Explicitly realizing average Siegel theta series as linear combinations of Eisenstein series
Lynne H. Walling
School of Mathematics, University of Bristol, University Walk, Clifton, Bristol BS8 1TW, United Kingdom;
phone +44 (0)117 331-5245, fax +44 (0)117 928-7978
[email protected]
Abstract.
We find nice representatives for the 0-dimensional cusps of the degree n Siegel upper half-space under the action of Γ0(N). To each of these we attach a Siegel Eisenstein series, and then
we make explicit a result of Siegel, realizing any integral weight average Siegel theta series of arbitrary level N and Dirichlet character χL modulo N as a linear combination of Siegel Eisenstein series.
Key words and phrases:
theta series, quadratic forms, Eisenstein series, Siegel modular forms
††2010 Mathematics Subject Classification: Primary
11F46, 11F11
1. Introduction
In the 1930’s Siegel introduced generalized theta series to study quadratic forms and their representation numbers. Given an m×m symmetric matrix Q for a
positive definite quadratic form on a Z-lattice L, and given an n×n symmetric matrix T for a positive semi-definite quadratic form, the Tth Fourier coefficient of the degree n Siegel theta series
θ(n)(L;τ)
tells us the number of dimension n sublattices of L on which the quadratic form Q restricts to T.
Siegel showed that θ(n)(L;τ) is a degree n, weight m/2 Siegel modular form of some level N and character χL modulo N.
Further, in [4], Siegel showed that upon averaging the theta series over the genus of L, the resulting average theta series θ(n)(genL;τ) is a linear combination of Siegel Eisenstein series, and the coefficients in this linear combination are generalized Gauss sums.
Here we consider the case when m=2k (k∈Z+) and n<k−1
(the condition n<k−1 is to ensure the convergence of the Siegel Eisenstein series we define).
The elements of Γ∞\Spn(Z)/Γ0(N) are sometimes called the 0-dimensional cusps of the degree n Siegel upper half-space
under the action of Γ0(N),
and
for each Γ∞γΓ0(N)∈Γ∞\Spn(Z)/Γ0(N), there is a
degree n Siegel Eisenstein series Eγ
transforming under Γ0(N) with weight k and character χ modulo N
(defined in Section 3). Varying γ to get a complete set of representatives, we know that those Eγ that are nonzero form a basis for the space of Siegel Eisenstein series.
The majority of effort in this paper is spent on finding nice representatives for the 0-dimensional cusps.
Writing γM for the matrix (IM0I),
in Section 4 we define the meaning of γM being a reduced representative modulo an odd prime, modulo 2, and modulo 4; we also define the meaning of γM being a partially reduced representative modulo 2e′ where e′≥3.
When n=1 or 8∤N, we find a complete set of representatives
{γM} for
Γ∞\Spn(Z)/Γ0(N)
so that each γM is reduced modulo N;
when n>1 and 8∣N, we find a set {γM} that contains a complete set of representatives
so that with e′=ord2(N),
each γM is reduced modulo N/2e′ and partially reduced modulo 2e′
(see Propositions 4.2 and 4.3).
Further, given γM
so that γM is reduced modulo N/2e′ and partially reduced modulo 2e′,
M is diagonal modulo qordq(N) for q an odd prime dividing N, and M is an orthogonal sum of unary and binary blocks modulo 2e′. Using these representatives and the local structure of the lattice L at each prime dividing N,
it is fairly straightforward (and amusing) to evaluate the generalized Gauss sums that give us θ(n)(genL;τ) as a linear combination of the Siegel Eisenstein series corresponding to these representatives γM.
Consequently we prove the following.
Theorem 1.1**.**
Let L be a rank 2k Z-lattice (k∈Z+), and let Q be a 2k×2k integral symmetric matrix defining a positive definite quadratic form on L so that Q(x)∈2Z for any x∈L. Let N be the level of Q, and set e′=ord2(N).
Let {γM} be a complete set of representatives for
Γ∞\Spn(Z)/Γ0(N) so that when e′≤2, each γM is reduced modulo N, and when e′≥3 each γM is reduced modulo N/2e′ and partially reduced modulo 2e′. Then
for n∈Z+ with n<k−1, we have
[TABLE]
where κ=1 if N>2 and 21 otherwise, and
a(L,M)=∏q∣Naq(L,M) (q prime) with aq(L,M) defined as follows.
For a prime q∣N with qe∥N, we take G∈SL2k(Zq) so that
[TABLE]
with each Jc of size rc×rc (some rc≥0) and Jc invertible modulo q when rc>0; we also have
[TABLE]
with each Mj of size dj×dj (some dj) and Mj invertible modulo q when dj>0. Then
[TABLE]
For q odd,
[TABLE]
where G1(q) is the classical Gauss sum; for q=2, GJc,Mj(2) is similar (but there are several cases), and the value of this quantity
is given explicitly in Proposition 5.5.
This theorem leaves the following questions unanswered: how do we find a basis of Siegel Eisenstein series when n≥k−1, and how do we find a complete set of representatives for Γ∞\Spn(Z)/Γ0(N) when n>1 and 8∣N?
The author thanks Bristol’s Automorphics Anonymous, Wai Kiu Chan, and Jens Funke for fun and helpful conversations.
