On the non-thermal electron-to-proton ratio at cosmic acceleration sites
Lukas Merten, Julia Becker Tjus, Bj\"orn Eichmann, Ralf-J\"urgen, Dettmar

TL;DR
This paper reevaluates the electron-to-proton luminosity ratio in cosmic ray sources by considering different spectral indices and minimum energies, challenging previous assumptions and providing a more nuanced understanding of particle acceleration.
Contribution
It introduces a detailed calculation of the electron-to-proton ratio without assuming equal spectral indices, considering the impact of minimum energy thresholds and spectral differences.
Findings
The ratio of luminosities can vary significantly when spectral indices differ.
Minimum energy assumptions greatly influence the electron-to-proton ratio.
Spectral behavior differences are crucial for accurate source modeling.
Abstract
The luminosity ratio of electrons to protons as it is produced in stochastic acceleration processes in cosmic ray sources is an important quantity relevant for several aspects of the modeling of the sources themselves. It is usually assumed to be around 1:100 in the case of Galactic sources, while a value of 1:10 is typically assumed when describing extragalactic sources. It is supported by observations that the average ratios should be close to these values. At this point, however, there is no possibility to investigate how each individual source behaves. When looking at the physics aspects, a 1:100 ratio is well supported in theory when making the following assumptions: (1) the total number of electrons and protons that is accelerated are the same; (2) the spectral index of both populations after acceleration is . In this paper, we reinvestigate these assumptions.…
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On the non-thermal electron-to-proton ratio at cosmic
ray acceleration sites
Lukas Merten
Julia Becker Tjus
Björn Eichmann
Ralf-Jürgen Dettmar
Ruhr Astroparticle and Plasma Physics Center (RAPP Center), Ruhr-Universität Bochum
Institut für Theoretische Physik IV / Plasma-Astroteilchenphysik
Universitätsstrasse 150, 44801 Bochum, Germany
Ruhr Astroparticle and Plasma Physics Center (RAPP Center), Ruhr-Universität Bochum
Astronomisches Institut
Universitätsstrasse 150, 44801 Bochum, Germany
Abstract
The luminosity ratio of electrons to protons as it is produced in stochastic acceleration processes in cosmic ray sources is an important quantity relevant for several aspects of the modeling of the sources themselves. It is usually assumed to be around in the case of Galactic sources, while a value of is typically assumed when describing extragalactic sources. It is supported by observations that the average ratios should be close to these values. At this point, however, there is no possibility to investigate how each individual source behaves. When looking at the physics aspects, a ratio is well supported in theory when making the following assumptions: (1) the total number of electrons and protons that is accelerated are the same; (2) the spectral index of both populations after acceleration is . In this paper, we reinvestigate these assumptions. In particular, assumption (2) is not supported by observational data of the sources and PIC simulation yield different spectral indices as well. We present the detailed calculation of the electron-to-proton ratio, dropping the assumption of equal spectral indices. We distinguish between the ratio of luminosities and the ratio of the differential spectral behavior, which becomes necessary for cases where the spectral indices of the two particle populations are not the same. We discuss the possible range of values when allowing for different spectral indices concerning the spectral behavior of electrons and protons. Additionally, it is shown that the minimum energy of the accelerated population can have a large influence on the results. We find, in the case of the classical minimum energy of keV, that when allowing for a difference in the spectral indices of up to with absolute spectral indices varying between , the luminosity ratio varies between . The differential particle number ratio is in the range and depends on the energy.
keywords:
Cosmic rays, Supernova Remnants , Starbursts , Gamma-ray bursts , Magnetic fields , Active Galactic Nuclei
††journal: Astroparticle Physics
1 Introduction
For the last couple of years, the search for the origin of cosmic rays, from GeV-energies up to super-EeV events has started to make rapid progress. First Supernova remnants have been identified as hadronic sources [1, 2, 3] and first evidence for an astrophysical high-energy neutrino signal has been announced recently [4]. The results from gamma-rays and neutrinos are extremely important first steps in order to have a full identification of the sources for the entire diffuse cosmic ray flux. The theoretical interpretation of the signatures crucially rely on the precise modeling of the sources. This concerns both the prediction of the signal of gamma-ray and neutrino sources, as well as the interpretation of the spectral energy distribution of sources with dominant non-thermal signatures.
