Hardy-Sobolev Equations with asymptotically vanishing singularity: Blow-up analysis for the minimal energy
Saikat Mazumdar
Department of Mathematics, The University of British Columbia, 1984 Mathematics Road, Vancouver, BC, Canada V6T 1Z2
[email protected]
(Date: February 8th, 2017)
Abstract.
We study the asymptotic behavior of a sequence of positive solutions (uϵ)ϵ>0 as ϵ→0 to the family of equations
[TABLE]
where (sϵ)ϵ>0 is a sequence of positive real numbers such that ϵ→0limsϵ=0, 2∗(sϵ):=n−22(n−sϵ) and Ω⊂Rn is a bounded smooth domain such that 0∈∂Ω. When the sequence (uϵ)ϵ>0 is uniformly bounded in L∞, then upto a subsequence it converges strongly to a minimizing solution of the stationary Schrödinger equation with critical growth. In case the sequence blows up, we obtain strong pointwise control on the blow up sequence, and then using the Pohozaev identity localize the point of singularity, which in this case can at most be one, and derive precise blow up rates. In particular when n=3 or a≡0 then blow up can occur only at an interior point of Ω or the point 0∈∂Ω.
2010 Mathematics Subject Classification:
35J60, 35B40
This work is part of the PhD thesis of the author, funded by ”Fédération Charles Hermite” (FR3198 du CNRS) and ”Région Lorraine”. The author acknowledges these two institutions for their supports.
1. Introduction
Let Ω be a bounded smooth oriented domain of Rn, n≥3, such that 0∈∂Ω. We define the Sobolev space H1,02(Ω) as the completion of the space Cc∞(Ω), the space of compactly supported smooth functions in Ω, with respect to the norm u↦∥u∥H1,02(Ω)=∣∇u∥L2(Ω). We let 2∗:=n−22n be the critical Sobolev exponent for the embeding H1,02(Ω)↪Lp(Ω). Namely, the embedding is defined and continuous for 1≤p≤2∗, and it is compact iff 1≤p<2∗. Let a∈C1(Ω) be such that the operator Δ+a is coercive in Ω, that is there exists A0>0 such that ∫Ω(∣∇φ∣2+aφ2) dx≥A0∥u∥H1,02(Ω)2 for all φ∈H1,02(Ω). Solutions u∈C2(Ω) to the problem
[TABLE]
(often referred to as ”Brezis-Nirenberg problem”) are critical points of the functional
[TABLE]
Here, Δ:=−div(∇)=−∑i∂ii is the Laplacian with minus sign convention. A natural way to obtain such critical points is to find minimizers to this functional, that is to prove that
[TABLE]
is achieved. There is a huge and extensive litterature on this problem, starting with the pioneering article of Brezis-Nirenberg [bn] in which the authors completely solved the question of existence of minimizers for μa(Ω) when a≡constant and n≥4 for any domain, and n=3 for a ball. Their analysis took inspiration from the contributions of Aubin [aubin] in the resolution of the Yamabe problem. The case when a is arbitrary and n=3 was solved by Druet [druet] using blowup analysis.
In [GK], Ghoussoub-Kang suggested an alternative approach by adding a singularity in the equation as follows. For any s∈[0,2), we define
[TABLE]
so that 2∗=2∗(0). Consider the weak solutions u∈H1,02(Ω)\{0} to the problem
[TABLE]
Note here that 0∈∂Ω is a boundary point. Such solutions can be achieved as minimizers for the problem
[TABLE]
Consider a sequence of positive real numbers (sϵ)ϵ>0 such that ϵ→0limsϵ=0. We let (uϵ)ϵ>0∈C2(Ω\{0})∩C1(Ω) such that
[TABLE]
Moreover, we assume that the (uϵ)’s are of minimal energy type in the sense that
[TABLE]
as ϵ→0, where K(n,0)>0 is the best constant in the Sobolev embedding defined in (8). Indeed, it follows from Ghoussoub-Robert [GRgafa, GRimrn] that such a family (uϵ)ϵ exists if the the mean curvature of ∂Ω at [math] is negative.
In this paper we are interested in studying the asymptotic behavior of the sequence (uϵ)ϵ>0 as ϵ→0. As proved in Proposition 2.2, if the weak limit u0 of (uϵ)ϵ in H1,02(Ω) is nontrivial, then the convergence is indeed strong and u0 is a minimizer of μa(Ω). We completely deal with the case u0≡0, which is more delicate, in which blow-up necessarily occurs. In the spirit of the C0−theory of Druet-Hebey-Robert [dhr], our first result is the following:
Theorem 1**.**
Let Ω be a bounded smooth oriented domain of Rn, n≥3 , such that 0∈∂Ω, and let a∈C1(Ω) be such that the operator Δ+a is coercive in Ω. Let (sϵ)ϵ>0∈(0,2) be a sequence such that ϵ→0limsϵ=0. Suppose that the sequence (uϵ)ϵ>0∈H1,02(Ω), where for each ϵ>0, uϵ satisfies (\reftheeqn) and (\refminenergycondition), is a blowup sequence, i.e
[TABLE]
Then, there exists C>0 such that for all ϵ>0
[TABLE]
where μϵ−2n−2=uϵ(xϵ)=x∈Ωmaxuϵ(x).
With this optimal pointwise control, we to obtain more informations on the localization of the blowup point x0:=limϵ→0xϵ and the blowup parameter (μϵ)ϵ. We let G:Ω×Ω∖{(x,x):x∈Ω}⟶R be the Green’s function of the coercive operator Δ+a in Ω with Dirichlet boundary conditions.
For any x∈Ω we write Gx as:
[TABLE]
where ωn−1 is the area of the (n−1)- sphere. In dimension n=3 or when a≡0, one has that gx∈C2(Ω∖{x})∩C0,θ(Ω) for some 0<θ<1, and gx(x) is defined for all x∈Ω and is called the mass of the operator Δ+a.