2. Preliminaries
Let L=Zx1⊕⋯⊕Zxm, a Z-lattice of rank m, and let Q be an m×m symmetric matrix with integral entries. Thus Q defines a quadratic form on L, via the rule that for x=a1x1+⋯+amxm∈L, we have
[TABLE]
We assume that Q defines a positive definite quadratic form on L, meaning that for x∈L, Q(x)>0 whenever x∈L with x=0. We also assume that Q is even integral, meaning that Q∈Zsymn,n with even diagonal entries
(here, for a ring R, Rsymn,n denotes the set of n×n symmetric matrices with entries in R). Thus for any x∈L, we have Q(x)∈2Z.
The level of Q (also called the level of L) is the smallest positive integer N so that
NQ−1 is even integral.
For n∈Z+, we define the theta series θ(n)(L;τ) with variable
[TABLE]
by setting
[TABLE]
where Y>0 means that Y represents a positive definite quadratic form,
e{∗}=exp(πiTr(∗)), and Q(U)=tUQU.
As mentioned earlier, θ(n)(L;τ) is a Siegel modular form of degree n, weight m/2, level N and quadratic character χ modulo N, meaning that
with
[TABLE]
and
[TABLE]
for any γ=(ACBD)∈Γ0(N),
we have
[TABLE]
When m is odd, we need to specify how we are taking square-roots; from hereon, we will assume that m=2k with k∈Z. With this assumption, for d∈Z with (d,N)=1, we have
[TABLE]
Suppose that L′ is a rank 2k Z-lattice with a positive definite quadratic form given by Q′∈Zsymn,n (relative to some Z-basis for L′).
With L as above, we say that L′ is in the genus of L if, for every prime q, there is some G∈GL2k(Zq) so that tGQ′G=Q; here Zq denotes the set of q-adic integers.
We say that L′ is in the same isometry class as L if there is some G∈GL2k(Z) so that
tGQ′G=Q.
We define o(L′) to be the order of the orthogonal group of L′ (being all G∈GL2k(Z) so that tGQ′G=Q′), and we set
[TABLE]
where
[TABLE]
(so the 0th Fourier coefficient of θ(n)(genL;τ) is 1, as is the 0th Fourier coefficient of θ(n)(L;τ)).
Besides the subgroup Γ0(N) of Spn(Z), we also define the subgroups
[TABLE]
[TABLE]
and
[TABLE]
For later convenience, we set
G±=(In−1−1) and
γ±=(G±G±).
We repeatedly use that Tr(AB)=Tr(BA) and hence e{AB}=e{BA}. Also, with
A,B denoting square matrices, we write A⊥B to denote the block diagonal matrix diag{A,B}, and for ring elements a1,…,ar, we write
\big{<}a_{1},\ldots,a_{r}\big{>} to denote diag{a1,…,ar}.
3. Siegel Eisenstein series
In [5], we constructed Siegel Eisenstein series of degree n, weight k∈Z+, level N and character χ modulo N, presuming we have k>n+1 (this constraint is for reasons of convergence). Here we review this construction, making a few minor modifications to this construction, resulting in a slight modification to their normalizations; then we evaluate the Eisenstein series at the cusps.
We first define an Eisenstein series for Γ(N).
With δ∗ chosen so that
Γ∞+Γ(N)=∪δ∗Γ∞+δ∗ (disjoint) and τ∈H(n),
we set
[TABLE]
Since 1(τ)∣β=1 for β∈Γ∞+, E∗ is well-defined; further, it is analytic (in all variables of τ).
Note that for N≤2, we have γ±∈Γ(N)∖Γ∞+ and so E∗=0 unless k is even.
Now take γ∈Spn(Z). Set
[TABLE]
and
[TABLE]
one easily checks that [Γγ:Γγ+]=1 or 2.
Choose δ,δ′ so that
[TABLE]
using that Γ(N) is a normal subgroup of Spn(Z), we see that
[TABLE]
We set
[TABLE]
here χ(δ) means χ(detDδ).
Note that for β∈Γγ+, we have
[TABLE]
and so E∗∣γβ=E∗∣γ;
hence Eγ′ is well-defined. Also,
for any α∈Γ0(N), δα varies over a set of coset representatives for Γγ+\Γ0(N) as δ does, and so
Eγ′∣α=χ(α)Eγ′. Notice that
[TABLE]
and thus Eγ′=0 unless χ is trivial on Γγ+.
Also notice that with γ,δ′,δ as above, we have
[TABLE]
and Eγ±γ′=(−1)kEγ′.
For γ∈Spn(Z), set
[TABLE]
So when Eγ=0 and
Γγ+=Γγ, we have
[TABLE]
Now suppose that Eγ=0 and Γγ+=Γγ; take β′∈Γγ∖Γ∞+.
Then
[TABLE]
By our choice of β′, we have γβ′γ−1∈γ±Γ∞+Γ(N),
so E∗∣γβ′=χ(−1)E∗∣γ.
Hence
[TABLE]
and so Eγ=0 unless χ(β′)=χ(−1).
Thus regardless of whether Γγ+=Γγ, when Eγ=0 we have
[TABLE]
As discussed in [5], as Γ∞γΓ0(N) varies over Γ∞\Spn(Z)/Γ0(N), the non-zero Eγ form a basis for the space of Siegel Eisenstein series of degree n, weight k, level N, and character χ.
Now we evaluate the non-zero Eγ at the cusps.
Proposition 3.1**.**
Suppose that α,γ∈Spn(Z) so that Eγ=0.
