Technical Details of the Proof of the Sine Inequality \\[1.2ex] {\normalsize $\displaystyle \sum_{k=1}^{n-1}\left( \frac{n}{k} - \frac{k}{n} \right) ^\beta \sin(kx) \geq 0$
Man Kam Kwong

TL;DR
This paper provides detailed proofs and technical lemmas for the sine inequality involving a weighted sine polynomial, including computational methods, to establish non-negativity over a specific interval.
Contribution
It offers a comprehensive, detailed proof of the sine inequality, with auxiliary lemmas and computational techniques, extending prior results and clarifying the proof structure.
Findings
The sine polynomial is nonnegative for specified parameters.
Several lemmas of independent interest are proved.
Computational methods assist in verifying complex inequalities.
Abstract
In a recent study, H. Alzer and the author showed that the sine polynomial is nonnegative for , This result, among others, will be presented in a forthcoming article. The proof relies on quite a number of technical Lemmas and inequalities. We have decided to delegate all the tedious details of the proofs of these Lemmas in a separate article, namely, the current one. Some of the proofs require brute-force numerical computation, performed with the help of the computer software MAPLE. A few of the Lemmas included here are of independent interest.
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Taxonomy
TopicsMathematics and Applications · Mathematical functions and polynomials
**Technical Details of the Proof of the Sine Inequality
**
MAN KAM KWONG
*Department of Applied Mathematics
The Hong Kong Polytechnic University,
Hunghom, Hong Kong*
This is a preliminary draft, temporarily used as a place holder.
A final version will be provided as soon as possible.
Abstract
In a recent study, H. Alzer and the author showed that the sine polynomial
[TABLE]
is nonnegative for , This result, among others, will be presented in a forthcoming article. The proof relies on quite a number of technical Lemmas and inequalities. We have decided to delegate all the tedious details of the proofs of these Lemmas in a separate article, namely, the current one. Some of the proofs require brute-force numerical computation, performed with the help of the computer software MAPLE.
A few of the Lemmas included here are of independent interest.
2010 Mathematics Subject Classification. 26.70, 26A48, 26A51
Keywords. Inequalities, monotonicity, numerical procedure, MAPLE procedure.
1 Introduction
As stated in the Abstract, this article is meant to be a supplement to a hopefully forthcoming paper on a recent project done in collaboration with H. Alzer. The results presented here are proved mainly by elementary techniques, sometimes with the assistance of the computer for carrying out tedious computations. There is no intention to seek formal publication in an official research journal. For that reason, often more detailed arguments as well as heuristic discussions may be included.
The result to be established is
Theorem AK. The inequality
[TABLE]
holds for all integers and real numbers if and only if .
Throughout the paper, denote NN (nonnegative) numbers, and positive integers. For convenience, we adopt the notations:
[TABLE]
[TABLE]
The following identities are well-known:
[TABLE]
[TABLE]
A tool used frequently below is explained in detail in [3]. Let be the difference of two specific increasing (or decreasing) functions in a given bounded interval and they do not involve any further variable parameters. The tool, called dif, is a numerical algorithm, implemented as a MAPLE procedure, can be applied to rigorously prove (if that is true). In the sequel, if an inequality is proved using this technique, we will attach the computer output.
The author would like to thank Horst Alzer for an enjoyable long-time collaboration in the study of classical inequalities. The current work is a part of one of our projects. Horst should be a coauthor, but he insisted otherwise.
2 Proof of Theorem AK
The result for small was proved in [1]. Thus our starting point is .
The proof, in its entirety, is quite long. In order not to mask the main ideas, we postpone the proofs, some rather technical, of quite a number of Lemmas and inequalities to Section 3. In addition, we divide the proof into small chunks in order to highlight the different ideas involved.
Instead of studying the sine polynomial in (1.1) directly, we consider two equivalent ones. First, we divide it by the coefficient of the first term to get
[TABLE]
with leading coefficient . For convenience, the dependence of on is not explicit in the notation. In addition, we often suppress even and/or in the notation. For example, we write and sometimes instead of and instead of . Note that for , while .
We also denote the sequence of second differences of the coefficients by
[TABLE]
Next, by reflection, we see that is NN if and only if is NN. (Caution: In [1], the superscript ∗ is used instead of -.) The - operator can be extended to general sine polynomials. Using in placed of simplifies some intermediate inequalities. 2. 2.
Our first step is to show that for , is NN on .