Theorem 2**.**
Let Ω be a bounded smooth oriented domain of Rn, n≥3 , such that 0∈∂Ω, and let a∈C1(Ω) be such that the operator Δ+a is coercive in Ω. Let (sϵ)ϵ>0∈(0,2) be a sequence such that ϵ→0limsϵ=0. Suppose that the sequence (uϵ)ϵ>0∈H1,02(Ω), where for each ϵ>0, uϵ satisfies (\reftheeqn) and (\refminenergycondition), is a blowup sequence, i.e
[TABLE]
We let (μϵ)ϵ∈(0,+∞) and (xϵ)ϵ∈Ω be such that μϵ−2n−2=uϵ(xϵ)=x∈Ωmaxuϵ(x). We define x0:=limϵ→0xϵ and we assume that
[TABLE]
Then
[TABLE]
where gx0(x0) the mass at the point x0∈Ω for the operator Δ+a, and
[TABLE]
and ω3 is the area of the 3-sphere.
When x0∈∂Ω is a boundary point, we get similar estimates:
Theorem 3**.**
Let Ω be a bounded smooth oriented domain of Rn, n≥3 , such that 0∈∂Ω, and let a∈C1(Ω) be such that the operator Δ+a is coercive in Ω. Let (sϵ)ϵ>0∈(0,2) be a sequence such that ϵ→0limsϵ=0. Suppose that the sequence (uϵ)ϵ>0∈H1,02(Ω), where for each ϵ>0, uϵ satisfies (\reftheeqn) and (\refminenergycondition), is a blowup sequence, i.e
[TABLE]
We let (μϵ)ϵ∈(0,+∞) and (xϵ)ϵ∈Ω be such that μϵ−2n−2=uϵ(xϵ)=x∈Ωmaxuϵ(x). Assume that
[TABLE]
Then
- (1)
If n=3 or a≡0, then as ϵ→0
[TABLE]
*Moreover, d(xϵ,∂Ω)=(1+o(1))∣xϵ∣ as ϵ→0. In particular x0=0.
*
2. (2)
If n=4. Then as ϵ→0
[TABLE]
3. (3)
If n≥5. Then as ϵ→0
[TABLE]
where dn is as in (7).
Theorem 3 is a particular case of Theorem 7 proved in Section 7.
The main difficulty in our analysis is due to the natural singularity at 0∈∂Ω. Indeed, there is a balance between two facts. First, since sϵ>0, this singularity exists and has an influence on the analysis, and in particular on the Pohozaev identity (see the statement of Theorem 2). But, second, since sϵ→0, the singularity should cancel, at least asymptotically. In this perspective, our results are twofolds.
Theorem 1 asserts that the pointwise control is the same as the control of the classical problem with sϵ=0: however, to prove this result, we need to perform a very delicate analysis of the blowup with the perturbation sϵ>0, even for the initial steps that are usually standard when sϵ=0 (these are Sections 3 and 4).
The influence and the role of sϵ>0 is much more striking in Theorems 2 and 3. Compared to the case sϵ=0, the Pohozaev identity (see Section 6) enjoys an additional term involving sϵ that is present in the statement of Theorems 2 and 3. Heuristically, this is due to the fact that the limiting equation Δu=∣x∣−su2∗(s)−1 is not invariant under the action of the translations when s>0.
Some classical references for the blow-up analysis of nonlinear critical elliptic pdes are Rey [rey], Adimurthi- Pacella-Yadava [apy], Han [han], Hebey-Vaugon [hvduke] and Khuri-Marques-Schoen [kms]. In Mazumdar [mazumdar.jde] the usefulness of blow-up analysis techniques were illustrated by proving the existence of solution to critical growth polyharmonic problems on manifolds. The analysis of the 3 dimensional problem by Druet [druet] and the monograph [dhr] by Druet-Hebey-Robert were important sources of inspiration.
This paper is organized as follows. In Section 2 we recall general facts on Hardy-Sobolev inequalities and prove few useful general and classical statements. Section 3 is devoted to the proof of convergence to a ground state up to rescaling. In Section 4, we perform a delicate blow-up analysis to get a first pointwise control on uϵ. The optimal control of Theorem 1 is proved in Section 5. With the pointwise control of Theorem 1, we are able to estimate the maximum of the uϵ’s when the blowup point is in the interior of the domain (Section 6) or on the boundary (Section 7).
Acknowledgements
I would like to express my deep gratitude to Professor Frédéric Robert and Professor Dong Ye, my thesis supervisors, for their patient guidance, enthusiastic encouragement and useful critiques of this work.
2. Hardy-Sobolev inequality and the case of a nonzero weak limit
The space D1,2(Rn) is defined as the completion of the space Cc∞(Rn), the space of compactly supported smooth functions in Rn, with respect to the norm ∥u∥D1,2=∥∇u∥L2(Rn).
The embedding D1,2(Rn)↪L2∗(Rn) is continuous, and we denote
the best constant of this embedding by K(n,0) which can be characterised as
[TABLE]
Interpolating the Sobolev inequality and the Hardy inequality
[TABLE]
we get the so-called ”Hardy-Sobolev inequality” (see [GK] and the references therein): there exists a constant K(n,s)>0 such that
[TABLE]
As one checks, s→0limK(n,s)=K(n,0). For a domain Ω⊂Rn, we also have:
Proposition 2.1**.**
s→0limμs,a(Ω)=μa(Ω).
Proof.
Let u∈H1,02(Ω)\{0}. Hölder and Hardy inequalities yield
[TABLE]
then the Sobolev inequality gives that for all u∈H1,02(Ω)\{0} one has
[TABLE]
So μa(Ω)≤μs,a(Ω)(K(n,0)1/2∗1n−22)sn−sn−2.
Passing to limits as s→0, one obtains that μa(Ω)≤liminfs→0μs,a(Ω). Let u∈H1,02(Ω)\{0}. By Fatou’s lemma one has
[TABLE]
Therefore limsups→0μs,a(Ω)≤μa(Ω), hence s→0limμs,a(Ω)=μa(Ω). This proves Proposition 2.1.∎
The following proposition is standard:
Proposition 2.2**.**
Let Ω be a bounded smooth oriented domain of Rn, n≥3 , such that 0∈∂Ω.
Let a∈C1(Ω) be such that the operator Δ+a is coercive in Ω
Let (uϵ)ϵ>0∈C2(Ω\{0})∩C1(Ω) be as in (5) and (6). Then there exists u0∈H1,02(Ω) such that, up to extraction, uϵ⇀u0 weakly in H1,02(Ω) as ϵ→0. Indeed, u0∈C2(Ω\{0})∩C1(Ω) is a solution to
[TABLE]
If u0=0, then u0>0 in Ω and limϵ→0uϵ=u0 in C1(Ω). Moreover, μa(Ω) is achieved by u0.
