Gamma-positivity of variations of Eulerian polynomials
John Shareshian, Michelle L. Wachs

TL;DR
This paper explores binomial-Eulerian polynomials, revealing their gamma-positivity, geometric interpretations, and q-analogs, thus extending classical properties of Eulerian polynomials through algebraic and combinatorial frameworks.
Contribution
It introduces binomial-Eulerian polynomials, establishes their gamma-positivity, and develops q-analogs and symmetric function identities with geometric interpretations.
Findings
Binomial-Eulerian polynomials are palindromic and unimodal.
They possess gamma-positivity similar to Eulerian polynomials.
The paper provides q-analogs and algebraic interpretations of these polynomials.
Abstract
An identity of Chung, Graham and Knuth involving binomial coefficients and Eulerian numbers motivates our study of a class of polynomials that we call binomial-Eulerian polynomials. These polynomials share several properties with the Eulerian polynomials. For one thing, they are -polynomials of simplicial polytopes, which gives a geometric interpretation of the fact that they are palindromic and unimodal. A formula of Foata and Sch\"utzenberger shows that the Eulerian polynomials have a stronger property, namely -positivity, and a formula of Postnikov, Reiner and Williams does the same for the binomial-Eulerian polynomials. We obtain -analogs of both the Foata-Sch\"utzenberger formula and an alternative to the Postnikov-Reiner-Williams formula, and we show that these -analogs are specializations of analogous symmetric function identities. Algebro-geometric…
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Gamma-positivity of variations of Eulerian polynomials
John Shareshian1
Department of Mathematics, Washington University, St. Louis, MO 63130
and
Michelle L. Wachs2
Department of Mathematics, University of Miami, Coral Gables, FL 33124
(Date: February 2017; revised June 2018)
Abstract.
An identity of Chung, Graham and Knuth involving binomial coefficients and Eulerian numbers motivates our study of a class of polynomials that we call binomial-Eulerian polynomials. These polynomials share several properties with the Eulerian polynomials. For one thing, they are -polynomials of simplicial polytopes, which gives a geometric interpretation of the fact that they are palindromic and unimodal. A formula of Foata and Schützenberger shows that the Eulerian polynomials have a stronger property, namely -positivity, and a formula of Postnikov, Reiner and Williams does the same for the binomial-Eulerian polynomials. We obtain -analogs of both the Foata-Schützenberger formula and an alternative to the Postnikov-Reiner-Williams formula, and we show that these -analogs are specializations of analogous symmetric function identities. Algebro-geometric interpretations of these symmetric function analogs are presented.
1Supported in part by NSF Grants DMS 1202337 and DMS 1518389
2Supported in part by NSF Grants DMS 1202755 and DMS 1502606
Contents
- 1 Introduction
- 2 Preliminaries
- 3 Schur--positivity
- 4 --positivity of the -Eulerian and -binomial-Eulerian polynomials
- 5 Geometric interpretation: equivariant Gal phenomenon
- 6 Remarks on derangement polynomials
1. Introduction
In [CnGrKn], Chung, Graham, and Knuth give several proofs of the following interesting symmetry involving Eulerian numbers and binomial coefficients. For nonnegative integers ,
[TABLE]
A -analog of this identity was subsequently obtained independently by Chung and Graham [ChGr] and Han, Lin, and Zeng [HaLiZe].
Equation (1.1) is equivalent to palindromicity of the polynomial
[TABLE]
for all , where is the Eulerian polynomial. We refer to as a binomial-Eulerian polynomial and as a binomial-Eulerian number. It is well known and easy to prove that the Eulerian polynomials are palindromic as well. Hence it is natural to ask whether the binomial-Eulerian polynomials share any other properties with the Eulerian polynomials, such as unimodality.
A polynomial is said to be palindromic if for all , and it is said to be positive and unimodal if for some
[TABLE]
For example, is clearly palindromic, positive, and unimodal. Many important polynomials arising in algebra, combinatorics, and geometry are palindromic, positive and unimodal, see e.g., [St2, St3, Br].
One can easily see that is palindromic if and only if there exist such that
[TABLE]
The palindromic polynomial is said to be -positive if for all . It is well known and not difficult to see that -positivity implies unimodality.
