A comparison principle for bounded plurisubharmonic functions on complex varieties in C^n
Nguyen Quang Dieu, Sanphet Ounheuan

TL;DR
This paper establishes a strong comparison principle for bounded plurisubharmonic functions on complex varieties and applies it to analyze the convergence of Monge-Ampère measures.
Contribution
It introduces a stronger comparison principle for bounded plurisubharmonic functions on complex varieties and uses it to study measure convergence.
Findings
Proved a strong comparison principle for bounded plurisubharmonic functions.
Applied the principle to demonstrate convergence of Monge-Ampère measures.
Enhanced understanding of pluripotential theory on complex varieties.
Abstract
We prove a strong version of the comparison principle for bounded plurisubharmonic function on complex varieties. we then apply our main result to study convergence of Mong-Ampere mesures for bounded plurisubharmonic functions.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsGeometry and complex manifolds · Holomorphic and Operator Theory · Meromorphic and Entire Functions
A comparison principle for bounded plurisubharmonic functions on complex varieties in
Nguyen Quang Dieu and Sanphet Ounheuan
Department of Mathematics, Hanoi National University of Education, 136 Xuan Thuy street, Cau Giay, Hanoi, Vietnam
dieu[email protected], [email protected]
(Date: March 18, 2024)
Key words and phrases:
Plurisubharmonic functions, complex varieties, Monge-Ampère operator
2000 Mathematics Subject Classification:
Primary 32U15; Secondary 32B15
1. Introduction
Let be a bounded domain in Denote by the cone of plurisubharmonic functions on and (resp. the sub-cone of locally bounded (resp. bounded) plurisubharmonic functions on . According to the fundamental work of Bedford and Taylor (see [BT1], [BT2], [BT3]), the complex Monge-Ampère operator is well defined on . This operator plays a prominent role in pluripotential theory just as the Laplace operator does in classical potential theory. An important property of this operator is the following celebrated comparison principle due to Bedford and Taylor (see Theorem 4.1 in [BT1]).
Theorem 1.1. Let be such that . Then we have
[TABLE]
An analogous comparison principle was also obtained by Bedford (see Theorem 4.3 in [Be]) for bounded plurisubharmonic functions on open subsets of complex spaces. This result is the first inspiration for our work. The other one comes from the following sharper form of Theorem 1.1 that was obtained a few years later by Xing (see Lemma 1 in [Xi1]).
Theorem 1.2. Let be such that . Then for any constant and with we have
[TABLE]
Theorem 1.2 implies many important inequalities involving the complex Monge-Ampère operator (see [Xi2] for details). Besides, this strong comparison principle provides an effective tool in studying convergence problems for plurisubharmonic functions and estimating capacity of small sets in pluripotential theory. It should be noted, however, that in the extreme case Theorem 1.2 reduces to Theorem 1.1. Therefore, the essence of this version of the comparison principle lies at the other extreme Along the development of energy classes for plurisubharmonic functions (see [Ce]), there are variants of Theorem 1.2 that deal with plurisubharmonic functions in Cegrell’s classes, we could mention Theorem 4.7 in [KH] and Theorem 2 in [Xi2].
The aim of this note is twofold, first we generalize Theorem 1.2 to the context of bounded plurisubharmonic functions on complex varieties in bounded domain of , and second we wish to relax somewhat the assumption on the boundary behavior of and Another novelty of our work is to replace the expression in Theorem 1.2 by the composition of with a suitable real valued smooth function.
We now fix some notation and terminology that will be needed later on. Given a connected complex variety of pure dimension in a bounded domain in by (resp. ) we mean the set of plurisubharmonic (resp. negative plurisubharmonic) functions on We defer to the next section for a brief account of plurisubharmonic functions on and the complex Monge-Ampère operator on the collection of locally bounded plurisubharmonic functions on A function is said to be increasing, where is an integer, if is increasing and non negative on for every For such a function and we set
[TABLE]
A subset is said to be negligible if there exists such that
[TABLE]
Our comparison principle reads as follows. Theorem 1.3. Let and be a negligible set. Assume that and satisfy the following conditions:
(a)
(b) for every
Then for every integer with and every increasing function we have
[TABLE]
where satisfying for . Let’s point out that in the case where and , our comparison principle directly implies Theorem 1.2 even with a slightly better estimate, since
The main ingredients in our poof are a smoothing method for plurisubharmonic functions on complex varieties developed by Bedford in [Be] as well as integration by parts techniques demonstrated in [Xi1] and [KH].
