Smoothing closed gridded surfaces embedded in ${\mathbb R}^4$
Juan Pablo D\'iaz, Gabriela Hinojosa, Rogelio Valdez, Alberto, Verjovsky

TL;DR
This paper proves that any closed, oriented cubical 2-manifold embedded in higher-dimensional Euclidean space can be smoothly approximated through a small ambient isotopy, extending smoothing techniques to cubical manifolds.
Contribution
It establishes that all closed, oriented cubical 2-manifolds in -dimensional space are smoothable via a transverse 2-plane field, providing a new smoothing result for cubical manifolds.
Findings
Any closed, oriented cubical 2-manifold admits a transverse 2-plane field.
Such manifolds can be smoothed by a small ambient isotopy.
The result extends smoothing techniques to cubical manifolds in -space.
Abstract
We say that a topological -manifold is a cubical -manifold if it is contained in the -skeleton of the canonical cubulation of (). In this paper, we prove that any closed, oriented cubical -manifold has a transverse field of 2-planes in the sense of Whitehead and therefore it is smoothable by a small ambient isotopy.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsGeometric and Algebraic Topology · Geometric Analysis and Curvature Flows · Mathematical Dynamics and Fractals
Smoothing closed gridded surfaces embedded in ††thanks: 2010 Mathematics Subject Classification.
Primary: 57R10. Secondary: 57R55, 57R25. Key Words. Cubical manifolds, smoothability.
Juan Pablo Díaz, Gabriela Hinojosa, Rogelio Valdez, Alberto Verjovsky This work was partially supported by CONACyT (México), FORDECYT 265667This work was partially supported by CONACyT (Mexico), CB-2009-129939.This work was partially supported by CONACyT (Mexico), CB-2009-129280 and PAPIIT (Universidad Nacional Autónoma de México) #IN106817.
(February 17, 2016)
Abstract
We say that a topological -manifold is a cubical -manifold if it is contained in the -skeleton of the canonical cubulation of (). In this paper, we prove that any closed, oriented cubical -manifold has a transverse field of 2-planes in the sense of Whitehead and therefore it is smoothable by a small ambient isotopy.
1 Introduction
The canonical cubulation of is the decomposition into hypercubes which are the images of the unit cube by translations by vectors with integer coefficients [2].
Definition 1.1**.**
Let be a topological -manifold embedded in . We say that is a cubical manifold of codimension if it is contained in the -skeleton of the canonical cubulation of . When and , is called a gridded surface in .
Observe that a cubical manifold can be subdivided into simplices to become a PL-manifold. M. Boege, G. Hinojosa and A. Verjovsky proved in [2] the following theorem.
Theorem 1.2**.**
Let be a closed and smooth -dimensional submanifold of such that it has a trivial normal bundle. Then can be deformed by an ambient isotopy into a cubical manifold.
The goal of this paper is to prove a sort of reciprocal theorem for cubical manifolds of dimension two in (gridded surfaces).
Theorem 1**.**
Any closed, oriented, gridded surface in is smoothable. More precisely admits a transverse field of 2-planes and therefore by a theorem of J. H. C. Whitehead there is an arbitrarily small topological isotopy that moves onto a smooth surface in (see [12], [14]).
The relevance of this result is that there exist PL-manifolds which are not smoothable. For instance, Kervaire ([8]) constructed an example of a PL triangulable closed manifold of dimension 10 that does not admit any differentiable structure. Therefore the Kervaire manifold cannot be embedded as a codimension two cubical submanifold of . Theorem 1 contrasts with the result of M. H. Freedman stating that every homology 3-sphere embeds topologically in and if its Rokhlin invariant is one the embedding can never be smooth (or even PL) since this would violate Rokhlin signature theorem for spin 4-manifolds [13], [5].
Remark 1.3**.**
Theorem 1 is false for PL-surfaces contained in the 2-skeleton of a PL triangulation of . For instance if is the trefoil knot and we consider the pair as a pair of PL-manifolds with respect to some PL-triangulation of the 3-sphere and is the suspension of the pair with the canonical suspended PL-structure, then there exists a subdivision of a PL-triangulation of such that is embedded in the two skeleton of the triangulation. In this way we obtain a 2-dimensional PL knot which has two points (the vertices of the suspension) where the knot cannot be made PL-locally flat because if it were PL-locally flat one could take the cyclic branched covering of order 5 of along and one can see that this implies that the Poincaré sphere would be the boundary of a PL homology disk and this contradicts Rokhlin’s theorem. This means that the cubic structure plays an important role in the theorem.
