Generalized Degrees-of-Freedom of the 2-User Case MISO Broadcast Channel with Distributed CSIT
Antonio Bazco, Paul de Kerret, David Gesbert, Nicolas Gresset

TL;DR
This paper analyzes the GDoF of a 2-user MISO broadcast channel with distributed CSIT, revealing that decentralized precoding can match centralized performance using Active-Passive Zero-Forcing, despite imperfect and shared CSIT.
Contribution
It derives the GDoF for the distributed CSIT regime and introduces AP-ZF precoding to achieve centralized-like performance in decentralized networks.
Findings
Distributed CSIT can achieve centralized GDoF with proper accounting.
Active-Passive Zero-Forcing enables optimal precoding with local CSIT.
Decentralized networks can match centralized performance under certain conditions.
Abstract
This work analyses the Generalized Degrees-of-Freedom (GDoF) of the 2-User Multiple-Input Single-Output (MISO) Broadcast Channel (BC) in the so-called Distributed CSIT regime, with application to decentralized wireless networks. This regime differs from the classical limited CSIT one in that the CSIT is not just noisy but also imperfectly shared across the transmitters (TXs). Hence, each TX precodes data on the basis of local CSIT and statistical quality information at other TXs. We derive the GDoF result and obtain the surprising outcome that by specific accounting of the pathloss information, it becomes possible for the decentralized precoded network to reach the same performance as a genie-aided centralized network where the central node has obtained the estimates of both TXs. The key ingredient in the scheme is the so-called Active-Passive Zero-Forcing (AP-ZF) precoding, which lets…
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Taxonomy
TopicsAdvanced MIMO Systems Optimization · Wireless Communication Security Techniques · Cooperative Communication and Network Coding
Generalized Degrees-of-Freedom of the 2-User Case MISO Broadcast Channel with Distributed CSIT
Antonio Bazco12, Paul de Kerret2, David Gesbert2, Nicolas Gresset1
1 Mitsubishi Electric R&D Centre Europe (MERCE), Rennes, France
2 Communication Systems Department, EURECOM
Abstract
This work111D. Gesbert and P. de Kerret are supported by the European Research Council under the European Union’s Horizon 2020 research and innovation program (Agreement no. 670896). analyses the Generalized Degrees-of-Freedom (GDoF) of the 2-User Multiple-Input Single-Output (MISO) Broadcast Channel (BC) in the so-called Distributed CSIT regime, with application to decentralized wireless networks. This regime differs from the classical limited CSIT one in that the CSIT is not just noisy but also imperfectly shared across the transmitters (TXs). Hence, each TX precodes data on the basis of local CSIT and statistical quality information at other TXs. We derive the GDoF result and obtain the surprising outcome that by specific accounting of the pathloss information, it becomes possible for the decentralized precoded network to reach the same performance as a genie-aided centralized network where the central node has obtained the estimates of both TXs. The key ingredient in the scheme is the so-called Active-Passive Zero-Forcing (AP-ZF) precoding, which lets the precoder design adapt optimally with respect to different local CSIT qualities available at different TXs.
I Introduction
Simultaneous transmission between multiple-antennas TXs towards different receivers (RXs) has been widely studied, typically assuming a Centralized CSIT setting, where only one channel estimate, possibly a noisy one, is used for calculating the precoding coefficients[1],[2]. This can also model a joint transmission from different non-colocated TXs in the case where the CSIT is perfectly shared among the TXs over a so-called ideal Cloud Radio Access Network (C-RAN) [3].
However, future wireless network topologies will also include heterogeneous scenarios, with a variety of devices, such as user terminals, drone-enabled relays, pico base stations, etc., seeking to cooperate for transmission despite the lack of an ideal backhaul linking them. Other scenarios featuring existing backhaul links may favor local processing over centralized one in order to meet the tight latency constraints derived from 5G and tactile internet applications [4]. In these cases, a full CSI sharing across TXs is not always desired, and there is a need for robust processing on the basis of locally available CSI.