The first application of our comparison principle is the following domination principle that was essentially due to Bedford and Taylor in the case where is an open domain in and the exceptional set is empty (see Corollary 4.4 and Corollary 4.5 in [BT1]).
Corollary 1.4. Let and be as in Theorem 1.3. Assume that for some we have either or
[TABLE]
where is the restriction of the Kähler form on Then on The next consequence of Theorem 1.3 is a refinement of Theorem 4.3 in [Be].
Corollary 1.5. Let and be as in Theorem 1.3. Then for every increasing continuous function we have
[TABLE]
We end up this section by presenting another consequence of Theorem 1.3 that offers a sufficient condition for convergence in capacity of a sequence in This result is similar in spirit to Theorem 3 in [Xi1] and Theorem 3.5 in [KH]. Corollary 1.6. Let Let be a increasing continuous function. Assume that satisfy the following conditions:
(a) for each
(b)
where
Then in capacity on .
The conclusion of the above result says roughly that for each the capacities of the sets where the deviation of and is larger than tend to [math] as Observe also that the sequence is not assumed to be locally uniformly bounded on
Acknowledgments. We are grateful to an anonymous referee for his(her) criticisms to an earlier version of this note. This work is written during a visit of the first named author to the Vietnam Institute for Advances in Mathematics (VIASM) in the winter of 2016. We would like to thank this institution for hospitality and financial support. Our work is also supported by the grant 101.02-2016.07 from the NAFOSTED program.
2. Preliminaries
We first recall elements of pluripotential theory on complex varieties in The main focus is the complex Monge-Ampère operator and its continuity property. For more details we refer the reader to [Be].
Let be a connected complex variety of pure dimension in a bounded domain Thus, is locally the common zero sets of holomorphic functions on open subsets of We denote by the set of regular points of Hence is the largest (possibly disconnected) complex manifold of dimension included in The singular locus of is then denoted by A function is said to be plurisubharmonic if is locally the restriction (on ) of plurisubharmonic functions on an open subset of . Notice that we regard the function identically as plurisubharmonic. A fundamental result of Fornaess and Narasimhan (see Theorem 5.3.1 in [FN]) asserts that an upper semicontinuous function is plurisubharmonic if and only if the restriction of on every analytic curve in is subharmonic. This powerful result implies immediately the nontrivial facts that plurisubharmonicity is preserved under pointwise decreasing convergence. We write for the cone of plurisubharmonic functions on and denotes the sub-cone of negative plurisubharmonic functions on . According to a fundamental result of Lelong (see p.32 in [GH]), the set has finite volume near every point of Therefore each defines a current of bidegree on Hence we may regard as a positive closed current of bidegree on
Next, we turn to the complex Monge-Ampère operator for locally bounded plurisubharmonic functions on According to Bedford in [Be], the complex Monge-Ampère operator
[TABLE]
where denotes the collection of Radon measures on may be defined in the usual way on the regular locus of as in [BT1]. Namely, given we define inductively on the following currents
[TABLE]
and the measure extends "by zero" through the singular locus i.e., for Borel sets
[TABLE]
For a Borel subset of an open set the capacity of relative to is defined by
[TABLE]
The above definition makes sense since and satisfies where
Obviously, by (2.1), the singular locus has zero capacity, i.e., for every open subset of The following basic result of Bedford (Lemma 3.1 in [Be]) asserts that actually has outer capacity zero.
Lemma 2.1. For every open subset of and every , there exists an open neighborhood of in such that
From Lemma 2.1, we see immediately that (2.1) in fact defines as a Radon measure on for each Moreover, the following version of the Chern-Levine-Nirenberg inequality holds true on For every relatively compact open subset and every Borel subset of we have
[TABLE]
where is a finite constant depends only on
More generally, if then by local polarization in the symmetric linear form e.g, for every open relatively compact subset of we set
[TABLE]
where we see that defines a Radon measure on as well. Another point to stress is that, all the local analysis in the fundamental work [BT1] carries over . For instance, from Theorem 3.5 in [BT1] and Lemma 2.1 we conclude that every is quasi-continuous on i.e., for every there exists an open subset of such that and is continuous on . It follows, using Dini’s lemma, that every sequence that converges monotonically to must converge locally quasi-uniformly i.e., given a relatively compact open subset of and , there exists an open subset such that and converges uniformly to on
We claim no originality for the following result about convergence of certain currents on .