One central ingredient for these calculations is the ratio between cosmic ray electrons and protons. The ratio is typically assumed to be fixed to a one hundred times higher proton than electron luminosity for galactic sources (see e.g. [5]). When discussing the sources of ultra high energy cosmic rays, which can accelerate particles up to eV, see e.g. [6, 7], it is assumed that the electron luminosity is somewhat higher than for galactic sources, i.e. electron to proton luminosity is 1:10. These values, that are on average supported by astrophysical observations, can also be derived following a theoretical argument also described in e.g. [8]:
Stochastic acceleration predicts a power-law behavior in momentum,
[TABLE]
with (electrons or protons). It is now assumed that the same total number of electrons and protons are accelerated, with . Here, is the kinetic energy of the particles with a minimum kinetic energy of keV. Assuming further that the two populations have the same spectral index , the expected ratio scales with the masses of the two species:
[TABLE]
The last step requires . This makes the approximation in Eq. 2 independent of the minimum energy. In contrast to that the exact solution depends strongly on the minimum energy and a possible difference in the minimum energies for protons and electrons as we will show later. With a spectral index of , which is an approximate value to be expected from diffusive shock acceleration (see e.g. [8] for a summary), one finds a ratio of the order of
[TABLE]
Note that for equal spectral indices, , the value remains the same for each value of and it is independent of momentum and thus of energy. Once the indices differ from each other even slightly, this is not the case. As a physical measure, two approaches can be pursued: either, in order to be independent of the energy scale, the total luminosities of electrons and protons can be compared:
[TABLE]
with
[TABLE]
Alternatively, the differential number ratio as defined in Eq. (3) can be used. Here, it needs to be reviewed carefully for each case at what energies the two particle populations are observed.
Considering the observation of electrons and hadrons that presumably originate in our own Galaxy, i.e. cosmic rays from below the knee and directly observed electrons, the ratio for the total luminosities of the two particle populations comes very close to . For extragalactic sources, however, the comparison between the central source candidates (Active Galactic Nuclei (AGN) and Gamma-ray bursts (GRBs)) rather suggest a ratio of [6]. These back-of-the envelope calculations have their pitfalls as well, of course, as they rely on the comparison of the spectra after transport, including all loss processes. When an integral over source regions in which losses are differentially important the effective spectral index for the electrons can be steeper by a factor of 1 compared to protons from the same region ([9]). In particular when concerning the electron spectra, that means that a fraction of the total number of particles is actually lost as they enter a non-relativistic regime and the numbers are not easily comparable with the calculation presented above. Even without these difficulties, the electron-to-proton fraction that is observed strongly depends on the choice of the lower integration limit. As the propagated electron and proton spectra naturally have very different spectral behavior, the luminosities are compared rather than the differential values. This adds a further uncertainty in the calculation. These considerations emphasize that also from the observational point of view, the number ratios of or for extragalactic sources needs to be treated with care. One prominent example is the choice of lower integration limit for the luminosity of ultra high energy cosmic rays. In order to obtain the ratio , it is assumed that the lower threshold is at the ankle, i.e. at eV. It can, however, be possible that there is a significant part of the UHECR source flux even below the ankle, as also discussed by [10], which would enhance the typically assumed ratio. If we assume eV as the beginning of the extragalactic part of the spectrum as the KASCADE Grande data [11, 12] suggests the ratio would decrease to . This is discussed in more detail in section 4.3.
From the theoretical point of view, first results from PIC simulations show that the acceleration of protons and electrons in shock fronts yields differences in the spectral behavior [13]. If the acceleration itself does not only depend on the charge but also on the Larmor radius of the particles such differences are expected. Radio observations of SNRs can also be used to show that the electron and proton spectra at the source differ significantly from each other [14]. However, this concerns the loss-dominated electrons and it is not trivial to compare these values to the spectra immediately after acceleration, which is needed as an input for our calculations (see also [15]).
Given the arguments from above, we revisit the theoretical calculation of the electron-to-proton ratio in more general terms as was done before in order to examine the possible range for individual source classes. The assumptions we use are the following:
We assume a power-law behavior in momentum for both species,
[TABLE]
This type of spectral behavior is expected from diffusive shock acceleration processes and is in agreement with the observed spectrum of leptonic and hadronic cosmic rays, see e.g. [16] for a review. 2. 2.
We drop the assumption of equal spectral indices (), as the acceleration process itself may depend on the particle masses as suggested in PIC simulations (see e.g. [17]). This implies that the ratio of electrons to protons becomes energy dependent when considering it in : . We therefore also calculate the ratio of total luminosities as a true observational measure for the electron-to-proton ratio given in Eq. 4. 3. 3.