3. Preliminary Blow-up Analysis
We define R−n={x∈Rn:x1<0} where x1 is the first coordinate of a generic point in Rn. This space will be the limit space in certain cases after blowup. We describe a parametrisation around a point of the boundary ∂Ω. Let p∈∂Ω. Then there exists U,V open in Rn and a smooth diffeomorphism T:U⟶V such that upto a rotation of coordinates if necessary
[TABLE]
We start with a scaling lemma which we shall employ many times in our analysis.
Lemma 1**.**
Let Ω be a bounded smooth oriented domain of Rn, n≥3 , such that 0∈∂Ω, and let a∈C1(Ω) be such that the operator Δ+a is coercive in Ω. Let (sϵ)ϵ>0∈(0,2) be a sequence such that ϵ→0limsϵ=0. Consider the sequence (uϵ)ϵ>0∈H1,02(Ω), where for each ϵ>0, uϵ satisfies (\reftheeqn) and (\refminenergycondition). Let (yϵ)ϵ∈Ω, and let (νϵ)ϵ and (βϵ)ϵ be sequences of positive real numbers defined by
[TABLE]
Suppose that ϵ→0limνϵ=0 which then implies that ϵ→0limβϵ=0. Assume that there exists C1>0 such that for any given R>0 one has for ϵ>0 small
[TABLE]
Then νϵ=o(∣yϵ∣) as ϵ→0. Along with the above assumption also suppose that there exists C2>0 such that for any given R>0 one has for ϵ>0 small
[TABLE]
Then βϵ=o(d(yϵ,∂Ω)) as ϵ→0. For ϵ>0 we then rescale and define
[TABLE]
Then there exists w∈C∞(Rn)∩D1,2(Rn) such that w>0 and for any η∈Cc∞(Rn)
[TABLE]
Further, limϵ→0wϵ=w in Cloc1(Rn) and w satisfies the equation
[TABLE]
Proof.
The proof is completed in the following steps.
Step 1:
We claim that
[TABLE]
We prove our claim. Suppose on the contrary that νϵ∣yϵ∣=O(1) as ϵ→0. Then ϵ→+∞lim∣yϵ∣=0. Let T:U→V be a parametrisation of the boundary as in (12) at the point p=0. For all ϵ>0, we let
[TABLE]
Step 1.1:
For any η∈Cc∞(Rn), one has that ηw~ϵ∈D1,2(R−n) for ϵ>0 sufficiently small. We claim that there exists w~η∈D1,2(R−n) such that upto a subsequence
[TABLE]
We prove the claim. Let x∈R−n, then
[TABLE]
Now for any θ>0, there exists C(θ)>0 such that for any a,b>0, (a+b)2≤C(θ)a2+(1+θ)b2. With this inequality we then obtain
[TABLE]
Since D0T=IRn we have as ϵ→0
[TABLE]
With Hölder inequality and a change of variables this becomes
[TABLE]
Since ∥uϵ∥H1,02(Ω)=O(1) and νϵ→0 as ϵ→0, so for ϵ>0 small enough, ∥ηw~ϵ∥D1,2(R−n)≤Cη, where Cη is a constant depending on the function η. The claim then follows from the reflexivity of D1,2(R−n).
Step 1.2: Via a diagonal argument, we get that there exists w~∈D1,2(R−n) such that for any η∈Cc∞(Rn), then
[TABLE]
We claim that w~∈C1(R−n) and it satisfies weakly the equation
[TABLE]
We prove the claim. For i,j=1,…,n, we let gij=(∂iT,∂jT), the metric induced by the chart T on the domain U∩{x1<0} and let Δg denote the Laplace-Beltrami operator with respect to the metric g. We let
[TABLE]
From (\reftheeqn) it follows that for any ϵ>0 and R>0, w~ϵ satisfies weakly the equation
[TABLE]
From (14) and the properties of the boundary chart T it follows that there exists C1>0 such that for ϵ>0 small 0≤w~ϵ(x)≤C1 for all x∈B0(R)∩{x1≤0}, for R>0 large. Then for any p>1 there exists a constant Cp>0 such that
[TABLE]
So the right hand side of equation (\refblowupeqn1) is uniformly bounded in Lp for some p>n. From standard elliptic estimates it follows that the sequence (ηRw~ϵ)ϵ>0 is bounded in C1,α0(B0(R) ∩{x1≤0}) for some α0∈(0,1). So by Arzela-Ascoli’s theorem and a diagonal argument, we get that w~∈Cloc1,α(Rn∩{x1≤0}) for 0<α<α0, and that, up to a subsequence
[TABLE]
for 0<α<α0. Passing to the limit in (3), we get (22). This proves our claim.
Step 1.3:
Let y~ϵ∈U be such that T(y~ϵ)=yϵ. From the properties (12) of the boundary chart T, we get that νϵ∣y~ϵ∣=O(νϵ∣yϵ∣). Then there exists y~∈R−n such that
νϵy~ϵ→y~ as ϵ→0. Therefore w~(y~)=limϵ→0w~ϵ(νϵ−1y~ϵ)=1. Therefore y~∈R−n, and then w~∈C1(R−n) is a nontrivial weak solution of the equation
[TABLE]
which is impossible, see Struwe [struwe] (Chapter III, Theorem 1.3) and the Liouville theorem on half space. Hence (18) holds. This completes the proof of Step 1.
Step 2:
Next, arguing similarly as in Step 1 and using (18), we get that
[TABLE]
We define wϵ as in (16). We fix η∈Cc∞(Rn). Then ηwϵ∈D1,2(Rn) for ϵ>0 small. Arguing as in Step 1, for any θ>0, there exists C(θ)>0 such that
[TABLE]
Arguing as in Step 1, (ηwϵ)ϵ is uniformly bounded in D1,2(Rn), and there exists w∈D1,2(Rn) such that upto a subsequence
[TABLE]
Further w∈C∞(Rn)∩D1,2(Rn), w≥0 and it satisfies weakly the equation Δw=w2∗−1 in Rn. Moreover limϵ→0wϵ=w in Cloc1(Rn), w(0)=1 and w>0. This ends Step 2 and proves Lemma 1.