If α∈Γ∞γΓ0(N), then
[TABLE]
If α=βγδ′ for some β∈Γ∞ and δ′∈Γ0(N), then
[TABLE]
Proof.
Since Eγ=0, we have E∗=0 (so if N≤2, k must be even).
In [5], we saw that
[TABLE]
Thus limτ→i∞Eγ∣α−1=0 unless there is some δ∈Γ0(N) so that γδα−1∈Γ∞Γ(N); so this limit is 0 whenever α∈Γ∞γΓ0(N).
Now suppose that α=βγδ′ for some β∈Γ∞ and some δ′∈Γ0(N).
Thus
[TABLE]
Also,
[TABLE]
as γδγ−1β−1∈Γ∞Γ(N) if and only if δ∈Γγ (in which case χ(δ)E∗∣γδγ−1=E∗).
Hence
[TABLE]
(Note that χ is trivial when N≤2.)
∎
Remark. Suppose that Eγ=0. Recall that earlier we noticed that Eγ±γ=(−1)kEγ. Thus with κ=1/2 when N≤2 and κ=1 otherwise, by the above proposition we have
[TABLE]
Hence when Eγ=0, we have χ(−1)=(−1)k.
4. Representatives for 0-dimensional cusps
In this section, we assume that N is odd and
we determine a set of representatives for
the 0-dimensional cusps, each of which corresponds to an element of
Γ∞\Spn(Z)/Γ0(N).
The representatives we find are of the form (IM0I).
Definition.
Take M∈Zsymn,n and set γM=(IM0I)
(so γM∈Spn(Z)).
Set H=(0110) and A=(2112). We write Hd to denote the orthogonal sum of d copies of H.
- (a)
Let q be an odd prime; fix ω so that (qω)=−1. For e∈Z+, we say that γM is a reduced representative modulo qe if the following conditions are met.
- (i)
M≡M0⊥qM1⊥⋯⊥qeMe (qe) with each Mj dj×dj and invertible modulo q; take ℓ minimal so that dℓ>0 and take h maximal so that dh>0;
2. (ii)
if ℓ<j<e
with dj>0 then M_{j}=\big{<}1,\ldots,1,\varepsilon_{j}\big{>}
where εj=1 or ω;
3. (iii)
if 0<ℓ<h=e then M_{\ell}=\big{<}1,\ldots,1,\varepsilon_{\ell}\big{>}
where εℓ=1 or ω;
4. (iv)
if ℓ≤h<e then M_{\ell}=\big{<}1,\ldots,1,\varepsilon_{\ell}\big{>} where 1≤ε≤qmin(ℓ,e−h), q∤εℓ.
2. (b)
For n=1 and e∈Z+, we say that γM is a reduced representative modulo 2e if M≡2ℓε (2e) where 1≤ε≤2min(ℓ,e−ℓ) with 2∤ε.
3. (c)
For n>1, we say that γM is a reduced representative modulo 2 if for some d∈Z, M≡Id⊥0n−d (2); we say that γM is a reduced representative modulo 4 if for some d∈Z,
M≡Id⊥2J1⊥4J2 (4) where either J1=Id′
or J1=H⊥⋯⊥H.
4. (d)
For n>1 and e≥3, we say that γM is a partially reduced representative modulo 2e if the following conditions are met.
- (i)
M≡M0⊥2M0⊥⋯⊥2eMe (2e) where each Mj is dj×dj and invertible modulo 2; take ℓ minimal so that dℓ>0;
2. (ii)
if d0>0 then M0≡I (2e);
3. (iii)
if ℓ<j<e with dj>0, then either Mj is diagonal with diagonal entries from the set {1,3,5,7}, or Mj=Hdj/2, or
Mj=Hdj/2−1⊥A;
4. (iv)
if 0<ℓ<e then either M_{\ell}=\big{<}\eta_{1},\ldots,\eta_{d_{\ell}}\big{>} with
η1,…,ηdℓ−1∈{1,3,5,7} and ηdℓ odd, or
Mℓ=Hdℓ/2−1⊥A′ where A′=(2a′aa2a′a2) with a odd and a′=0 or 1.
For N∈Z+ with 8∤N, we say that γM is a reduced representative modulo N if γM is a reduced representative modulo qe for each prime q∣N with qe∥N.
We will show that each element of Γ∞\Spn(Z)/Γ0(N) is represented by exactly one reduced representative modulo N. We begin with the following easy proposition.
Proposition 4.1**.**
Fix N∈Z+.
- (a)
Suppose that δ∈Spn(Z). Then there is some M′′∈Zsymn,n
so that
δ∈Γ∞γM′′Γ0(N).
2. (b)
Suppose that M,M′′∈Zsymn,n so that G(M′′ I)β≡(M I) (N) where G∈GLn(Z) and β∈Γ0(N).
Then
γM′′∈Γ∞γMΓ0(N).
Proof.
(a) Write δ=(ACBD). By Proposition 3.4 [5],
there is some M′′∈Zsymn,n so that
(C D)=E(M′′ I)γ
for some E∈SLn(Z) and γ∈Γ0(N).
Hence with
[TABLE]
we have β∈Γ∞ and
[TABLE]
Therefore
δ∈Γ∞βγ0γ⊆Γ∞γ0Γ0(N).
(b) By Proposition 3.3 [5], we have G(M′′ I)β∈(M I)Γ(N)
and hence
[TABLE]
From this the claim easily follows.
