# On the Discrepancy Between Kleinberg's Clustering Axioms and $k$-Means   Clustering Algorithm Behavior

**Authors:** Robert K{\l}opotek, Mieczys{\l}aw K{\l}opotek

arXiv: 1702.04577 · 2017-04-25

## TL;DR

This paper examines the inconsistencies between Kleinberg's clustering axioms and the behavior of the $k$-means algorithm in Euclidean space, revealing contradictions and proposing a reformulation that aligns the axioms with practical clustering.

## Contribution

It identifies contradictions in Kleinberg's axioms when applied to $k$-means in Euclidean space and offers a reformulation to reconcile the axioms with real-world clustering behavior.

## Key findings

- Kleinberg's axioms are contradictory in Euclidean space for $k$-means.
- A reformulation of the axioms resolves these contradictions.
- The $k$-means algorithm conforms to the reformulated axiomatic system.

## Abstract

This paper investigates the validity of Kleinberg's axioms for clustering functions with respect to the quite popular clustering algorithm called $k$-means. While Kleinberg's axioms have been discussed heavily in the past, we concentrate here on the case predominantly relevant for $k$-means algorithm, that is behavior embedded in Euclidean space. We point at some contradictions and counter intuitiveness aspects of this axiomatic set within $\mathbb{R}^m$ that were evidently not discussed so far. Our results suggest that apparently without defining clearly what kind of clusters we expect we will not be able to construct a valid axiomatic system. In particular we look at the shape and the gaps between the clusters. Finally we demonstrate that there exist several ways to reconcile the formulation of the axioms with their intended meaning and that under this reformulation the axioms stop to be contradictory and the real-world $k$-means algorithm conforms to this axiomatic system.

## Full text

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## Figures

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## References

30 references — full list in the complete paper: https://tomesphere.com/paper/1702.04577/full.md

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Source: https://tomesphere.com/paper/1702.04577