Invertibility of Toeplitz operators with polyanalytic symbols
Akaki Tikaradze

TL;DR
This paper demonstrates that Toeplitz operators with polyanalytic symbols on the Bergman space can be represented as quotients of differential operators, leading to new invertibility criteria and operator-theoretic insights.
Contribution
It introduces a novel representation of Toeplitz operators with polyanalytic symbols as quotients of differential operators, providing new criteria for invertibility.
Findings
Representation of Toeplitz operators as quotients of differential operators
Invertibility criteria for Toeplitz operators with polyanalytic symbols
Operator-theoretic results derived from the differential operator framework
Abstract
Given a polyanalytic function, we show that the corresponding Toeplitz operator on the Bergman space of the unit disc can be expressed as a quotient of certain differential operators with holomorphic coefficients. This enables us to obtain several operator theoretic results including a criterion for invertibility of a Toeplitz operator.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsHolomorphic and Operator Theory · Algebraic and Geometric Analysis · Advanced Topics in Algebra
Invertibility of Toeplitz operators with polyanalytic symbols
Akaki Tikaradze
University of Toledo, Department of Mathematics & Statistics, Toledo, OH 43606, USA
Abstract.
For a class of continuous functions including complex polynomials in we show that the corresponding Toeplitz operator on the Bergman space of the unit disc can be expressed as a quotient of certain differential operators with holomorphic coefficients. This enables us to obtain several nontrivial operator theoretic results about such Toeplitz operators, including a new criterion for invertibility of a Toeplitz operator for a class of harmonic symbols.
1. Introduction
Throughout will denote the unit disc and will denote the Bergman space of square integrable holomorphic functions on with respect to the normalized Lebesgue measure. Also, by will denote the Frechet space of all holomorphic functions on , while denotes the set of all holomorphic functions defined on a neighbourhood of given a bounded measurable function , we will denote by the corresponding Toeplitz operator. Recall its definition: where denotes the orthogonal projection. Let be a polyanalytic function on We are interested in the question of invertibility of the corresponding Toeplitz operator More generally we are interested in determining dimensions of its kernel and cokernel. Similar problem in the setting of the Hardy space is well understood. Indeed, recall that a well-known theorem of Coburn asserts that given any , then the corresponding Toeplitz operator is either injective, or its conjugate is injective. We will recall the following refinement of the Coburn’s theorem for symbols that are continuous up to the boundary of (such symbols will be the object of our main interest.)
Theorem 1.1**.**
*([D]). Let then is a Fredholm operator if and only if does not vanish on Let be the the winding number of around If then is onto with -dimensional kernel. If then is injective with -dimensional cokernel. Finally is invertible if *
We recall the following well-known partial analogue of this statement in the Bergman space setting (see for example [[SZ1], Theorem 24].) It provides the full description of all Fredholm operators of the form
Lemma 1.1**.**
If , then is a Fredholm operator if and only if does not vanish on in this case its index equals to minus of the the winding number of around
The full analogue of Theorem 1.1 in the Bergman space setting fails even for harmonic functions: Sundberg and Zheng [SZ] constructed an example ) such that is not invertible while the winding number of around 0 is 0.
Determining dimensions of for general classes of harmonic symbols (in the Bergman setting) is a fundamental problem, full solution to which in seems to be out of reach at the moment. We will also recall that for real harmonic function is invertible if ) is bounded away from zero by Mcdonald-Sundberg [MS].
Let us start by recalling results of Sundberg and Zheng [SZ] in more detail. They made a crucial observation that
[TABLE]
Based on this it is easy to deduce that given then if and only if satisfies the following first order differential equation
[TABLE]
Thus is invertible iff
[TABLE]
This observation led Sundberg and Zheng to a construction of a rational function with poles outside such that has the property that is a Fredholm operator of index 0, but (hence is nontrivial. Moreover 0 is an isolated element of the spectrum of [[SZ], Theorem 2.3, Lemma 2.2].
We will use the following notation/convention to state our main results. Given an -th order polyanalytic function we will define the following holomorphic function as follows:
[TABLE]
The crucial relation between and is that Therefore it follows from the argument principle that (assuming if the winding number of around 0 is then has zeros on
Now we will state our main results. Given an -th order polyanalytic function we will define the following -th order differential operator
[TABLE]
The following is the key result.