∎
Proposition 4.2**.**
Let N∈Z+, and take δ∈Spn(Z). Set e′=ord2(N). When e′≤2 or n=1 there is a reduced representative γM modulo N so that
δ∈Γ∞γMΓ0(N). When e′≥3, there is some γM∈Spn(Z) with
γM reduced modulo N/2e′, γM partially reduced modulo 2e′, and
δ∈Γ∞γMΓ0(N).
Proof.
By Proposition 4.1, there is some M′′∈Zsymn,n so that
δ∈Γ∞γM′′Γ0(N).
We show that
γM′′∈Γ∞γMΓ0(N)
where γM is a reduced representative modulo N, and hence
δ∈Γ∞γMΓ0(N).
To do this,
for each prime q∣N with qe∥N,
we find matrices E(q),G(q)∈SLn(Z) with E(q)G(q)≡I (N/qe), and
α(q)β(q)∈Γ0(N) with α(q)β(q)≡I (N/qe), and so that
[TABLE]
where γM is reduced modulo qe (or partially reduced when q=2 and e≥3).
Then we define E(N), G(N), α(N), β(N) by setting E(N)=∏q∣NE(q) and so on. Thus we get
[TABLE]
Consequently, by Proposition 4.1,
δ∈Γ∞γMΓ0(N).
We first consider the case that q is odd.
(a) Fix an odd prime q∣N and e∈Z+ so that qe∥N; fix ω∈Z so that (qω)=−1.
We know by §91 [3], or equivalently Corollary 8.2 and Theorem 85 of [2], that
there is some G′′∈GLn(Zq) so that
[TABLE]
with Mji′′ of size dj×dj for some dj, and when dj>0 with j<e,
M_{j}^{\prime\prime}=\big{<}1,\ldots,1,\eta^{\prime\prime}_{j}\big{>} where ηj′′=1 or ω.
Fix ℓ to be minimal with dℓ>0. Then
right-multiplying G′′ by a suitable diagonal matrix, we obtain G′∈SLn(Zq) so that
[TABLE]
where
M^{\prime}_{j}=\big{<}1,\ldots,1,\eta^{\prime}_{j}\big{>}, with ηj′=ηj′′ for ℓ<j<e when dj>0,
and ηℓ′=ηℓ′′(detG′′)−2.
Now take G=G(q)∈SLn(Z) so that G≡I (N/qe) and
G≡G′ (qe), and set M′=tGM′′G.
Thus M′≡qℓMℓ′⊥⋯⊥qeMe′ (qe).
Set α=α(q)=(GtG−1); then α∈Γ0(N) with α≡I (N/qe),
and
[TABLE]
We now find E=E(q)∈SLn(Z) and β=β(q)∈Γ0(N) so that
E(M′ I)β≡(M′ I) (N/qe) and
E(M′ I)β≡(M I) (qe) where γM is a reduced representative modulo qe.
First note that for ℓ<j<e we have M^{\prime}_{j}=\big{<}1,\ldots,1,\eta^{\prime}_{j}\big{>}=\varepsilon_{j} where ηj′=1 or ω.
Suppose that 0<ℓ<h=e. Take u∈Z so that
ηℓ′u2≡1 or ω modulo qe, and take u so that
uu≡1 (qe).
Take E′=(wyxz)∈SL2(Z) so that E′≡(uu) (qe) and E′≡I (N/qe).
Take β′=(E′t(E′)−1).
Thus
[TABLE]
We lift E′ to
[TABLE]
with E≡I (N/qe) by taking
[TABLE]
[TABLE]
Set β=β(q)=(EtE−1).
Then
[TABLE]
where γM is reduced modulo qe.
Now suppose that ℓ≤h<e and ℓ≤e−h. Choose ηℓ so that 1≤ηℓ≤qℓ with ηℓ≡ηℓ′ (qℓ). Thus with
ηℓ∈Z so that ηℓηℓ≡1 (qe), we have ηℓηℓ′=1+qℓb′ for some b′∈Z. Take b=−ηℓ′b′, and take β′=(wyxz)∈SL2(Z) so that β′≡I (N/qe) and
β′≡(ηℓ′ηℓbηℓ′ηℓ) (qe).
Then
[TABLE]
We lift β′ to β=β(q)∈Γ0(N) with β≡I (N/qe) by setting β=(WYXZ) where
[TABLE]
[TABLE]
Then (M′ I)β≡(M I) (qe) where γM is reduced modulo qe.
We set E(q)=I.
Finally, suppose that ℓ≤h<e and
0<e−h<ℓ<e. Choose ηℓ so that 1≤ηℓ≤qe−h with ηℓ≡ηℓ′ (qe−h). As e−h>0, we know that
(qηℓηℓ′)=1 and so there is some u∈Z so that ηℓ′u2≡ηℓ (qe).
Take E′=(wyxz)∈SL2(Z) so that E′≡I (N/qe)
and E′≡(uu) (qe) where uu≡1 (qe). Take β′=(E′t(E′)−1).
Then
[TABLE]
We have u2≡ηℓ′ηℓ≡1 (qe−h), and thus
qhηh′u2≡qhηh′ (qe).
We lift E′ to E=E(q)∈SLn(Z) with E≡I (N/qe)
by setting E′=(WYXZ) where
[TABLE]
[TABLE]
Set β=β(q)=(EtE−1).
