State Sum Invariants of Three Manifolds from Spherical Multi-fusion Categories
Shawn X. Cui, Zhenghan Wang

TL;DR
This paper introduces a new family of quantum invariants for closed 3-manifolds derived from spherical multi-fusion categories, extending existing TQFTs and encompassing higher gauge theories with a richer label structure.
Contribution
It defines spherical multi-fusion categories and constructs associated 3-manifold invariants, generalizing the Turaev-Viro-Barrett-Westbury TQFTs and including higher gauge theories.
Findings
Defines spherical multi-fusion categories with weakened sphericity.
Constructs state sum invariants that include labels on 0- and 1-simplices.
Shows the invariants generalize and include recent higher gauge theory TQFTs.
Abstract
We define a family of quantum invariants of closed oriented -manifolds using spherical multi-fusion categories. The state sum nature of this invariant leads directly to -dimensional topological quantum field theories (s), which generalize the Turaev-Viro-Barrett-Westbury () s from spherical fusion categories. The invariant is given as a state sum over labeled triangulations, which is mostly parallel to, but richer than the approach in that here the labels live not only on -simplices but also on -simplices. It is shown that a multi-fusion category in general cannot be a spherical fusion category in the usual sense. Thus we introduce the concept of a spherical multi-fusion category by imposing a weakened version of sphericity. Besides containing the theory, our construction also includes the recent higher…
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State Sum Invariants of Three Manifolds from Spherical Multi-fusion Categories
Shawn X. Cui Email: [email protected] Stanford Institute for Theoretical Physics,
Stanford University, Stanford, California 94305
Zhenghan Wang Email: [email protected] Microsoft Station Q and Dept. of Math.,
University of California, Santa Barbara, California 93106
Abstract
We define a family of quantum invariants of closed oriented -manifolds using spherical multi-fusion categories. The state sum nature of this invariant leads directly to -dimensional topological quantum field theories (s), which generalize the Turaev-Viro-Barrett-Westbury (TVBW) s from spherical fusion categories. The invariant is given as a state sum over labeled triangulations, which is mostly parallel to, but richer than the TVBW approach in that here the labels live not only on -simplices but also on [math]-simplices. It is shown that a multi-fusion category in general cannot be a spherical fusion category in the usual sense. Thus we introduce the concept of a spherical multi-fusion category by imposing a weakened version of sphericity. Besides containing the TVBW theory, our construction also includes the recent higher gauge theory -s given by Kapustin and Thorngren, which was not known to have a categorical origin before.
1 Introduction
A fundamental connection between three dimensional topology and higher categories is the -dimensional topological quantum field theory () introduced in [26, 1]. A - associates to every closed oriented -manifold a finite dimensional vector space and to every -manifold a vector in the vector space corresponding to its boundary. These assignments should satisfy certain axioms [1]. The empty set is considered as a closed -manifold and the vector space associated to it is required to be . Then the vector corresponding to a closed -manifold becomes a complex scalar called the partition function or path integral, which is an invariant of -manifolds. Invariants arising from s are called quantum invariants.
Quantum invariants have largely been constructed by state-sum models from monoidal categories and Hopf algebras. Reshetikhin and Turaev constructed an invariant of -manifolds using modular tensor categories, which is believed to be the mathematical realization of Witten’s from non-abelian Chern-Simon theories [21]. Turaev and Viro gave a state-sum invariant of -manifolds (Turaev-Viro invariant) from a ribbon fusion category [25]. Later Barrett and Westbury generalized this construction (Turaev-Viro-Barrett-Westbury invariant or TVBW invariant) by using spherical fusion categories [4]. These invariants can all be extended to define a -. Apart from these categorical constructions, another approach is by using certain Hopf algebras, among which the Kuperberg invariant [17] and the Hennings invariant [15] [12] are non-semisimple generalizations of the Turaev-Viro invariant and the Reshetikhin-Turaev invariant, respectively. A special case of the Kuperberg invariant (and also the Turaev-Viro invariant) reduces to the Dijkgraaf-Witten theory [8]. The study of -s has led to applications in quantum groups, topology, and knot theories. For example, the Turaev-Viro invariant can distinguish certain -manifolds which are homotopy equivalent.