Proposition 2.2. Let be non-negative integers and
* be sequences in that decrease pointwise to *
* For each define the current*
[TABLE]
Then the following assertions hold true:
(a) The total variation of norms of are uniformly bounded on compact sets of
(b) converges weakly to
*(c) If are quasi-continuous functions on which are locally uniformly bounded and if converges locally quasi-uniformly to then converges weakly to * Proof. Given a relatively compact open subset of and a compact subset of by the proof of Lemma 2.2 of [BT3] where a stronger version of the Chern-Levine-Nirenberg inequality (2.2) is established, we can find a constant that depends only on the sup norms on of such that for large enough we have
[TABLE]
Using Lemma 2.1 we see that the above inequality holds true for any compact subset of This proves the statement (a). Next, (2.3) also implies that put uniformly small mass on sets having small capacity, i.e., given a relatively compact open subset of and , there exists such that for every compact subset with we have for This fact together with Proposition 2.3 in [BT3] implies (b). Finally (c) follows from an easy adaptation of the proof in Theorem 3.2 of [BT2] (see also Theorem 2.6 in [BT3]). Now we discuss the problem of smoothing plurisubharmonic functions on . In the case where is Stein, i.e., there exists a strictly plurisubharmonic exhaustion for , we can approximate every element from above by a decreasing sequence of smooth strictly plurisubharmonic functions on (see Theorem 5.5 in [FN]). For a general , such a smoothing may not be possible even on domains in (see p. 297 in [Be] for a counterexample of Fornaess). So we have to be content with the following smoothing method devised by Bedford (see p. 299 in [Be]). Namely, let be given, and let be an open covering of such that for each there is an open subset of is a complex variety of and there exists with on Next, we let be a partition of unity subordinate to . For each after taking convolution with standard radial smoothing kernels on , we obtain a smoothing which is smooth and plurisubharmonic on a neighborhood of for small enough. Now our smoothing is obtained as the sum
[TABLE]
It is clear that is smooth on a neighborhood of for every compact subset of . Moreover, on as In general, . However, as we will see below, these smoothings are nice enough to make continuity of the complex Monge-Ampère operator possible. More precisely, let Choose a common covering of and a partition of unity subordinate to for all plurisubharmonic functions . Then we have the following approximation result which is implicitly contained in [Be]. Proposition 2.3. *Let be locally uniformly bounded, quasi-continuous functions on . Assume that converges locally quasi-uniformly to Then for every sequence the currents converges weakly to as * Proof. For each and by (2.4) we have the following equalities on
[TABLE]
For simplicity of notation, put and Then on as By direct computation, we expand
[TABLE]
[TABLE]
Hence each of the currents and is the sum of smooth forms of bidegree Moreover, each of them, by an abuse of notation, can be represented as
[TABLE]
and
[TABLE]
respectively, where
[TABLE]
and are smooth forms with compact support that involves only on
By the assumptions on and , we may use Proposition 2.2 (c) to conclude that for each the sequence of currents
[TABLE]
converges weakly to the current
[TABLE]
as By taking the sum over we obtain the desired conclusion.
Our final auxiliary result concerns approximation of increasing functions by smooth ones. Lemma 2.4. Let be an integer and be a increasing function. Then there exists a sequence of increasing smooth functions such that converges locally uniformly on to for Proof. Set for and for Then is real valued, continuous and increasing on By taking convolution of with approximate of identity, we obtain a sequence of smooth increasing functions on that converge locally uniformly to . Now for each we define inductively on the following functions
[TABLE]
Then we have for Hence for Moreover, we can show by induction that converges locally uniformly on to as for It follows that is the sequence we are searching for.
3. Strong comparison principle
We start with the following simple facts that will be needed in examining certain integration by parts formulas. In the next two lemmas, we will denote by a real valued smooth function defined on
Lemma 3.1. Let with on . Then the following assertions hold in the sense of currents on
(a)
*(b) If on then *
Proof. (a) Fix , it suffices to show the above identity in a small neighborhood of in Then we can find a ball around and plurisubharmonic functions on such that . By considering instead of , we can assume on . By taking convolutions of and with standard radial smoothing kernels on and shrinking we obtain smooth plurisubharmonic functions on such that and on as By direct computation we obtain for each
[TABLE]
Since are uniformly bounded on , by letting and applying Lebesgue dominated convergence theorem we obtain the desired equality.