So β∈Γ0(N) with β≡I (N/qe), and
[TABLE]
where γM is reduced modulo qe.
(b) Now suppose that n=1, and fix a prime q∣N with qe∥N; take ℓ and η′ so that M′′=qℓη′, q∤η′. If ℓ≥e then γM′′ is a reduced representative modulo qe. So suppose that ℓ<e.
Suppose that e−ℓ≤ℓ. Take η so that 1≤η≤qe−ℓ with η≡η′ (qe−ℓ). Then (qℓη′ 1)≡(qℓη 1) (qe), and so γM′′ is reduced modulo qe. Take E(q),G(q),α(q),β(q) to be identity matrices.
Suppose that ℓ<e−ℓ. Choose η so that 1≤η≤qℓ with η≡η′ (qℓ). Take u so that u≡ηη′ (qe) where η′η′≡1 (qe). Thus with u so that uu≡1 (qe), we have u=1+qℓb′ for some b′. Take b=−η′b′, and take β=β(q)∈SL2(Z) so that β≡I (N/qe) and β≡(u0bu) (qe).
Thus (M′′ 1)β=(M 1) where γM is reduced modulo qe.
Take E(q),G(q),α(q) to be identity matrices.
(c) Suppose that n>1 and 2e∥N where e>0.
By §93 of [3], or equivalently Theorem 8.9 of [2], there is some G′′∈GLn(Z2) so that
[TABLE]
with Mj′′ dj×dj for some dj, and when dj>0 with j<e, either Mj′′
is diagonal with entries from {1,3,5,7}, or Mj′′=H⊥⋯⊥H
where H=(0110), or Mj′′=H⊥⋯⊥H⊥A
where A=(2112).
Then as in case (a), we can take G=G(2)∈SLn(Z) so that G≡I (N/2e) and
[TABLE]
where Mj′=Mj′′ for ℓ<j<e, and
[TABLE]
Set α(2)=(GtG−1).
Note that if d1>0 then 2M1′′≡2Id1 (4) or
2M1′′≡H⊥⋯⊥H (4); hence if d0=0, then γM′ is
completely reduced modulo 2e if e≤2, and partially reduced modulo 2e if e≥3.
So when d0=0 we take E(2)=I and β(2)=I.
Suppose that d0>0.
Take v∈Z so that v≡detM0′ (2e) and v≡1 (N/2e);
take (wyxz)∈SL2(Z) so that
(wyxz)≡(vv) (N)
where vv≡1 (N).
Take δ′=(WYXZ) where
[TABLE]
[TABLE]
Now take M0′ so that M0′M0′≡I (2e), and
take U∈SLd0(Z) so that U≡(Iv)M0′′ (2e)
and U≡I (N/2e). Take U′ so that U′≡U(I−M0′) (2e) and U′≡0 (N/2e).
Set
[TABLE]
So δ′′∈Γ0(N) and δ′′≡I (N/2e).
Set β=β(2)=δ′δ′′ and E=E(2)=I.
Then tEtG(M′′ I)αβ≡(M I) (2e) where γM is reduced modulo 2e
if e≤2, and partially reduced modulo 2e if e≥3.
∎
Proposition 4.3**.**
Take N∈Z+ and set e′=ord2(N). Suppose that
γM′∈Γ∞γMΓ0(N) where
γM and γM′ are reduced representatives modulo N/2e′; also suppose that γM and γM′ are reduced representatives modulo 2e′ when e′≤2, and partially reduced representatives modulo 2e′ when e′≥3.
Then M′≡M (N/2e′), and M′≡M (2e′) if e′≤2. Hence for e′≤2, as γM varies over reduced representatives modulo N, {γM} is a complete set of representatives for
Γ∞\Spn(Z)/Γ0(N); for e′≥3, as γM varies over representatives that are reduced modulo N/2e′ and partially reduced modulo 2e′, the set {γM} contains a set of representatives for
Γ∞\Spn(Z)/Γ0(N).
Proof.
Since γM′∈Γ∞γMΓ0(N), we that there are E∈GLn(Z) and δ=(ACBD)∈Γ0(N)
so that E(M I)δ=(M′ I). Set (M′′ I)=G±(M′ I)γ±.
Since M′ is diagonal modulo N/2e′, we have M′′≡M′ (N/2e′);
when e′≤2, we have M′′≡M′ (2e′).
Thus replacing γM′ by γ±γM′γ± if necessary, we can assume that E(M I)δ=(M′ I) with E∈SLn(Z).
For e′≤2, Proposition 3.4 [5] shows that M′≡M (2e′).
So suppose that q is an odd prime dividing N with qe∥N.
We have
[TABLE]
with Mi di×di for some di, and when di>0,
M_{i}=\big{<}1,\ldots,1,\varepsilon_{i}\big{>} where εi is as in the definition of a reduced representative modulo qe. Similarly,
[TABLE]
with Mi di×di for some di, and when di>0,
M^{\prime}_{i}=\big{<}1,\ldots,1,\varepsilon^{\prime}_{i}\big{>} where εi′ is as in the definition of a reduced representative modulo qe.
Take ℓ minimal so that dℓ>0, and take h maximal so that dh>0. Note that by assumption, M′≡EMA (qe), where E,A are necessarily invertible modulo q
Therefore qℓ∥M′ as qℓ∥M.
So for 0≤i<ℓ, we have di′=0, and dℓ′>0.