∎
We let (uϵ) be as in Theorem 1. We will say that* blowup occurs* whenever uϵ⇀0 weakly in H1,02(Ω) as ϵ→0. We describe the behaviour of such a sequence of solutions (uϵ). By regularity, for all ϵ, uϵ∈C0(Ω). We let xϵ∈Ω and μϵ>0 be such that :
[TABLE]
The main result of this section is the following theorem:
Theorem 4**.**
Let Ω be a bounded smooth oriented domain of Rn, n≥3 , such that 0∈∂Ω, and let a∈C1(Ω) be such that the operator Δ+a is coercive in Ω. Let (sϵ)ϵ>0∈(0,2) be a sequence such that ϵ→0limsϵ=0. Suppose that the sequence (uϵ)ϵ>0∈H1,02(Ω), where for each ϵ>0, uϵ satisfies (\reftheeqn) and (\refminenergycondition), is a blowup sequence, i.e
[TABLE]
We let (xϵ)ϵ,(μϵ)ϵ be as in (30). Let kϵ be such that
[TABLE]
Then
[TABLE]
We rescale and define
[TABLE]
Then there exists v∈C∞(Rn) such that v=0 and for any η∈Cc∞(Rn)
[TABLE]
and limϵ→0vϵ=v in Cloc1(Rn) where for x∈Rn,
[TABLE]
Moreover upto a subsequence, as ϵ→0
[TABLE]
Proof.
The proof goes through following steps.
Step 1: We claim that: μϵ=o(1) as ϵ→0.
We prove our claim. Suppose ϵ→0limμϵ=0. Then (uϵ) is uniformly bounded in L∞, and then (∣x∣−suϵ2⋆(sϵ)−1)ϵ is uniformly bounded in Lp(Ω) for some p>n. Then from (\reftheeqn), the weak convergence to [math] and standard elliptic theory, we get that uϵ→0 in C1(Ω), as ϵ→0. From (\reftheeqn) and (\refminenergycondition), we then get that ϵ→0limμsϵ,a(Ω)=0 and therefore, μa(Ω)=0, contradicting the coercivity. This ends Step 1.
Step 2: From Lemma 1 it follows that
[TABLE]
and, there exist v∈C1(Rn), v>0, such that limϵ→0vϵ=v in Cloc1(Rn) and it satisfies Δv=v2∗−1 in Rn. Further we have that maxx∈Rnv(x)=v(0)=1. By Caffarelli, Gidas and Spruck [cgs], we then have the first assertion of (32).
**Step 3: ** Arguing as in the proof of (\refb′ddontheintegral3), for any θ>0, there exists C(θ)>0 such that for any R>0
[TABLE]
Now uϵ⇀0 weakly in H1,02(Ω) as ϵ→0, where for each ϵ>0, uϵ satisfies (\reftheeqn) and (\refminenergycondition). So we have
[TABLE]
Using Proposition 2.1, letting ϵ→0, then R→+∞, and the θ→0, we obtain
[TABLE]
From (34) we get ϵ→0limsup(∣xϵ∣μϵ)sϵ≤1. Since μa(Ω)≤K(n,0)1 (see Aubin [aubin]), we get
[TABLE]
Since v∈D1,2(Rn) satisfies Δv=v2∗−1, Sobolev’s inequality (8) then yields the seocnd assertion of (32). Then (\refb′ddonintegralc) implies ϵ→0limsup(∣xϵ∣μϵ)sϵ≥1, which yields (33). This completes the proof of Theorem 4.
∎
As a consequence of Theorem 4, we get the following concentration of energy:
Proposition 3.1**.**
Under the hypothesis of Theorem 4 one further has that
[TABLE]
Proof.
We obtain by change of variables
[TABLE]
Letting ϵ→0 and then R→+∞ one obtains the proposition using Theorem 4.∎
4. Refined Blowup Analysis I
In this section we obtain pointwise bounds on the blowup sequence (uϵ)ϵ>0 that will be used in next section to get the optimal bound.
Theorem 5**.**
With the same hypothesis as in Theorem 4, we have that there exists a constant C>0 such that for ϵ>0
[TABLE]
Moreover,
[TABLE]
The proof of Theorem 5 comprises the three propositions proved below.
Proposition 4.1**.**
With the same hypothesis as in Theorem 4, we have that there exists a constant C>0 such that for ϵ>0
[TABLE]
Proof.
We argue by contradiction and let yϵ∈Ω be such that
[TABLE]
Then
[TABLE]
We define λϵ−2n−2:=uϵ(yϵ). Then μϵ≤λϵ, and (\refonthecontrary1,strongb′ddslemmaone) becomes
[TABLE]
and so we have that ϵ→0limλϵ=0.
Step 1: It follows from the definition (37) and (39) that given any R>0 one has for ϵ>0 sufficiently small uϵ(x)≤2uϵ(yϵ) for all x∈Byϵ(Rλϵ). Therefore hypothesis (14) of Lemma 1 is satisfied and one has
[TABLE]
Define lϵ=∣yϵ∣sϵ/2λϵ22−sϵ for all ϵ>0. Then ϵ→0limlϵ=0. Moreover, we have that
[TABLE]
Step 2: We claim that
[TABLE]
We prove the claim. Due to (41), the claim is clear when yϵ=O(∣yϵ−xϵ∣) as ϵ→0. We assume that yϵ−xϵ=o(∣yϵ∣) as ϵ→0. We then have that ∣xϵ∣≍∣yϵ∣ as ϵ→0. Therefore, there exists c0>0 such that
[TABLE]
Since ϵ→0limμϵsϵ∣xϵ∣sϵ=1 as shown in (33), it follows that there exists c1>0 such that (∣yϵ∣λϵ)sϵ≥c1 for ϵ>0 small enough. Therefore,
[TABLE]
and the claim is proved.
