Stealthy Secret Key Generation
Pin-Hsun Lin, Carsten Rudolf Janda, and Eduard Axel Jorswieck

TL;DR
This paper analyzes the capacity of stealthy secret key generation (SSKG) in covert communication systems, showing that stealth constraints do not reduce capacity under certain Markov conditions and providing practical conditions for achieving these bounds.
Contribution
It demonstrates that SSKG capacity bounds are unaffected by stealth constraints and relaxes conditions for attaining capacity, with practical implications for Gaussian satellite models.
Findings
SSKG capacity bounds are unaffected by stealth constraints.
Capacity can be achieved under Markov chain conditions.
Practical conditions for Gaussian satellite models are derived.
Abstract
In this work, we consider a complete covert communication system, which includes the source-model of a stealthy secret key generation (SSKG) as the first phase. The generated key will be used for the covert communication in the second phase of the current round and also in the first phase of the next round. We investigate the stealthy SK rate performance of the first phase. The derived results show that the SK capacity lower and upper bounds of the source-model SKG are not affected by the additional stealth constraint. This result implies that we can attain the SSKG capacity for free when the sequences observed by the three terminals Alice (), Bob () and Willie () follow a Markov chain relationship, i.e., . We then prove that the sufficient condition to attain both, the SK capacity as well as the SSK capacity, can be relaxed from physical to stochastic…
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Taxonomy
TopicsWireless Communication Security Techniques · Chaos-based Image/Signal Encryption · Cryptography and Data Security
Stealthy Secret Key Generation
Pin-Hsun Lin, Carsten Rudolf Janda, and Eduard Axel Jorswieck
Communications Laboratory,
Department of Electrical Engineering and Information Technology,
Technische Universität Dresden, Germany
Email:{pin-hsun.lin, carsten.janda, eduard.jorswieck}@tu-dresden.de This work was supported in part by Fast Cloud and Fast Secure.
Abstract
In this work we consider a complete covert communication system, which includes the source-model of a stealthy secret key generation (SSKG) as the first phase. The generated key will be used for the covert communication in the second phase of the current round and also in the first phase of the next round. We investigate the stealthy SK rate performance of the first phase. The derived results show that the SK capacity lower and upper bounds of the source-model SKG are not affected by the additional stealth constraint. This result implies that we can attain the SSKG capacity for free when the sequences observed by the three terminals Alice (), Bob () and Willie () follow a Markov chain relationship, i.e., . We then prove that the sufficient condition to attain both, the SK capacity as well as the SSK capacity, can be relaxed from physical to stochastic degradedness. In order to underline the practical relevance, we also derive a sufficient condition to attain the degradedness by the usual stochastic order for Maurer’s fast fading Gaussian (satellite) model for the source of common randomness.
I Introduction
To realize a secure physical layer, concealing the action of transmitting signals from a warden Willie can be seen as a first step to protect information. If the action of the transmission is detected by Willie, the secrecy/confidentiality (or the hidability [1]) provided by the wiretap coding [2] can be interpreted as a further protection. There are two main notions to conceal the transmission of signals (or to attain the deniability [1]): 1) stealthy communications [3], [1], and 2) covert communications/low probability of detection [4], [1, 5, 6]. Roughly speaking, both notions conceal the desired signal in an ambient signal, such that Willie is not able to distinguish from his observed distributions whether a meaningful transmission is ongoing or not. In particular, in the first notion the meaningful and meaningless signals are transmitted separately in time. Because these two signals have close distributions at Willie, he cannot distinguish them. In contrast, in the second notion the transmitter is either ON or OFF and then the meaningful signal is superimposed on the meaningless one, i.e., the additive noise. The number of messages, which can be covertly transmitted, follows the square root law[4, 1, 5, 6] of the block length, i.e., the corresponding Shannon’s rate is zero. In contrast, a positive capacity can be achievable for the stealth communications. Note that for both notions, if the main (Bob’s) channel has no advantage over Willie’s channel, additional keys are necessary to conceal the signals, e.g., [5], [6]. For a more detailed comparison please refer to [7].