The main result of this paper is a construction of a state-sum invariant of -manifolds from what we call a spherical multi-fusion category (SMFC). When the SMFC is a fusion category, the invariant reduces to the TVBW invariant. It is straightforward to extend the construction to obtain a -. However, for simplicity, here we only focus on quantum invariants. Our contribution touches on the following three aspects.
Firstly, we introduced the concept of SMFCs. The current definitions of spherical categories and multi-fusion categories are in general not compatible; a multi-fusion category can never be spherical unless it is a fusion category (see Section 2.2). Thus a SMFC is not a spherical category in the usual sense. We weakened the definition of sphericity based on the construction of state-sum invariants. Explicitly, let be a multi-fusion category, where , called the -sector, satisfies . Here is called the index set and for each , is a fusion category with unit and the unit of is . If , instead of requiring the left trace of equal the right trace of on the nose, i.e., which in general does not hold, we define to be spherical if where , are scalars that satisfy , . When consists of one element, this definition reduces to the usual one. Another motivation of this weakening comes from graphical calculus of multi-fusion categories. The new definition of sphericity guarantees that isotopic colored graphs in the sphere have the same evaluation.
Secondly, the construction of quantum invariants is more general than the TVBW approach. In the TVBW model, only the -simplices are colored while in our model, both the -simplices and [math]-simplices are colored. Let be a closed oriented -manifolds and be a triangulation of whose vertices are ordered. Let be a SMFC with index set . A coloring of assigns to each [math]-simplex ordered by an element and to each -simplex a simple object . Then the partition function is defined to be,
[TABLE]
where , , , and are certain scalars associated to simplices of various dimensions. See Section 3 for details. The main result is as follows.
Theorem 1.1** (Main).**
The partition function is independent of the triangulation , and thus is an invariant of closed oriented -manifolds. Moreover, this construction extends to a -.
Lastly, by studying a class of SMFCs coming from categorical groups and some additional cohomological data, we recovered the - in [13] which is obtained from higher gauge theory. The latter was not known to have a categorical construction.
The rest of the paper is organized as follows. In Section 2 we provide a review of basic category theories and propose the concept of SMFCs. Section 3 contains the main construction of quantum invariants. In Section 4, we define generalized categorical groups and study the SMFCs obtained from them. Finally in Section 5, we make some connections to symmetry enriched topological phases.
2 Spherical Multi-fusion Categories
We assume the readers to have a background on basic category theories and especially monoidal (tensor) category theories. In Section 2.1 we set up some notations and briefly review monoidal categories with additional structures such as duals and pivotal structures. We also review graphical calculus which is a convenient way to represent morphisms. There are many references on this subject. For instance, see [2][9][23][14], etc. In Section 2.2, we first recall the definition of (multi)-fusion categories and then introduce the concept of a spherical multi-fusion category, which is not spherical according to the usual definition unless the category is a fusion category. Spherical multi-fusion categories are natural generalizations of spherical fusion categories.
Throughout the context, let be a category. Denote by the set of objects and by or simply the set of morphisms between an object and an object . If , is also written as . The compositions of morphisms will be read from right to left. Namely, if , then .
2.1 Pivotal Categories and Graphical Calculus
Let be a rigid monoidal category, that is, a category endowed with the tuple , where is the tensor product functor, is the unit object, and are natural isomorphisms:
[TABLE]
which satisfy the Pentagon Equation and Triangle Equation, and is the contra-variant functor of taking duals. For each object , denote the birth (also called co-evaluation) and death (also called evaluation) morphism by and respectively:
[TABLE]
A pivotal structure on a rigid monoidal category is a natural isomorphism . Thus for each object , there is an isomorphism:
[TABLE]
such that , where ‘’ means ‘equal’ up to a composition of certain canonical isomorphism. With the pivotal structure , we can define another set of ‘birth’ and ‘death’ morphisms,
[TABLE]
where , .
