F-pure threshold and height of quasi-homogeneous polynomials
Susanne M\"uller

TL;DR
This paper investigates the relationship between the F-pure threshold and the log canonical threshold of quasi-homogeneous polynomials, linking it to the height of associated formal groups and providing examples where this relationship does not hold.
Contribution
It establishes a criterion connecting the F-pure threshold and the log canonical threshold via the height of the Artin-Mazur formal group for certain hypersurfaces.
Findings
F-pure threshold equals log canonical threshold iff the formal group height is 1.
Similar results hold for Fermat hypersurfaces with degree > N+1.
Examples show other F-pure threshold values are not characterized by height.
Abstract
We consider a quasi-homogeneous polynomial of degree equal to the degree of and show that the -pure threshold of the reduction is equal to the log canonical threshold if and only if the height of the Artin-Mazur formal group associated to , where is the hypersurface given by , is equal to 1. We also prove that a similar result holds for Fermat hypersurfaces of degree . Furthermore, we give examples of weighted Delsarte surfaces which show that other values of the -pure threshold of a quasi-homogeneous polynomial of degree cannot be characterized by the height.
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-pure threshold and height of quasi-homogeneous polynomials
Susanne Müller
Abstract.
We consider a quasi-homogeneous polynomial of degree equal to the degree of and show that the -pure threshold of the reduction is equal to the log canonical threshold if and only if the height of the Artin-Mazur formal group associated to , where is the hypersurface given by , is equal to 1. We also prove that a similar result holds for Fermat hypersurfaces of degree . Furthermore, we give examples of weighted Delsarte surfaces which show that other values of the -pure threshold of a quasi-homogeneous polynomial of degree cannot be characterized by the height.
1. Introduction
To any polynomial one can attach an invariant called the -pure threshold, first defined in [TW04], [MTW05]. The -pure threshold, which is a rational number (see [BMS08]), is a quantitative measure of the severity of the singularity of . Smaller values of the -pure threshold correspond to a "worse" singularity. For a short introduction to the theory of -pure thresholds see [MTW05] or [Mül17]. In [Mül17] we proved that for a quasi-homogeneous polynomial of degree , where , with an isolated singularity and with one has . Here, the integer is the order of vanishing of the Hasse invariant on a certain deformation space of .
The -pure threshold is the characteristic analogue of the log canonical threshold in characteristic [math], which is defined via resolution of singularities. In general, it is difficult to compute the log canonical threshold, but for a quasi-homogeneous polynomial of degree in variables with an isolated singularity, one can show that if and otherwise (see [Laz04]). Comparing the log canonical threshold of a polynomial with the -pure threshold of its reduction it turns out that for all and ([TW04], [MTW05]). Furthermore, it is conjectured that for infinitely many primes one has . But this is wide open.
On the other hand, for a polynomial one can consider the hypersurface in given by and compute the height of the so-called Artin-Mazur formal group associated to , which is either infinite or an integer greater or equal to . This is another important invariant, uniquely characterizing -dimensional formal groups over an algebraically closed field of positive characteristic by Lazard [Laz55].
The aim of this paper is to clarify the connection between the -pure threshold and the height by establishing the following two results. Their proofs will occupy section 3.
Theorem** (see Theorem 3.2).**
Let be the graded polynomial ring with and set . Let be a quasi-homogeneous polynomial of degree and type with an isolated singularity such that the greatest common divisor of all coefficients of is . Furthermore, let be the hypersurface in defined by . Let be the reduction of modulo and assume that . Then if and only if .
Furthermore, we show that a similar result holds for Fermat hypersurfaces of degree :
Lemma**.**
*Let with for and such that . Furthermore, let .
Then is a direct sum of formal groups of dimension , which are all of height if and only if .*
We will see that the above statements mean that the -pure threshold is equal to the log canonical threshold if and only if the height of the corresponding Artin-Mazur formal group is equal to its dimension. Since , this means that the -pure threshold is equal to its greatest possible value if and only if the height is equal to its smallest possible value. We suspect that this could hold more generally for quasi-homogeneous polynomials. All computations of the height and the -pure threshold in concrete examples support this.
