime\prime}|_{0}}{r^{2}}+\frac{|b^{\prime\prime\prime}|_{0}}{r^{3}}\Big{)}\Big{(}1+\frac{|b^{\prime}|_{0}}{r}\Big{)}\sim\frac{c_{1X}^{\frac{17}{2}}}{r^{\frac{15}{2}}}
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