A pivotal category is a rigid monoidal category with a chosen pivotal structure. Given a morphism , define the left trace by and the right trace by . Then a pivotal category is called spherical if for all endmorphisms . Every pivotal category is equivalent (in a properly defined sense) to a strict pivotal category where all the structural isomorphisms are the identity map [5][22]. If is spherical, so is .
In a strict pivotal category , graphical calculus is a convenient way to represent and manipulate morphisms. We sketch the rules for graphical calculus following the conventions in [23][24].
A graph diagram is a collection of rectangles 111In [23], they are called coupons. and directed arcs (including circles) in , satisfying the conditions:
- •
The longer sides of each rectangle are parallel to and the shorter sides vertical to .
- •
The collection of rectangles, arcs are mutually disjoint from each other except that every non-circular arc starts and ends transversely either on or on the horizontal sides of a rectangle.
A -colored (or colored, for short) graph diagram is a graph diagram which further satisfies:
- •
Each arc is labeled by an object of and each rectangle is labeled by a morphism obeying the following rule. For a rectangle labeled by , denote by the set of arcs incident to the bottom of , and by the set of arcs incident to the top of both listed from left to right. Note that some and might be the same arc if this arc intersects twice. For each (resp. ), define (resp. ) to be if (resp. ) is directed downwards near the rectangle, and otherwise. Denote the label on the arc (resp. ) by (resp. ), then we require
[TABLE]
where for an object , and . If or , then let the corresponding object be the unit . For instance, in Figure 1, we represent the labels by putting an object next to each arc and a morphism inside each rectangle. Then . Note that we have omitted and will never draw the lines .
Given a -colored graph diagram , denote by (resp. ) the set of arcs incident to (resp. ), and define the ’s, ’s, ’s, and ’s in the same way as above. Let and . Then can be interpreted as a morphism by the following rules:
If there is a color-preserving isotopy between and relative to , then . 2. 2.
If is cut into two colored graph diagrams (lower) and (upper) by the line , then . 3. 3.
If is separated into two disjoint colored graph diagrams (left) and (right) by the line , then . 4. 4.
Reversing the direction of an arc and changing its color to the dual at the same time does not change . 5. 5.
If is one of the diagrams in Figure 2, then is the corresponding morphism listed below.
It is not hard to see the above rules uniquely determine . However, it takes more effort to check these rules are consistent. See [24] for more details.
A graph diagram is called closed if it does not have any free ends, i.e., it is disjoint from . If is closed, then . We can view closed colored graph diagrams as sitting in , and isotopy in does not change its value. For instance, given , the left and right trace of are represented by the two closed colored graph diagrams in Figure 3. Note that these two diagrams are not isotopic in . However they become isotopic when we embed in . Thus, a necessary condition for isotopic closed graph diagrams in to represent the same morphism is , i.e., is spherical. In fact, this condition is also sufficient. Let be a closed colored graph diagram in (defined similarly as above), then we can remove a point in the complement of , and view as in , and interpret as a morphism . In [24] it is shown that if is spherical, then is well-defined for in .
If is spherical, then define In particular, for an object , define the dimension of to be , which is represented by a circle labeled by . The direction of the circle is irrelevant since is spherical. Also, by the rules of graphical calculus, .
2.2 Multi-fusion Categories
Let be a rigid monoidal category. is called -linear if all sets are finite dimensional vector spaces over , and the composition and tensor product of morphisms are -linear w.r.t each component. An object in a -linear category is called simple if . An idempotent, i.e., a morphism such that , is called split if there are morphisms for some , such that and . A -linear category is called semi-simple if it has direct sums, all idempotents split, and every object is isomorphic to a direct sum of simple objects [20]. There is a unique zero object denoted by [math] in a semi-simple category.
Remark 2.1**.**
- •
Another way to define a semi-simple category is to require a priori the category to be Abelian. This is equivalent to the current definition **[20]**. We avoid to use the terminology ‘Abelian category’ since we will not deal with kernels and cokernels.
- •
Given a -linear category , there is a canonical way to embed it as a full subcategory into a category which has direct sums **[10]**. Roughly speaking, to define one just formally introduces direct sums of objects of as objects of and defines the morphism spaces in the most natural way. There is also a standard way, called idempotent completion (or Karoubi envelope or Cauchy completion), to embed into one which has all idempotents split. Moreover, . We will discuss more about this in Section 4.3.