Step 3: It follows from (42) and the definitions (37) and (38) that for any R>0 one has for ϵ>0 sufficiently small uϵ(x)≤2uϵ(yϵ) for all x∈Byϵ(Rlϵ). Therefore hypothesis (15) of Lemma 1 is satisfied and one has
[TABLE]
We let for ϵ>0
[TABLE]
From Lemma 1 it follows that limϵ→0wϵ=w in Cloc1(Rn) where w∈C∞(Rn)∩D1,2(Rn) is such that Δw=w2∗−1 in Rn
w≥0 and w(0)=1. We obtain by a change of variable for R>0 and ϵ>0
[TABLE]
Passing to the limit as ϵ→0, we have for R>0
[TABLE]
and so
[TABLE]
Now for any R>0, we claim that Bxϵ(Rkϵ)∩Byϵ(Rlϵ)=∅ for ϵ>0 sufficiently small. We argue by contardiction and we assume that the intersection is nonempty, which yields yϵ−xϵ=O(kϵ+lϵ) as ϵ→0, up to extraction. It then follows from (42) that yϵ−xϵ=O(kϵ) as ϵ→0, and then ∣yϵ−xϵ∣2n−2uϵ(yϵ)=O(kϵ2n−2uϵ(yϵ))=O(μϵ2n−2uϵ(xϵ))=O(1) with (30) and (33). This contradicts (38) and proves the claim. Then by Proposition 3.1
[TABLE]
A contradiction since w(0)=1. Hence (38) does not hold. This completes the proof of Proposition 4.1.∎
Having obtained the strong bound in Proposition 4.1 we show that
Proposition 4.2**.**
With the same hypothesis as in Theorem 4 we have that there exists a constant C>0 such that for ϵ>0
[TABLE]
Proof.
We proceed by contradiction and assume that there exists a sequence of points (yϵ)ϵ>0 in Ω such that
[TABLE]
We define limϵ→0xϵ=x0∈Ω and limϵ→0yϵ=y0∈Ω.
Case 1: we assume that x0=y0. We choose δ>0 such that 0<4δ<∣x0−y0∣. Then one has that δ<∣x−xϵ∣ for all x∈By0(2δ)∩Ω and Lemma 4.1 then gives us that there exists a constant C(δ)>0 such that 0≤uϵ≤C(δ) in By0(2δ). Then from equation (5) and standard elliptic theory, uϵ is bounded in C1(By0(δ)∩Ω). So there exists a constant C>0 such that ∣∇uϵ(x)∣≤C and uϵ(x)≤Cd(x,∂Ω) for all x∈By0(δ)∩Ω. This contradictis (46). The proposition is proved in Case 1.
Case 2: we assume that x0=y0. Define αϵ=∣yϵ−xϵ∣, so that ϵ→0limαϵ=0.
Case 2.1: We assume that upto a subsequence
[TABLE]
For ϵ>0 we let
[TABLE]
This is well defined since Bxϵ(2αϵ)⊂Ω. Using Lemma 4.1 one obtains that there exists a constant C>0 such that
[TABLE]
Arguing as in Step 1.3 of the proof of Lemma 4.1, standard elliptic theory yields
[TABLE]
Then one then obtains as ϵ→0
[TABLE]
coming back to the definition of u~ϵ, this contradicts (46). This ends Case 2.1.
Case 2.2: We assume that upto a subsequence
[TABLE]
Let T:U→V be a parametrisation of the boundary ∂Ω as in (12) around the point p=x0.
Let zϵ∈∂Ω be such that ∣zϵ−xϵ∣=d(xϵ,∂Ω) for ϵ>0. We let x~ϵ, z~ϵ∈U be such that T(x~ϵ)=xϵ and T(z~ϵ)=zϵ. Then it follows from the properties of the boundary chart T, that limϵ→0x~ϵ=0=limϵ→0z~ϵ, (x~ϵ)1<0 and (z~ϵ)1=0. For all ϵ>0, we let
[TABLE]
For any R>0, u~ϵ is defined in B0(R)∩{x1≤0} for ϵ>0 small enough. Using lemma Lemma 4.1 and the properties of the chart T, one obtains that there exists a constant C>0 such that
[TABLE]
where ρϵ=αϵx~ϵ−z~ϵ and there exists ρ0∈R− such that ρϵ→ρ0 as ϵ→0. Arguing again as in Step 1.3 of the proof of Lemma 1, standard elliptic theory yields
[TABLE]
and u~ϵ vanishes on the boundary B0(R/2)∖Bρ0(2δ)∩{x1=0}.
Let y~ϵ∈U be such that T(y~ϵ)=yϵ. It then follows that, as ϵ→0
[TABLE]
and since u~ϵ vanishes on the boundary B0(R/2)∖Bρ0(2δ)∩{x1=0}, it follows that
[TABLE]
comig back to the definition of u~ϵ this implies that as ϵ→0
[TABLE]
contradicting (46). This ends Case 2.2.
All these cases prove Proposition 4.2.∎
As a consequence of Proposition 4.1 and Proposition 4.2 we get the following:
Corollary 4.1**.**
Let (uϵ)ϵ>0 be as in Theorem 4, and let ϵ→0limxϵ→x0∈Ω, then upto a subsequence limϵ→0uϵ=0 in Cloc1(Ω\{x0}).
We slightly improve our estimate in Proposition 4.1 to obtain
Proposition 4.3**.**
With the same hypothesis as in Theorem 4 we have
[TABLE]
Proof.
Suppose on the contrary there exists ϵ0>0 and a sequence of points (yϵ)ϵ>0∈Ω such that upto a subsequence
[TABLE]
It then follows from Corollary 4.1 that ϵ→0lim∣yϵ−xϵ∣=0. We define λϵ−2n−2=uϵ(yϵ). Then (\refstrongconcestimatecontrary1) becomes
[TABLE]
and so ϵ→0limλϵ=0. using Lemma 4.1 we obtain that as ϵ→0
[TABLE]
We define lϵ=∣yϵ∣sϵ/2λϵ22−sϵ for ϵ>0. Then ϵ→0limlϵ=0.
We first claim that
[TABLE]
We proceed by contradiction and we assume that ϵ→0lim∣yϵ∣sϵλϵsϵ=0. Now, using (43) and (33), we get that ϵ→0lim∣yϵ∣sϵ∣xϵ∣sϵ=0. And in particular one has that ϵ→0lim∣yϵ∣∣xϵ∣=0 and ϵ→0lim∣yϵ∣λϵ=0. Then
[TABLE]
A contradiction to (48), proving our claim. We note that then there exists c2>0 such that for ϵ>0 small
[TABLE]
Arguing as in case 2.2 of Lemma 4.1 we see that we cannot have ϵ→0limlϵd(yϵ,∂Ω)=0. Let ρ0>0 be such that upto a subsequence lϵd(yϵ,∂Ω)≥2ρ0. Without loss of generality we can take 2ρ0<c2. Then proceeding as in step 3 of Lemma 4.1 we arrive at a contradiction. These steps complete the proof of Proposition 4.3. ∎
5. Refined Blowup Analysis II
This section is devoted to the proof of Theorem 1.
Proof.
Step 1: We claim that for any α∈(0,n−2), there exists Cα>0 such that for all ϵ>0
[TABLE]
Proof.