In this paper, we formalize this scenario under the Distributed CSIT label, which refers to each TX being endowed with its own version of the multi-TX multi-user channel state matrix, with possibly different qualities. While it was suggested in the past literature that Distributed CSIT scenarios can severely impact on performance in comparison with classical limited-yet-centralized CSIT ones [5], a crucial and interesting problem is how TXs can cooperatively combat the lack of mutual CSI consistency in order to reduce the gap with respect to the centralized system performance.
Several works have focused on this Distributed CSIT setting [6], e.g., analyzing Interference Alignment performance [7] or studying the Regularized Zero-Forcing performance in the large system limit [8]. However, many of the issues and challenges introduced by this setting are still open problems. It has been shown in [9] that for the -user MISO BC the Distributed CSIT setting achieves the Degrees-of-Freedom (DoF) of the Centralized CSIT setting. Having instantaneous and imperfect CSIT, with an error power scaling as , it is possible to achieve a DoF of . This optimal DoF is reached due to a new asymmetrical precoding scheme, so-called Active-Passive Zero-Forcing (AP-ZF), where the most informed TX is able to resolve the error created by the less informed one.
Nevertheless, the DoF is a limited figure of merit, since it does not take into account the differences between channel strengths. In order to study the impact of the network topology, the Generalized DoF (GDoF) concept was introduced in [10]. approach offers an intermediate step towards finite and constant gap analysis [11], modeling the pathlosses through a dependence in [12]. In [13] the for K-user Symmetric MISO BC with Centralized CSIT has been characterized, and it has been shown that for the -user case the only depends on the worst CSIT accuracy towards each RX.
In this work our key contributions are three fold: First we establish the performance of the -user MISO BC under Distributed CSIT for the case where one TX has better CSI quality for all the links. Second we propose a scheme achieving the , built on the principle of AP-ZF precoding, which is based on the idea that each TX should precode data according to the quality with which it sees CSI. Third we show that accounting for pathloss difference in the multi-user channels, the decentralized network can reach the same performance as a genie-aided centralized network where the best CSI estimate is shared.
Notations: denotes the exponential equality, i.e., denotes . The exponential inequalities and are defined in the same manner. denotes the Frobenius norm of the matrix . denotes the -norm of the vector , and is the absolute value of the scalar . We define for . Being a number, we define
[TABLE]
II System Model
II-A -User MISO BC Transmission Model
This work considers a communication system where single-antenna TXs jointly serve single-antenna RXs over a MISO BC. We assume that the RXs have perfect, instantaneous CSI. The signal received at RX is written as
[TABLE]
where is the channel to user and is the additive Gaussian noise at RX , distributed in an independently and identically distributed (i.i.d.) manner as . is the multi-TX transmitted multi-user signal which fulfills the power constraint
[TABLE]
is generated from the information symbols , which are assumed to be distributed in an i.i.d. manner as . The channel is assumed to be drawn from a continuous ergodic distribution such that all the channel matrices and all their sub-matrices are almost surely full rank [14][15].
The relative strength of the elements of the channel matrix is modeled as a function of . Given , the nominal for the scenario without pathloss, it holds that
[TABLE]
where .
Remark 1**.**
For , we recover the conventional DoF setting, while choosing , , we recover the results of the non-interfering IC.∎
The approach is a model for the transmission at finite SNR, where the pathlosses are taken into account through a dependence in . For more details, please see [11],[12].
II-B Distributed CSIT Model
In that Distributed CSIT setting [14], each TX receives a different estimate of the channel, with possibly different accuracies. The CSI uncertainty at the TX is modeled as
[TABLE]
where are independent random variables with zero mean and bounded covariance matrix satisfying , . The CSIT quality exponent at TX is denoted as and it is used to parameterize the accuracy of the current CSIT. Note that from a GDoF perspective, can be limited to . This comes from the fact that, in terms of GDoF, an estimation with error scaling as can be intuitively understood as being perfect while an estimation with error scaling as is not helpful [11]. We assume that TX is the most informed TX throughout the work, i.e.,
[TABLE]
The more-informed TX assumption is key to the optimality of AP-ZF. Extending the results to the arbitrary CSIT regime is an interesting research topic currently under investigation.