Definition 2.2**.**
A multi-fusion category over is a -linear rigid monoidal category which is semi-simple and has finitely many isomorphism classes of simple objects. A fusion category is a multi-fusion category in which the unit is simple.
Let be a multi-fusion category, and where the ’s are simple objects. One can show that . Moreover, for any simple object , there is a unique , such that . Let be the full subcategory spanned by such simple objects. Then we have
[TABLE]
It follows that . Each is a fusion category with the unit and each is a - bi-module category. We call an multi-fusion category with index set , the sector indexed by , and call an object homogeneous if it belongs to some sector. If two homogeneous objects are from different sectors, then the only morphism between them is [math]. More generally, if , then any morphism can be written as , where .
Here are some examples of multi-fusion categories.
Example 2.3**.**
The -matrix *: the index set is . Each -sector contains exactly one simple object . The tensor product obeys matrix multiplication rule: . Moreover, . All structural isomorphisms and **s, **s are the identity map. * 2. 2.
-graded fusion category*: For a finite group , let be a -graded fusion category, that is, a fusion category such that . Define a multi-fusion category whose index set is and whose -sector is . The tensor product and dual in are the same as those in . Note that all the diagonals are copies of .*
Now let be a multi-fusion category which is also pivotal. Note that is not a homogeneous object. If , then , thus the birth map can be equivalently viewed as a morphism in since all other components of are zero. Similarly, we regard .
Since is pivotal, graphical calculus still makes sense in . However, since we will be mostly interested in homogeneous objects and also to avoid zero object, we refine the notion of graphical calculus reviewed in Section 2.1. Let be a graph diagram in endowed with the standard counter clockwise orientation. The complement of is divided into a disjoint union of connected regions, which are denoted by . Then a colored graph diagram is a graph diagram satisfying the following condition:
- •
Each is labeled by an index , each arc is labeled by an object of , and each rectangle is labeled by a morphism obeying the following rules. For each arc , let be the two regions bounded by such that the direction of together with the arrow pointing from to matches the orientation of . Then we require the object labeling to be from . See Figure 4 for an illustration. The requirement on the labeling of rectangles is the same as that mentioned in Section 2.1.
The rules for interpreting colored graph diagrams as morphisms are the same as before. One can check the additional requirement on the labeling of arcs are consistent with these rules. For instance, if labels an arc , then reversing the direction of and changing to still make it a well-defined coloring.
Let , then it is direct to see that . See Figure 5. Therefore, if , then can never be equal to . We conclude that a pivotal multi-fusion category for cannot be spherical according to the existing definition of sphericity. However, since the s are simple, we have for some complex numbers . When interpreting a closed colored graph diagram as a morphism in some which is equal some complex number times , what we are really interested in is the complex number but not the morphism itself. This motivates us to propose the following weakened definition:
Definition 2.4**.**
A spherical multi-fusion category is a pivotal multi-fusion category such that for all . Define the trace of to be , and the dimension of to be .
For fusion categories, the above definition coincides with the existing definition of sphericity. Just as in the case of spherical categories, graphical calculus in a SMFC can also be generalized from the plane to . One point to keep in mind is that when interpreting closed diagrams, it is the scalar but not the morphism that remains invariant under isotopy.
At the end of this section, we introduce a special class of SMFCs, which are the ingredients that will be used to construct invariants of -manifolds in Section 3. Let be a complete set of representatives, i.e., a set of simple objects that contains exactly one representative from each isomorphism class of simple objects, and let be the subset of whose objects are from , then . Define the dimension of to be , the dimension of the -th row to be , and the dimension of to be .
Definition 2.5**.**
A SMFC is called special if is the same for all .
3 Construction of Quantum Invariants
The Turaev-Viro-Barrett-Westbury invariant is a quantum invariant of -manifolds constructed from a spherical fusion category. In this section, we generalize this construction to produce a quantum invariant of -manifolds from a special SMFC which is defined in Section 2.2.