We assume that the total number of particles accelerated in a source is the same for electrons and protons:
[TABLE]
This assumption is supported by the following argument: The overall particle number, accelerated and non-accelerated, is the same for protons and electrons due to charge balance . If we assume the particles to be in a thermal equilibrium in the absence acceleration, the number of particles above a certain energy threshold is the same for protons and electrons. A plasma in a thermal equilibrium is described by a Maxwellian distribution with equal temperature for protons and electrons, which leads to:
[TABLE]
Therefore, the number of particles above threshold energy is independent of the particle mass. 4. 4.
We use a general lower kinematic energy threshold which is not necessarily the same for protons and electrons, . The value of this lower kinematic threshold depends on the theory that is used to describe the acceleration process and does not necessarily describe the boundary between the thermal and non-thermal populations. The derivation of a consistent value for the minimum energy is beyond the scope of this paper but some ideas are discussed in section 3. In the case of unmodified Maxwellian distributions this would introduces a charge imbalance for the accelerated particles (see Eq. 8). Different acceleration mechanisms for electrons and protons due to other plasma wave scattering processes might also lead to different numbers of accelerated particles. In a generalized approach such a charge imbalance could be treated consistently via the introduction of a new parameter :
[TABLE]
where describes the energy density distribution below the threshold energy for effective acceleration .
In previous work, [18] apply an approach similar to ours, dropping the assumption of equal indices. There are several differences in this work as compared to [18]: (1) While [18] focus on starburst galaxies in their values for the calculation, we systematically investigate the electron-to-proton ratio for sources up to the cosmic ray knee ( eV) and those that contribute up to the end of the cosmic ray spectrum at eV. (2) We discuss both differential ratios for the energy-dependent spectra and the ratio of the luminosities. (3) We present an analytical solution to the calculation which can be applied to calculations for cosmic ray source candidates in the future. This should be possible for most sources, as we do not use any specific information for any source class in order to keep the approach as general as possible. (4) We allow for different minimum energies which accounts for different effective acceleration thresholds for protons and electrons due to their different gyro-radii (see e.g. [19, 20]).
This paper is organized as follows: In Section 2, the calculation of the electron-to-proton ratio is presented. In contrast to most of the previous calculations, we perform a full calculation of the total luminosities in electrons and protons as a physical measure, rather than the approximation of the ratio of differential spectra at a fixed energy. The central theoretical results in terms of quantitative deviation from the typically used approximation of equal indices are discussed in Section 3. In Section 4, we discuss how our result matches current observations concerning potential extragalactic and Galactic cosmic ray sources. We also discuss the implications of this result on the interpretation of neutrino, gamma-ray and magnetic field data within current astrophysical cosmic ray interaction models. In Section 5, we summarize our result and give an outlook to future applications.
2 Acceleration theory: calculation of the electron-to-proton ratio
In most literature the ratio of differential particle numbers \frac{\mathrm{d}N_{e}}{\mathrm{d}p_{e}}\big{/}\frac{\mathrm{d}N_{p}}{\mathrm{d}p_{p}} and the ratio of the total luminosities is used equivalently. In addition, a ratio of is usually applied, assuming spectral indices of . These assumptions are not reflected in reality. In [14], for instance, it is shown that the assumption of equal spectral indices does not need to hold. Here, we calculate the ratio of luminosities, leading to the prediction of the electron-to-proton ratio for different combinations of indices.
In this section, we separate the calculation into two parts: derivation of an effective normalization ratio with as it is defined in Eq. 6 and the remaining part of the integral to determine the ratio of luminosities . We further provide estimates of the ratio of the different particle spectra as a function of the primary energies, .
2.1 Normalization ratio
As a first step of the calculations the ratio of normalizations constants and corrected by the factor is derived. We follow the calculations of [8], without applying any approximations and allowing for different spectral indices for electrons and protons, i.e. but in addition we account for a possible difference in the number of accelerated particles (see Eq. 9). Using the assumption that the total particle number for protons and electrons is the same, one obtains:
[TABLE]
This leads directly to the following relation which cannot be simplified any further:
[TABLE]
2.2 Integration
The integration in (14) is performed over the kinetic energy so we start with rewriting the differential particle numbers.