The Eulerian polynomials are -positive as is evident from the Foata-Schützenberger formula [FoSc1, Theorem 5.6],
[TABLE]
where and is the set of permutations with
- •
no double descents111The terminology used here is defined in Section 2,
- •
no final descent,
- •
.
For example is -positive since
[TABLE]
Recent interest in -positivity stems from Gal’s strengthening [Ga] of the Charney-Davis conjecture [ChDa] by asserting that the -polynomial of every flag simplicial sphere is -positive222The terminology used here is defined in Section 5.. Since, as is well known, the Eulerian polynomials are the -polynomials of dual permutohedra, the Foata-Schützenberger formula confirms Gal’s conjecture for dual permutohedra.
The permutohedron is an example of a chordal nestohedron. In [PoReWi, Section 11.2], Postnikov, Reiner, and Williams confirm Gal’s conjecture for all dual chordal nestohedra by giving explicit combinatorial formulae for the -coefficients. Another example of a chordal nestohedron, discussed in [PoReWi, Section 10.4], is the stellohedron, and the -polynomial of its dual turns out to be equal to . It follows that palindromicity of is equivalent to the Dehn-Sommerville equations for the dual stellohedron.
The -positivity formula of Postnikov, Reiner, and Williams in the case of the stellohedron says that
[TABLE]
where is the number of such that has no double descents, no final descent, , for some , and .
Here we obtain a -positivity formula333An alternative proof of (1.5) using poset topological techniques will appear in [GoWa]. for that is somewhat simpler than the Postnikov-Reiner-Williams formula and is similar to the Foata-Schutzenberger formula for . For all ,
[TABLE]
where and is the set of permutations with
- •
no double descents,
- •
.
(A nice bijection between and the set of permutations enumerated in the Postnikov-Reiner-Williams formula (1.4) was obtained by Ellzey [El].) Moreover, we present -analogs of this -positivity formula (1.5) and of the Foata-Schützenberger formula (1.3), and observe that they are specializations of analogous symmetric function identities. Algebro-geometric interpretations of these symmetric function analogs are also presented, which suggest an equivariant version of the Gal phenomenon.
The -analogues of the Eulerian numbers and Eulerian polynomials that we consider were first examined in previous work [ShWa1, ShWa2] of the authors on the joint distribution of the excedance statistic and the major index444The permutation statistics terminology is defined in Section 2.. They are used in the Chung-Graham, Han-Ling-Zeng -analog of (1.1) mentioned above. The -analog of the Eulerian number and the -analog of the Eulerian polynomial are polynomials in and , respectively, defined by
[TABLE]
for , and , for . For example,
[TABLE]
Another combinatorial description of is given in more recent work [ShWa3, ShWa4] of the authors.
In [ShWa1, ShWa2], the authors obtain a -analog of Euler’s formula for the exponential generating function of the Eulerian polynomials,
[TABLE]
(As is standard, , where . Also, .)
The -analog of the binomial-Eulerian number and the -analog of the binomial-Eulerian polynomial are polynomials in and , respectively, defined by
[TABLE]
For example,
[TABLE]
The following -analog of (1.3) is proved in [LiShWa, Equations (1.4) and (6.1)] and also appears in Lin and Zeng [LiZe] (with a different proof). For ,
[TABLE]
where
[TABLE]
Here we give an alternative derivation555This approach is discussed in earlier work [ShWa2, Remark 5.5] of the authors, though the are not given. of (1.8) and we derive the -analog of (1.5),
[TABLE]
where
[TABLE]
We derive (1.8) and (1.9) by specializing analogous symmetric function identities. These identities involve the symmetric function polynomials and , which specialize to and , respectively, and are defined as follows. For , let
[TABLE]
where
[TABLE]
and is the complete homogeneous symmetric function of degree . For , let
[TABLE]
For all and , let
[TABLE]
where is the skew Schur function of shape and is the set of skew hooks of size for which columns have size 2 and the remaining columns, including the last column, have size 1. From an interpretation of due to Gessel [Ge], we have the identity,
[TABLE]
for all . We use (1.12) to derive the identity
[TABLE]
where
[TABLE]
and is the set of skew hooks of size for which columns have size 2 and the remaining columns have size 1.