In this paper we aim to design a complete covert communication system by investigating the stealthy secret key generation (SSKG) scheme with rate-unlimited public discussions. In each round of such transmission, SSKG in the first phase can provide keys to enable the covert communications in the second phase, when Willie has a stronger channel than Bob [6]. Instead of using normal SKG, the SSKG can avoid Willie’s awareness during the first phase. Therefore, combining the first with the second phase, we can attain the complete covert communication. On the contrary, normal SKG schemes may utilize public communications for advantage distillation, information reconciliation, and privacy amplification [8], which may raise Willie’s attention. Therefore, directly applying the normal SKG scheme for the keys violates the constraints of stealthy/covert communications. Note that when the divergence between the distributions of channel outputs for meaningful and meaningless signals at Willie is higher than that at Bob, secret keys shared between Alice and Bob are necessary [6, Theorem 2] to achieve covert communications. These keys are used to switch between different codebooks to calm Willie.
The reason we consider stealth but not covert communications for the SKG is due to the latency. It is known that covert communications result in a zero rate when the block length approaches infinity (but the number of transmitted messages can be positive) [6], [5]. Even under finite block length, the extreme low rate due to the covert communications constraint will incur an extremely high latency if, for example, we exploit covert communications in the public discussion to avoid Willie’s awareness. Further theoretical analysis on the minimum rate of public discussion necessary for maximum SK rate can be referred to [9]***Please note that this reference considers the model where Willie observes an independent source to Alice’s and Bob’s observation.. The main contributions of this work are summarized as follows:
- •
We consider the stealthy source-model SKG and the effective secrecy [3] for the source-model SKG. Based on the effective secrecy constraint, we derive the capacity lower and upper bounds for SSKG, which correspond to those of SKG without the stealth constraint. It implies that the stealthy SK capacity is unchanged when the common randomness is degraded.
- •
We then prove that the sufficient condition to attain the SSK capacity can be relaxed from physical to stochastic degradedness.
- •
We also derive a sufficient condition to attain the degradedness by the usual stochastic order [10] for Maurer’s fast fading Gaussian (satellite) model [11] for the source of common randomness.
The rest of the paper is organized as follows. In Section II we introduce the preliminaries and the considered system model. In Section III we derive our main results. In Section IV we derive the sufficient condition to attain the degradedness. Finally Section V concludes this paper.
Notation: Upper case normal/bold letters denote random variables/random vectors (or matrices), which will be defined when they are first mentioned; lower case bold letters denote vectors. And we denote the probability mass function (pmf) by . The entropy of is defined as . The mutual information between two random variables and is denoted by . The divergence between distributions and is denoted by . The complementary cumulative density function (CCDF) is denoted by , where is the CDF of . The notion denotes that the random variable follows the distribution . The subscript in denotes the -th symbol and . denotes the Markov chain. is the little-o notation for computational complexity. Let denote the ceil operator. All logarithms are with base 2. The stochastic independence between and is denoted by .
II Preliminaries and system model
From [6, Theorem 2] we know that given two channels to Bob and Willie, respectively, if Willie can distinguish meaningful and meaningless signals better than Bob, the following amount of secret key bits are necessary to enable covert communications:
[TABLE]
where and are the output distributions at Bob when Alice is ON and OFF, respectively. Same definitions for and at Willie; is the number of the transmitted non-innocent symbols within the codeword length with the constraint when . On the contrary, if Bob can distinguish meaningful or meaningless signals better than Willie in terms of the divergence of these two distributions, no additional keys are needed for covert communications. However, for the former case to generate the key, normal SKG schemes may attract Willie’s attention. Therefore, to attain complete covert communications, we investigate the SKG with the stealth constraint. In the considered system, there are two phases for each round of the complete covert communication as shown in Fig. 1. In the first phase, Alice and Bob will use the SSKG to generate keys. In the second phase, part of the generated keys are used for the covert communications to fulfill (1). Note that the remaining keys will be used for the next round of SSKG, which will be explained later†††A one-time initial key should be shared between Alice and Bob before the whole operation, which is out of the scope of this work.. In the following we focus on the development of the first phase, where the -time source observations at Alice, Bob, and Willie are denoted by , , and , respectively, following the distribution with alphabets , respectively. Denote the public discussion between Alice and Bob by a vector through a noiseless channel, from which Willie can perfectly observe .