We first want to show di′=di for each i with ℓ≤i≤e.
If ℓ=e then, since qt∣C, we
have M′≡M≡0 (qe) so we are done.
So suppose ℓ<e.
Take r=min(h−ℓ,e−1−ℓ).
For 0≤i≤r, take
[TABLE]
So S0=I, and
[TABLE]
Suppose that 0≤i<r, Si−1ESi is integral (hence invertible modulo q), and
dj′=dj for ℓ≤j<ℓ+i.
We claim dℓ+i′=dℓ+i and Si+1−1ESi+1 is integral.
We have
[TABLE]
Since Si−1ESi and A are integral and invertible modulo q, and
q−ℓSi−1M is integral, we must have that
q−ℓSi−1M′
is integral.
Therefore
[TABLE]
Hence dℓ+i=dℓ+i′.
Also, we have
[TABLE]
and
[TABLE]
where U1,U1′,E1,A1 are (dℓ+⋯+dℓ+i)×(dℓ+⋯+dℓ+i), and U1,U1′ are
invertible modulo q. So (recalling that EMA≡M′ (qe)), we have
[TABLE]
Hence E1,A1 are invertible modulo q and E3≡0 (q). Thus with c=dℓ+⋯+dℓ+i+1,
[TABLE]
is integral; that is, Si+1−1ESi+1 is integral.
Hence by induction on i, we have that dℓ+i=dℓ+i′ for
0≤i≤r=min(h−ℓ,e−1−ℓ), and
Sr−1ESr is integral. Since M′≡tAMtE (qt), the above argument also shows that SrASr−1 is integral.
With renewed notation, write E=(Eij), A=(Aij) where
Eij,Aij are di×dj (ℓ≤i,j≤h).
Since E,A are invertible modulo q
and Sr−1ESr,SrASr−1 are integral, we have Eij,Aij≡0 (qi−j) whenever j<i<e.
Thus Eii and Aii are invertible modulo q for all i.
Hence for ℓ≤i<e, we have
[TABLE]
For j<i<e we have qjEijMjAji≡0 (qi−j), and so
Mi′≡EiiAiAii (q).
Since E(M I)(A0BD)≡(M′ I) (qe),
we have
E(MB+D)≡I (qe).
We have qℓ∣M, so ED≡I (qℓ).
We also have tAD≡I (qe), so E≡tA (qℓ).
Therefore Eii≡tAii (qℓ) for all i.
Hence for all i, we have
[TABLE]
Since (IM0I) and (IM′0I)
are reduced representatives modulo qe, this means that
qiMi′≡qiMi (qe)
for ℓ<i<e and
qℓMℓ≡qℓMℓ′ (qe) if ℓ=0 or ℓ=e or 0<ℓ<h=e.
So now suppose that 0<ℓ≤h<e. Thus with m=min(ℓ,e−h), we have
M_{\ell}\equiv\big{<}1,\ldots,1,\varepsilon_{\ell}\big{>}\ (q^{e-\ell}) and
M^{\prime}_{\ell}\equiv\big{<}1,\ldots,1,\varepsilon^{\prime}_{\ell}\big{>}\ (q^{e-\ell}) where 1≤εℓ,εℓ′≤qm,
q∤εℓ,εℓ′.
Since
[TABLE]
we have
[TABLE]
with Sh−ℓ−1ESh−ℓ integral with determinant 1, and detA≡1 (qℓ).
Hence
[TABLE]
We have seen that for ℓ<i≤h (with di>0), we have
qiMi′≡qiMi (qe), and hence detMi′≡detMi (qe−i). Thus detMi′≡detMi (qm) for ℓ<i≤h. Consequently, since detMi is a unit modulo q when di>0, we have detMℓ′≡detMℓ (qm). Hence
Mℓ′≡Mℓ (qm), and so
M′≡M (qe).
As this holds for all primes q∣N with qe∥N, we have M′≡M (qe).
Thus
γM′−1γM≡I (N), and hence γM′∈γMΓ(N).
∎
5. Evaluating average theta series at the cusps
As noted earlier, in [4] Siegel showed that the value of the average theta series at any 0-dimensional cusp is given by a generalized Gauss sum. Here we first review that result, using the representatives for the 0-dimensional cusps that we described earlier. Then we unwind the generalized Gauss sum to realize it explicitly in terms of powers of primes, Legendre symbols, and eighth roots of unity.
Proposition 5.1**.**
Suppose that
L=Zx1⊕⋯⊕Zxm with m=2k, k∈Z+. Also suppose that
Q∈Zsymm,m is the matrix for a positive definite, even integral quadratic form on L relative to the given basis for L; let N be the level of Q.
Take (I−M0I)∈Spn(Z). Then
we have
[TABLE]
where, with q prime and qe∥N,
[TABLE]
Proof.
We will use the Inversion Formula (Lemma 1.3.15 [1]), which says the following.
With U0∈Qm,n and
[TABLE]
we have
[TABLE]
Take (I−M0I)∈Spn(Z). Then
applying the Inversion Formula we have
[TABLE]
Applying the Inversion Formula again, we get
[TABLE]
Now we consider
[TABLE]
We have
[TABLE]
Hence
[TABLE]
Write N=q1e1⋯qses where q1,…,qs are the distinct primes dividing N, and set Ni=N/qiei.
Let L=Zm,n (an additive group).
One easily verifies that the map
[TABLE]
defines an isomorphism from
N1L⊕⋯⊕NsL onto L/NL.