It was shown by Danilov and Jurkiewicz (see [St3, eq. (26)]) that the -polynomial of a simplicial polytope is equal to the Poincaré polynomial of the toric variety associated with the polytope. In [St3] Stanley, using a formula of Procesi [Pr], gives a representation theoretic interpretation of involving the toric variety associated with the dual permutohedron. This and an equivariant version of the hard Lefschetz theorem yield a geometric proof that is palindromic, Schur-positive and Schur-unimodal. Here we give an analogous interpretation for involving the dual stellohedron. This leads to the formulation of an equivariant version of the Gal phenomenon, with the symmetric group actions on the dual permutohedron and the dual stellohedron exhibiting this phenomenon.
The paper is organized as follows. In Section 2, we recall some basic facts about Eulerian polynomials, permutation statistics, -analogs, and symmetric functions. The formulae (1.12) and (1.13) are obtained in Section 3 and direct proofs of palindromicity and Schur-unimodality of and are given. In Section 4 we show how these formulae specialize to (1.8) and (1.9), respectively. Algebro-geometic interpretations of the results in Section 3 are presented in Section 5. In Section 6, we discuss derangement analogs of the results of the previous sections.
2. Preliminaries
While investigating divergent series in [Eu], Euler showed that, for each positive integer , there is a monic polynomial of degree such that
[TABLE]
Let us write
[TABLE]
The coefficients of the Eulerian polynomial are called Eulerian numbers.
For a permutation , the descent set of is
[TABLE]
and the descent number of is
[TABLE]
The fact that
[TABLE]
for all seems to have been observed first by Riordan in [Ri]. Earlier, MacMahon had shown in [Ma, Vol. I, p.186] that, with the excedance number of defined as
[TABLE]
the equation
[TABLE]
holds for all .
Recall that the -binomial coefficients are defined by
[TABLE]
There are two additional fundamental permutation statistics, the major index
[TABLE]
and the *inversion number *
[TABLE]
MacMahon [Ma] introduced the major index and proved the first equality in
[TABLE]
after the second equality had been obtained in [Ro] by Rodrigues.
In [ShWa1, ShWa2], the authors define a fixed point version of the -Eulerian polynomial, which refines the -Eulerian polynomial given in (1.6). For , let
[TABLE]
where is the number of fixed points of , and let . So for all . In [ShWa1, ShWa2], the refinement of (1.7),
[TABLE]
is derived.
As mentioned in the introduction, the Foata-Schutzenberger formula (1.3) establishes -positivity of the Eulerian polynomials and the Postnikov-Reiner-Williams formula (1.4) establishes -positivity of the binomial-Eulerian polynomials. We now give precise definitions of the terminology used in these formulas. We say has
- •
a double descent if there exists such that
- •
an initial descent if
- •
a final descent if .
We say that a polynomial is -positive if its coefficients are nonnegative. Given polynomials we say that if is -positive. More generally, let be an algebra over with basis . An element is said to be -positive if the expansion of in the basis has nonnegative coefficients. Given , we say that if is -positive.
The -algebras considered in this paper are = , , and the algebra of symmetric functions over . If and then -positive is the same as positive and is the usual numerical relation. If and then -positive is what we called -positive above and is the same as . For , we consider the basis of Schur functions and the basis of complete homogeneous symmetric functions , where is the set of partitions of . It is a basic fact that -positive implies Schur-positive (see for example [St5, Proposition 7.18.7]).
Definition 2.1**.**
Let be an -algebra with basis . We say that a polynomial is
- •
-positive if each coefficient is -positive
- •
-unimodal if for some ,
[TABLE]
- •
palindromic with center of symmetry if for ,
- •
--positive if there exist -positive such that
[TABLE]
The following results are well known, at least in the case that (see [ShWa4, Appendix B]).
Proposition 2.2** (see [St3, Proposition 1]).**
Let be an -algebra with basis . Let and be palindromic, -positive, -unimodal polynomials in with respective centers of symmetry and . Then
- (1)
* is palindromic, -positive, -unimodal with center of symmetry .* 2. (2)
If then is palindromic, -positive, -unimodal with center of symmetry .