In addition, we assume that the conditional probability density functions verify that
[TABLE]
This technical condition extends the statement from [9], [15] and it is satisfied for the usually assumed distributions.
II-C Generalized Degrees-of-Freedom Analysis
The optimal sum in the MISO BC scenario with imperfect current CSIT is defined as [10]
[TABLE]
where denotes the sum capacity [16] of the MISO BC studied.
III Preliminary: Results of the Centralized CSIT Case
III-A Centralized CSIT Model
We now focus on the Centralized CSIT configuration. This setting is useful as point of reference for the analysis of the effect of the discrepancies between TXs that appear in the Distributed CSIT setting. In this centralized setting all the TXs share the exact same, potentially imperfect, channel estimate. Hence, there is a single channel estimate such that we can remove the TX index and consider simply . Thus, the CSI uncertainty at the TXs is modeled as
[TABLE]
This setting models the scenario where the precoding is done at a central node or where the CSIT information is perfectly shared between the TXs.
III-B Generalized Degrees-of-Freedom of the Centralized CSIT Setting
The GDoF of the -user MISO BC with Centralized CSIT has been derived in [13]. We provide in the following their main result for the setting considered in this work.
Theorem 1**.**
[13]** In the -user MISO BC with Centralized CSIT the optimal sum , denoted as , satisfies
[TABLE]
where
[TABLE]
Interestingly, depending the network geometry the pathlosses can be either advantageous (since they reduce the interference power received) or detrimental (since they reduce the intended signal power received in the same level that the interference). Moreover, the performance is only depends on the weakest CSIT parameter for each receiver. For ease of notation, we introduce the short-hand notations
[TABLE]
Remark 2**.**
This optimal sum GDoF is achieved by superposition coding and ZF precoding [1][17]. ∎
III-C Centralized Outerbound
As a first step toward characterizing the GDoF, we extend the centralized outerbound derived in [9] for the conventional DoF to the setting.
Theorem 2**.**
In the -user MISO BC with Distributed CSIT, the optimal is upperbounded by the of a Centralized CSIT scenario in which all the TXs estimations are perfectly shared. Concretely, it holds that
[TABLE]
Proof.
Assuming a genie-aided model where all the TXs share perfectly his local estimation, and denoting the total available CSIT as , it holds from (7) that it is possible to apply the centralized outerbound in [13]. ∎
This centralized genie-aided model satisfies that
[TABLE]
IV Main Results
We can now state our main result.
Theorem 3**.**
In the -user MISO BC with Distributed CSIT, the optimal sum is given by
[TABLE]
Proof.
The outer bound comes directly from the centralized outer bound presented above and the main contribution is to prove the achievability. This is done by showing that AP-ZF, which is optimal in terms of DoF, is also optimal in terms of Generalized DoF. This requires to prove first some intermediate results in Section V before turning to the proof. In Section VI a insightful case is shown to get a main insight of the scheme, while the general proof of the achievability is shown in the appendix. ∎
Surprisingly, even when the most informed TX has only weak links, the system behaves as if both TXs shared the best CSIT estimate, which can be rather counter-intuitive. Since Theorem 1 shows that the only depends on the weakest CSIT parameter for each RX, we define the distributed counterparts of as
[TABLE]
The main consequences of the model for the Distributed CSIT setting are stated in the following.
V Preliminaries: Analysis of APZF Precoding
We firstly characterize the -user AP-ZF precoder behaviour in the GDoF model. For that, the power consumption at each TX is stated for any possible network topology, and from that result the intended signal received power and the remaining interference power are presented.
V-A AP-ZF Precoder for the -user Setting
For the sake of completeness, the AP-ZF precoder first introduced in [9] is briefly presented, as it is a key component of the proposed transmission scheme. The core feature of this precoder is the uneven precoding that allows the most informed TX to neutralize the interference generated by the other TX.