Let be a special SMFC with index set . Recall that is special if is the same for all . In this case, denote by . Let be a complete set of representatives, i.e., a set of simple objects that contains exactly one representative from each isomorphism class of simple objects, and let be the subset of whose objects are from , then . By definition, . For any two homogeneous objects , a pairing on is defined as:
[TABLE]
Recall from Section 2.2 that . The pairing is non-degenerate. Thus, there are natural isomorphisms , .
The TVBW invariant from spherical fusion categories is defined on a triangulation of -manifolds [4], or more generally on a polytope decomposition [16]. Here the invariant to be introduced below can also be defined both on triangulations and polytope decompositions. For simplicity, we restrict ourselves on triangulations.
Let be a closed oriented -manifolds. By a triangulation of is meant a -complex whose underlying space is homeomorphic to . An ordered triangulation is one whose vertices are ordered by . Let be an ordered triangulation of . Denote by the set of -simplices of . For each -simplex of , the ordering on induces a relative ordering on the vertices of with which we can identify with the standard -simplex . The invariant of -manifolds to be defined will only depend on this relative ordering for each simplex.
Definition 3.1**.**
Let be as above and be an arbitrary complete set of representatives. A -coloring of the pair is a pair of functions , , , such that for each -simplex with the induced ordering on its vertices,
[TABLE]
In the above definition, we have identified a -simplex with the standard one . Under the absolute ordering, a -simplex whose vertices are ordered by is subject to the condition that . In the following we will use this identification for other simplices as well.
Assume a coloring has been given. For each -simplex , we have , , then is in the same sector as . Define,
[TABLE]
Then by the non-degenerate pairing in Equation 3, , .
For each -simplex , define a linear functional ,
[TABLE]
as follows. For in the domain, define,
[TABLE]
or graphically as the diagram given in Figure 6 (Left), where the value of is the evaluation of the diagram with each box colored by the corresponding . One can check the requirement on the coloring makes the composition of the ’s in Equation 3 well defined. By the non-degenerate pairing, induces a linear map,
[TABLE]
such that
[TABLE]
Similarly, we define
[TABLE]
by
[TABLE]
or graphically as the diagram shown in Figure 6 (Right). And in the same way, this induces a linear map,
[TABLE]
Let and . Define if the orientation on induced from that of coincides with the one determined by the ordering of its vertices, and define otherwise. Then we have
[TABLE]
where we adopt the convention .
One observation on the definition of is as follows. If is a -simplex, then matches the orientation of . A boundary face of is called positive if its orientation induced by the ordering of its vertices matches , and is called negative otherwise. Then appears as a component in the domain of if it is negative and as a component in the codomain otherwise.
Let . Since is closed, each -simplex is the common face of exactly two -simplices ( could be the same as ), and moreover, the sign of in and are opposite. Thus, if appears as a component in the domain of , then it must appear as a component in the codomain of . From this observation, we have (up to permutation of tensor components or viewed as an unordered tensor product). This implies is an endmorphism on .
Definition 3.2**.**
Let be as above. The partition function of the pair is defined to be,
[TABLE]
where the summation is over all colorings.
Remark 3.3**.**
In the TVBW construction, the relevant factor involving is , where is the dimension of a spherical fusion category . However, in the definition of the current invariant, the corresponding factor is , where is the dimension of the -th row, i.e., the direct sum , and we require to be independent of . This requirement is necessary when in the proof of invariance of the partition function under the Pachner - move.
The main result is as follows.
Theorem 3.4**.**
The partition function is independent of the choice of the complete set of representatives , the ordering on the vertices of , and the triangulation . Therefore, is an invariant of closed oriented -manifolds.
Proof.
The proof is mostly parallel to that in the case of spherical fusion categories in [4]. To avoid repetition, we only illustrate why is required to be special. Let be the standard -simplex whose boundary is partitioned into with . Then and share all vertices and edges except that has one edge of its own. Let be a coloring on , and be an extension from to a coloring on . To emphasize the change of coloring on , in the following we will write as , with the understanding that the colors on all other simplices are fixed. We also drop the subscript in . As in [4], the following two facts hold.
[TABLE]
[TABLE]
where in the first equation the map on either side is from to , and means acts on the -th and -th components.