The last part of this paper is dedicated to the following: Theorem 3.2 yields that for the integer from above, holds if and only if . Therefore, it is natural to ask whether the other possible values of the -pure threshold (i.e. ) can also be characterized by . However, we will give two examples of weighted Delsarte surfaces which show that the answer to this question is negative. The first example will have the same height but different -pure threshold and the second one will have the same -pure threshold but the height will differ for two different primes .
Acknowledgements. I thank Manuel Blickle and Axel Stäbler for useful discussions and a careful reading of earlier versions of this article. Furthermore, I thank Duco van Straten for the inspiration to work on this subject and Masha Vlasenko for her valuable advice while familiarizing myself with formal groups. The author was supported by SFB/Transregio 45 Bonn-Essen-Mainz financed by Deutsche Forschungsgemeinschaft.
2. Formal groups
As a preparation for the remainder of the paper we begin with a short introduction to formal groups. In the theory of formal groups one can choose the point of view of formal power series or the point of view of functors - we will sketch both in what follows. For further information about the point of view of formal power series we refer the reader to [Frö68], [Haz78], [Hon70] and [Vla15]. In [Sti87] and [Zin84] the authors also treat the point of view of functors.
Let and be two sets of variables. An -dimensional formal group law over a commutative ring with identity element is an -tuple of power series with , such that
[TABLE]
[TABLE]
A formal group law is called commutative, if one has in addition that for all .
Let and be two formal group laws over of dimension and respectively. A homomorphism over is an -tuple of power series in variables, such that and . The homomorphism is an isomorphism if there exists a homomorphism such that and . The morphism is said to be a strict isomorphism if .
If is a ring of characteristic zero, then every -dimensional commutative formal group law over determines a unique -tuple of power series in an -tuple of variables with coefficients in such that
[TABLE]
[TABLE]
This -tuple is called the logarithm of the formal group law . In the -dimensional case one can write
[TABLE]
with . The name of the logarithm comes from the following example:
Example 2.1**.**
We consider the -dimensional additive formal group law and the -dimensional multiplicative formal group law , which are both defined over . The additive formal group law is given by with logarithm . The multiplicative formal group law is given by and the logarithm is .
Now, let be an -dimensional formal group law over a field of characteristic . An important invariant of the formal group law is the height . Consider the multiplication by endomorphism, which is given by
[TABLE]
and write . We say that is of finite height, if the ring is a finitely generated module over the subring . In this case, is free of rank , over and is called the height of (see [Haz78, 18.3.8]). If is a local ring of characteristic zero with residue field of characteristic and is an -dimensional formal group law over , then we define the height of as the height of the reduction of over .
If is a one-dimensional formal group law over a field of characteristic , then this definition says the following: Let be the multiplication by as above. Then one can show (see [Haz78, 18.3.1]) that either or there is a power of such that , . Then iff and if is the highest power of such that .
Lemma 2.2**.**
Let be a formal group, which is the product of two formal groups and of finite heights respectively . Then has height .
Proof.
Write and . Since has height , we know that is a finitely generated module over the subring of rank and since has height , we know that is a finitely generated module over the subring of rank . Therefore, is a finitely generated module over the subring of rank . ∎
The importance of the height becomes clear by the following classification result:
Theorem 2.3** ([Laz55]).**
Let be an algebraically closed field of positive characteristic.
- (1)
For every integer and for there exists a -dimensional formal group law of height over . 2. (2)
Two -dimensional formal group laws over are isomorphic if and only if they have the same height.
Now, let us come to the point of view of functors. For this, let denote the category of nil--algebras, i.e. of -algebras in which every element is nilpotent. The formal affine -space over is defined as the functor
[TABLE]
which sends a nil--algebra to the set with factors and which sends a morphism to the map . An -dimensional formal group over is a functor
[TABLE]
such that , where is the forgetful functor. One can show that given a commutative formal group law one can associate to a functor , where the group structure is given by the power series . Conversely, given a functor , then is defined by a formal group law (see [Zin84]).