For all , . Using (3.2) of Lemma 3, we have
[TABLE]
The numerator of the RHS is NN in ([3, Lemma 7]). so is . 3. 3.
A sequence is said to be convex (concave) if
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Lemma 1 (ii) assets that when the coefficient sequence of a sine polynomial, appended with a 0, is convex, the polynomial is NN. For certain combinations of and (for instance, when and , the coefficient sequence (Note that the last member of the sequence is .) of (2.1) is convex, and hence is NN, and Theorem AK hold for those combinations.
However, in general, is not convex. In such cases, we invoke Lemma 5. to find a positive integer such that the sub-sequence is convex while the sub-sequence has an odd number of terms and is concave. After subtracting from each of the terms of the first sub-sequence, we see that is convex. By Lemma 1 (ii),
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is NN. Note that has the decomposition
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It is easy to verify that has the alternative representation
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with an even number of summands on the RHS and
[TABLE] 4. 4.
By Lemma 5 (ii), has at least five terms. We decompose it further as follows
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where
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The convexity of implies that the coefficients of and are positive and satisfy the hypotheses of Lemma 1 (ii), respectively. Hence, both and are NN. It follows that
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In view of this, an appropriate tactic to prove Theorem AK is to find good lower bounds for and . 5. 5.
For convenience, we have suppressed the explicit dependence of and on and . The more precise notations ought to be and .
After the substitution , the coefficients of are given by , while the two second differences are , as given before Lemma 8.
For fixed and , Lemma 8 (ii) asserts that satisfies Lemma 1 (ii) and so is NN, implying that .
Likewise, with fixed, and , Lemma 8 (i) asserts that .
It follows that for and ,
[TABLE] 6. 6.
In particular, for and ,
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By Lemma 10, this sine polynomial is concave in , and so is decreasing, implying that
[TABLE] 7. 7.
To get a lower bound for we make use of (2.3) and Lemma 2 (iii). By definition,
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The last inequality holds because is a decreasing function of ([3, Lemma 13]) and the upper bound is obtained by letting . Then Lemma 2 (iii) gives
[TABLE] 8. 8.
From (2.5), (2.7), and (2.8), we get
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The righthand side is NN when
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This greatly improves ¶2. 9. 9.
Now, (2.7) can be improved, by using the shorter interval instead of , to give
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This can be used to replace in the first line of (2.9).
Then, the factor in the denominator of the same expression can be replaced by the larger number \cos\big{(}\frac{2.67}{2(7)}\big{)}. After that, we conclude that is NN when
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This proves Proposition 1 of [1].
Although the same arguments can be used iteratively to bootstrap the assertion further, but the improvements gained this way are very slight. 10. 10.
When is even, (1.3) gives
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By Lemma 2 (iii), is NN in . By (2.5), is thus also NN in . Combining with ¶9 yields Theorem AK. This is Proposition 2 of [1].
It now remains to show that is NN in for odd . 11. 11.
Let us determine for . The last second difference
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is nonnegative for . For such values of , and Theorem AK holds. On the other hand,
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for all . The construction presented in ¶2 yields with two summands in the form of . 12. 12.
For general , we can find an upper bound of the number of summands of as follows. We first compute for when . Suppose that the last differences are negative, then is constructed using the last or coefficients, whichever is even. By Remark 2, for , has fewer or equal number of summands than that for .
Following this scheme, we find that for , has no more than 2 summands while for , there are no more than 10.
Recall that in all cases, has an even number of summands in (2.3) and (3.1) of Lemma 2 (iv) is applicable to yield a lower bound.
In (3.1),
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By defining (3.1) becomes
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We only need to worry about in which ; this explains the use of on the LHS. Note that only odd subscripts of are involved. If has summands, the RHS of (2.11) has terms involving . The necessary lower bounds for are derived in Lemmas 12 and 13. 13. 13.
Let us first treat the simplest case when has 2 summands. This is true for .
Applying (3.14) of Lemma 12 to (2.11) containing only one summand, leads to
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With (2.10), this implies in and Theorem AK is proved. 14. 14.
Next, suppose has 10 or less summands. This is true for .
For the rest of the proof we can assume odd. By (2.6), we have . In addition, we use the shorter interval to improve (2.10) to
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Using (2.11) with up to and the estimates (3.21) and (2.12), we obtain
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proving the Theorem. 15. 15.
Finally we consider the case when has more than 10 summands.