The main step for deriving the SSK capacity lower bound in this paper hinges on constructing a conceptual wiretap channel (CWTC) as in [12], where we set . Note that the selection of is due to the construction of the CWTC. In [13], the authors proposed a different scheme with to achieve the same SK capacity lower bound. We construct an equivalent wiretap codebook , where and , and are the numbers of secure and confusion messages, respectively; and are uniformly selected, respectively; . In addition, , where we consider the equivalent channel from Alice to Willie as:
[TABLE]
i.e., the equivalent channel output at Willie is . Similarly, the equivalent channel output at Bob is . Let be independent to . To consider the behavior of stealth, the distributions of the meaningful and meaningless signals at the equivalent channel output at Willie are respectively expressed as:
[TABLE]
In this work, we consider the following constraints:
[TABLE]
where (5) is the average error probability constraint at Bob; (6) is the uniformity constraint of the keys; (7) is the effective secrecy constraint, where the first term denotes the non-confusion [3] in a strong secrecy manner. In addition, the second term of (7) denotes the non-stealth. We can further rearrange (7) by the following:
[TABLE]
Borrowing the terminology from [3], we coin (8) as the effective secrecy for SSKG. The main difference of this work to [3] will be discussed later.
In fact, we can combine the uniformity constraint of the SKG (6) with (8) as follows:
[TABLE]
Note that a common assumption for the public discussion channel is that all parties can access the same discussed signal. To operate under this assumption, additional keys shared between Alice and Bob are necessary for them to distinguish the meaningful signal when Willie is kept unaware, which is one of the main reason that we need the SSKG in the first phase. Otherwise, from channel resolvability it is clear that Bob cannot distinguish whether the received signal is meaningful or meaningless, either. We define the rate of the additional keys as . In the following we derive a SSK rate generated by the SSKG, namely, , which is sufficient to encompass both (for the first phase in the next round of transmission) and the key rate required by the covert communications (for the second phase in the current round).
Lemma 1**.**
To achieve a complete covert communication system, the following SK rate is sufficient
[TABLE]
Proof.
For each discussion it takes at most 1 bit to indicate that it is meaningful or not. Therefore, we set due to the specific use of public channel [12], which results in . In addition, the square root law of the key rate required by covert communications [6, Theorem 2] results in the key rate upper bound . ∎
Remark 1**.**
The generated SSK bits can be used in different ways for the first phase of each round of transmission. For example, the SSK bit can be used to indicate either each transmitted symbol, or -symbol (i.e., the length of the SSKG), are meaningful or not. Lemma 1 corresponds to the former case, which consumes the largest number of keys. Therefore, Lemma 1 provides us an upper bound of SSK rate for a complete covert communication. On the other hand,
III Main Result And Proof
Theorem 1**.**
The lower and upper bounds of the stealthy secret key capacity of the source-model stealthy secret key generation given a discrete memoryless source are
[TABLE]
Remark 2**.**
Note that we do not directly apply the effective secrecy [3] which includes both secrecy and stealth constraints, to the public discussion in SKG problems. In contrast, we impose the stealth constraint to the CWTC [12] of the SKG and the secrecy constraint is still applied to the source-model SKG.
Unlike the wiretap channel with the stealth constraint whose capacity result is shown in [3], Theorem 1 only provides the lower and upper bounds. These bounds coincide with those of the secret key capacity without the stealth constraint. However, the same upper and lower bounds of the secret key capacity do not guarantee that the secret key capacity is unchanged when we impose the additional stealth constraint. Therefore, we consider the following case in which the two bounds match. This case leads to the fact that we can get the SSKG for free even with the additional stealth constraint.