Now, if is a formal group over , a scheme over and , then one can construct the following diagram:
{\mathfrak{Nilalg}_{R}}$${\ \mathfrak{Sheaves}\ \mathfrak{of}\ \mathfrak{nil}-R-\mathfrak{algebras}\ \mathfrak{on}\ X}$${\mathfrak{Sheaves}\ \mathfrak{of}\ \mathfrak{abelian}\ \mathfrak{groups}\ \mathfrak{on}\ X}$${\mathfrak{Abelian}\ \mathfrak{Groups}}$$\scriptstyle{\mathcal{O}_{X}\otimes_{R}\underline{\ \ }}$$\scriptstyle{{\mathbb{G}}_{m,\mathcal{O}_{X}}}$$\scriptstyle{H^{i}\left(X,{\mathbb{G}}_{m,\mathcal{O}_{X}}\right)}$$\scriptstyle{{\mathbb{G}}_{m}}$$\scriptstyle{H^{i}}
Here assigns to a nil--algebra the sheaf associated with the pre-sheaf for open. The functor assigns to a sheaf of nil--algebras on the sheaf of abelian groups defined by for open. The functor is taking -th cohomology and the functors and are defined by the commutativity of the above diagram. Writing instead of , the functors
[TABLE]
are called Artin-Mazur functors. These functors are not necessarily formal groups but Artin and Mazur (see [AM77]) give a criterion for to be a formal group. The functors and are called the formal Picard group and the formal Brauer group, respectively (at least if they are formal groups).
Example 2.4**.**
In the following, we will often use a criterion of Stienstra (see [Sti87, Theorem 1]) for to be a formal group:
Let be a noetherian ring and let be a subscheme of defined by the ideal , where is a regular sequence of homogeneous polynomials in . Let and . If is flat over and for all then is a formal group over of dimension .
Furthermore, Stienstra computes the logarithm of this formal group. For this, assume that is flat over and set
[TABLE]
Then there is a formal group law for whose logarithm is the tuple of power series in with
[TABLE]
where
[TABLE]
3. Connection between the -pure threshold and the height
In order to prove the main theorem of this paper, we first need the following result:
Lemma 3.1**.**
Let be the ring of integers of a complete absolutely unramified discrete valuation field of characteristic zero and residue characteristic , equipped with a lift of the -th power Frobenius on the residue field . Let be a formal group law of dimension with logarithm
[TABLE]
where is a sequence of elements of with . Then if and only if .
Proof.
First, let . Then, by Theorem 2(i) of [Vla15], we get .
For the opposite direction, let . Then we have two cases. The first case is , which yields by Theorem 2(i) of [Vla15]. The second case is and . Then, again by Theorem 2(i) of [Vla15], we conclude that , since . ∎
Now, we can prove the main theorem.
Theorem 3.2**.**
Let be the graded polynomial ring with and set . Let be a quasi-homogeneous polynomial of degree and type with an isolated singularity such that the greatest common divisor of all coefficients of is . Furthermore, let be the hypersurface in defined by . Let be the reduction of modulo and assume that . Then if and only if .
Proof.
One can show that is flat over . Hence, Theorem 1 of [Sti87] (which also holds for quasi-homogeneous polynomials, see [Yui99], section 5) yields that is a formal group of dimension . Using the notation of Example 2.4 we have , since . Therefore, the logarithm of the formal group law is given by
[TABLE]
where is the coefficient of in .
Using the remark after Lemma 4.1. of [Mül17] we have that if and only if . Furthermore, if and only if . Finally, by Lemma 3.1 it follows that if and only if . ∎
Example 3.3**.**
Let with and let be the Fermat hypersurface in given by . Let . Then by Theorem 3.2 we have if and only if .
The aim of the rest of this section is to show that a similar result as the above also holds for
[TABLE]
Before we consider the case , we start with . For this, we need the following lemma, which holds in a more general setting.