[TABLE]
Substituting relation (13) into the formula for the total luminosity (14) we get:
[TABLE]
The integral can be separated into four parts, yielding:
[TABLE]
where . This is possible in such a way that each of these integrals is analytically well defined and converges for nearly all physically interesting parameters. These integrals can be transformed into integrals with a well known solution in form of hypergeometric functions [21]:
[TABLE]
The analytic continuation of the hypergeometric function for converges if the physical parameter fulfills [22]. Subsequent to the fixing of and we obtain the following result:
[TABLE]
Finally, the luminosity ratio of electrons and protons can be expressed as
[TABLE]
It is worth noticing that no algebraic approximations are necessary to obtain this result. This is in contrast to the approximated ratio, based on the calculation of the comparison of the differential particle fluxes, where it is usually assumed that the minimum kinetic energy is much smaller than the particle masses, , see e.g. [8]. When we calculate for the same parameters as given in [18] we derive very similar results.
2.3 Differential particle number
For certain scenarios, it can be more useful to work with the ratio of the differential particle flux, which we define as
[TABLE]
and can be rewritten as:
[TABLE]
Proton and electron spectra are directly linked to their photon (or neutrino) emission spectra. Hadronic interactions produce neutral and charged pions and kaons, which lead to high-energy photon and neutrino emission, while synchrotron radiation, Inverse Compton processes and bremsstrahlung are the main channels for electromagnetic radiation from electrons (see [14] and references therein). It is often the case that broadband information is not available, but that correlation studies are done in a limited frequency band. As an example, for the mono-chromatic approximation of synchrotron radiation, a single observed frequency at radio wavelengths can be approximated as coming from one energy (or momentum ) in the energy spectrum and a similar approximation can be done in the case of the correlation between hadronic gamma-rays and protons (momentum ). The choice of frequency in both cases depends on the available data and therefore, it is realistic that . For each individual case, it is therefore important to define beforehand to which frequencies or frequency range the calculation relates. Concrete astrophysical examples are discussed in this paper in Section 4.
3 Results
In this section, we investigate the uncertainties of the ratios of electrons and protons considering the normalization ratio , the differential number ratio, , and the luminosity ratio, . Consequences for the modeling of galactic and extragalactic cosmic ray sources are discussed in Section 4.
3.1 Normalization
According to the common approach the minimum energy for the normalization ratio is fixed to keV (e.g. [8, 18]). However, it is plausible that an equal minimum energy does not need to hold at all acceleration sides. If the minimum energy for an effective acceleration is connected to the gyro-radius it will differ significantly for protons and electrons. Bell showed in [20] that the minimum energy for accelerated electrons should be higher than for protons because they are more likely scattered inside the shock front which prevents an efficient acceleration. It should be mentioned that other authors, like Morlino, show that also a spread of the minimum energy is possible, due to the injection of electrons coming from high energy ions [23]. Furthermore, Malkov and Völk did some calculations on the transition between the thermal and the accelerated spectrum based on diffusive particle acceleration at parallel shocks which might be a good starting point for further research on the transition region [24].
Before we looked into the consequences of different minimum energies for protons and electrons we examined the influence of a varying but equal minimum energy. In [20] the relation between the shock speed and the minimum energy is given by:
[TABLE]
In Fig. 1 the normalization ratio is shown for different minimum energies and some exemplary combinations of spectral indices. On the two axes the minimum energy and the corresponding shock speed are displayed. It is clearly visible that only shock velocities above a few thousand kilometers per second, km/s have a significant influence on the normalization ratio. The normalization ratio is nearly constant for equal minimum energies up to MeV. For higher energies the ratio increases with a power law behavior.
Figure 2 shows the normalization ratio for different minimum energies. We assume, here and for all other figures and calculations, that to emphasize the influence of the different minimum energies and not the influence of different particle numbers. Here it is clearly visible that different acceleration mechanisms or efficiency scales have an significant impact on the normalization ratio. Therefore, it is mandatory to look into the details of the acceleration process to correctly use the formulas provided in this paper.
For further investigations of and we use the conventional minimum energy of keV, if not otherwise stated.
3.2 Luminosity ratio
The luminosity ratio depends on the maximum energy used for the integration. Here, we present the results for galactic sources, accelerating particles up to at least the knee, i.e. we consider a maximum energy of GeV GeV (see e.g. [25, 26]), as well as for extragalactic sources, accelerating particles to beyond the ankle, i.e. GeV. As we consider protons here, the acceleration might be somewhat less than GeV and we consider a range of GeV GeV to account for the fact that a possible present fraction of heavy nuclei would dominate the spectrum with their maximum energy at the highest energies of GeV.