Corollary 2.3**.**
If is --positive then is palindromic, -positive, and -unimodal.
3. Schur--positivity
In this section we establish Schur--positivity of the symmetric function analogs and given in (1.10) and (1.11), and we present combinatorial formulae for the -coefficients. We also present direct proofs of palindromicity, Schur-positivity, and Schur-unimodality, which don’t rely on Schur--positivity.
It is an easy consequence of the following result of Gessel that is Schur--positive. Let be the set of words of length over the alphabet of positive integers . Given a word , we let denote its th letter. That is, . Just as for permutations, let equal the number of such that . A word is said to have a double descent if there exists an such that . Let be the set of words in with no double descents. For , let .
Theorem 3.1** (Gessel [Ge], see [ShWa2, Theorem 7.3]).**
[TABLE]
where .
The symmetric function polynomial defined in (1.10) can now be given an explicit expansion which establishes Schur--positivity. The -coefficients are described in terms of hook shaped skew Schur functions. A skew hook is a connected skew diagram with no square. Let be the set of skew hooks of size for which columns have size 2 and the remaining columns, including the last column, have size 1. For example,
[TABLE]
Corollary 3.2**.**
Let
[TABLE]
where is the skew Schur function of shape . Then
[TABLE]
Consequently the polynomial is Schur--positive.
Proof.
By (3.1), for ,
[TABLE]
Note that the semistandard tableaux of hook shape in correspond bijectively to words with and with descents. Indeed by reading the entries of such a semistandard tableau from southwest to northeast, one gets such a word. For example, the semistandard tableau
[TABLE]
corresponds to the word , which has descents. It follows that
[TABLE]
The consequence follows from the fact that skew Schur functions are Schur-positive. ∎
Next we derive an analogous Schur--positivity result for , which was defined in (1.11). We begin with a generating function formula.
Proposition 3.3**.**
[TABLE]
Equivalently, for all ,
[TABLE]
Proof.
By the definitions (1.11) and (1.10),
[TABLE]
∎
Let be the set of skew hooks of size for which columns have size 2 and the remaining columns have size 1.
Theorem 3.4**.**
Let
[TABLE]
where is the skew Schur function of shape . Then
[TABLE]
Consequently the polynomial is Schur--positive.
Proof.
For , let
[TABLE]
and let
[TABLE]
By (3.1), we have
[TABLE]
We will show that
[TABLE]
It follows from this, (3.5), and (3.8) that . This is equivalent to the desired result since the semistandard tableaux of skew hook shape in correspond bijectively to words in with descents.
Let be the set of weakly increasing words of length . The right side of (3.9) equals
[TABLE]
where denotes concatenation of words and .
For we seek the coefficient of . Note that the coefficient is 0 if has a double descent. For , let be the smallest integer such that . So is either [math] (when is weakly increasing) or the position of the last descent. Each determines a decomposition of into , where , and . Note that .
The only other value of that determines a decomposition of into for which , and , is . In this case, if we have . It follows that if , the coefficient of is given by
[TABLE]
We have
[TABLE]
from which we conclude that .
Now if then is a weakly increasing word and the coefficient of is given by
[TABLE]
A simple computation shows that the summation is equal to . Hence , as in the previous case. We have therefore shown that the right hand side of (3.9) is equal to
[TABLE]
which by definition is the left side of (3.9). ∎
Remark 3.5*.*
It was pointed out to us by González D’León that another identity of Gessel [Ge1, Theorem 4.2] can be used to give an alternative proof of Theorem 3.4, or equivalently of . By inverting (3.9), one can conclude from this that , which is equivalent to Gessel’s unpublished result (3.1). Hence [Ge1, Theorem 4.2] can be used to prove (3.1). Gessel [Ge] has a more direct proof of (3.1) however.
The following result for was first obtained by Stanley [St3] from the algebro-geometric interpretation of given in (5.1).
Corollary 3.6**.**
For all , the symmetric function polynomials and are palindromic, Schur-positive, and Schur-unimodal.
Proof.