Corollary 1**.**
For the discrete memoryless source , if forms a Markov chain, then
[TABLE]
Remark 3**.**
By applying the quantization scheme used in [14, Proof of Theorem 3.3 and Remark 3.8] or [15, Appendix B], we may extend the SK rate results in Theorem 1 and Corollary 1 to the Gaussian source.
The proofs are derived in the following subsections.
III-A Lower Bound of
To derive the lower bound of in (11), we first decompose the RHS of (8) as follows:
[TABLE]
where (a) follows the chain rule of divergence from [16, Th.2.2.2].
Based on the CWTC, we then apply the channel resolvability analysis [17] to find the rate constraint on , i.e., the rate of confusion messages for the codebook generation, which guarantees that the effective secrecy constraint (7) is fulfilled.
From the random coding analysis derived in Appendix I, we have:
[TABLE]
where we recall that is the number of confusion message per bin, which is to be designed to guarantee that (14) is asymptotically zero. The main difference of this proof to that in [3] is that, by constructing a CWTC for the considered SKG model, we introduce an additional channel output at both Bob and Willie. This difference makes the considered conceptual channel distinct from that in [3], and those results cannot directly be applied.
To proceed, we reexpress the ratio in the logarithm on the right hand side (RHS) of (14) as follows:
[TABLE]
where (a) is due to the fact that and are independent when the discussion is meaningless, whose pmf is denoted by ; (b) is due to the fact that is selected to be independent to , i.e., .
Then we can rewrite (14) as follows:
[TABLE]
Similar to [3], the RHS of (16) can be divided into two cases as follows according to whether are jointly typical or not:
[TABLE]
where follows the -robust typicality [18] definition for the subsequent derivation. Note that the set of sequences satisfying the definition of robust typicality is denoted by .
Remark 4**.**
Note that even though and are independent and and are independent by assumption, that does not mean , , and are necessarily generated according to or . In fact, since pairwise independence does not imply mutual independence [19, Chapter 7.1, 7.2], there exists joint distribution such that we can apply the jointly typical arguments.
The Chernoff bound and the important upperbound which will be used later are restated in the following.
Lemma 2**.**
*(Chernoff Bound [18, Lemma 16]:) For every
[TABLE]
Lemma 3**.**
(Upper bound of the probability of non-typical set [18, Lemma 17]:)
[TABLE]
where and .
Note that the total rate constraint in the CWTC, i.e., Bob should be able to decode both the secret and confusion messages successfully, which is a point to point transmission problem without secrecy, can be seen from [18]. Therefore, we neglect the proof.
Next, we derive the constraint on as follows:
[TABLE]
where (a) is by [18, Lemma 18, Lemma 20] for the typicality and conditional typicality bounds; (b) is by the fact that the sum probability of jointly typical set is less than 1; (c) is by the definition of and . Then we know that when if
[TABLE]
where (a) is by the specific use of the public discussion according to [12, Theorem 3], is the modulo addition in ; (b) is due to the fact that is uniformly distributed followed by the crypto lemma. In addition, we can derive that as as follows:
[TABLE]
where (a) is due to the fact that and , and therefore, removing will upper bound ; (b) is by lower bounding with , where ; (c) is by definition of probability; (d) is by Lemma 3. From (21) it can be easily seen that if , exponentially fast.
Then from (19) and (21) it is clear that (7) is fulfilled.
From the CWTC construction we know that the following rate between Alice and Bob is achievable:
[TABLE]
where (a) is due to the crypto lemma and the selection of is independent to . Then from (20) and (22), we can derive the achievable SSK rate as follows:
[TABLE]
where (a) is by substituting (20) in addition to the assumption of memoryless and independent and identically distributed (i.i.d.) common randomness. Due to symmetry between Alice and Bob, their role can be exchanged and the other lower bound derived. This completes the proof.
Note that from the chain rule of the divergence we know that
[TABLE]
Since the left hand side of (24) is constrained by (7) and the conditional divergence is nonnegative, we know that the effective secrecy of the SSKG implies .
Remark 5**.**
When applying the crypto lemma in (20) or (22) for unbounded , e.g., Gaussian cases, we may follow the argument in [20, Appendix B]. In particular, a mutual information gap can be introduced. Note that when the modulo size approaches infinity.