Galactic Cosmic Rays
The luminosity ratios for galactic sources are shown in Fig. 3, as a function of the maximum energy. The standard approach is to take equal spectral indices for electrons and protons, i.e. . In the figure, we show the variation of indices in the range . For equal indices, we find that the luminosity ratio does not vary with the maximum energy at all, but gives different values depending on the choice of the spectral index, i.e. between . When applying a slight difference between the spectral indices, i.e. the ratio becomes significantly larger and slightly energy dependent. In that case, the ratio is rather in the range of when the kinetic energy is about GeV. For the opposite case, meaning , the ratio becomes significantly smaller and the energy dependence is less pronounced. Here, the ratio is in the range of when the kinetic energy is about GeV.
Figure 4 shows a contour plot in more general terms, i.e. the luminosity ratio for arbitrary spectral index combinations for absolute values of for a maximum energy of GeV. Thus, the figure includes at maximum a relatively large difference between the spectral indices of . In these most extreme cases, the ratio varies between for GeV.
Extragalactic Cosmic Rays
For extragalactic sources, results for the maximum energy dependent luminosity ratio are shown in Fig. 5, in the same way as for galactic sources. Here, the luminosity ratio in the case of equal indices varies between , just as for galactic sources, as there is no energy dependence. Again, for a difference in the spectral indices of protons and electrons of , the ratio becomes larger (smaller) and energy dependent, so that it lies in a range . Due to the moderate energy dependence of for the case of , the ratio is slightly higher for extragalactic sources as compared to galactic ones.
The contour plot for a fixed maximum energy of GeV and spectral indices in the range is shown in Fig. 6. The standard value of is indicated as a star. For the most extreme deviations of , the results range from . A difference between the indices of is rather large, so it is expected that the actual variation is significantly smaller, i.e. rather as we discuss it in Fig. 5.
Here, it becomes obvious that the energy dependence of the luminosity ratio turns out to be rather weak so that the ranges for galactic and extragalactic sources actually are comparable.
Different minimum energies
In this paragraph we show exemplarily how the luminosity ratio is influenced by different minimum energies for protons and electrons, . Since the exact principle of the acceleration mechanism at the sources of cosmic rays is not yet completely understood and a variety of different theories exist a difference in the minimum energies is in principle possible.
For this example we decided to use the approach given in [19, 20]. Here, the main assumption is that particles will only be efficiently accelerated if they do scatter inside the shock front. Meaning the gyro-radius of the particles has to be larger than the thickness of the shock front. Due to the mass difference this leads to the fact that the minimum energy of the electrons has to be about three orders of magnitudes larger than the one of the protons. In Fig. 7 the influence of a higher electron minimum energy is shown.
In addition to the particular case described in Fig. 7 the difference in the influence of the minimum energy and spectral indices is shown in Fig. 8. Here, the minimum electron energy is fixed to an arbitrary value of keV and the electron spectral index is set to . On the first axis we used the ratio of the minimum energies and on the second axis the difference of the spectral indices to display the impact of these parameter sets. It shows that the different minimum energies have a large impact on the value of . Hence, a detailed knowledge of the acceleration process and the injection condition in particular is needed, in order to fix the luminosity ratio.
3.3 Differential particle number ratio
Different calculations for astrophysical non-thermal emission make use of a delta-functional approach by, for instance, coupling one frequency in the synchrotron spectrum of electrons to a single electron energy. Such approaches require the differential treatment of the ratio:
[TABLE]
For sufficiently high kinetic energies and , the differential ratio is proportional to the kinetic energy to the power of the difference of spectral indices: .
Galactic Cosmic Rays
Figure 9 shows the differential number ratio as a function of energy for galactic sources and different spectral indices. Again, the result is independent of energy for equal proton and electron spectral indices, but it varies with the exact chosen value of the index. In case of a differential treatment, the range of values is . The behavior becomes energy dependent when allowing for different proton and electron spectral indices. First we analyze the conservative case of a fixed index difference , where the value of varies in the range , depending on the exact index and maximum energy. This behavior is shown in Fig. 9.
The contour plot in Fig. 10 shows the non-conservative case, when allowing for free indices of .
Here a range of is possible for a maximum energy of GeV. This range is much larger than for , because of the strong energy dependence . This strong dependence leads to a simple approximation of , which corresponds to the first order Taylor approximation of the formula 22:
[TABLE]
which is very accurate and should be sufficient in most cases.
Extragalactic Cosmic Rays
The differential particle number ratio for extragalactic sources does not differ from galactic sources in the case of equal indices. For slight differences in the spectral behavior of the spread of is nearly the same as for galactic sources but the absolute value is, due to the energy dependence, higher. The graphs in Fig. 11 show a variation of in the energy range from GeV from .