(b) The inequality then follows directly from (a) and the fact that is a non-negative current. The following integration by parts formula plays a crucial role in the proof of Lemma 3.3. Its proof requires all the machinery developed in the preceding section.
Lemma 3.2. Let Assume that on outside a compact subset of Then for all real number and open sets such that we have
[TABLE]
Proof. For small enough, following (2.4), we let be smoothing of respectively. Notice that the covering and the partition of unity can be chosen to be common for all these plurisubharmonic functions. By the assumption we have on In addition, as in the proof of Lemma 3.1, we may arrange so that on for every To simplify notation, we set
[TABLE]
Notice that on a small neighborhood of . Hence, an application of Stoke’s theorem for smooth forms on the complex variety (see p.33 in [GH]) yields
[TABLE]
It follows that
[TABLE]
We now consider the limits of both sides of (3.1) as For the left hand side, set
[TABLE]
Then and are real measures on that vanish outside . Observe that the functions are continuous on locally uniformly bounded and converges to locally quasi-uniformly on . Hence, by Proposition 2.3 we deduce that converge weakly to as We claim that as Indeed, fix By the Chern-Levine-Nirenberg inequality (2.2) we can choose an open subset of such that and for small enough. Let be a continuous function on with compact support such that on . Then we have
[TABLE]
It follows that
[TABLE]
This proves our claim since can be chosen to be arbitrarily small. Hence
[TABLE]
Similarly, for the right hand side of (3.1) we define the following currents on
[TABLE]
By repeating the same reasoning as above we have as Therefore, by applying Lemma 3.1 (a) we obtain
[TABLE]
Combining (3.1), (3.2) and (3.3) together we obtain
[TABLE]
Finally, by (2.2) we have , so after rearranging the above equation we obtain the desired conclusion.
The next lemma, a special case of Theorem 1.3, is the key step in our proof. It is somewhat inspired from Lemma 3.3 in [KH]. Lemma 3.3. Let be such that on and outside a compact subset of . Then for any integer we have
[TABLE]
where satisfying for and for . Proof. For the ease of notation, we set
[TABLE]
Let be a relatively compact connected open subset of such that . It follows that on a small neighborhood of We are now aiming at the following estimate
[TABLE]
[TABLE]
For this, we first assume that Then on for each Now by using the integration by parts formula (Lemma 3.2) and Lemma 3.1(b) (while noting that ) we obtain
[TABLE]
Here the last inequality follows from the fact that which in turns is a consequence of the assumption that on Continuing this process more times we get
[TABLE]
Next, since we may apply Lemma 3.2 and Lemma 3.1(b) again (while noting that on ) to get
[TABLE]
It follows that
[TABLE]
Since are bounded on , by letting and applying Lebesgue dominated convergence’s theorem (and taking into account the Chern-Levine-Nirenberg inequality (2.2) and (1.1)) we obtain
[TABLE]
Since and , the first term on the right hand side may be dominated as follows
[TABLE]
Putting all this together and rearranging we obtain (3.4).
It remains to remove the restriction on smoothness of Toward this end, we use Lemma 2.4 to get a sequence of increasing, smooth functions such that and converges locally uniformly to and on for . Then for each , we have by (3.4)
[TABLE]
By letting and using Lebesgue dominated convergence’s theorem we get (3.4).
Finally, by letting and using Lebesgue monotone convergence theorem in both sides of (3.4) we complete the proof of the lemma.
The final ingredient is the following equality of measures which is a modification of Proposition 4.2 in [BT2]. Lemma 3.4. Let and Set Then we have
[TABLE]
Proof. We use some ideas in the proof of Theorem 4.1 in [KH]. Fix , it suffices to show that there is some open ball around such that
[TABLE]
To see this, we first choose a small ball around such that are restrictions of plurisubharmonic functions on By a standard smoothing process and shrinking , we may find sequences of smooth plurisubharmonic functions on such that and on
Next we set
[TABLE]
Since is open in , we have
[TABLE]
Since we infer
[TABLE]
Set . Then is locally bounded and quasi-continuous on Then we apply Proposition 2.2(c) to get the following weak convergences of measures on
[TABLE]
This implies that on where
[TABLE]
It follows, using Hahn’s decomposition theorem for the real measure and the fact that on (see Lemma 4.2 in [KH]), that on We are done. Proof of Theorem 1.3. First, we treat the case where and For we set Then . Moreover, by the the assumption (b) we see that on a neighborhood of . As in Lemma 3.3 we put
[TABLE]
Then using Lemma 3.3 we get
[TABLE]
By Lemma 3.4, we have
[TABLE]
Note also that
[TABLE]
From these facts we conclude that
[TABLE]
Let and be the characteristic functions of and , respectively. Then we see that on as Hence, by applying Lebesgue’s monotone convergence theorem and using the fact that is increasing we obtain
[TABLE]
Putting all this together we obtain the desired conclusion.