Use Corollary 2.3. ∎
A stronger result for was proved by Stembridge [Ste1], namely -positivity and -unimodality of . A simpler proof of this result given in [ShWa4, Corollary C.5] relies on the formula
[TABLE]
and Proposition 2.2. Here we give an alternative proof of Corollary 3.6 for that does not rely on Theorem 3.4.
Alternative proof of Corollary 3.6 for .
Let be defined by
[TABLE]
It follows from Proposition 2.2 that is palindromic, -positive and -unimodal with center of symmetry . By Proposition 3.3,
[TABLE]
It is easy to see that is palindromic with center of symmetry . It is clearly -positive, which implies that it is Schur-positive. We claim that it is also Schur-unimodal. If then by Pieri’s rule . From this we can see that is Schur-unimodal. By Proposition 2.2, we have that is palindromic, Schur-positive, and Schur unimodal with center of symmetry equal to . Again by Proposition 2.2, we can conclude from (3.14) that is palindromic, Schur-positive, and Schur-unimodal with center of symmetry . ∎
4. --positivity of the -Eulerian and -binomial-Eulerian polynomials
It this section we use the results of the previous section to prove that the -Eulerian polynomials
[TABLE]
and -binomial-Eulerian polynomials
[TABLE]
are --positive.
From any symmetric function one obtains a power series in a single variable by the stable principal specialization, in which each is replaced by . Let
[TABLE]
This definition can be extended to polynomials in by defining,
[TABLE]
Let denote the set of standard Young tableaux of skew shape . For (written in English notation), let be the set of entries of for which is in a higher row than , and let . It is well known (see [St5, Proposition 7.19.11]) that
[TABLE]
where is the number of cells of . It follows from this (and is easy to see directly) that
[TABLE]
By taking stable principal specialization of both sides of (1.10), one can see that the following result is equivalent to (1.7). In fact, in [ShWa2] this result was used to prove (1.7).
Theorem 4.1** (Shareshian and Wachs [ShWa2]).**
For all ,
[TABLE]
An analogous result holds for the -binomial-Eulerian polynomials.
Corollary 4.2**.**
For all ,
[TABLE]
Proof.
Starting with the definition of given in (1.11), we have
[TABLE]
with the second equality following from Theorem 4.1. ∎
By taking the stable principal specialization of both sides of (3.4), one gets the following result. The consequences follow from (1.7) and (2.3), respectively.
Proposition 4.3**.**
[TABLE]
Consequently
[TABLE]
and
[TABLE]
In [ShWa2, Remark 5.5], the authors mention that (3.1) can be used to establish --positivity of . Now we carry this out by using (3.3) to obtain the -coefficients. The following result is proved in [LiShWa, Equations (1.4) and (6.1)] without the use of (3.1).
Theorem 4.4**.**
Let be the set of permutations with no double descents, no final descent, and with , and let
[TABLE]
Then
[TABLE]
Consequently the -Eulerian polynomials are --positive.
Proof.
By applying stable principal specialization to both sides of (3.3) we have
[TABLE]
[TABLE]
If is a skew hook then corresponds bijectively to the set of permutations in with a fixed descent set determined by . Indeed, by reading the entries of from southwest to northeast, one gets a permutation . Descents are encountered whenever one goes up a column. So equals the set of all such that the th cell of (ordered from southwest to northeast) is directly below the st cell of . It follows that if and then .
Note also that for , . We can now conclude that
[TABLE]
For each , the descent class of is the set . Note that is a union of descent classes. By the Foata-Schützenberger result [FoSc2, Theorem 1] that and are equidistributed on descent classes, we have
[TABLE]
Combining this with (4.5) and substituting in (4) results in
[TABLE]
It follows that the right side of (4.3) equals
[TABLE]
while, by Theorem 4.1, the left side equals
[TABLE]
thereby completing the proof. ∎
By taking the stable principal specialization of both sides of equation (3.7) and using an argument analogous to the proof of Theorem 4.4, we obtain the following result.
Theorem 4.5**.**
Let be the set of permutations with no double descents and with , and let
[TABLE]
Then
[TABLE]
Consequently, the -binomial-Eulerian polynomials are --positive.
The following result for was first obtained by the authors in [ShWa2].