Using and the interval \big{[}0,\frac{2.5}{45}\big{]}, we improve (2.12) further to
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From (2.11), we obtain
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The monotonicity of implies
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Note that the subscripts of on the RHS are even; those on the LHS are odd. It follows from (2.14) that
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The subscripts of in the sum are now consecutive. Fortunately, this sum telescopes:
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Hence,
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The RHS, using (3.21) and (3.18), adds up to less than
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This together with (2.15), (2.16), and (2.13) implies that is NN, as desired.
The proof of Theorem AK is thus complete.
3 Lemmas
Lemma** 1**** (Fejér [2, Satz XXVII]).**
- (i)
If is convex, then is NN in .
- (ii)
In particular, if is convex, then is NN in .
Remark 1**.**
In (ii), assuming only the convexity of is not enough to guarantee NN. We need to augment the coefficient sequence with a 0 at the end. This is equivalent to requiring the convexity of plus .
Remark 2**.**
It follows from the convexity of the power function (, ) that if , , is a convex sequence, so is , for .
Lemma** 2****.**
- (i)
For any integer , is NN in .
- (ii)
Let . Then
[TABLE]
- (iii)
Let be integers, and , . Then
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- (iv)
In addition to the hypotheses of (iii), assume that is odd and even. Then
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Proof. (i) This is a corollary of Lemma 1 (i), when , .
- (ii)
By (1.3),
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In , c\big{(}j+\frac{1}{2}\big{)}/c\big{(}\frac{1}{2}\big{)} is a decreasing function. Hence, it is less than its value at , which is 1. It follows that . In , we obtain a lower bound of by replacing s\big{(}2j+\frac{1}{2}\big{)} in the middle expression above by to obtain
[TABLE]
The RHS is negative but it is an increasing function of . At , the RHS is greater than , implying that the same is true for all . Thus we have shown that for all .
By (i),
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- (iii)
Rearrange the sum in question, in reverse order of the terms, as
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We compare this with the following sum, in which the coefficients are all the same:
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Let us look at the partial sums of the latter. Using (i), we see that if the partial sum has an even number of terms, then it is NN. If there are an odd number of terms, the sum from the second term on is NN, implying that the whole sum is not less than the first term. In all cases, the partial sums . Applying the Comparison Principle then yields the conclusion. The Comparison Principle is a well-known result. An explanation can be found in [4, See Lemma 2].
- (iv)
This follows from (ii) and (iii).
Lemma** 3****.**
Suppose . Then
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Proof. The special case corresponds to . By (1.3), its partial sums satisfy
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Applying the Comparison principle yields
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which is (3.2) when . The general case follows from the relation
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Lemma** 4****.**
For ,
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Proof. Using the transformation , we see that the desired inequality is equivalent to
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With a further substitution , the inequality becomes
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which is true, since all the roots of the LHS lie outside .
Monotonicity properties of a sequence can often be deduced from corresponding properties of its continuous analog. For instance, if is a differentiable function in , then , is a decreasing sequence if . Likewise,
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Lemma** 5****.**
(i)* For . *
- (ii)
Either is convex, or there is an such that the sub-sequence is convex and the sub-sequence has an odd number of terms and is concave.
- (iii)
When and , .
Proof. (i) Note that
- [TABLE]
where
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In view of (3.3), the monotonicity of will follow if we can show that for a fixed , for . Direct computation gives
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where
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The conclusion follows if we can show that for . For each fixed , , when extended to , attains its minimum at
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which falls inside only when , where
Case 1: . Minimum of for is attained when . Hence,
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The positivity of the polynomial is verified using Sturm’s procedure.
Case 2: . Minimum of for is attained when . Hence,
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Case 3: . Minimum of for is attained when . Hence,
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Again positivity (for ) is checked with the Sturm procedure.
In all three cases, ; the first assertion of the Lemma is proved.
- (ii)
It is easy to verify . If it happens that for all , then the sequence is convex. This situation prevails when is very close to 1.
In general, when is large and is close to , is not convex in , as exemplified by the red curve in Figure 1. Recall that after an appropriate scaling, see (3.4), \hat{a}_{n}=f\big{(}\frac{k}{n}\big{)} are discrete points on the graph of . The curve starts out being convex and becomes concave after the point of inflection, marked as a blue dot on the curve, between and . The two sub-sequences stipulated in the Lemma are and , with the latter having five terms.