III-B Upper Bound of
In this subsection we derive the upper bound of as follows, which is mainly adapted from the normal steps to derive the upper bound of source-model SKG, e.g., [8, Sec. 4.2.1], with modification to encompass the effective secrecy constraint:
[TABLE]
where (a) is by (6); (b) is by definition of divergence and the fact that divergence is positive; (c) is from (7); (d) is due to Fano’s inequality: and by defining ; (e) follows the chain rule , where and are the local randomness, and are the discussion signals sent by Alice and Bob, respectively, and ; (f) is due to [8, Lemma 4.2]; (g) is due to the fact that the local randomness is selected to be independent to ; (h) follows from the fact that is a memoryless source.
Following the same steps, we can derive another upper bound without conditioning on , which completes the proof.
Remark 6**.**
Other tighter outer bounds derived by, e.g., the intrinsic conditional information [8, P. 130] and reduced intrinsic conditional information [8, P. 133] can be proved unchanged even when the stealthy public discussion is considered. This is because that those derivation is irrelevant to the stealth constraint.
IV On the Sufficient Conditions for Degraded Common Randomness
In the following, we prove that the sufficient condition to achieve , i.e., the common randomness forming a Markov chain , which is physically degraded, can be relaxed to be stochastically degraded. We then show that the relaxed condition can be fulfilled in a broader sense by considering Maurer’s fast fading Gaussian (satellite) model [11]. More specifically, there exists a central random source passing through fast fading additive white Gaussian noise (AWGN) channels and then observed as , , and at Alice, Bob, and Willie, respectively. We apply the usual stochastic order [10] to derive a sufficient condition on the fading channels such that is achieved. The derived sufficient condition provides a simple way to verify the stochastic degradedness and thereby to identify the effective SK capacity. We first give the definition on the degraded relation between the common randomness followed by our result.
Definition 1**.**
A source of common randomness is called stochastically degraded if the conditional marginal distributions and are identical to those of another source of common randomness following the physical degradedness, i.e., .
Theorem 2**.**
If a source of common randomness is stochastically degraded such that and , where , then .
Proof.
We prove that the stochastically degraded source implies that the corresponding CWTC is also stochastically degraded. This implies that is the same as that of the CWTC from a physically degraded source of common randomness by the same marginal property of WTC. We start from checking the CWTC of the source , where the equivalently received signals at Bob and Willie are and , respectively. If , then , i.e., the CWTC is a physically degraded one, which can be proved by showing as follows:
[TABLE]
where (a) is by definition of and ; (b) is by the chain rule of entropy; (c) is by the crypto lemma and is selected to be independent to and ; (d) is again by the chain rule of entropy; (e) is from the fact that given , we can know from ; (f) is by again by the selection that is selected to be independent to , and ; (g) is due to . Due to the CWTC, we can invoke the same marginal property [21, Lemma 2.1]: if there exist other equivalent channel outputs and at Bob and Willie, respectively, and if and , then the two WTCs have the same capacity-equivocation region. Since
[TABLE]
where (a) is due to the crypto lemma and (b) is by the selection of to be independent to the common randomness, we then have . Similarly, we have , , and . If forms a stochastically degraded WTC corresponding to the physically degraded WTC , from [22, Lemma 13.16] we have
[TABLE]
where (a) is by . Therefore, by , we have
[TABLE]
Now consider the stochastically degraded source of common randomness fulfilling and . Similar to CWTC, we consider the following property for the stochastically degraded source according to Definition 1:
[TABLE]
where (a) is by . After marginalization over on both sides of (29), we get
[TABLE]
In addition, we can derive that
[TABLE]
where (a) is by definitions of and and due to (26); (b) is by the crypto lemma; (c) is by the selection of . From (IV) we know that the expressions of the stochastic degradedness of the source and CWTC, i.e., (28) and (30), are the same. Then it follows that the stochastically degraded implies that is also stochastically degraded, vice versa. In addition, by the same marginal property, the WTCs formed by and have the same secrecy capacity, which completes the proof. ∎
From Theorem 2 we can have the following observation.