Also, for Ui=NiVi∈NiL (1≤i≤s), since NQ−1 is even integral we have
[TABLE]
Hence
[TABLE]
∎
Next we use the local structure of Q over Zq for a prime q∣N to simplify the sum defining aq(L,M), describing it in terms of invariants of ZqL, M modulo qe, and
certain generalized Gauss sums, defined as follows.
Definition. Suppose that q is prime, and r,d,h∈Z+. Take J′∈Zsymr,r and M′∈Zsymd,d so that J′ and M′ are invertible modulo q, and 2∣J′ when q=2. Set
[TABLE]
For x,y∈Zr,d, one easily verifies that e{J′(x+qhy)M′/qh}=e{J′(x)M′/qh}, and hence GJ′,M′(qh) is well-defined.
Note that for E∈SLr(Z) and G∈SLd(Z), EUG varies over Zr,d/qhZr,d as U does; hence with J′′=tEJ′E and M′′=GM′tG, we have
GJ′′,M′′(qh)=GJ′,M′(qh). Also, GJ′,M′(qh)=GM′,J′(qh).
Proposition 5.2**.**
Suppose that L=Zx1⊕⋯Zxm is equipped with an even integral quadratic form represented by Q∈Zsymm,m relative to the given basis for L.
Let N be the level of Q, and suppose that q is a prime with qe∥N where e∈Z+.
- (a)
There is some G∈SLm(Zq) so that
[TABLE]
where each Jc is rc×rc for some rc. Further, when q=2 and rc>0,
[TABLE]
with q∤νc;
when q=2 and rc>0,
[TABLE]
where μ1,…,μrc∈{1,3,5,7}, H=(0110),
and Ac=(2ac′acac2ac′ac2)
with ac′=0 or 1, and ac odd.
Also, when q=2 and r0>0, J0 is even integral.
Further, when q=2, re>0;
when q=2, J0 is even integral, and either re>0 and Je is even integral, or re=0 and re−1>0 with Je−1 diagonal.
2. (b)
Take M∈Zsymn,n so that
[TABLE]
with each Mj dj×dj, and Mj is invertible modulo q when dj>0.
Then
[TABLE]
where, for each c so that rc>0,
Jc′=(Iuc)Jc(Iuc)
for some uc, q∤uc
Proof.
(a) Fix a prime q with qe∥N.
By §93 of [3], or equivalently Theorems 8.5 and 8.9 of [2], we know that there is some G′∈SLm(Zq) so that
[TABLE]
where each Jc is as in the statement of the proposition; in particular, each Jc is invertible modulo q.
Note that since Q is even integral, when q=2 and r0>0, we have that J0 is even integral; also, when q=2 and re>0, we have that Je is even integral since NQ−1 is even integral.
Taking G∈SLm(Z) so that G≡G′ (qe+1), we get
[TABLE]
(b) Take G′ as in (a).
Then
[TABLE]
Take N′=N/qe and u∈Zq so that
[TABLE]
(recall that each Ji is invertible over Zq whenever ri>0).
Take E∈SLm(Z) so that E≡G′′ (qe). Thus
qe(N′)2tEQ−1E≡Q′ (qe) where
[TABLE]
and, for each c so that rc>0, either Jc′=Jc or
Jc′=(Iu)Jc(Iu).
Since EV varies over Zm,n/qeZm,n as V does, we have
[TABLE]
where, for the last equality, we used that d0+⋯+de=n and r0+⋯+re=m.
∎
We now evaluate the Gauss sums that appear in the above proposition.
We first use a standard argument to reduce the modulus of the Gauss sum.
Proposition 5.3**.**
Let q be a prime, r,d∈Z+, J′∈Zsymr,r, M′∈Zsymd,d (r,d>0) so that J′,M′ are invertible modulo q.
Then for h≥2, we have
[TABLE]
Proof.
We have
[TABLE]
This last sum on y is a character sum, yielding 0 if q∤x and qrd otherwise.
Hence
GJ′,M′(qh)=qrdGJ′,M′(qh−2).
Repeated applications of this identity yields the result.
∎
Now we evaluate the Gauss sums GJ′,M′(q), separating the cases of q odd and even.
Proposition 5.4**.**
Let q be an odd prime. Suppose that
J′∈Zsymr,r and M′∈Zsymd,d
(r,d>0) so that J′,M′ are invertible modulo q.
Then
[TABLE]
where G1(q) is the classical Gauss sum.
Thus for u∈Z with q∤u and
[TABLE]
we have
GJ′,M′(q)=GJ,M′(q).
Proof.
As in the proof of Proposition 5.2, we can find E∈SLr(Z) and E′∈SLd(Z) so that {}^{t}EJ^{\prime}E\equiv 2\big{<}1,\ldots,1,\nu\big{>}\ (q) and {}^{t}E^{\prime}M^{\prime}E^{\prime}\equiv\big{<}1,\ldots,1,\varepsilon\big{>}\ (q). As ExE′ varies over Zr,d/qZr,d as x does, we can replace x by ExE′ in the sum defining
GJ′,M′(q).
Expanding tx(tEJ′E)x(tE′M′E′)
we find that
[TABLE]
Since Ga(q)=(qa)G1(q), the result follows.
∎
To help us state the next proposition, we introduce the following terminology.