Let RX be the intended RX and RX be the interfered RX. As TX is the most informed TX, the AP-ZF beamformer is given by
[TABLE]
where is a constant that can be made dependent on . Therefore, for the transmission towards a certain RX, the less informed TX, so-called passive TX, selects as fixed precoding coefficient known by both TXs and thus it does not use its own CSIT information. On the other hand, the most informed TX, so-called active TX, selects the precoder coefficient that generates a received signal at the interfered RX with the opposite phase of the one that comes from the other TX. It can easily be seen that, as a consequence of that precoding scheme, the interference power received at RX is decreased by a factor [9].
V-B Power Consumption
The main impact of the model comes from the power normalization at the TXs, as shown in the following lemma.
Lemma 1**.**
In the -user MISO BC, the AP-ZF precoder aimed to RX and transmitted with power , , satisfies
[TABLE]
Proof.
Letting the constant coefficient of (18) fulfill
[TABLE]
it holds from (19) that the coefficient designed at TX satisfies
[TABLE]
By definition (see equation (4)), it also holds
[TABLE]
and then the absolute value satisfies that
[TABLE]
From (22) and (26), given that the final precoder should have a power of , the optimal choices for are
[TABLE]
which concludes the proof. ∎
Remark 3**.**
It can be seen from (20)-(21) that there is always one TX which reaches the power constraint (i.e. ), while at the other TX the power is reduced to . ∎
Building upon Lemma 1, the following results on the scaling of the received signals are easily obtained from the network topology.
Corollary 1**.**
In the -user MISO BC with Distributed CSIT, transmitting with power , the intended signal received power at RX , , satisfies
[TABLE]
while the interference power at the same RX from the signal intended to the other RX satisfies
[TABLE]
As main insight, it is noted that the terms in (28), as well as the term in (29), come from the fact that the TX with greater channel strength reduces his power to match the power received from the other TX so as to be able to cancel the interference.
Proof.
As we are analyzing the -user case, it holds that
[TABLE]
From Lemma 1, it holds that the power of both coefficients differs in . Assuming that the transmitted power scales as , it holds that
[TABLE]
and, in the same way,
[TABLE]
Including (32) and (34) in (30), we prove (28). Focusing now in the proof of the interference power expression in (29), it holds that
[TABLE]
As stated in Remark 3, the TX with stronger interfering channel reduces his transmission power in a factor , and hence the terms in (35) satisfy
[TABLE]
As it is known that the AP-ZF precoder reduces the interference by a factor [9], it holds that
[TABLE]
which concludes the proof. ∎
Remark 4**.**
The value of make only sense in the interval , since a signal scaling in has no impact in terms of DoF/GDoF. ∎
VI Achievability in the Parallel Configuration
In the following, Theorem 3 is proved for one specific topology, which we denote as the Parallel Configuration. This simple setting allows to convey the main intuition of the proof while avoiding cluttered and heavy notations. The proof for any possible topology is given in the Appendix. In the Parallel Configuration, represented in Fig. 2, it holds that
[TABLE]
Therefore, the CSIT quality exponents are limited by
[TABLE]
and we assume that each RX has the same CSI quality, i.e., . Hence, Theorem 3 then gives
[TABLE]
VI-A Sketch of the proof
In the proposed transmission scheme, the transmitted symbols are
[TABLE]
where
- •
is a common symbol of rate bits that is decoded at both users.
- •
, with is a symbol of rate bits intended to user . is the AP-ZF precoder and this symbol is transmitted with power .
Remark 5**.**
As this work is focused on the high-SNR regime, the transmitted power of the common symbol always satisfies that . There exists still the need of the study of the power allocation in the finite-SNR regime.