Finally the restriction of a fixed difference in the spectral behavior is dropped and the full width of theoretically allowed spectra is calculated. The results are shown in figure 12. This figure shows that very significant differences from the well known value of , if one allows for slightly bigger variation in the indices. The values cover the whole range from .
Different minimum energies
The influence of different minimum energies on the differential particle number ratio is limited to the change of the normalization ratio according to Eq. 22. Therefore, we refer the reader to section 3.1 to examine the change of with varying minimum energies since the general shape of the Figs. 9, 10, 11 and 12 is not changed.
4 Discussion of the results
The central conclusion from the results above, independent on the examined source, is that there is a significant difference in the absolute values of the electron to proton ratio when considering the differential number and the integral luminosity measure. The differential number ratio is directly given by in the case of equal electron and proton spectral indices. The luminosity measure, on the other hand, is modified even for equal indices by a factor . The change in the results is striking, as we receive values that are a factor higher for the luminosity measure as compared to the differential value. This is an important piece of information when trying to compare theoretical and experimental values. From astrophysical observations, the number derived often corresponds to an integral value. For instance, when estimating the galactic or extragalactic values for the electron to proton ratio, it is not possible to use differential values, as the spectral behavior of the cosmic rays is modified by transport. The only possibility is to use the luminosity measure, i.e. integrating over the energy range that seems relevant in the given context. The number of is derived for the Milky Way by comparing the total electron and proton luminosities at Earth (see e. g. the proton and electron fluxes given by the AMS collaboration [27, 28]). The number of is derived when comparing the cosmic ray luminosity above the knee with radio emission from active galaxies or gamma-ray bursts, assuming that the radio emission comes from electrons that are co-accelerated with the hadronic cosmic rays (see e. g. [29, 6]). There is a central difficulty connected to this insight: the luminosity ratio bears the uncertainties of the choice of integration limits, both for the experimental number and the theoretical calculation. And as the energy spectra compared in observations contain two large uncertainties for the estimation of the luminosity ratio: (1) the spectra are modified by transport effects (mostly losses by radiation processes and/or diffusion) and this also effects the energy range; (2) the hadronic cosmic ray spectrum is a mixture of different sources, it is clearly composed of both a Galactic population and an extragalactic one. In particular for the estimate of the extragalactic population (or even populations), it is important to know how much these sources contribute towards low energies, as it is the lower integration threshold that determines the total luminosity.
Further, there are theoretical calculations that actually request the differential number ratio , but instead the value derived from the observational data, i.e. the luminosity ratio , is used. In the following paragraphs, we will discuss the different source classes and how our findings effect the calculations that rely on the electron to proton ratio.
4.1 Galactic cosmic rays
In [14], a sample of 24 remnants with spectral information from radio up to GeV energies has been examined statistically, with a large fraction of sources being likely to have a dominant hadronic signature at high gamma-ray energies [14]. Here, the hadronic spectra tend to show spectral indices around , while the electron spectra scatter around . This result is striking, as it is expected that the electron spectra should rather be steeper than the proton spectra due to the larger energy loss processes that the electrons suffer from. Standard particle acceleration theory suggests the same spectral behavior for protons and electrons. However, the experimental data cited above refer to different momenta where already very tiny deviations from the standard theory may imply such differences. A non-uniform behavior of the spectral indices is supported by observations, e.g. the CREAM data [30]. Furthermore, this sample only represents a subclass of well-identified SNRs with a broad range of spectral indices. In addition the observed spectra are modified through loss processes. Despite these facts it is shown that a treatment of equal spectral indices might not work for individual sources. Furthermore, the temporal development of supernova remnants (see e.g. [31, 32]) results in a change in maximum energy of the non-thermal particle spectra . According to the findings in this paper, this should also change the electron to proton ratio. However, this change might be negligible when compared to the uncertainties in the determination of the ratio from the electron and proton spectral indices.
The derivation of the luminosity ratio from astrophysical data has to be taken with care, since it is determined from the ratio of the diffuse flux of electrons and protons in the Galaxy, i.e.
[TABLE]
There are two central uncertainties in this calculation:
The proton luminosity is determined above 1 GeV, as the spectrum is modified by ionization losses in the interstellar medium and by solar modulation at lower energies. In theory, acceleration is effective from above keV , which we also use in our calculation. As the cosmic ray spectrum decreases with energy as , the integral luminosity behaves as . For protons, below one GeV, there is a break in the spectrum, as the power-law behavior is in momentum and not in kinetic energy, so the contribution that is added will increase weaker than . Still, an increase of the proton luminosity by a factor of a few can be expected.