Lemma 3.4**.**
Let be a quasi-homogeneous polynomial of degree and type , where is a field of characteristic . Let . If with for some , then .
Proof.
By Lemma 3.6 of [Mül17] we have that . By the assumption we get
[TABLE]
Therefore, and . ∎
Example 3.5**.**
Let with and let be the Fermat hypersurface in given by . We claim that the formal group is the direct sum of copies of a -dimensional formal group law and that if and only if .
For the proof of this, we use the notation of Example 2.4 and compute
[TABLE]
For we denote by the coefficient of in . It is an easy computation to see that if . Therefore, the formal group is the direct sum of copies of the -dimensional formal group law with logarithm
[TABLE]
where
[TABLE]
Now, we show that if and only if .
For this, remark that by Lemma 3.1 it follows that if and only if , which is equivalent to . For , we have that and are smaller than . Since for all , this means that the -adic valuation of is zero. Therefore, if and only if .
Hence, it remains to prove that is equivalent to . Using Example 4.2. of [MTW05] one gets that if . Now let . By Lemma 3.4 we conclude that with for all . If for we get . Therefore , which is a contradiction. If one gets , hence .
Next, we consider the general case with .
Lemma 3.6**.**
Let with for and such that and let be the hypersurface in given by . Then the formal group is the direct sum of -dimensional formal groups, which are all of height if and only if .
Proof.
As in Example 2.4 let
[TABLE]
and for let be the coefficient of in . We prove the lemma via the following steps:
(1) We show, that for one has : Since and it follows that . The elements of the set are tuples with and
[TABLE]
i.e. each entry is at least one and further has to be distributed in the entries of .
Since , it follows that , i.e. more than half of the entries of a tuple are equal to . This means that if is a second tuple, then there exists at least one position with .
Now write
[TABLE]
Then we have
[TABLE]
The last equality shows that and the first equality then yields , i.e. for all . But since and it follows that for all and therefore .
(2) Part (1) of this proof means, that the logarithm of the formal group of dimension is given by , where
[TABLE]
and one can compute that
[TABLE]
(3) By (1) and (2) we know that is the direct sum of formal groups , where . We prove that for all if and only if . For this, Lemma 3.1 shows that if and only if . For , we have that and for all and hence the -adic valuation of is zero. Therefore, it follows that if and only if . ∎
The following lemma computes the -pure threshold of Fermat hypersurfaces.
Lemma 3.7**.**
Let with for and such that . Furthermore, let . Then if and only if .
Proof.
First, let . Then by example 4.2 of [MTW05] it follows that .
Now, we show that if , then . For this, remember that , where \mu_{f_{p}}(p^{e})=\min\left\{n\in\mathbb{N}\big{|}f_{p}^{n}\in\mathfrak{m}^{[p^{e}]}\right\} and
[TABLE]
We claim that . Once we have shown this, it follows that . In order to show or equivalently , it is enough to show that , since . For this, it is enough to show that
[TABLE]
We now consider the following two cases:
Case 1:
Clearly one has , hence . Since does not divide by assumption, this last inequality yields .
Case 2:
Write with and , since . Thus divides
[TABLE]
Since , it follows that and since must be divisible by we conclude that . This means that or equivalently . Since , we have . By assumption , hence and , since is a prime. But this is a contradiction to our assumptions. ∎
Combining Lemma 3.6 and Lemma 3.7 we obtain:
Corollary 3.8**.**
Let with for and such that and let be the hypersurface in given by . Furthermore, let . Then is a direct sum of formal groups of dimension , which are all of height if and only if .
If one combines this with the result of Koblitz in [Kob75], one obtains that the two conditions above are also equivalent to the Frobenius action on being bijective.
In the proofs of Corollary 3.8 and Theorem 3.2 we have seen that the -pure threshold is equal to the log canonical threshold if and only if the height of the corresponding Artin-Mazur formal group is equal to its dimension. Or, equivalently, since for all it means that the -pure threshold is equal to its greatest possible value if and only if the height is equal to its smallest possible value (see Lemma 2.2). Since we did not find any counterexample for this so far, this leads us to suspect that this could be the case for all quasi-homogeneous polynomials.