The received signal at RX is
[TABLE]
The power scaling for comes from
[TABLE]
where (50) is obtained from applying Corollary 1, with transmitted power . Also due to Corollary 1, the contribution of the interfering symbol , lies on the noise floor thanks to the precoding:
[TABLE]
Fig. 3 illustrates the different power levels for the transmission towards RX . It shows that TX reduces his transmitted power for to compensate that the channel from TX is weaker, so that the interference power received at RX from both TXs has the same scaling. Hence, the non-intended symbol scales in and therefore thanks to the AP-ZF precoding it is possible to entirely cancel the interference (see Lemma 1). Due to the symmetry of the configuration, the received signal at RX is studied in the same way.
We can see in (49) that RX receives the common symbol with a scaling as , treating as noise. After decoding the common symbol and removing its contribution to the received signal, has a that scales as . Likewise, (72) show that for RX the common symbol has a scaling as , treating as noise. After decoding the common symbol and removing its contribution to the received signal, can be decoded, having it a that scales as .
Since symbols that are sent with a rate proportional to the SNR scaling can be decoded with a vanishing error probability, we can decode the common symbol with rate bits, and with rate bits. That allows us to achieve a of
[TABLE]
This corresponds to the GDoF of the Centralized CSIT (See Theorem 3).
VII Simulation Results for the Parallel Configuration
We now present some simulation results illustrating our main results. We consider the parallel topology introduced earlier in Section VI, with the coefficients:
[TABLE]
We further consider that TX has the CSIT quality while TX has , i.e., no CSIT in terms of GDoF.
The AP-ZF scheme has been simulated and compared with two different schemes. The first one is the Centralized CSIT setting where both TXs share the CSIT information, which has been shown in Theorem 2 to be an outerbound. The second one is the naive distributed Zero-Forcing, where the discrepancies between TXs are not taken into account such that each TX implicitly assumes that the other TX has the same channel estimate [5].
In Fig. 4, the is equal to the slope at high SNR of the sum-rate function over the SNR. It can be seen that AP-ZF in the Distributed CSIT setting achieves the same GDoF of the Centralized CSIT case. Besides this, both cases achieve the theoretic . The gap between the outer bound and the simulations comes from the fact that the metric does not take into account the finite gaps, since they do not increase as function of (see (8)). The naive distributed Zero-Forcing is limited by the worst CSIT quality estimate, , and thus the CSIT at the best TX is useless for this naive ZF and it matches the performance of the setting with no CSIT [5].
VIII Conclusion
For the -user MISO BC scenario with Distributed CSIT setting, with one TX being more informed than the other, we have shown that the discrepancies between CSI estimates at TXs do not reduce the performance, and that it is possible to achieve the of the genie-aided Centralized CSIT setting by a suitable adjustment of the transmitted power at each TX. We have developed an achievable scheme extended from the Active-Passive Zero-Forcing scheme presented in [9], whose performance matches the centralized outer bound performance. Providing simulations results in a realistic environment, studying how to optimally reduce the finite gap that does not appears in the analysis, as well as the extension towards a setting with users, are open problems that constitute the next steps for the future research.
Appendix A Proof of Theorem 3: Achievability
In contrast to the main part of the article, and to preserve the symmetry between the TXs, no assumption on which TX has the most accurate CSIT is done in this appendix. We then denote the best CSIT accuracy across TXs as
[TABLE]
and thus we can define the distributed counterparts of the terms , from Theorem 1 as
[TABLE]
We can assume w.l.o.g. that is the strongest channel, i.e.,
[TABLE]
For ease of comprehension we split the demonstration in two different network topologies.
A-A if
In that case, the sum GDoF expression of Theorem 3 reads as
[TABLE]
In this regime, the information sent with power below lies on the noise floor at RX . Then, we can transmit information to RX with power and rate bits without generating interference at RX . Over this symbol, we use AP-ZF scheme to transmit information to both users.
A-A1 Transmitted signal
Let us define as the parameter that represent the rate of the AP-ZF symbols, i.e., the rate is bits. Omitting the time indices, the transmitted symbols are
[TABLE]
where
- •
is a common symbol of rate bits that is decoded at both users. The precoder is the uniform multicast precoder
[TABLE]
- •
, is a AP-ZF symbol intended to RX of rate bits, where
[TABLE]
The term is the AP-ZF precoder for RX . The transmitted power is , where it holds that .