- 2.
The electron luminosity observed at Earth is highly loss-dominated: electrons lose large parts of their energy to synchrotron, inverse compton and bremsstrahlung losses on their way to Earth. This implies that part of the energy budget of cosmic electrons is lost to the thermal pool. It is therefore expected that the total non-thermal electron luminosity of the Galaxy is significantly higher than observed at Earth, which increases the electron to proton luminosity ratio.
4.2 Magnetic fields and starburst galaxies
Many authors try to derive the magnetic field strength of other galaxies. Starburst regions are of special interest because of their large star forming rate. These environments allow for example to probe the role of magnetic fields in the early universe [33]. An example for the derivation of magnetic fields in nearby starburst galaxies is given by [33] and [34]. They calculate the mean magnetic field strength in M 82 and NGC 253 from observational data. In order to derive the magnetic field strength from the observed synchrotron emission spectra of the electron component Beck & Krause provide in [5] formulas for the equipartition magnetic field in a galaxy, depending on the differential number ratio:
[TABLE]
Here, is the synchrotron spectral index, which is connected to the electron spectral index as . is the synchrotron intensity, is a reference frequency and is a function that depends weakly on . Both parameters are defined in [5], and the exact definitions are not important in this context as we want to discuss the dependence on , which is . For typical values of , the behavior is close to . For values between , which we find to be realistic, the difference in the calculation is 2% or less. Thus, any possible change in the ratio due to a more propper description of the underlying theory is negligible. However, if very extreme differences in the spectral indices of electrons to protons should be present for some reason, for instance , the differential number density varies between for galactic sources. In that case, the results change by over 50%. There are no indications at this point that the differences in the spectra can be that large, but it cannot be excluded at this point either.
Lacki & Beck [35] revised the above calculation for those galaxies that are loss-dominated, i.e. where the observed synchrotron radiation predominantly comes from electrons produced in cosmic ray interactions with the interstellar medium. This is the case for starburst galaxies with high cosmic ray fluxes and high densities. In the calorimetric case, the primary to secondary ratio becomes . This means it is independent on any theoretical argument of how electrons are accelerated with respect to protons.
However, Eichmann & Tjus [15] used recently a more rigorous description of the transport and loss processes in starburst regions. Taking diffusion and advection as well as several different loss processes for protons and electrons into account they could show that some reasonable parameter configurations are dominated by primary electrons. Although most, including the best-fit, models show a domination by secondary electrons a dominating primary electron component is not ruled out. These arguments suggest a treatment of as described above also in the case of starburst regions, especially for configurations with low target densities (up to ).
4.3 Extragalactic sources of ultrahigh energy cosmic rays
Since we have now strong evidence that M82 is the source of the TA hot spot [36, 37] one may take tidal disruption events in starburst galaxies as possible sources of UHECR into account. Furthermore, Gamma-ray bursts (GRBs) have long been discussed as one of the few source classes being able to surpass the Hillas-limit for eV cosmic rays, necessary to explain the cosmic ray flux above the ankle [6]. Recently, strong limits on the parameter space of the average Lorentz factor of GRBs and the electron to proton luminosity fraction [38]. Here, the model of photohadronic neutrino production as first presented in [6] and later refined in e.g. [39, 40, 41] was used in order to derive limits to the above mentioned parameter space from the fact that no neutrinos were observed in an analysis of 117 bursts detected at gamma-ray energies (keV-MeV region). The photohadronic neutrino production model in GRBs was further revised in [42], where it was shown that a more detailed treatment of the particle physics lead to a generally lower diffuse flux. For all these calculations, the electron to proton fraction was fixed to , as an approximate value derived from observations. As we have shown in this paper, this value is well supported by theory, if the spectral indices of protons and electrons are only slightly different. If they are the same, the ratio will rather be smaller, , which actually would enhance the neutrino flux. One of the arguments to use for the calculation of extragalactic sources is that this number is supported by observations. To derive this number, the luminosity of the cosmic ray spectrum above the ankle is compared to the total radio luminosity of the object, i.e. . It turns out to be both when considering gamma-ray bursts and active galaxies. This number is, however, highly uncertain. The extragalactic cosmic ray spectrum might continue towards lower energies, which would increase the nominator in the ratio, thus increasing the ratio itself:
[TABLE]
with and . On the other hand, only a fraction of the total energy in electrons might be transferred to synchrotron radiation, and in addition, the radio component only represents a part of the total energy, i.e. . Thus, the luminosity ratio becomes
[TABLE]
The same arguments that are used for GRBs are also used when determining the neutrino flux for active galactic nuclei (AGN), see e.g. [43] for a review. In [7], was determined to be for magnetic field values below about 1 Gauss [7]. , on the other hand, can be equally large, as the cosmic ray spectrum behaves as above the ankle. Thus, the cosmic ray luminosity scales with . Reducing the minimum energy by one, two or three orders of magnitude would result in , respectively and thus bringing us back to the original number.