Corollary 4.6**.**
For all , the polynomials and are palindromic and -unimodal.
Just as for Corollary 3.6, an alternative proof of Corollary 4.6 can be given which doesn’t make use of Theorems 4.4 and 4.5. For a simple proof is given in Appendix C.1 of [ShWa4] by using the formula
[TABLE]
obtained by manipulating (1.7).
Alternative proof of Corollary 4.6 for .
[TABLE]
Since
[TABLE]
it follows from Proposition 2.2 that is palindromic and -unimodal with center of symmetry . It is well known that is palindromic and -unimodal with center of symmetry . Note that this follows from taking the stable principal specialization of , which we observed to be Schur-unimodal in the alternative proof of Corollary 3.6. By Proposition 2.2, is a sum of palindromic, -positive, -unimodal polynomials with center of symmetry . It therefore follows again from Proposition 2.2 that is palindromic and -unimodal. ∎
Note that palindromicity of is equivalent to the following -analog of (1.1).
Corollary 4.7** (Chung-Graham [ChGr] and Han-Lin-Zeng [HaLiZe]).**
For positive integers ,
[TABLE]
A symmetric function analog is given by the following result, which is equivalent to palindromicity of . (A more general result appears as Theorem 2 in the preprint [Lin] of Z. Lin.)
Corollary 4.8**.**
For positive integers ,
[TABLE]
5. Geometric interpretation: equivariant Gal phenomenon
In this section we will present interpretations of results in Section 3 using geometry and representation theory. The idea behind such interpretations was, to our knowledge, first employed by Stanley, and is discussed in [St3].
Herein, a polytope is the convex hull of a finite set of points in some . A polytope is simplicial if every proper face is a simplex. Let be a -dimensional simplicial polytope. Associated with is the -polynomial defined by
[TABLE]
where is the number of faces of of dimension . It is well known that the -polynomial of every simplicial polytope is palindromic and unimodal. Indeed, palindromicity is equivalent to the Dehn-Sommerville equations, and unimodality was proved by Stanley [St1] as part of the g-Theorem of Billera, Lee and Stanley (see e.g., [St2, Bi]).
A simplicial complex is said to be flag if it is the clique complex of its 1-skeleton; that is, its faces are the cliques of its 1-skeleton. Examples of flag simplicial complexes include barycentric subdivisions of simplicial complexes, or more generally order complexes of posets. Gal formulated the following strengthening of the long standing Charney-Davis conjecture [ChDa].
Conjecture 5.1** (Gal [Ga]).**
If is a flag simplicial polytope (or more generally a flag simplicial sphere) then is -positive.
Gal’s conjecture has been proved for certain special classes and examples; see [Pe, Section 10.8]. One such example is the dual of the permutohedron. The permutohedron is the convex hull of the set . The dual permutohedron is combinatorially equivalent to the barycentric subdivision of the boundary of the -simplex. Clearly is a flag simplicial polytope. It is well known that
[TABLE]
Hence by (1.3), is -positive.
We will say that a flag simplicial polytope exhibits Gal’s phenomenon if is -positive. So exhibits Gal’s phenomenon. The permutohedron and another polytope called the stellohedron belong to a class of polytopes called chordal nestohedra. In [PoReWi, Section 11.2] Postnikov, Reiner, and Williams show that the duals of chordal nestohedra exhibit Gal’s phenomenon and they give a combinatorial formula for the .
Let be the simplex in with vertices , where is the standard basis vector. The stellohedron is obtained from by truncating all faces not containing [math] in an order such that if are such faces and then is truncated before . Stellohedra are discussed in various papers, including [PoReWi, Section 10.4] and [CaDe].
Stellohedra are simple polytopes. Therefore, each dual polytope is a simplicial polytope. If is a face of a polytope and is obtained from by truncating , then is obtained from by stellar subdivision of the dual face (see for example [Ew, Theorem 2.4]). Therefore, is (combinatorially equivalent to) the polytope obtained from through stellar subdivision of all faces not contained in the convex hull of in an order such that if are such faces and then is subdivided after .
Postnikov, Reiner, and Williams [PoReWi, Section 10.4] observe that
[TABLE]
Hence -positivity of is a consequence of their general result on chordal nestohedra, as is their formula (1.4).