Corollary 2**.**
The lower bound in Theorem 1 is tight for stochastically degraded source of common randomness .
Proof.
Due to same marginal property, we have and , which imply and . Then by definition of mutual information, we can easily see that
[TABLE]
∎
Remark 7**.**
However, the upper bound in Theorem 1 cannot be tight when Theorem 2 is valid. This is because
[TABLE]
where (a) is by the same marginal property. Note that cannot be zero since if and only if [16, Theorem 2.5]. But here there is no such Markov chain .
In the following we give an example scenario of Theorem 2.
Example 1: Consider Maurer’s fast fading Gaussian (satellite) model [11] as follows:
[TABLE]
where and are independent AWGNs at Bob and Willie, respectively, while both are with zero mean and unit variance; and follow CDFs and , respectively, are the i.i.d. fast fading channel gains from the source to Alice and Willie, respectively. Note that and have no degradedness relation in general due to the random fading. Commonly, we only consider deterministic channel gains with the order to form the stochastic degradedness, where and are realizations of and , respectively. However, the following result broadens the scenarios to get the degradedness among different observations of the same source.
Theorem 3**.**
If the random channels and fulfill for all , where the subscripts denote the absolute square of the channels, then is equivalent to the observations of a source , which is degraded, where , , , , , Unif(0,1), .
Proof.
To proceed, we first introduce the following definition and theorem.
Definition 2**.**
[10, (1.A.3)] For random variables and , if and only if for all .
Let denote that and have the same distribution.
Theorem 4**.**
Coupling [23]: if and only if there exists random variables and such that almost surely.
Therefore, from Theorem 4 we have observations at Bob and Willie as and , respectively, where almost surely, and and , for all . Similar to the proof steps in Theorem 2, by the same marginal property when considering the CWTC, form equivalently stochastically degraded observations to the original ones in the sense of having the same SK capacity. Therefore, it is clear that is a relaxed sufficient condition to guarantee that is an equivalently stochastically degraded version of . The equivalent channels can be explicitly constructed as and , is according to, e.g., the proof of [24, Proposition 2.3]. ∎
Example 2: Continuing Example 1, assume and are from fading channels with their magnitudes following Nakagami- distribution with shape parameters and , and spread parameters and [25], respectively. From Theorem 2 we know that is a degraded version of if
[TABLE]
where is the incomplete gamma function and is the ordinary gamma function. An example satisfying the above inequality is and .
V conclusion
In this work we investigate the effect of stealthy public discussion used in the source-model of secret key generation. The results show that the SK capacity lower and upper bounds of the source-model are not affected by the additional stealth constraint. This implies that we can attain the stealthy SK capacity for free when the common randomness forms a Markov chain. We then prove that the sufficient condition to attain the SK capacity can be relaxed from physical to stochastic degradedness. We also derive a sufficient condition to attain the degradedness by the usual stochastic order for Maurer’s fast fading Gaussian (satellite) model for the common randomness source.
Appendix I Proof of (14)
[TABLE]
[TABLE]
where (a) is by constructing a CWTC, such that the key is interchangeable with the message ; (b) is by definition of the divergence [16, Definition 2.2]; (c) is due to the fact that is the marginalization of with respect to , which is the index of the confusion message; in (d) we expand the expectation with respect to ; (e) is by defining and by and , respectively, to simplify the expression; (f) is by definition of the expectation over . Since are generated independent and identically distributed using , the joint distribution of codewords in a codebook is the product of marginal distributions; in (g) we expand the summation with respect to and ; in (h) we expand the product according to the form in step (g); in (i) we collect terms to form the expectation ; in (j) we collect the terms by introducing additional indices ; in (k) we apply Jensen’s inequality to the logarithm; (l) is by expanding the expectation ; (m) is by adding the term ; (n) is by definition of marginalization over with respect to . In particular, the 2nd term on the RHS of the numerator in (m) becomes from (4); (o) is by definition of the expectation.
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