Lemma 1.2**.**
Let Put Then if and only if In particular if and only if
This result allows us to transfer the problems about the kernel of Toeplitz operators with polyanalytic symbols (in particular questions about their invertibility) to the problems about existence of solutions of holomorphic ordinary differential equations. The key for proving the above result will be to explicitly realize Toeplitz operators with polyanalytic symbols as a fraction of differential operators with analytic coefficients. This enables us to embed the algebra generated of Toeplitz operators with polyanalytic symbols into a skew field of analytic differential operators on . As an immediate corollary we obtain the following.
Proposition 1.1**.**
The algebra generated by all Toeplitz operators with polyanalytic symbols has no zero divisors.
The problem of analysing for -th order polyanalytic functions can be naturally broken up into studying for which has zeros in for each nonnegative integer value of More specifically, given (not necessarily distinct) we would like to analyse for -th order polyanalytic such that zeroes of in are precisely The case of is perhaps the most interesting since this is the case for index [math] A deep connection between operator theoretic properties of and function theoretic properties of is highlighted by the fact (to be proven below) that equation is equivalent to the differential equation whose singularities are precisely at zeros of Our main results provide full answer to this classification question for , as well as for the case of and
Theorem 1.2**.**
Let be an -th order polyanalytic function. Then the kernel of is at most -dimensional. If and is nowhere vanishing on , then is surjective with n-dimensional kernel. If has a zero on such that
[TABLE]
then the kernel of is at most -dimensional. If and has a single zero on and no zeroes on then is onto if and only if the above condition holds, in which case is -dimensional.
Our next result provides invertibility criterion for Toeplitz operators where is an -th order harmonic function such that has a zero with multiplicity in
Theorem 1.3**.**
Let and Then Toeplitz operator is injective if the following equation has no roots in
[TABLE]
Moreover, equals to the number of distinct roots of the above equation in if has no zeroes on In particular, if and is not equal to on , then is invertible. Thus if such that on and is a starlike domain around 0, then is invertible for any
Finally, let us recall the following version of a question of Douglas about invertibility of Toeplitz operators for harmonic symbols in the Bergman space setting.
Question 1**.**
Let be a nowhere vanishing harmonic function in a neighbourhood of then is invertible? More generally, is the spectrum of a subset of
Remark that while given a nowhere vanishing harmonic as above, then the winding number of around 0 is 0 (hence has index 0), inverse of this statement is certainly not true: There are examples of vanishing harmonic functions on with winding number on the boundary around 0 being 0 (see [ZZ]). To the best of our knowledge there are no negative answers known in the existing literature to the above version of Douglas’s question. We will show in Corollary 2.1 that Douglas’s question has an affirmative answer for harmonic polynomials of the form , where is a quadratic polynomial. Note however that even for quadratic need not be a subset of the spectrum of as shown in [[ZZ], Theorem 4.1]. For a linear the spectrum of does equal to [[ZZ], Theorem 3.1].
2. The differential operator
Recall the following well known formula
[TABLE]
This easily implies that for any polynomial , we have
[TABLE]
Where denotes the differentiation operator, and are understood as invertible differential operators.
In particular, which is equivalent to the following formula from Sundberg-Zheng [SZ]
[TABLE]
Proof of Lemma 1.2.
Since is an injective linear operator, it suffices to check that Hence we need to show that
[TABLE]
It suffices to check this equality for But this is immediate from the above discussion.
∎
Next we will compute the first two leading terms of i.e. coefficients in front of Clearly the leading term of is Recall that the following commutator relation holds in the ring of differential operators
[TABLE]
Using this relation we easily obtain the following expansion in terms of powers of
[TABLE]
Thus
[TABLE]
Our differential operator is is
[TABLE]
Therefore the coefficient in front of is
[TABLE]
Which may be written as
[TABLE]
Which is equal to
[TABLE]
To summarize we have
[TABLE]
.
Proof of Theorems 1.2, 1.3.