Associated to any simplicial polytope is a toric variety . Danilov and Jurkiewicz (see [St3, eq. (26)]) showed that for any simplicial polytope ,
[TABLE]
where is the degree singular cohomology of over . From this, one has the algebro-geometric interpretation of the Eulerian and binomial-Eulerian polynomials given by,
[TABLE]
and
[TABLE]
The purpose of this section is to discuss equivariant versions of these interpretations.
Any simplicial action of a finite group on determines an action of on and thus a representation of on each cohomology group of . If is the symmetric group , the Frobenius characteristic, denoted by herein, assigns to each representation (up to isomorphism) of a symmetric function, as discussed in [St5, Section 7.18]. The symmetric group acts simplicially on and . For , Stanley [St3], using a recurrence of Procesi [Pr] obtained the interpretation,
[TABLE]
From this interpretation, Stanley concluded that palindromicity and Schur-unimodality of are consequences of an equivariant version of the hard Lefschetz theorem. Here, using (5.1) and Procesi’s technique, we obtain an analogous result for , which enables us to also interpret palindromicity and unimodality of as a consequence of the equivariant version of the hard Lefschetz theorem.
Theorem 5.2**.**
For all ,
[TABLE]
Proof.
Let be the -simplex with vertex set . Let be the set of -dimensional faces of containing [math]. Let and, for , let be the polytope obtained from by simultaneous stellar subdivision of all faces in . Note that if then is a indeed face of . Moreover, the link of in the boundary complex of has one vertex for each face of the boundary of strictly containing . Indeed, when applying stellar subdivision to such a face , we remove and add a cone over the boundary of . Call the vertex of this cone . The vertices of are all such , and a set of such vertices forms a face of if and only if is a chain in the face poset of the boundary of . Thus is isomorphic to the barycentric subdivision of the link of in the boundary of , which is equal to , the barycentric subdivision of the link of in the boundary of the -simplex with vertex set .
Note that . The action of on by permutation of indices induces a simplicial action on each . Thus we can consider the representations of on the cohomology groups of the varieties . If , where , then acts simplicially on and this action is equivalent to the action of on . By viewing and as simplicial polytopes, we have that these actions induce isomorphic representations of on cohomology of the corresponding varieties and .
For , we write for . Then is the projective space . As explained in [Ew, Section VI.7], is obtained from by a series of equivariant blowups. For each and each , let be the link of in the boundary complex of , as above. As discussed in [Pr, Section 3], there is an isomorphism of graded vector spaces,
[TABLE]
where .
In fact, we can extend (5.2) to an isomorphism of -representations. Note that acts transitively on , with the stabilizer of the face being the subgroup . The factor in acts on as it does on , as mentioned above. This is equivalent to the representation of on . The factor acts trivially on , as explained in [Pr, Section 3].
We see now that the representation of on is the direct sum of the representation on with the representation induced from that of on determined by the representations of and on the respective tensor factors. Recalling the well known fact that has dimension one for and taking Frobenius characteristics, we obtain, for ,
[TABLE]
where
[TABLE]
By (5.1) we may conclude that
[TABLE]
By induction we have
[TABLE]
Setting yields,
[TABLE]
We will manipulate the symmetric function on the right side of (5.4) to obtain the desired result. Setting in [ShWa2, Corollary 4.1], we obtain
[TABLE]
Now
[TABLE]
[TABLE]
the third equality following from (5.5). The result now follows from (5.4) and Proposition 3.3. ∎
Corollary 5.3**.**
For ,
[TABLE]
and for ,
[TABLE]
Proof.
The first equation is a consequence of (5.1) and Theorem 4.1, while the second equation is a consequence of Theorem 5.2 and Corollary 4.2. ∎
The next result follows from combining (5.1) with Corollary 3.2 and combining Theorem 5.2 with Theorem 3.4.
Corollary 5.4**.**
For , the polynomial is Schur--positive.
Corollary 5.4 suggests an equivariant version of Gal’s phenomenon.