The invariance of under pachner move - is proved with Equation 6. To prove the invariance under pachner move -, it suffices to show,
[TABLE]
where means taking partial trace with respect to the rd component, and the summation on the right side is over all colorings which change colors only on the vertex and on the edges . We prove Equation 8.
[TABLE]
The last equality above is due to the following property. For fixed ,
[TABLE]
where .
∎
Example 3.5**.**
As an example, we compute the invariant of with the standard orientation. We use the notations in the proof of Theorem 3.4. Let be the two standard -simplices glued together along their corresponding faces, one with positive orientation and the other with negative orientation. Thus their union is a triangulation of . With this triangulation we have,
[TABLE]
In the following, we give a formula for under certain basis. For simplicity, we assume the category is multiplicity free, that is, for any three simple objects , has dimension either [math] or . If it is the latter case, we call admissible. Now, for any admissible , we choose a basis element and such that,
[TABLE]
where is certain constant to be specified later. Graphically, and their relations are represented as in Figure 7.
Proposition 3.6**.**
With the notations as above, the invariant has the ‘state-sum’ formula:
[TABLE]
where is defined as the evaluation of the diagrams in Figure 8.
Proof.
Fix a coloring on the triangulation . For each -simplex , denote by,
[TABLE]
Then it follows that, for any -simplex ,
[TABLE]
where is the evaluation of the colored graph in Figure 8 (Left). Similarly, we have
[TABLE]
where is the evaluation of the colored graph in Figure 8 (Right). Then we have
[TABLE]
∎
A common choice of is to have for all admissible , in which case the formula in Equation 10 does not involve contributions from -simplices. Another common choice in physics literature, assuming is unitary which implies the quantum dimension of any non-zero object is positive, is to have .
4 Invariants from Generalized Categorical Groups
In this section, we study a class of special SMFCs obtained from what we call generalized categorical groups. We first have a review of -groups and categorical groups, and then introduce the notion of generalized categorical groups which are generalizations of categorical groups. By a process called idempotent completion, we turn a generalized categorical group into a special SMFC. The partition functions (and -s) from such SMFCs are shown to contain the ones in [13], while the latter was not known to have a categorical construction before.
4.1 2-groups
A -group is a triple , where is a finite group, is a finite Abelian group endowed with a -action, and is a rd cohomology class, where the cohomology group is defined with respect to the -action on . By abusing of languages, we also assume is a co-cycle representing the class . Different choices of representative co-cycles correspond to equivalent -groups. We write the product in multiplicatively instead of additively. Denote the unit element in a group by and the inverse of an element by or . Then being a co-cycle means that for any ,
[TABLE]
A typical example of a -group comes from the homotopy -type of a complex , where is endowed with the monodromy action of and is the Postnikov invariant of [18]. Actually, -groups classify homotopy -types [19].
A categorical group is a rigid monoidal category in which all objects and all morphisms are invertible. From a -group , a categorical group can be constructed as follows.
; is if and the empty set otherwise; composition of morhisms is multiplication in . 2. 2.
For , , , . 3. 3.
For the association isomorphism is defined to be
[TABLE] 4. 4.
The dual of an object is .
It is straight forward to check the above defines a categorical group. For instance, the Pentagon Equation that the association isomorphism needs to satisfy translates exactly to the co-cycle condition in Equation 4.1. Actually it is also true that up to some appropriately defined equivalence, -groups are in one-to-one correspondence with categorical groups [9].
One can also ‘linearize’ the categorical group by redefining the objects as formal direct sums of elements of and the morphisms from to itself as linear spans of elements of with coefficients in , namely, . (If , then is redefined to be the zero vector space.) The composition and tensor product are extended linearly. We still denote the ‘linearized’ category as . Note that if is not the trivial group, then is not a semisimple category since is not isomorphic to . A more fundamental reason is that there are idempotents in which do not split. We show in Section 4.3 that by a process called idempotent completion, can be turned into a semisimple category, or more specifically a SMFC. Before doing that, we first show in Section 4.2 that the notion of categorical groups can be generalized so that the tensor product and Pentagon solution encode more data that a three co-cycle.