Definition. Suppose that J′∈Zsymr,r (r>0) so that 2∤detJ′ and J′ is even integral. As discussed in the proof of Proposition 5.2, we can find E∈SLr(Z) so that
[TABLE]
where H=(0110) and A′=±H or
±(2112). When A′=±H then we say that J′ is hyperbolic modulo 4; note that J′ is hyperbolic modulo 4 exactly when J′ is even integral and (−1)r/2detJ′≡1 (4).
Proposition 5.5**.**
Suppose that J′∈Zsymr,r and M′∈Zsymd,d (r,d>0)
so that J′,M′ are invertible modulo 2.
- (a)
Suppose that J′ and M′ are even integral. Then GJ′,M′(2)=2rd/2.
2. (b)
Suppose that either J′ or M′ is not even integral, and that the other is even integral and
hyperbolic modulo 4. Then Then GJ′,M′(2)=2rd/2.
3. (c)
Suppose that either J′ or M′ is not even integral, and that the other is
even integral but not hyperbolic modulo 4. Then GJ′,M′(2)=(−1)rd2rd/2.
4. (d)
Suppose that neither J′ nor M′ is even integral; in this case there exist
E∈SLr(Z), E′∈SLd(Z), r′,d′∈Z so that
[TABLE]
Then GJ′,M′(2)=(2i)rd/2(−i)2r′d′−rd′−r′d.
Also, for odd u∈Z and
[TABLE]
we have
GJ,M′(2)=GJ′,M′(2).
Proof.
As we saw in the proof of Proposition 5.2, we can find E∈SLr(Z)
so that when J′ is even integral we have
[TABLE]
with A′=±H or ±(2112), and when J′ is not even integral we have
tEJ′E≡Ir′⊥3Ir−r′ (4) for some r′. Similarly, we can find E′∈SLd(Z) so that when M′ is even integral we have
[TABLE]
with A′′=±H or ±(2112), and when M′ is not even integral we have
tE′M′E′≡Id′⊥3Id−d′ (4) for some d′.
In the sum defining GJ′,M′(2), we can replace x∈Zr,d/2Zr,d by ExE′, and then
GJ′,M′(2) decomposes as a product of sums over 2×2 or 2×1 or 1×2 or 1×1 matrices modulo 2.
For A′=(2a′b′b′2c′), A′′=(2a′′b′′b′′2c′′)
with b′,b′′ odd, we have
[TABLE]
With A′=±H,
A′′=±(2112) and ε odd,
we have
[TABLE]
Finally, with νε odd, we have
[TABLE]
From this the proposition follows.
∎
6. Proof of Theorem 1.1
We have a dimension 2k Z-lattice L equipped with a positive definite, even integral quadratic form represented by Q∈Zsym2k,2k.
We let M∈Zsymn,n vary so that
{EγM} is a basis for the space of Siegel Eisenstein series
of degree n, weight k, level N, and character χL
(where χL is the character associated to θ(n)(L;τ),
as defined in Section 2).
By Proposition 4.2, we can assume that
each
γM=(IM0I) is a reduced representative modulo N/2ord2(N) and a partially reduced representative modulo 2ord2(N).
From [4], we know that for some a′(L,M)
we have
[TABLE]
For EγM and EγN in the basis for Siegel Eisenstein series, Proposition 3.1 gives us
[TABLE]
and Proposition 5.1 gives us
[TABLE]
where aq(L,M) is defined in Proposition 5.1.
Fix a prime q∣N with qe∥N.
By Proposition 5.2, there is some G∈SLm(Z) so that
[TABLE]
where for 0≤c≤e, there is some rc so that Jc is rc×rc, integral and symmetric, with q∤detJc when rc>0.
Also, by our choices of M,
[TABLE]
where for 0≤j<e, there is some dj so that
Mj is dj×dj, integral and symmetric, with q∤Mj when dj>0.
By Propositions 5.2 and 5.3, aq(L,M) is determined by GJc′,Mj(q)
(0≤j<c≤e) where
Jc′=(Iuc)Jc(Iuc)
for some uc with q∤uc. By Propositions 5.4 and 5.5, we have
GJc′,Mj(q)=GJc,Mj(q), and when q is odd, GJc,Mj(q) is determined by the dimensions and determinants of Jc and Mj.
Now consider the case that q=2. A priori, by Proposition 5.5, GJc,Mj(2) is determined by the structures of Jc and Mj modulo 4, yet we only know the structure of Me−1 modulo 2, and we do not even know the structure of Me modulo 2. However, the formula for aq(L,M) only involves the Gauss sums
GJc,Mj(2) for 0≤j<c≤e, so we only need to ascertain that GJe,Me−1(2) is well-determined by Me−1 modulo 2 in the case that re,de−1>0. In the case that re,de−1>0, we know from Proposition 5.2 that Je is even integral, and so by Proposition 5.5,
the value of GJe,Me−1(2) is determined by whether Je is hyperbolic, and whether Me−1 is even integral (which can be discerned by Me−1 modulo 2).
Consequently Propositions 5.1–5.5 show that limτ→i∞θ(n)(L;τ)∣γM−1 is determined by M and the local structure of L at each prime dividing N. Hence
[TABLE]
where κ=1 if N>2 and κ=1/2 otherwise. Also, Propositions 5.1–5.5 give us the exact value of aq(L,M) for each prime q∣N.
Note that since a′(L,M)=0 for those M in the theorem, we conclude that EγM=0.