Definition 5.5**.**
Let be a flag simplicial -dimensional polytope on which a finite group acts simplicially. The action of induces a graded representation of on cohomology of the associated toric variety . We say that exhibits the equivariant Gal phenomenon if there exist -modules such that
[TABLE]
Corollary 5.4 says that and both exhibit the equivariant Gal phenomenon.
It is not the case that every group action on a flag simplicial polytope exhibits the equivariant Gal phenomenon. Indeed, for , let be the standard basis vector in . Consider the cross-polytope , which is the convex hull of . It is straightforward to see that (the boundary of) is a flag simplicial polytope. The convex hull of some set of vertices of is a boundary face if and only if there is no such that contains both and .
Let be the group of all diagonal matrices whose nonzero entries are or and let be the set of all permutation matrices. The semidirect product preserves . It is well known and not hard to see that the -polynomial of is . The action of on is trivial. It follows that if and exhibits the equivariant Gal phenomenon, then acts trivially on .
Consider the element satisfying , and for . Note that and fix no boundary face of and that fixes those boundary faces not including any of , . It follows that the action of on is proper, that is, the stabilizer in of any face of fixes pointwise. This allows us to apply results of Stembridge. We observe that
[TABLE]
On the other hand, according to Theorem 1.4 and Corollary 1.6 of [Ste2], any not having as an eigenvalue and acting trivially on satisfies
[TABLE]
(Indeed, using the notation from [Ste2], any such satisfies and .)
We see that if contains (any conjugate of) , then does not exhibit the equivariant Gal phenomenon. It would be interesting to find classes, beyond and that exhibit the equivariant Gal phenomenon.
6. Remarks on derangement polynomials
One can modify the -Eulerian polynomials and -Eulerian numbers by summing over all derangements in instead of over all permutations in . That is, let be the set of derangements in and let
[TABLE]
for , and let for . Since , it follows from (2.3) that
[TABLE]
Recall from the alternative proof of Corollary 4.6 that is palindromic and -unimodal. (This result was first noted by the authors in [ShWa2] and the case was proved earlier by Brenti [Br].) There is an analogous symmetric function result conjectured by Stanley [St3] and proved by Brenti [Br]. The analogous symmetric function result says that the symmetric function polynomial is palindromic, Schur-positive and Schur-unimodal, where is defined by
[TABLE]
An algebro-geometric interpretation of this result was given subsequently by Stanley (see [St4, page 825]), who determined the representation of the symmetric group on the graded local face module associated with the barycentric subdivision of the simplex.
A formula of Gessel shows that is, in fact, Schur- positive (see [ShWa2, Equation (7.9)]). Let
[TABLE]
where is the set of skew hooks of size for which columns have size 2 and the remaining columns, including the first and last column, have size 1. Gessel’s formula is equivalent to
[TABLE]
for all .
It is mentioned in [ShWa2, Remark 5.5] that Gessel’s formula can be used to establish --positivity of . However an explicit description of the -coefficients is not given there. By applying stable principal specialization to (6.3), one obtains the following description of the -coefficients. This result is proved in [LiShWa, Equation (1.3) and Theorem 3.3] without the use of Gessel’s formula. It appears also in [LiZe].
Theorem 6.1**.**
For , let be the set of permutations with no double descents, no intial descent, no final descent, and with . Let
[TABLE]
Then
[TABLE]
Consequently, is --positive.
As discussed in Stanley [St4], the Poincaré polynomial of the graded local face module associated with a certain type of subdivision of a simplicial complex is equal to the local -polynomial associated with the subdivision, which in the case of the barycentric subdivision of the -simplex is equal to . In [At1] Athanasiadis considers -positivity of local -polynomials and formulates a generalization of Gal’s conjecture for local -polynomials, which would provide a geometric interpretation of -positivity of ; see also [At2, At3]. One could also consider an equivariant version of Gal’s phenomenon in the local setting.
We remark that in [LiShWa] the authors and Linusson consider multiset versions of the Eulerian polynomial and the derangement polynomial and show that they are -positive. A generalization of (1.3) is given in [LiShWa, Equation (5.4)] and a generalization of the case of (6.4) is given in [LiShWa, Equation (5.3)].
Acknowledgements
We thank the referees for carefully reading the paper and providing useful comments.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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