2 Transverse fields for gridded surfaces
Let be a topological -manifold embedded in . We say that an affine -plane is transverse to at if and locally is the graph of a Lipschitz function , where denotes the -disk of radius at in the affine plane perpendicular to at (see [12]). The map is a graph chart for at that it sends homeomorphically onto a neighborhood of in . Since and are Lipschitz, is a Lipeomorphism.̣
Let denote the Grassmann of -planes in . A continuous map such that each affine plane is transverse to at is a transverse field for .
In [14] was proved that if admits a transverse field then it has an ambient smoothing: it is Lipeomorphic to a nearby submanifold of . We will use this result to prove Theorem 1.
Let be a closed, oriented, gridded surface in and consider . Notice that if lies in the interior of some face , then we take the neighborhood of given by . Now consider the plane parallel to the support plane of such that . Then the map defined as , , is an example of a locally transverse 2-field to at , where is the orthogonal plane to . If the point lies on the interior of some edge , then belongs exactly to two faces and of , so we can find a neighborhood of such that and . We claim that there exists a locally transverse 2-vector field to at . In fact, consider the plane parallel to the plane generated by the four vertex points of the boundary of (see Figure 1) and consider the orthogonal plane to such that . Then the map given by , , is an example of a locally transverse 2-vector field at .
By the above, the only difficulty lies on the case where is a vertex of the canonical cubulation .
Definition 2.1**.**
Let be a topological manifold. We say that a point is topologically locally flat or topologically locally tame if there exists an open neighborhood of such that there is a homeomorphism of pairs: . We say that is topologically locally flat if all its points are topologically locally flat. We say that is Whitehead locally flat if it admits a transverse plane field in the sense of Whitehead. If is Whitehead locally flat it is also topologically locally flat. The embedded Poincaré sphere in , is topologically locally flat but it is not PL (or Whitehead) locally flat.
We will discuss the case where is a vertex. We can assume without loss of generality and for the sake of simplicity that the vertex is the origin and take all the 2-faces of , , that contain it. Notice that each edge of must belong only to two faces and since there are only eight edges whose end-point is [math] it follows that .
Consider the unitary canonical vectors on : , , and . We will use throughout this paper, the following notation for this kind of 2-faces:
[TABLE]
where and (, ), denote the corresponding unitary canonical vectors.
Definition 2.2**.**
Let be the union of all 2-faces such that and let be a gridded surface. The intersection is called the squared-star of at [math].
Definition 2.3**.**
Let be the set of all squared-stars of all possible gridded surfaces which have a vertex at [math].
Remark 2.4**.**
If the face belongs to , since is a closed 2-manifold, there must exist two 2-faces . This allows us to describe as a finite path of consecutive squares i.e. squares sharing an edge ( denotes one of the squares . For instance (see Figure 8). Moreover
Examples 2.5**.**
The number of square faces of a squared-star is any number from 3 to 8 as it is shown in the following examples.
(see Figure 8). 2. 2.
(see Figure 3).
(see Figure 4).
(see Figure 5).
. 6. 6.
.
Now, we will determine the different squared-stars, up to rotations and reflections, in the set .
Theorem 2.6**.**
There are 20 different elements in , up to rotations and reflections.
The analysis will be made based on the number of faces of a squared-star that appear in the same plane. To be able to do so, we will think a squared-star as a cycle path of degree 2, as follows. Consider the complete graph formed with the eight vertices labelled , , , , , , , and edges . We would like to count the number of closed paths (cycles) of lenght , with , which use the edge , but do not use the edges , , or and such that every vertex in the path has degree .
Observations.
- •
There are different planes: generated by the 6 pairs and ().
- •
Any squared-star could have faces in those 6 different planes, so the the maximum number of planes where there are faces of is .
- •
If any path has faces and , with at least three of the numbers , , , having different absolute value, then there are at least two faces of the squared-star in different planes.
- •
There is only one case, where there are 4 faces of a squared-star in the same plane: .
- •
Except for the previous observation, a squared-star can have maximum 3 faces in the same plane.
- •
A squared-star has three faces in the same plane if in the path we can find three edges of the form: , , .
- •
There are two ways that a squared-star can have two faces in the same plane: or .