By Lemma 1.2, we will need to analyse the dimension of the space of solutions of the differential equation for Since it is an -th order homogeneous equation, its space of solutions is at most n-dimensional, thus for any -th order polyanalytic function . Now suppose that is of order such that has no zeroes on Thus the index of is , on the other hand Therefore and
The rest of the proof will proceed by observing that the differential equation has regular singularity at and then applying the Frobenius method provides the corresponding indicial equation in , where is the smallest nonzero power of appearing in the Taylor expansion of a nontrivial solution at Indeed, recall that an -th order differential equation is said to have regular singularity at w if is holomorphic in a neighbourhood of For such an equation let be the value of at We will refer to as the essential part at of the differential operator Then the indicial equation of the above differential equation is Recall that the dimension of the space of holomorphic solutions around equals to the number of distinct roots of the indicial equation in Moreover, a classical theorem of Fuchs’ [H] asserts that if are holomorphic in a neighbourhood of then for each such root there is a holomorphic solution around with order of vanishing at equalling
Now in the setting of Theorem 1.2, it follows that the equation has a regular singularity at and the corresponding indicial equation is
[TABLE]
which gives and Thus we are done by Fuchs’ theorem.
Now we will show Theorem 1.3. We want to show that the differential operator for has regular singularity at , and then compute its essential part. Then we will obtain the desired indicial equation by evaluating the essential part on and setting it to equal 0. Recall that
[TABLE]
Hence
[TABLE]
Now we can obtain the following recursive equality
[TABLE]
which yields
[TABLE]
Hence we have the following recursive formula (put for brevity)
[TABLE]
Finally, we have
[TABLE]
The latter has regular singularity at , and evaluated on gives
[TABLE]
Next we will compute the essential part at of the differential operator Suffices to compute this for On the other hand the essential part at of differential operator is [math] unless So the desired essential part is that of which is equal to the essential part of Now recall a well-known equality in the algebra of differential operators
[TABLE]
Hence the essential part is Finally, we obtain the sought after indicial equation is
[TABLE]
Now the desired result follows by Fuchs’ theorem just as in the proof of Theorem 1.2.
Finally, it suffices to see that the above equation has no solutions in for The letter follows from an easy fact that
[TABLE]
for all
∎
Remark 2.1**.**
Let as above be such that the winding number around 0 of is 0. Then for such generic , the corresponding Toeplitz operator is invertible. Let be zeros of on It follows that is not invertible if and only if equation has a nontrivial solution in Let be the matrix form of this equation. For generic such it follows that this equation has regular singularities at Put Thus generically, distinct eigenvalues of do not differ by integers Let be the monodromy matrices around respectively. Then is conjugate to , hence it has an eigenvalue 1 with multiplicity Then existence of such a solution implies that matrices have a simultaneous eigenvector with eigenvalue 1. But generically this does not hold.
Let us explicitly write down the differential equation of For computational simplicity we will consider harmonic functions
[TABLE]
So The corresponding differential equations is
[TABLE]
which simplifies to
[TABLE]
We will end by explicitly working out invertibility criteria for for certain relatively simple harmonic functions .
Corollary 2.1**.**
Let with and Then is invertible if and only if Let with Then the spectrum of is a subset of
Proof.
If then the index of is nonzero. Indeed, as it has roots in (hence has index 0) if and only if Now suppose that Then is invertible by Theorem 1.3.
Finally let It suffices to show that is invertible if has index . Thus has exactly one zero Then we may write , where is a linear function. Then is a starlike domain around 0. Hence by Theorem 1.3 is invertible. ∎
Acknowledgements**.**
I am grateful to Z.Cuckovic and T.Le for their interest in this work which led to significant improvements over the previous version of the paper.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[SZ] C. Sundberg, D. Zheng, The Spectrum and Essential Spectrum of Toeplitz Operators with Harmonic Symbols , Indiana Univ. Math. J. 59 (2010), no. 1, 385–394.
- 2[SZ 1] K. Stroethoff, D. Zheng, Toeplitz and Hankel operators on Bergman spaces , Trans. Amer. Math. Soc. 329 (1992), no. 2, 773–794.
- 3[H] P. Hartman, Ordinary differential equations , John Wiley Sons, Inc., New York-London-Sydney 1964.
- 4[MS] G. Mcdonald, C. Sundberg, Toeplitz operators on the disc , Indiana Univ. Math. J. 28 (1979), 595–611.
- 5[D] R. Douglas, Banach algebra techniques in operator theory , 2nd edn, Grad. Texts Math., vol. 179, Springer, New York 1998.
- 6[ZZ] X. Zhao, D. Zheng, The spectrum of Bergman Toeplitz operators with some harmonic symbols , Science China Mathematics (2-16) 731-740.