For the general case we proceed as follows. Let be an increasing sequence of sub-domains in Since is negligible we may find a function satisfying (1.2). Fix . Set
[TABLE]
Then on We claim that there exists such that Indeed, if this is false then we can find a sequence such that for each we have
[TABLE]
It implies, in view of the assumption (a), that
[TABLE]
Hence, by (1.2) we must have On the other hand, by the condition (b) we get
[TABLE]
which is clearly absurd. The claim follows. For simplicity of notation, we may assume that for every Since and satisfies and since on , by the result proved in the preceding case we get
[TABLE]
Observe that as So, by letting and using Lebesgue monotone convergence theorem as in the previous case we obtain
[TABLE]
We have the desired result. Proof of Corollary 1.4. By applying Theorem 1.3 to and with we obtain
[TABLE]
where is a constant depends only on . By the assumption on we conclude that
[TABLE]
This implies that a.e. (with respect to ) on , the smooth locus of Hence entirely on Now, we fix , we claim that there exists a one dimensional complex subvariety such that . To see this, we first make a change of coordinates to find a polydisc in that contains and a polydisc in such that the projection map expresses as a branched cover of which is branched over a proper complex subvariety of . Thus we can find a complex line passing through such that is discrete. Since , we have , where and is a small neighborhood of This proves our claim. Next, we pick an irreducible branch that contains Then, by normalization we can find a connected Riemann surface and holomorphic mapping which is surjective. Set Since on by the choice of , we infer that on except for the finite set . Hence, this inequality holds true entirely on since are subharmonic there. It follows that The proof is complete.
Proof of Corollary 1.5. Define inductively on the following functions
[TABLE]
We can check that for every In particular on and is increasing. Furthermore, . Now we apply Theorem 1.3 to the "weight" function and with to obtain
[TABLE]
By letting we arrived at the desired conclusion.
Proof of Corollary 1.6. First, we let be the function constructed in the proof of Corollary 1.5. Next, fix . Set
[TABLE]
We claim that as Assume otherwise, then, by switching to a subsequence, we may find a sequence and such that
[TABLE]
Fix In view of the assumption (a), we may apply Theorem 1.3 to and to obtain
[TABLE]
It implies, using the condition (b), that
[TABLE]
On the other hand, for each we have
[TABLE]
We arrived at a contradiction. Hence By exchanging the role of and and repeating the same reasoning we also obtain The proof is thereby completed.
REFERENCES
[Be] E. Bedford, The operator on complex spaces, Séminaire Lelong-Skoda, Springer Lecture Notes 919 (1981), 294-323.
[BT1] E. Bedford and A. Taylor, A new capacity for plurisubharmonic functions, Acta. Math., 149 (1982), 1-40.
[BT2] E. Bedford and A. Taylor, Fine topology, Shilov boundary, and Journal of Functional Analysis 72, (1987), 225-251.
[BT3] E. Bedford and A. Taylor, Uniqueness for the complex Monge-Ampère equation for functions with logarithmic growth, Indiana Univ. Math. J., 38 (1989), 455-469.
[Ce] U. Cegrell, The general definition of the complex Monge-Ampère operator, Ann. Inst. Fourier (Grenoble) 54 (2004), 159-179.
[FN] J. E. Fornaess and R. Narasimhan, The Levi problem on complex spaces with singularities, Math. Ann. 248 (1980) 47-72.
[GH] P. Griffiths and J. Harris, Principles of Algebraic Geometry, Wiley Classics Library, John Wiley Sons, Inc., New York, 1994.
[KH] N.V. Khue and P.H. Hiep, A comparison principle for the complex Monge-Ampère operator in Cegrell’s classes and applications, Trans. Amer. Math. Soc., 361 (2009), 5539-5554.
[Xi1] Y. Xing, Continuity of the complex Monge-Ampère operator, Proc. Amer. Math. Soc., 124 (1996), 457-467.
[Xi2] Y. Xing, A strong comparison principle for plurisubharmonic functions with finite pluricomplex energy, Michigan Math. J., 56 (2008), 563-581.