4.2 Generalized Categorical Groups
Here we explore more general structures in a rigid monoidal category whose underlying objects and morphisms are the same as a categorical group. To be more precise, let be a rigid monoidal category such that the objects form a finite group by tensor product, for , and the composition of morphisms is multiplication in , where is a finite Abelian group on which acts. Of-course, a categorical group arising from a -group is such a category. We show below that a more general form of tensor product of morphisms and the solution to Pentagon Equation can be defined in beyond those in a categorical group.
Let be the group complex characters on . The action of on induces an action on and extends by linearity to an action on . Specifically, for , .
Let but consider , and define by
[TABLE]
where is some map. Extend the definition linearly to define tensor product of morphisms which are linear combinations of group elements. Thus, compared to the tensor product in , an extra coefficient is introduced in the current setting.
It is direct to check that the associativity is equivalent to the condition
[TABLE]
which means is a co-cycle in . Again, equivalent choices of within the same cohomology would correspond to equivalent structures on the category, thus we can view . The case of corresponds to the trivial cohomology class.
Before looking at the association isomorphisms, we first recall some properties of characters. For each , define by
[TABLE]
By standard character theories, the following properties hold.
- •
; ; in particular, .
- •
; .
The first property means forms a set of complete orthogonal idempotents, and a basis of in particular.
A general element in is of the form , , and it is invertible if and only if for all . Thus, for , the association isomorphism takes the form
[TABLE]
The Pentagon Equation is then equivalent to the condition,
[TABLE]
Let be the group of all maps from to non-zero complex numbers . Given , we define a new action of on by . Note that in this action, is viewed as a set but not a group, and is not a group automorphism unless is the trivial co-cycle. However, the induced action on defined by is an action by automorphism whether or not is trivial. We denote by the group with the induced action defined above. Then Equation 13 is equivalent to
[TABLE]
where is viewed as an element in . Hence, we have .
The above defined category depends on the data , where . We call such a category a generalized categorical group and denote it by .
If is the trivial co-cycle, then the action coincides with action of on induced by the given action of on , namely, . Note that is a subgroup of . That is, given , is viewed as an element of by . If is trivial, it can be shown that the embedding is -equivariant. Then we have the induced map . Let for some , then , and hence
[TABLE]
Therefore, we recovered the categorical group constructed from the -group when is trivial and .
More generally if is not necessarily trivial, let , , and let
[TABLE]
Then Equation 13 can be rewritten as,
[TABLE]
which is equivalent to
[TABLE]
where the first equality above is due to the fact since is a co-cycle.
Define the following map:
[TABLE]
where is the cup product and is the evaluation map which commutes with the -action. (We assume acts on trivially.) To be more precise, the formula for is given by,
[TABLE]
Then Equation 17 means,
[TABLE]
Thus we obtained the generalized categorical group , where satisfy Equation 18 and is defined by Equation 15. We will use this category in Section 4.4.
4.3 Idempotent Completion
Let be a category. The idempotent completion, also called Karoubi envelop or Cauchy completion, of is a category defined as follows. The objects of consist of pairs , where is an object of and is an idempotent, i.e., . Given two objects of ,
[TABLE]
The composition of morphisms in is the same as that in .
Now let be the generalized categorical group defined in Section 4.2. Recall that forms a set of complete orthogonal idempotents. It follows that the idempotents in are of the form
[TABLE]
Thus there are in total idempotents in . It also follows that,
[TABLE]
and that,
[TABLE]
Therefore is a semisimple category whose non-zero simple objects are . Since the zero morphism is an idempotent, is the zero object for any . We abbreviate as when no confusion arises.
Now we study the monoidal structure on . Recall that for , we have . Then for two simple objects of , define
[TABLE]
Thus for the tensor product to be a non-zero object, must equal . For three objects with , then
[TABLE]
and define the association isomorphism by
[TABLE]
namely, the association isomorphism is the -component of in the basis. If either or is not given as above, then the tensor product of the s is the zero object and we define the corresponding association isomorphism as the unique zero morphism (also the identity morphism). It is direct to check the association isomorphism satisfies the Pentagon Equation.