- •
is a symbol of rate bits that carries a symbol desired by RX , and it does not generate interference at the other user. is the matched precoder with power transmission .
A-A2 Received signal
The received signal at RX is
[TABLE]
where the power scale for comes from Corollary 1 with transmitted power , since it holds that
[TABLE]
where comes from the fact that and , while comes from the assumption . Also due to Corollary 1, the contribution of the interfering symbol , lies on the noise floor thanks to the precoding:
[TABLE]
where comes from the power level transmitted and the fact that , while comes from the definition of in (68) since it holds that . The received signal at RX is studied in the same way. Hence
[TABLE]
what can be demonstrated following the same steps as in (70) and (71) for . Hence
[TABLE]
Focusing on the interfering signal , it holds that
[TABLE]
where (74) comes as (71) from the definition of in (68) since it holds that .
A-A3 Decoding and Achievable GDoF
We can see in (69) that RX receives the common symbol with a scaling as , treating and as noise. After decoding the common symbol and removing its contribution to the received signal, can be decoded treating as noise, having it a that scales as . And finally, is decoded after removing the symbol from the received signal. Likewise, (72) show that for RX the common symbol has a scaling as , treating as noise. After decoding the common symbol and removing its contribution to the received signal, can be decoded, having it a that scales as .
Since symbols that are sent with a rate proportional to the SNR scaling can be decoded with a vanishing error probability, we can decode the common symbol with rate bits, and with rate bits and with rate bits. That allows us to achieve a of
[TABLE]
This corresponds to the GDoF of the Centralized CSIT (See Theorem 3).
A-B if
In the other case, the sum GDoF expression given in Theorem 1 is
[TABLE]
Similarly to the previous case, the information sent with power below lies on the noise floor for RX . Thus, we transmit to RX a non-interfering symbol with power and rate bit. Above it, AP-ZF scheme is used to transmit.
A-B1 Transmitted signal
Let us keep the definition of as the rate-parameter for the AP-ZF symbols (i.e., the rate is bits). Omitting the time indices, the transmitted symbols are
[TABLE]
where
- •
is a common symbol of rate bits that is decoded at both users. The precoder is the uniform multicast precoder
[TABLE]
- •
, is a AP-ZF symbol intended to the user of rate bits, where
[TABLE]
The term is the AP-ZF precoder for RX . It is transmitted with power
[TABLE]
where satisfies that .
- •
is a symbol of rate bits that carries a symbol desired by RX and it does not generate interference at the other user. is the matched precoder with transmitted power .
A-B2 Received signal
The decoding is done in the same way. The received signal at RX is
[TABLE]
where the power scale for comes from applying Corollary 1 with transmitted power , since it holds that
[TABLE]
where comes from the fact that and . Focusing on the interference cancellation in (83), it holds that
[TABLE]
where (85) comes from the definition of in (81) since it holds that . The received signal at RX is studied in the same way. Hence
[TABLE]
and, similarly to the previous case, it holds that
[TABLE]
Focusing on the interfering signal , it holds that
[TABLE]
where (88) comes as (85) from the definition of in (81) since it holds that .
A-B3 Decoding and Achievable GDoF
Hence, from (83), the common symbol has a scaling as , treating and as noise. After decoding the common symbol and removing its contribution to the received signal, can be decoded treating as noise, having it a that scales as . And finally, is decoded after removing the symbol from the received signal. In the same way, from (86), the common symbol has a scaling as , treating as noise. After decoding the common symbol and removing its contribution to the received signal, can be decoded, having it a that scales as .
Similarly to the previous case in Section A-A3, we can decode each symbol with a rate proportional to the SNR scaling and hence the common symbol can be decoded with rate bits, and with rate bits and with rate bits. That allows us to achieve a of
[TABLE]
This corresponds to the GDoF of the Centralized CSIT (See Theorem 3) which concludes the proof.
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