We define the signature of a squared-star as , the numbers of faces of in different planes, where and . For example, the path has signature , since the path has two faces in the plane generated by and and two faces in the plane generated by and . Except for the one case mentioned in the observations, all the numbers in the signature are less than or equal to 3.
The signatures and are realizable by and , respectively, if all the symbols have distinct absolute value.
Lemma 2.7**.**
Any squared-star cannot have 5 single faces in 5 different planes.
Proof. First let assume that there is a squared-star with exactly 5 faces, all of them in 5 different planes, that is, with signature . The corresponding path will have the form . Since there are symbols, at least two of them have the same absolute value, let say with . If , the path has edges and , which are in the same plane, a contradiction. If , the path will have edges and , a contradiction again.
The three cases left are when a squared-star has, besides the 5 faces in different planes, another single face in other plane, two faces in other plane or three faces in other plane. But the proof is the same as before, since we will have again in the path edges with at least 5 different symbols, and we will arrive to the same contradiction.
Now, let characterize the squared-stars which have three faces in the same plane. Remember that a squared-star has three faces in the same plane, if in the path there are three faces of the form , , .
Lemma 2.8**.**
The possible signatures of squared-stars that contains a number are , , , .
Proof. Let be a squared-star that has 3 appearing in its signature, that is, contains three faces of the form , , . We will proceed depending on the number of faces in . It is clear that has faces with .
If has 4 faces, they are , , and , then it follows that and the signature of is , a contradiction.
Assume that has faces, that is, . Since , then the last two faces are in different planes, which are not the plane determined by and , then the signature of is .
If has faces, they have the form . Once again, and , then it is clear that the part of the path has signature . Hence has signature .
If has 7 faces, then the path is . Then neither are equal to or and . Removing and from the set , we obtain that belong to a set of the form . It follows that . Then the path becomes , which has signature .
Finally, if has 8 faces, it is . As in the previous case, , then the path is , with signature .
As we mentioned before, there are two ways that a squared-star can have two faces in the same plane: , or , , to the first one we will asign the number 2 in the signature and to the second one the number . Now let us find a similar result as Lemma 2.8, but when appears in the signature but 3 does not.
Again let be a squared-star with faces, in whose signature appears 2 but not 3. If has faces , , then it must have another face , with , then . Also let .
If , then is , which has signature .
If , then is , with , otherwise the signature of has a number 3. Then , which implies that the signature is .
The case gives the path , where . There are three cases. First if , the path is , and then depending whether or not, we get two possible signatures or .
If , then , and it follows that the path has the form , , which have signature .
If has 7 faces, the path is , where . If , then the path is ; that is, with signature , a contradiction.
In a similar way, we obtain for or , signatures and .
Now, let be a squared-star with faces, in whose signature appears but not 3. If has edges , , then it must have at least another 4 edges , , and . That is, the paths of this kind with 6 edges have two possible forms
[TABLE]
or
[TABLE]
where and . The cases and , in both cases, give the signatures , and .
For the analysis we made for the case , we know that there are not signatures of the form . Let us prove that the signatures for , with at least two numbers 2, are and . For that, now it is enough to analyze the case with at least one . We have seen that these paths have the form or . We will work with the first path, and similarly it will follows for the second one.
If , we can add an edge connecting and , obtaining the path
[TABLE]
where . It follows that the path has signature . In the same way, if and adding an edge between and , we obtain the same signature . Therefore there are not signatures for , with three numbers 2 (or ) and one number 1.
Similarly there are not signatures for with three numbers 2 and two numbers 1. That is, the paths with signatures and , (here can be too) are not realizable. Now, let us state the result, that can be proved with the previous analysis.
Lemma 2.9**.**
The signatures for paths of length , with at least one number 2 and not numbers 3 are
[TABLE]
[TABLE]
We are ready to determine the different squared-stars, up to rotations and reflections, in the set . As mentioned before, the analysis will be made based in the number of faces of a squared-star that appear in the same plane.
Given a number , we will find the different ways to write as sum of numbers less than or equal to 3, and then find if those numbers in the sums form possible signatures. For example, two ways to write are and , but and are not realizable signatures by Lemmas 2.8 and 2.9.
- •
For , the ways to write 3 as sums are , , . The only possible signature for is , which is realizable by , , , since . All these squared-stars are images under rotations or reflectios of each other. Then there is only one path of length 3, up to rotation and reflection.