5 Summary and Outlook
In this paper, we reinvestigate the ratio of electrons to protons from a theoretical perspective. In particular, we drop the assumption of equal spectral indices for electrons and protons and distinguish between the ratio of differential energy spectra, and the luminosity ratio . These two definitions are often used as equivalent in the literature. As we can show in this paper, they differ significantly from each other and it is therefore necessary to precisely define how the ratio is used in calculations. In this paper, we present an analytic solution for the luminosity ratio, which can be directly compared to the measured electron and proton luminosity ratio at Earth. Our results lead to the following main conclusions:
The luminosity ratio is typically higher than the differential ratio, i.e. . This is the case even for equal electron and proton indices, as is directly given by the ratio of spectral normalizations of the two species, while the luminosity ratio is modified by the ratio of the integral luminosities of the two particle fluxes. Typical values lie around , and can thus be significantly larger than the value that is typically assumed for sources of galactic cosmic rays, i.e. . The differential values vary with energy if the spectral behavior of protons and electrons differ from each other. In the case of same spectral indices in the range , the differential ratio is , while it can vary significantly more for different spectral indices. For different minimum energies of electrons and protons and change significantly. However, an equal but varying minimum energy up to MeV has a negligible influence. 2. 2.
Those ratios of electrons to protons derived from observations typically represent luminosity measures. Even those need to be taken with care, as they are given for certain energy ranges, where cosmic ray phenomena are observable. As an example, the flux of extragalactic hadronic cosmic rays is detected above eV, where it is quite clear that the flux must come from extragalactic sources. This energy value is usually used as a lower integration threshold when deriving the required electron to proton ratio of extragalactic sources. However, it is likely that the extragalactic component continues toward lower energies, even if it might be subdominant compared to the Galactic component at these energies, it will still contribute significantly to the complete electron to proton ratio. Thus, theoretical and experimental electron to proton ratios can only be compared when taking these uncertainties into account. 3. 3.
In particular, calculations of neutrino fluxes for neutrino emission from gamma-ray bursts and active galaxies rely on the estimate of the luminosity ratio. The typical value used here is as derived from observations. This number is highly uncertain in both directions as discussed above. From theoretical arguments as presented in this paper, we would rather expect it to be a factor of a few smaller if electron and proton indices are the same, i.e. around , which would increase the expected neutrino flux with respect to the presented calculations (e.g. [39, 40, 44, 7]). 4. 4.
The calculation of magnetic fields from synchrotron depends on the differential ratio [5]. As the dependence is relatively weak, a change in the number from the typical value of only becomes significant when allowing for strong differences between the spectral behavior of electrons and protons. A difference in the spectral index of would result in a change in the equation to determine the B-field. In sources where the secondary electron population from cosmic ray interactions becomes dominant [35], the effect should be negligible.
In the future, these results can be applied to concrete sources. For those cases, the absolute proton and electron luminosities can be used as an additional criterion to further constrain a possible range of values, as each individual source carries a maximum energy budget that actually can be transferred to cosmic rays. We consider this paper as a first, general study of the phenomena that can be applied more concretely in the future to individual galactic and extragalactic sources, but also when considering the investigation of source populations.
Acknowledgments
The authors would like to thank Matthias Mandelartz, Michał Ostrowski, Isaac Saba, Florian Schuppan and Walter Winter for valuable discussions. Furthermore, the authors would like to thank the anonymous reviewer for the valuable comments. This work is supported by the DFG-research unit FOR1048, “Instabilities, turbulence and transport in cosmic magnetic fields” and the RAPP Center (Ruhr Astroparticle and Plasma Physics Center), funded by the MERCUR project St-2014-040. LM was partially funded by the Deutsche Studentenförderung of the Konrad Adenauer Stiftung. Further support comes from the research department of plasmas with complex interactions (Bochum).
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