Since the operator Δ+a is coercive on Ω and a∈C(Ω), there exists U0⊂Rn an open set such that Ω⊂⊂U0, and there exists a1>0, A1>0 such that
[TABLE]
where we have continuously extended a to U0. In other words the operator Δ+(a−a1) is coercive on U0. Let G~:U0×U0∖{(x,x):x∈U0}⟶R be the Green’s function of the operator Δ+(a−a1) with Dirichlet boundary conditions. The G~ satisfies
[TABLE]
Since the operator Δ+(a−a1) is coercive on U0, G~ exists. See Robert [FRgreens]. We set G~ϵ(x)=G~(xϵ,x) for all x∈U0\{xϵ} and ϵ>0. Then there exists C>0 such that
[TABLE]
Moreover there exists δ0>0 and C0>0 such that for all ϵ>0
[TABLE]
We define the operator
[TABLE]
Step 1.1: We claim that there exists ν0∈(0,1) such that given any ν∈(0,ν0) there exists R1>0 such that for R>R1 and ϵ>0 sufficiently small we have
[TABLE]
We prove the claim. We choose ν0∈(0,1) such that for any ν∈(0,ν0) one has ν(a−a1)≥−2a1 in Ω. Fix ν∈(0,ν0). Using (\refGreendistdef) we obtain for ϵ>0 sufficiently small
[TABLE]
Let ∣x−xϵ∣≥δ0,where δ0 is as in (\refGreenestimate2), then from Corollary 4.1 we have
[TABLE]
Hence for ϵ>0 sufficiently small we have for ν∈(0,ν0)
[TABLE]
By strong pointwise estimates, Proposition 4.3 we have that, given any ν∈(0,ν0), there exists R1>0 such that for any R>R1
[TABLE]
Here C0 is as in (\refGreenestimate2). And then using Lemma 4.2 we obtain for ϵ>0 small
[TABLE]
for all x∈Ω\Bxϵ(Rkϵ). Therefore if x∈Bxϵ(δ0)\Bxϵ(Rkϵ) then with \eqrefGreenestimate2 we get
[TABLE]
for ϵ>0 small. This proves the claim and ends Step 1.1.
Step 1.2: Let ν∈(0,ν0) and R>R1. We claim that there exists C(R)>0 such that for ϵ>0 small
[TABLE]
We prove the claim. Since Lϵuϵ=0 in Ω, so it follows from (55) that Lϵ(C(R)μϵ2n−2−ν(n−2)G~ϵ1−ν)>Lϵuϵ in Ω\Bxϵ(Rkϵ) for R>R1 and ϵ>0 sufficiently small. With (\refGreenestimate2) and (33), we obtain for ϵ>0 small
[TABLE]
for x∈Ω∩∂Bxϵ(Rkϵ). So for x∈∂(Ω\Bxϵ(Rkϵ)) one has for ϵ>0 small
[TABLE]
This proves the claim and ends Step 1.2.
Step 1.3: Let ν∈(0,ν0) and R>R1. Since G~ϵ1−ν>0 in Ω\Bxϵ(Rkϵ) and LϵG~ϵ1−ν>0 in Ω\Bxϵ(Rkϵ), it follows from [BNV] that the operator Lϵ satisfies the comparison principle. Then from (5) we have that for ϵ>0 small
[TABLE]
Then with (\refGreenestimate2) we get that
[TABLE]
Taking α=(n−2)(1−ν), we have for α close to n−2
[TABLE]
As easily checked, this implies (52) for all α∈(0,n−2). This ends Step 1.3 and also Step 1.∎
Next we show that one can infact take α=n−2 in (52).
Step 2: We claim that there exists C>0 such that for all ϵ>0
[TABLE]
Proof.
The claim is equivalent to proving that for any (yϵ)ϵ∈Ω, we have that
[TABLE]
We have the following two cases.
Step 2.1: Suppose that ∣xϵ−yϵ∣=O(μϵ) as ϵ→0.
By definition (\refmuepsilon) it follows that ∣yϵ−xϵ∣n−2uϵ(xϵ) uϵ(yϵ)≤∣yϵ−xϵ∣n−2μϵ2−n. This proves (57) in this case and ends Step 2.1.
Step 2.2: Suppose that
[TABLE]
We let for ϵ>0
[TABLE]
Then from (52), it follows that for any α∈(0,n−2), there exists Cα′>0 such that for all ϵ>0
[TABLE]
Let G be the Green’s function of Δ+a with Dirichlet boundary conditions. Green’s representation formula and standard estimates on the Green’s function yield
[TABLE]
where C>0 is a constant. We write the above integral as follows
[TABLE]
Using Hölder inequality and then by Hardy inequality (\refHardyinequality) we get that for ϵ>0
[TABLE]
Since (uϵ)ϵ>0 is bounded in H1,02(Ω),there exists C>0 such that for ϵ>0 small
[TABLE]
With a change of variables the above integral becomes
[TABLE]
And so we get that for ϵ>0 small
[TABLE]
We estimate the above two integrals separately. First we have for ϵ>0 small and α close to n−2
[TABLE]
as ϵ→0. On the other hand for ϵ>0 small
[TABLE]
Taking α close to (n−2), and using (58), we obtain for ϵ sufficiently small
[TABLE]
as ϵ→0. Combining (\refbreakupofintegralestimate), (\refbreakupofintegralestimate1) and (\refbreakupofintegralestimate2) we obtain that
[TABLE]
This proves (57) and ends Step 2.2 and then Step 2.∎
Step 3: The estimate (57) and the definition (30) of μϵ yield Theorem 1. ∎
6. Localizing the Singularity: The Interior Blow-up Case
In this section we prove Theorem 2. We assume that
[TABLE]
The proof goes through four steps. We first recall the Pohozaev identity. Let U be a bounded smooth domain in Rn, let p0∈Rn be a point and let u∈C2(U). We have
[TABLE]
here ν is the outer normal to the boundary ∂U. Using the above Pohozaev Identity we obtain the following identity for the Hardy Sobolev equation: Let Uϵ be a family of smooth domains such that xϵ∈Uϵ⊂Ω for all ϵ>0. One has for all ϵ>0
[TABLE]
Since x0∈Ω, let δ>0 be such that Bx0(3δ)⊂Ω. Note that then ϵ→0lim∣xϵ∣sϵ=1, and it follows from (33) that ϵ→0limμϵsϵ=1. We will estimate each of the terms in the above Pohozaev identity and calculate the limit as ϵ→ and δ→0. It will depend on the dimension n.
