Kernel theorems for modulation spaces
Elena Cordero, Fabio Nicola

TL;DR
This paper characterizes the continuity of linear operators on modulation spaces using kernel membership in (mixed) modulation spaces, highlighting the advantages of the modulation space framework over distribution theory.
Contribution
It provides a complete characterization of operator continuity on modulation spaces via kernel membership, extending Feichtinger's kernel theorem and emphasizing the strengths of modulation space formalism.
Findings
Complete characterization of operator continuity on $M^p$ spaces.
Recovers Feichtinger's kernel theorem as a special case.
Shows equivalence of operator norm and kernel modulation space norm.
Abstract
We deal with kernel theorems for modulation spaces. We completely characterize the continuity of a linear operator on the modulation spaces for every , by the membership of its kernel to (mixed) modulation spaces. Whereas Feichtinger's kernel theorem (which we recapture as a special case) is the modulation space counterpart of Schwartz' kernel theorem for temperate distributions, our results do not have a couterpart in distribution theory. This reveals the superiority, in some respects, of the modulation space formalism upon distribution theory, as already emphasized in Feichtinger's manifesto for a post-modern harmonic analysis, tailored to the needs of mathematical signal processing. The proof uses in an essential way a discretization of the problem by means of Gabor frames. We also show the equivalence of the operator norm and the modulation space norm of the…
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Kernel Theorems for modulation spaces
Elena Cordero
Università di Torino, Dipartimento di Matematica, via Carlo Alberto 10, 10123 Torino, Italy
and
Fabio Nicola
Dipartimento di Scienze Matematiche, Politecnico di Torino, corso Duca degli Abruzzi 24, 10129 Torino, Italy
Abstract.
We deal with kernel theorems for modulation spaces. We completely characterize the continuity of a linear operator on the modulation spaces for every , by the membership of its kernel to (mixed) modulation spaces. Whereas Feichtinger’s kernel theorem (which we recapture as a special case) is the modulation space counterpart of Schwartz’ kernel theorem for temperate distributions, our results do not have a couterpart in distribution theory. This reveals the superiority, in some respects, of the modulation space formalism upon distribution theory, as already emphasized in Feichtinger’s manifesto for a post-modern harmonic analysis, tailored to the needs of mathematical signal processing. The proof uses in an essential way a discretization of the problem by means of Gabor frames. We also show the equivalence of the operator norm and the modulation space norm of the corresponding kernel. For operators acting on a similar characterization is not expected, but sufficient conditions for boundedness can be sated in the same spirit.
Key words and phrases:
Time-frequency analysis, Gabor frames, modulation spaces,
2010 Mathematics Subject Classification:
42B35, 42C15, 47G30, 81Q20
1. Introduction
Schwartz’ kernel theorem certainly represents one of the most important results in modern Functional Analysis. It states, in the framework of temperate distributions, that every linear continuous operator can be regarded as an integral operator in a generalized sense, namely
[TABLE]
in the sense of distributions, for some kernel , and viceversa [20]. We write, formally,
[TABLE]
This result provides a general big framework including most operators of interest in Harmonic Analysis. However, for most applications in Time-frequency Analysis and Mathematical Signal Processing the spaces and can be fruitfully replaced by the modulation spaces and , respectively, introduced by H. Feichtinger in [13] and nowadays widely used as a fundamental tool in Time-frequency Analysis (see [18] and also Feichtinger’s manifesto for a postmodern Harmonic Analysis [17]). One of the obvious advantages is that and are Banach spaces; secondly their norm gives a direct and transparent information on the time-frequency concentration of a function or temperate distribution. The same holds, more generally, for a whole scale of intermediate spaces , , as well as the more general mixed norm spaces , .
In short, for , define the time-frequency shifts by
[TABLE]
Then is the space of temperate distributions in such that the function
[TABLE]
for some (and therefore any) window , is in , endowed with the obvious norm (see Section 2 below for details). We also set . Weighted versions are also used in the literature but here we limit ourselves, for simplicity, to the unweighted case.
Now, a kernel theorem in the framework of modulation spaces was announced in [9] and proved in [14]; see also [18, Theorem 14.4.1]. It states that linear continuous operators are characterized by the memenbership of thier distribution kernel to .
In this note we provide a similar characterization of linear continuous operators acting on the following spaces:
- •
, for a fixed
- •
, for a fixed
- •
, for every .
In all cases the characterization is given in terms of the membership of their distribution kernels to certain mixed modulation spaces, first introduced and studied in [3]. The proof uses in an essential way a discretization of the problem by means of Gabor frames. We also show the equivalence of the operator norm and the modulation space norm of the corresponding kernel.
These results seem remarkable, because no such a characterization is known, for example, for linear continuous operators from into itself and similarly from into itself. This again shows the superiority, in some respects, of the modulation space framework upon distribution theory.
For operators acting on mixed-norm modulation spaces such a characterization is not expected, as we will see in Section 3 below. We have however sufficient conditions for boundedness in the same spirit.