4. Counterexamples
Let be the graded polynomial ring with over an algebraically closed field of characteristic . Let be a quasi-homogeneous polynomial of degree and type with an isolated singularity. Theorem 3.9 together with Theorem 5.1 of [Mül17] yield that
[TABLE]
with for , where is the order of vanishing of the Hasse invariant on a certain deformation space of . Theorem 3.1 shows that if and only if .
Therefore, one may ask whether the other possible values of the -pure threshold (i.e. ) can also be characterized by . However, in this section we will give two examples of weighted Delsarte surfaces which show that the answer is negative.
First, let us briefly recall the definition of a weighted Delsarte surface. For more details, we refer the reader to [Got04]. Let and assume that
[TABLE]
[TABLE]
Let be a positive integer such that and let be a matrix such that
- (1)
and for all , 2. (2)
given there is some , such that , 3. (3)
, 4. (4)
for all , i.e. .
A weighted Delsarte surface in of degree with matrix is defined to be the surface given by
[TABLE]
Let be the canonical projection. Then the scheme closure of in is called the affine quasicone over . We say that is quasi-smooth, if its affine quasicone is smooth outside the origin (see [Dol82]). Furthermore, we say that is in general position relative to if , where denotes the singular locus of (see [Got03]).
Weighted Delsarte surfaces are in general singular surfaces. If is quasi-smooth and in general position relative to , then the minimal resolution of is a surface if and only if . If this is the case, then we call a weighted Delsarte surface in of degree with matrix .
Let
[TABLE]
where is the of all column sums of the adjugate matrix of and of . Goto gives the following criterion for the formal Brauer group of to have infinite height.
Lemma 4.1** ([Got04, Proposition 2.2 & Remark 2.1]).**
Let be a weighted Delsarte surface with matrix . Then the height of the formal Brauer group of the minimal resolution of is infinite (i.e. is supersingular) if and only if for some integer .
Furthermore, he explains how to compute the height of the formal Brauer group of a weighted Delsarte surface if it is finite:
Theorem 4.2** ([Got04, Theorem 3.2]).**
Let be a weighted Delsarte surface with matrix . Assume that there is no integer such that . Then the height of the formal Brauer group of the minimal resolution of is equal to the order of modulo .
We use these two results to give two examples of weighted Delsarte surfaces. The first one, will have the same height but different -pure threshold for varying and the second one will have the same -pure threshold but the height will differ for two different primes .
Example 4.3**.**
Assume that . Consider , which is quasi-homogeneous of degree and weight . Let be the weighted Delsarte surface in defined by , i.e. defined by the matrix
[TABLE]
Using the methods of [Got04] we computed the height of the formal Brauer group of the minimal resolution of . Since and , is quasi-smooth and in general position relative to . Furthermore, and therefore the minimal resolution of is a surface. One has , and therefore . Thus, Lemma 4.1 shows that the height of the formal Brauer group of is infinite if and only if there exists some such that , i.e. .
Using the PosChar-package of Macaulay 2 [BBH*+*] we also computed the -pure threshold of . We obtained the following results:
[TABLE]
In particular, one can see that for and the height is the same but the -pure threshold is different.
Example 4.4**.**
Assume that . Consider , which is quasi-homogeneous of degree and weight . Let be the weighted Delsarte surface in defined by , i.e. defined by the matrix
[TABLE]
To compute the height of the formal Brauer group of the minimal resolution of one checks that and , so is quasi-smooth and in general position relative to . Furthermore, and therefore the minimal resolution of is a surface. We compute that , and therefore . Using Theorem 4.2 we get that the height of the formal Brauer group of is given by
[TABLE]
Combined with the -pure thresholds of one obtains:
[TABLE]
In particular, in this case the -pure threshold is for all , but the height differs.
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