By (i), will transition from to somewhere, as depicted below:
[TABLE]
If we split the sequence right before or right after it, or after the next one, we get, in all three cases, a convex sub-sequence followed by a concave one. We can always choose one of these cases so that the second sub-sequence (including ) has an odd number of terms. Letting be the last term of the first sub-sequence, we construct the two polynomials represented, respectively, by the RHS of (LABEL:SHK) and (LABEL:ST).
- (iii)
The monotonicity of implies that, for a fixed , there is a unique at which , and for . Direct computation gives
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and
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As a function of , is increasing in . Thus . In terms of , this means that for , where is the largest integer less than or equal to . For , and the second assertion of the Lemma is proved. For , the assertion can be verified directly by computation.
Lemma** 6****.**
Let , and . The function
[TABLE]
is at some point cannot have a local minimum in .
Proof. for (due to the convexity of , ).
A local minimum must be a critical point. Our tactic is to show that at a critical point (i.e. when ), , which implies that the critical point cannot be a local minimum.
We can assume, without loss of generality, that (use and as the new and , respectively). That is a critical point gives
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and we need to show
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The point divides into two sub-intervals: the function is in , but in . In each sub-interval, is invertible. Let be the inverse of in , i.e. .
We divide the proof of (3.7) into three cases.
Case 1: . Then and are also in .
That (3.7) follows from (3.6) is a consequence of the concavity of as a function of . Using the chain rule, one can verify that
[TABLE]
and
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The last expression is for (the numerator is +, but the denominator is ), proving the claim.
Case 2: and . There are two sub-cases. The first is . One such example is depicted in Figure 2. There exists such that . Then, with replacing , we have the same situation as Case 1. Thus, (3.7), with in place of , i.e.
[TABLE]
Since ,
[TABLE]
Now (3.8) and (3.9) imply (3.7).
The second sub-case is when , as depicted in Figure 3. Let ; it lies between and . The assumption .
The dash green line joins and . Concavity of dash green line red curve. Let the vertical line through cut the dash green line at . The length is , by (3.6). However, this contradicts the earlier assertion that lies between and because for all , (the red curve) is obviously larger than (the red curve is above . This contradiction means that (3.6) cannot hold. In other words, cannot be a critical point of .
Case 3: . Then contradiction just as in the last case.
A simple corollary is
Lemma** 7****.**
Let be defined as in Lemma 6 and .
- (i)
If , then in .
- (ii)
If , then in .
Proof. (i) Suppose the contrary. Then must be negative at some point , and
- there must exist a local minimum between and 1, contradicting the Lemma.
- (ii)
In a similar way, suppose the contrary. Then must be positive at some point , and there must exist a local minimum between and 1, a contradiction.
The coefficients of , as defined in (2.4), written in terms of y\in\big{[}0,\frac{1}{48}\big{]} and are given by , below, while the second differences are given by .
[TABLE]
Lemma** 8****.**
- (i)
With , all five functions , are + in .
- (ii)
For fixed , all five functions , are in .
Proof. (i) All conclusions are proved using the MAPLE procedure dif, see [3].
: We want to show that
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is positive for y\in\big{[}0,\frac{1}{48}\big{]}. The MAPLE display is shown in Figure LABEL:fb1.
Figure 4. MAPLE output for .
The first command defines b1 (). The next two commands defines g1 and g2. The fourth invokes dif in the verbose format (by adding the option long=1) to generate four points (the second column of the displayed matrix):
[TABLE]
The third column of the matrix lists g1, the fourth lists g2, , while the fifth column is the third column minus the fourth and must be positive. The successful generation of the matrix proves that g1 - g2 is positive in the interval under study. The graphs are plot as a visual check that g1 (the red curve) and g2 (the blue curve) are monotone.
: We have
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This time, we invoke dif without the long=1 option. The output then only shows the list of , not the verbose matrix or the graphs.
Figure 5. MAPLE output for .
:
Figure 6. MAPLE output for .
:
Figure 7. MAPLE output for .
:
Figure 8. MAPLE output for .
(ii) Although we assume that is fixed, it is not given a specific value. In other words, it is used as a parameter, and for that reason, dif cannot be applied directly. Instead, we make use of Lemma 7, noting that (with fixed ) has the same form as in (3.5). By Lemma 7 (i), it suffices to show that
[TABLE]
Now we can apply dif to each .
:
Figure 9. MAPLE output for .
:
Figure 10. MAPLE output for .