Let us also observe that in the literature there are plenty of sufficient conditions for operators in certain classes (Fourier multipliers, localization operators, pseudodifferential operators, Fourier integral operators) to be bounded for every , or for every . For example it is known that pseudodifferential operators with Weyl symbol in are in fact bounded for every [6, 18, 19, 26, 27] (see also [24]). On the other hand the Fourier multipier with symbol is still bounded on these spaces [2], although that symbol does not belong to . Similary, it is easy to see that any linear continuous operator whose Gabor matrix enjoys decay estimates such as
[TABLE]
for some , , and bi-Lipschtiz mapping , is bounded for every [4] (see also [4, 7, 8]). But once again this condition is not necessary at all.
The very simple characterization provided in the present paper when therefore includes, at least implicitly, all these continuity results on .
2. Backgrounds on time-frequency analysis
2.1. Mixed norm spaces
We summarize the main properties of mixed norm spaces, we refer to [1] for a full treatment of this subject.
Consider measure spaces , indices , with . Then the mixed norm space consists of the measurable functions such that the following norm is finite:
[TABLE]
with standard modification when for some .
If and is the Lebesgue measure on for every , we simply write . If each is a countable set and the corresponding measure is the counting measure, we use the notation .
The mixed norm spaces are Banach spaces, generalizations of the classical and spaces, cf. [1].
2.2. Modulation spaces
For , define the translation operator and modulation operator by
[TABLE]
For , the composition operator is called a time-frequency shift of the phase space .
For a fixed non-zero , the short-time Fourier transform (STFT) of with respect to the window is given by
[TABLE]
where the integral is intended as the (anti-)duality between and . The short-time Fourier transform gives information about the time-frequency content of the signal : indeed, roughly speaking, it can be seen as a localized Fourier transform of in a neighbourhood of .
The STFT is the basic tool in the definition of modulation spaces. Indeed, modulation space norms are a measure of the joint time-frequency distribution of . For their basic properties we refer [10, 11, 12] (see also [3, 21, 22, 23]) and the textbook [18].
Definition 2.1**.**
Fix , , , , . Then
[TABLE]
where
[TABLE]
If , we come back to the classical modulation spaces of distributions such that
[TABLE]
(cf. [13]). The extension of the original modulation spaces in Definition 2.1 was widely studied and applied to the investigation of boundedness and sampling properties for pseudodifferential operators in [21, 22, 23].
To state our kernel theorems we need a further extension of Definition 2.1, that was introduced by S. Bishop in [3], in her study of Schatten -class properties for integral operators. This is a natural generalization of the classical modulation spaces, as will be clear in the sequel.
We shall mainly use the notation in [3]. From now on we assume that is a permutation of the set . We identify with the linear bijection
[TABLE]
Definition 2.2**.**
Consider and let be a permutation corresponding to the map as above. Then is the mixed modulation space of tempered distributions for which
[TABLE]
If we simply write ; if , we shorten to .
Remark 2.3**.**
- (i)
If is the identity permutation and the indices satisfy
[TABLE]
then is the original modulation space introduced by Feichtinger in **[13]**.
- (ii)
If is the identity permutation and , we come back to the modulation spaces in Definition 2.1.
- (iii)
If the indices satisfy
[TABLE]
given any permutation , a simple change of variables yields
[TABLE]
- (iv)
In general the mixed modulation spaces differ from the classical ones of Definition 2.1. A simple example is provided by the permutation
[TABLE]
If we choose
[TABLE]
then it is easy to see that
[TABLE]
that is the space of distributions such that
[TABLE]
for some window function
It can be shown (cf. [3]) that the definition of mixed modulation spaces is independent of the choices of the window in , with different windows giving equivalent norms. Furthermore, this fact also holds for in the larger space , as follows by the subsequent Theorem 2.4, which gives the inversion formula on .
Theorem 2.4**.**
Suppose is a permutation of , and for a measurable function define the operator by
[TABLE]
(i) Given , , and , we have
[TABLE]
(ii) Different windows in define equivalent norms on .
Corollary 2.5**.**
For any , is a Banach space.
We also have the expected duality result.
Theorem 2.6**.**
If , is the dual space of , where satisfies .
2.3. Gabor frames
Given a lattice in and a non-zero square integrable function (called window) on the system
[TABLE]
is called a Gabor frame if it is a frame for , that is there exist constants such that
[TABLE]
If holds, then there exists a (so-called dual window), such that is a frame for and every can be expanded as
[TABLE]
with unconditional convergence in .
From now on we shall work with lattices , for suitable .
If the window function belongs to the Feichtinger’s algebra , then a Gabor frame for is a frame also for mixed modulation spaces (cf. [3, Theorem 4.6]).
Theorem 2.7**.**
Let be a window function in such that is a frame for with a dual frame . Consider . Then
- (i)
There exist constants independent of such that
[TABLE]
- (ii)
We have
[TABLE]
with unconditional convergence in if , weak convergence in if .*
This generalizes the basic fact, valid for the identity permutation, that the coefficient operator and the reconstruction operator , defined by
[TABLE]
satisfy
[TABLE]
with , the identity on , cf. (9), and similarly if we interchange the windows and .