- •
For , we have , for which only the signatures , and are realizable, by Lemmas 2.8 and 2.9.
- •
For , we obtain two possible signatures and .
- •
For , the possible signatures are , , , , .
- •
For , the signatures are , , , .
- •
For , the signatures are , , , , .
For the case , by Lemmas 2.7, 2.8 and 2.9, those are the only possible signatures and it is easy to see that they are realizable; next we will give examples of all of them.
Examples 2.10**.**
We will exhibit a path representative for each signature given above.
- •
. .
- •
. Signature
:
:
:
- •
. Signature
:
:
- •
. Signature
:
:
:
:
:
- •
. Signature
:
:
:
:
- •
. Signature
:
:
:
:
:
Remark 2.11**.**
For a higher dimensional cubical -manifold , with , we can also define the notion of cubical-star of a vertex (i.e. it is the union of all the -dimensional cubes in which contain the vertex). The set of all cubical-stars of all possible cubical knots which have a vertex [math] becomes extremely complicated. However we have the following conjecture:
Conjecture 2.12**.**
Any closed, oriented, cubical -manifold in , , is smoothable. More precisely admits a transverse field of 2-planes and therefore by a theorem of J. H. C. Whitehead there is an arbitrarily small topological isotopy that moves onto a smooth manifold in (see [12], [14]).
3 Smoothing cubulated closed 2-manifolds
As we can see from the previous section the combinatorial description at vertex points of gridded surfaces is very complicated. Next, we will study squared-stars from the topological and differentiable point of view.
Let us remember that we are considering a gridded surface , that is, is contained in the scaffolding of the canonical cubulation of and [math] belongs to .
Definition 3.1**.**
We define the squared-link of [math], as the boundary of its squared-star and it is denoted by .
Remarks 3.2**.**
Let be the union of all the hypercubes such that . Notice that . Let be a gridded-surface such that . Then its squared-star is contained in and the squared-link is contained in the boundary of . 2. 2.
Remember that , where is a square (2-face). Since is a topological manifold, we have that only two edges and of belong to (see Remark 2.4). Hence consists on the union of an even number of edges. More precisely, this number is smaller or equal to sixteen.
Theorem 3.3**.**
Let be a gridded surface such that . Then is an unknotted simple closed curve.
Proof. Let be the squared-star of . We will prove that is isotopic to the square on some canonical -plane; thas is is equivalent to . We will do it using induction over the number of faces of .
If consists of faces (see Figure 8), we will apply the following claim.
Claim. Let be a squared-star such that and (). Then is isotopic to the squared-star .
Proof of Claim. Notice that the faces and share a common edge . Consider the cube generated by the canonical vectors , and . Then is a 3-face contained in the cubulation and possesses the 2-faces , , , , and (see Figure 6). Notice that the faces , and do not contain the vertex [math].
Clearly our gridded surface is ambient isotopic to a gridded surface (see Figure 7).
Observe that .
By the previous claim, our squared-star described by is isotopic to ; i.e.
[TABLE]
If , then is described as a path as follows
[TABLE]
Then applying the above claim, we have that (2) is isotopic to
[TABLE]
which by (1), is isotopic to .
We assume that the Theorem holds for any squared-star consisting on faces, . Suppose that consists of faces, i.e.
[TABLE]
Since is a manifold, there exists , such that . For simplicity we will assume that , hence the squared-star (3) is equal to
[TABLE]
By the above claim, the squared-star (4) is isotopic to
[TABLE]
and applying the induction hypothesis on (4) and (1), we have that is isotopic to . Therefore, is isotopic to the boundary of the square on -plane, hence is unknotted simple closed curve.
Corollary 3.4**.**
* is topologically locally flat. *
Theorem 3.5**.**
Let be a gridded surface such that . Then is Whitehead locally flat at [math].
Proof. Consider the squared-link of [math]. By the Theorem 3.3, we know that is an unknotted simple closed curve, then there exists a smooth closed curve isotopic to such that is -arbitrarily close to . This is because we can round the corners at the vertices of in an arbitrarily small neighborhoods of them (see [4]). Hence is the boundary of a smooth disk , -arbitrarily close to . Let be this isotopy. Then by [14] there exists a locally transverse 2-field to each point of , hence is also transverse to . Therfore, the result follows.