The unit object is defined to be . Note that , hence the category is a multi-fusion category indexed by . Specifically, let be spanned additively by
[TABLE]
Then we have
[TABLE]
and . For each , is the unit in the fusion category . For a simple object , define the dual .
We sum up the properties of as a proposition.
Proposition 4.1**.**
Let be a generalized categorical group, then is a SMFC indexed by where,
the simple objects correspond to elements of ; 2. 2.
* is in the sector ;* 3. 3.
; 4. 4.
the quantum dimension of each simple object is , and the dimension of each row is , thus is special.
4.4 Invariants from Generalized Categorical Groups
Throughout this section, let be a generalized categorical group. We study the invariant of -manifolds where is the SMFC as constructed in Section 4.3.
Let be a closed oriented -manifolds and be an ordered triangulation of . We have and . Recall from Section 3 that a -coloring is a pair of maps such that for any -simplex ,
[TABLE]
Let , then
[TABLE]
Thus is uniquely determined by the coloring . For any -simplex ,
[TABLE]
Combing the observations, we have the following definition.
Definition 4.2**.**
Let be as above. An admissible -coloring is a pair of maps , such that,
- •
for any -simplex , ;
- •
for any -simplex , .
Given an admissible -coloring , choose any path in consisting of the edges where , and let , where is defined to be if . It is not hard to see that , and thus the choice of a path connecting vertex [math] to is irrelevant.
Proposition 4.3**.**
The invariant is given by the formula,
[TABLE]
Proof.
In , for any admissible of simple objects, one can choose and (see Section 3) to be the identity map, and . The quantum dimension of each simple object is and the dimension of each row is .
Admissible colorings correspond to those colorings whose contribution to the summation term in Equation 5 or 10 is not zero. Thus we only need to consider admissible colorings. Given an admissible coloring , for a -simplex , the evaluation of Figure 8 (Left) is seen to be .
∎
Corollary 4.4**.**
Let be as defined in Section 4.2, then
[TABLE]
The partition function in the above corollary matches exactly the - (the dual model) constructed from higher gauge theory in [13], where a finite gauge group is replaced by a finite -group. Thus here we provided a categorical construction of such s. According to [13], the s thus obtained are more general than Dijkgraaf-Witten theory and provide new symmetry protected phases of matter.
5 Symmetry Enriched Topological Phases
Symmetry plays an important role in understanding topological phases of matter. A useful approach to study topological phases is to construct exactly solvable lattice models. When anyon excitations also possess global symmetries, such a topological phase is called a symmetry enriched topological (SET) phase. SETs in two spacial dimension are of great interest in condensed matter physics. In [7][3][11][6], exactly solvable models for a wide class of bosonic SETs are constructed. When the global symmetry is onsite and unitary, then the input to their models is a unitary -graded fusion category, where is the global symmetry group. In this section, we show that their construction of SETs extends to the framework of multi-fusion categories.
Let be a -graded unitary fusion category and let be the multi-fusion category obtained from as given in Example 2.3. That is, is indexed by where . The tensor products in are the same as those in and for any the unit in is the unit in (and also the unit in ). is spherical since is spherical. (Unitarity implies sphericity.) Also, for any , . Thus, is a special SMFC.
Assume is multiplicity free. As in Section 3, for any admissible of simple objects, we choose a basis element and such that,
[TABLE]
where .
Let be an oriented -manifold and be a triangulation of . If has no boundary, then the partition function is given by Equation 5 or Equation 10 as a state-sum model. By definition, a -coloring assigns to each vertex ordered by a group element and assigns to each -simplex a simple object . It is direct to check the partition function thus obtained is the same as the one given in [3]. More generally, when is bounded by a surface , the wave function associated with is defined by
[TABLE]
where is a coloring of restricted to and the summation on the right hand side is over all colorings extending .
For , let be the coloring , namely, the color on each vertex is multiplied on the left by while the color on each edge remains unaltered. Clearly, is a well-defined color and that .
Acknowledgment The first author acknowledges the support from the Simons Foundation and would like to thank Meng Cheng and Ryan Thorngren for helpful discussions. The second author is partially supported by NSF grant DMS-1411212.
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