Step 1: We prove the following convergence outside x0:
Proposition 6.1**.**
We have that μϵ−2n−2uϵ⟶bnGx0 in Cloc1(Ω∖{x0}) as ϵ→0, where bn is as in (7) and G is the Green’s function for Δ+a with Dirichlet condition.
Proof.
We fix y0∈Ω such that y0=x0. We first claim that
[TABLE]
We prove the claim. We choose δ′∈(0,δ) such that ∣x0−y0∣≥3δ′ and ∣x0∣≥3δ′. From Green’s representation formula we have
[TABLE]
Using the bounds on uϵ obtained in Theorem 1 and the estimates on the Green’s function G we get as ϵ→0
[TABLE]
Recall our definition of vϵ in Theorem 4. With a change of variable, Theorem 4 yields
[TABLE]
Lebesgue dominated convergence theorem, Theorems 4 and 1 then yield
[TABLE]
This proves the claim. From (5), we get that
[TABLE]
It follows from the pointwise estimate of Theorem 1 that μϵ−2n−2uϵ is uniformly bounded in Lloc∞(Ω∖{x0}). It then follows from standard elliptic theory that the limit (64) holds in Cloc1(Ω∖{x0}). This completes the proof of Proposition 6.1.∎
Step 2:
Next we show that
[TABLE]
Proof.
Recall our definition of vϵ in Theorem 4. With a change of variable we have
[TABLE]
Passing to limits, and using Theorems 4 and 1 we obtain by Lebesgue dominated convergence theorem
[TABLE]
This proves (65) and ends Step 2.∎
Step 3: We define aϵ(x):=a(x)+21(x−xϵ,∇a) for x∈Ω. We claim that
[TABLE]
as ϵ→0, where dn is as in (7).
Proof.
We divide the proof in three steps.
Case 3.1: We assume that n≥5. Recall our definition of vϵ in Theorem 4. With a change of variable we obtain
[TABLE]
Theorem 1 reads vϵ(x)≤C(1+∣x∣2)1−n/2. Therefore, Lebesgue’s theorem and Theorem 4 yield (69) when n≥5.
Case 3.2: We assume that n=4 and we argue as in Case 3.1. With the pointwise control of Theorem 1, we get that
[TABLE]
Case 3.3: we assume that n=3. It follows from Theorem 1 that there exists C>0 such that μϵ−1/2uϵ(x)≤C∣x−xϵ∣−1 for all ϵ>0 and x∈Ω. Therefore
[TABLE]
∎
Step 3: We prove Theorem 2 for n≥4. From the Pohozaev identity (6) we have
[TABLE]
Passing to the limits as ϵ→0 in (6), using (65), (69) and Theorem 6.1, we get Theorem 2 when n≥4.
Step 4: We now deal with the case of dimension n=3. Recall from the introduction that we write the Green’s function G as Gx(y)=4π∣x−y∣1+gx(y) for all x,y∈Ω, x=y, with gx∈C2(Ω∖{x})∩C0,θ(Ω) for some 0<θ<1. In particular, when n=3 or a≡0, gx(x) is defined for all x∈Ω. For any x∈Ω, gx satifies the equation
[TABLE]
Note that any x∈Ω
[TABLE]
The proof goes as in Hebey-Robert [hebeyrobertACV]. We omit it here. From the Pohozaev identity (6), multiplying both the sides by μϵ−1 we obtain
[TABLE]
It follows from Proposition 6.1 that
[TABLE]
Using (71), we get that the right-hand-side goes to 2b32gx0(x0) as δ→0. Putting this identity, (69) when n=3, and (65) in (6) , we get Theorem 2 in the case n=3. The proof is similar when a≡0.
7. Localizing the Singularity: The Boundary Blow-up Case
This section is devoted to the proof of Theorem 3.
7.1. Convergence to Singular Harmonic Functions
Here, G is still the Green’s function of the coercive operator Δ+a in Ω with Dirichlet boundary conditions. The following result for the asymptotic analysis of the Green’s function is in the spirit of Proposition 5 of [FRgreens] and Proposition 12 of [DRW].
Theorem 6** ([FRgreens, DRW]).**
Let (xϵ)ϵ>0∈Ω and let (rϵ)ϵ>0∈(0,+∞) be such that ϵ→0limrϵ=0.
- (1)
Assume that limϵ→0rϵd(xϵ,∂Ω)=+∞. Then for all x,y∈Rn, x=y, we have that
[TABLE]
*where ωn−1 is the area of the (n−1)- sphere. Moreover for a fixed x∈Rn, this convergence holds uniformly in Cloc2(Rn\{x}). *
2. (2)
Assume that limϵ→0rϵd(xϵ,∂Ω)=ρ∈[0,+∞). Then ϵ→0limxϵ=x0∈∂Ω. Let T be a parametrisation of the boundary ∂Ω as in (12) around the point p=x0.
We write T−1(xϵ)=((xϵ)1,xϵ′). Then for all x,y∈Rn∩{x1≤0}, x=y, we have that
[TABLE]
*where π:Rn→Rn defined by π((x1,x′))↦(−x1,x′) is the reflection across the plane {x:x1=0}.
Moreover for a fixed x∈R−n, this convergence holds uniformly in Cloc2(R−n\{x}). *
The next proposition shows that the pointwise behaviour of the blowup sequence (uϵ)ϵ>0 is well approximated by bubbles. Note that the following proposition holds with x0∈Ω, in the interior or on the boundary. We omit the proof as it goes exactly like the proof of Proposition 13 in [DRW] .
Proposition 7.1**.**
We set for all ϵ>0
[TABLE]
Suppose that the sequence (uϵ)ϵ>0∈H1,02(Ω), where for each ϵ>0, uϵ satisfies (\reftheeqn) and (\refminenergycondition), is a blowup sequence. We let x0:=limϵ→0xϵ. Let (yϵ)ϵ>0 be a sequence of points in Ω. We have
- (1)
If limϵ→0yϵ=y0=x0, then ϵ→0limμϵ−2n−2uϵ(yϵ)=bnGx0(y0) (see Proposition 6.1).