:
Figure 11. MAPLE output for .
:
Figure 12. MAPLE output for .
:
Figure 13. MAPLE output for .
Lemma** 9****.**
For any , \beta\in\big{[}\frac{1}{2},1\big{]}, in .
Proof. The conclusion is true if we can show that
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Since , (3.10) follows from the stronger assertion
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which is equivalent to
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We divide the proof into three cases:
- (1)
is increasing in . is increasing in and decreasing in , where . Since , we have in .
- (2)
In , we can use the DIF technique to confirm that .
- (3)
The Taylor series of is an alternating (i.e. and ) series. Hence,
[TABLE]
[TABLE]
On the other hand, the Taylor series of is
[TABLE]
suggesting that
[TABLE]
This is confirmed because, for ,
[TABLE]
The Sturm procedure for ,
[TABLE]
This completes the proof of the Lemma.
Lemma** 10****.**
The function
[TABLE]
is concave in .
Proof. Denote the function by . We need to show that in the given interval. In terms of ,
[TABLE]
It is straightforward to check that the roots of the RHS are
[TABLE]
computed using MAPLE with an accuracy of 40 digits, both of which lie outside the given interval. Hence, is of one sign in the interval, and the sign is negative, as desired.
Lemma** 11****.**
For , is a decreasing function of .
Proof. Since , the conclusion follows if we can show that
[TABLE]
is decreasing in , or equivalently, if
[TABLE]
is decreasing in . This is a routine exercise in calculus.
Let be as defined in Section 2 ¶12. Then,
[TABLE]
Lemma** 12****.**
[TABLE]
[TABLE]
Proof. Since the first factor in . On the other hand, , implying that the second factor is also in . It follows that
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Denote by the RHS of (3.16). Numerics gives
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We rewrite
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Direct computation gives
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It follows that the first factor in (3.17) is (). Rewrite the second factor as where Obviously, is in .
Direct computation gives
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Both fractions are in in .
[TABLE]
The numerator, being a function minus an function, is in . Substituting shows that the numerator is negative. Hence, the numerator is negative for all larger . Thus the second factor in (3.17) is , implying that is in . Direct computation shows . Thus is for .
Lemma** 13****.**
For odd ,
[TABLE]
For
[TABLE]
Proof. For (3.18)–(3.21), we only give the proof of (3.18). The other inequalities can be established in exactly the same way.
[TABLE]
The first factor is in . We claim that the second factor is also , which is equivalent to
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being in . It is easy to verify that
[TABLE]
Obviously, ic in . The claim then follows from this and Lemma 9.
It then follows that
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where and are the first and second factor of (3.23), respectively. Obviously, is in .
Our next claim is that is in . This is equivalent to
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After differentiating this expression and canceling some common factors, we see that this is equivalent to
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which is, in turn, equivalent to
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Since the fraction inside the parentheses on the LHS is , (3.25) follows from
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which is easy to verify. The proof of the claim is complete.
Then (3.24) leads to
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where
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For later use, we define
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Thus
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It is easy to verify that the expression in the second line is decreasing in for , justifying the inequality given by third line.
In the final step of the proof of Theorem 1, we need the sharper bound (3.22) on . In the above proof, there is room for improvement because we have used a fairly crude bound for the last factor in (3.24).
Using (3.26) we see that (3.22) is true for . It remains to verify (3.22) for the finite set . That can be achieved by brute force, simply by computing each of these values numerically.
Lemma** 14****.**
For fixed ,
[TABLE]
Proof.
[TABLE]
has the form of in (3.5), with , , and satisfies Lemma 7 (ii). This means that we only need to find an upper bound when . Thus
[TABLE]
The first factor is in . The second factor is a difference of two convex functions. The DIF technique proves that it is . Therefore,
[TABLE]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] Horst Alzer and M.K. Kwong, Classes of nonnegative sine polynomials (preprint).
- 2[2] L. Fejér, Einige Sätze, die sich auf das Vorzeichen einer ganzen rationalen Funktion beziehen; …, Monatsh. Math. Phys. 35 (1928), 305-344.
- 3[3] M.K. Kwong, A Numerical Procedure for Proving Specific Strict One-Variable Inequalities in Specific Finite Intervals, ar Xiv:1701.02425 [math.CA] (2017).
- 4[4] M.K. Kwong, An improved Vietoris sine inequality, Journal of Approximation Theory 189 (2015), 29-42.