3. Kernel Theorems
In this section we will present the characterization of continuity properties on modulation spaces of integral operators (1).
We need the following result (see e.g. Tao’s Lecture Notes [25, Proposition 5.2]).
Proposition 3.1**.**
Assume that , are measure space and . Suppose that , and is uniformly bounded on . Then the operator with kernel maps into and
[TABLE]
Similarly, we have a dual statment (see e.g. [25, Proposition 5.4]).
Proposition 3.2**.**
Assume that , are measure space and . Suppose that , and is uniformly bounded on . Then the operator with kernel maps into and
[TABLE]
Let us introduce the permutation of the set with related given by, for , ,
[TABLE]
Recall that we only consider lattices of the form .
Theorem 3.3**.**
Suppose . Let be a window function in such that is a frame for with a dual frame . A linear continuous operator is bounded if and only if its distrinution kernel satisfies
[TABLE]
where .
Moreover
[TABLE]
Proof.
Assume first (15). For , observe that the Gabor matrix of the operator is given by
[TABLE]
This matrix turns out to be the integral kernel of the operator , acting on sequences on , where the coefficient operator and synthesis operator are defined in (10). By (15) and Proposition 3.1, is a bounded operator . Since and continuously, we have , with
[TABLE]
Vice-versa, consider the finite dimensional space
[TABLE]
and the natural projection . Consider the composition operator
[TABLE]
This operator is represented by the (finite) matrix
[TABLE]
Using formula (12) in Proposition 3.1 (we work on finite sets, so that the assumptions are trivially satisfied) we have
[TABLE]
Since the right-hand side is independent of , taking the supremum with respect to , we obtain
[TABLE]
This concludes the proof.
We observe that, given a frame for , , with dual frame , then is still a frame for and is a frame for . Using Theorem 2.7 we can therefore reformulate the previous result in terms of mixed modulation spaces.
Corollary 3.4**.**
Suppose . A linear continuous operator is bounded from into if and only if its distribution kernel satisfies
[TABLE]
where is identified with (14).
Moreover
[TABLE]
Remark 3.5**.**
When , condition (18) becomes and we recapture Feichtinger’s kernel Theorem [14].
A similar characterization of bounded operators can be obtained arguing as above, using Proposition 3.2, (3) and Theorem 2.7. Precisely, define the permutation of the set with related by
[TABLE]
for , .
Theorem 3.6**.**
Suppose . A linear continuous operator is bounded from into if and only if its distribution kernel satisfies
[TABLE]
where .
Moreover
[TABLE]
As a consequence of Theorems 3.3 and 3.6 we have the following result.
Corollary 3.7**.**
Let be an operator with distribution kernel . The following conditions are equivalent:
- (i)
, for every .
- (ii)
* and .*
- (iii)
.
Proof.
All the equivalences follow trivially from Theorems 3.3 and 3.6 but , which follows by complex interpolation for modulation spaces [13].
4. Operators acting on
Let us now consider the problem of boundedness of an integral operator on , . We do no longer expect a characterization as in the case , studied in the previous section (see Remark 4.2 below). However sufficient conditions in the same spirit can be stated.
Consider the permutations and of the set with related , defined by
[TABLE]
and
[TABLE]
for , .
The following result was proved in [7, Proposition 5.1] (a continuous version is contained in [5, Proposition 2.4]).
Proposition 4.1**.**
Consider an at most countable index set and the operator defined on sequences on the set by
[TABLE]
(i) If , then is continuous on . Moreover,
[TABLE]
(ii) If , then is continuous on , with
[TABLE]
(iii) If satisfies assumptions (i) and (ii) and moreover , where the permutation is defined in (5), then the operator is continuous on , for every .
Remark 4.2**.**
Observe that the reverse inequalites in (23), (24) do not hold, even if one allows a multiplicative constant. Consider for example (23), with , , where
[TABLE]
is the Fourier matrix. We have
[TABLE]
so that
[TABLE]
but
[TABLE]
which blows-up, as , at a lower rate.
Let us verify (25). We have
[TABLE]
with . Now, using the embeddings
[TABLE]
and the fact that is a unitary transformation of we get (25).
As a consequence, we obtain the following boundedness result.
Consider the permutations and of the set with related , defined by
[TABLE]
and
[TABLE]
Theorem 4.3**.**
(i) A linear continuous operator is bounded on if its distribution kernel satisfies
[TABLE]
(ii) A linear continuous operator is bounded on if its distribution kernel satisfies
[TABLE]
Proof.
The result is a consequence of (3), Proposition 4.1 and Theorem 2.7, by using the same arguments as in the first part of the proof of Theorem 3.3.
By interpolation we also obtain the following result.
Corollary 4.4**.**
Let be an operator with distribution kernel
[TABLE]
Then continuously, for every , with .
By combining Corollaries 3.7 and 4.4, we finally obtain the following result.
Corollary 4.5**.**
Let be an operator with distribution kernel
[TABLE]
Then continuously, for every .
Acknowledgments
This research was partially supported by the Gruppo Nazionale per l’Analisi Matematica, la Probabilità e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM), Italy.
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