We are ready to prove Theorem 1.
Theorem 1**.**
Any closed, oriented, gridded surface in is smoothable. More precisely admits a transverse field of 2-planes and therefore by a theorem of J. H. C. Whitehead there is an arbitrarily small topological isotopy that moves onto a smooth surface in (see [12], [14]).
Proof. We will prove that admits a global transverse 2-field and by [14] it will follow that is smoothable. We will construct a local transverse 2-field at each point in such a way that we can define a global transverse 2-field at . For the sake of simplicity, we divide each square of into squares , ; i.e. each edge of is subdivided into equal segments. Let .
Case 1. The point lies on some square . Consider the plane parallel to the support plane of . Then the map defined as , , where is the orthogonal plane to . Thus is a local transverse 2-field at and for , we have that it is a plane orthogonal to the corresponding square face.
Case 2. The point lies on some square such that intersects some edge and none point of is a vertex of . We have that is the intersection of two faces and of . Let be a square of such that . Consider and edges of and , respectively; such that ; so is a square. Let be the circle of radius and centered at the opposited vertex to in , then is an arc such that, by construction, and are tangent to it. Let be a vector, where , and let , and be vectors parallel to , and respectively, at the origin. Observe that these three vectors are canonical vectors up to scale. Take the remaining canonical vector and consider the plane . In general, for any , there exists such that is parallel to , hence . We define given by , . Then by construction, it is a local transverse 2-field at and for , we have that is a plane orthogonal to the corresponding square face.
Case 3. The point is a vertex on the canonical cubulation , then , where is a 2-face of . We will suppose for simplicity that is the origin . As before, we will consider that , where is a square; so . Let () be an edge whose end point is . Then consists on the union of a finite number of edges; in fact, two edges for each square . More precisely, , where , is parallel to and is parallel to (); in particular .
Notice that using the same argument of case 2, we can define such that it is a local transverse 2-field at and for , we have that is a plane orthogonal to the corresponding square face.
By the above, we can define such that if then . Observe that by construction, is well-defined continuous transverse 2-field.
By Theorem 3.5, we know that there exists a local transverse 2-vector field , such that it is a local transverse 2-field at and for , we have that .
Next, we define as if , where can be either a square (case 1), two squares (case 2) or a squared-star (case 3). Notice that by construction is a well-defined global transverse 2-field at . The continuity of follows from the fact that by construction as . Therefore is smoothable.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] M. Andrews. A Manifold which does not admit any Differentiable Structure .
- 2[2] M. Boege, G. Hinojosa, A. Verjovsky. Any smooth knot 𝕊 n ↪ ℝ n + 2 ↪ superscript 𝕊 𝑛 superscript ℝ 𝑛 2 \mathbb{S}^{n}\hookrightarrow\mathbb{R}^{n+2} is isotopic to a cubic knot contained in the canonical scaffolding of ℝ n + 2 superscript ℝ 𝑛 2 \mathbb{R}^{n+2} . Rev. Mat Complutense (2011) 24: 1–13. DOI 10.1007/s 13163-010-0037-4.
- 3[3] N. P. Dolbilin, M. A. Shtan ko, M. I. Shtogrin. Cubic manifolds in lattices. Izv. Ross. Akad. Nauk Ser. Mat. 58 (1994), no. 2, 93-107; translation in Russian Acad. Sci. Izv. Math. 44 (1995), no. 2, 301-313.
- 4[4] A. Douady. Arrondissement des arêtes . (French) 1961/1962 Séminaire Henri Cartan, 1961/62, Exp. 3 25 pp. Secrétariat mathématique, Paris.
- 5[5] M. H. Freedman. The topology of four-dimensional manifolds . J. Differential Geometry 17 (1982) 357–453.
- 6[6] L. Funar. Cubulations, immersions, mappability and a problem of Habegger. Ann. scient. Éc. Norm. Sup., 4e série, t. 32, 1999, pp. 681–700.
- 7[7] G. Hinojosa, A. Verjovsky, C. Verjovsky Marcotte. Cubulated moves and discrete knots . Journal of Knot Theory and its Ramifications, Vol 22, No. 14 (2013) 1350079 (26 pages). DOI: 10.1142/S 021821651350079 X
- 8[8] M. A. Kervaire. A Manifold which does not not admit any Differentiable Structure . Commentarii Mathematici Helvetici 34 (1960), 257–270.