2. (2)
If limϵ→0yϵ=x0 and ϵ→0limd(xϵ,∂Ω)>0, then
[TABLE]
3. (3)
If limϵ→0yϵ=x0 and ϵ→0limd(xϵ,∂Ω)=0, then
[TABLE]
where for ϵ>0
[TABLE]
where πT=T∘π∘T−1. Here, T and π are as in Theorem 6.
Using Proposition 7.1, we derive the following when the sequence of blowup points converge to a point on the boundary
Proposition 7.2**.**
Let (uϵ)ϵ>0∈H1,02(Ω) be such that for each ϵ>0, uϵ satisfies (\reftheeqn) and (\refminenergycondition). We assume that uϵ⇀0 weakly in H1,02(Ω) as ϵ→0. We let x0:=limϵ→0xϵ. Let rϵ=d(xϵ,∂Ω). We assume that ϵ→0limrϵ=0. Therefore, ϵ→0limxϵ=x0∈∂Ω. Let T be a parametrisation of the boundary ∂Ω as in (12) around the point p=x0. We write T−1(xϵ)=((xϵ)1,xϵ′). For ϵ>0, let
[TABLE]
Then
[TABLE]
where
[TABLE]
and π:Rn→Rn defined by π((x1,x′))↦(−x1,x′) is the reflection across the plane {x:x1=0}.
Proof.
Since D0T=IRn we have: d(xϵ,∂Ω)=(1+o(1))∣(xϵ)1∣. Let θϵ be as in (73). Then we have that θ0=ϵ→0limθϵ=(−1,0)∈R−n and π(θ0)=(1,0)∈R+n. We fix R>0. v~ϵ is defined in B0(R)∩{x1≤0} for ϵ>0 small. It follows from the strong upper bounds obtained in Theorem 1 that there exists a constant C>0 such that for ϵ>0 small we have
[TABLE]
For any x∈B0(R)∩{x1≤0} we get from Proposition 7.1 that as ϵ→0
[TABLE]
Fom the properties of the boundary map T, one then gets
[TABLE]
For i,j=1,…,n, we let (g~ϵ)ij(x)=(∂iT((0,xϵ′)+rϵx),∂jT((0,xϵ′)+rϵx)), the induced metric on the domain B0(R)∩{x1<0}, and let Δg denote the Laplace-Beltrami operator with respect to the metric g. From eqn (\reftheeqn) it follows that given any R>0, v~ϵ weakly satisfies the following equation for ϵ>0 sufficiently small
[TABLE]
Arguing as in Step 1.2 of the proof of Lemma 1, we get that the convergence of v~ϵ holds in Cloc1(R−n∖{θ0}). This completes the proof of Proposition 7.2.
∎
7.2. Estimates on the blow up rates: The Boundary Case
Suppose that the sequence of blow up points (xϵ)ϵ>0 converges to a point on the boundary, i.e suppose ϵ→0limxϵ=x0∈∂Ω. We let
[TABLE]
Then ϵ→0limrϵ=0 and from (25), we have as ϵ→0: μϵ=o(rϵ) and kϵ=o(rϵ). We apply the Pohozaev identity for the Hardy Sobolev equation (6) to the domain Bxϵ(rϵ/2). Note that since rϵd(xϵ,∂Ω)=1 for all ϵ>0, so Bxϵ(rϵ/2)⊂⊂Ω for ϵ>0 small. The Pohozaev identity (6) gives us
[TABLE]
for all ϵ>0 small. We now estimate each of the terms in the integral above. Theorem 3 will be a consequence of the following theorem:
Theorem 7**.**
Let Ω, a, (sϵ)ϵ>0, (uϵ)ϵ>0∈H1,02(Ω) as in Theorem 3.
Assume that (80) holds and ϵ→0limxϵ=x0∈∂Ω. Then
- (1)
If n=3 or a≡0, then as ϵ→0
[TABLE]
*Moreover, d(xϵ,∂Ω)=(1+o(1))∣xϵ∣ as ϵ→0. In particular x0=0.
*
2. (2)
If n=4. Then as ϵ→0
[TABLE]
and
[TABLE]
3. (3)
If n≥5. Then as ϵ→0
[TABLE]
and
[TABLE]
where dn is as in (7) for n≥5 and d4=64ω3.
Proof.
For convenience we define
[TABLE]
Step 1: We claim that
[TABLE]
Proof.
We define
[TABLE]
Since d(xϵ,∂Ω)=rϵ, this is well-defined. Moreover, Proposition 7.2 yields
[TABLE]
With the change of variable x↦xϵ+rϵz we obtain
[TABLE]
Passing to limit as ϵ→0 in (7.2) and using (87), we get
[TABLE]
where
[TABLE]
Let 0<δ<1/2. Since Δv^=0 in B0(1/2)∖B0(δ), applying the Pohozaev identity (62), we see that A(δ)=A(1/2) for all 0<δ<1/2. We write
[TABLE]
where h(x)=−∣x+(2,0)∣n−2(n(n−2))2n−2. With the explicit expression of v we obtain
[TABLE]
Since A is constant, this latest limit and (88) yield (85). This completes Step 1.
∎
Step 2: Proceeding similarly as in (65) we obtain
[TABLE]
Step 3: Arguing as in the proof of (69), we get that
[TABLE]
where dn is as in (7).
Combining Steps 1 to 3 in the Pohozaev identity (7.2) yields (82), (83) and (84).
To get extra informations, we differentiate the Pohozaev identity (6) with respect to the jth variable (xϵ)j and get
[TABLE]
Step 4: We claim that
[TABLE]
Proof.
As Step 1 above, using Proposition 7.2 we have as ϵ→0
[TABLE]
where v^ϵ and v^ are as in Step 1 above. Arguing as in Step 1 above , we get that
[TABLE]
where h is as in (89). For j=1, taking the explicit expression of h yields Step 4. ∎
Step 5: Arguing as in Step 2 we have
[TABLE]
Similarly, as in Step 3, for every 1≤j≤n we have as ϵ→0
[TABLE]
Using the Pohozaev identity (7.2), (84) and these estimates, noting that rϵ=d(xϵ,∂Ω)=(1+o(1))∣xϵ,1∣, we then obtain that d(xϵ,∂Ω)=(1+o(1))∣xϵ∣ as ϵ→0 when n=3 or a≡0. When n=4, then as ϵ→0
[TABLE]
Finally, when n≥5, we get as ϵ→0
[TABLE]
Plugging together these estimates and (83) and (84), we get Theorem 7.
∎