This paper investigates the dynamical systems associated with weak model sets, identifying their maximal equicontinuous factors and conditions for measure-theoretic isomorphisms, with applications to B-free systems.
Contribution
It characterizes the maximal equicontinuous factors of weak model sets and establishes conditions for almost 1:1 extensions and measure-theoretic isomorphisms.
Findings
01
Identified the maximal equicontinuous factor for certain weak model sets.
02
Provided conditions under which the system is an almost 1:1 extension.
03
Established measure-theoretic isomorphism to the Kronecker factor under specific conditions.
Abstract
There is a renewed interest in weak model sets due to their connection to B-free systems, which emerged from Sarnak's program on the M\"obius disjointness conjecture. Here we continue our recent investigation [arXiv:1511.06137] of the extended hull MWG, a dynamical system naturally associated to a weak model set in an abelian group G with relatively compact window W. For windows having a nowhere dense boundary (this includes compact windows), we identify the maximal equicontinuous factor of MWG and give a sufficient condition when MWG is an almost 1:1 extension of its maximal equicontinuous factor. If the window is measurable with positive Haar measure and is almost compact, then the system ${\mathcal…
Equations96
νW(x^):=y∈(x+L)∩(G×W)∑δy.
νW(x^):=y∈(x+L)∩(G×W)∑δy.
νWG:=π∗G∘νW:X^→MG.
νWG:=π∗G∘νW:X^→MG.
HA:={h∈H:h+A=A}
HA:={h∈H:h+A=A}
HWHaar:={h∈H:mH((h+W)△W)=0}.
HWHaar:={h∈H:mH((h+W)△W)=0}.
SH(ν)=supp(π∗H(ν))=πH(supp(ν))⊆W.
SH(ν)=supp(π∗H(ν))=πH(supp(ν))⊆W.
ΔB:\mathbbmZ→b∈B∏\mathbbmZ/b\mathbbmZ,ΔB(n)=(n mod b)b∈B,
ΔB:\mathbbmZ→b∈B∏\mathbbmZ/b\mathbbmZ,ΔB(n)=(n mod b)b∈B,
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Full text
Periods and factors of weak model sets
Gerhard Keller and Christoph Richard
These notes profited enormously from the stimulating research atmosphere at the workshop “Combining Aperiodic Order with Structural Disorder” at the Lorentz Center, Leiden, 2016.
Department Mathematik, Universität Erlangen-Nürnberg
(March 9, 2024)
Abstract
There is a renewed interest in weak model sets due to their connection to B-free systems [10], which emerged from Sarnak’s program on the Möbius disjointness conjecture. Here we continue our recent investigation [22] of the extended hull MWG, a dynamical system naturally associated to a weak model set in an abelian group G with relatively compact window W. For windows having a nowhere dense boundary (this includes compact windows), we identify the maximal equicontinuous factor of MWG and give a sufficient condition when MWG is an almost 1-1 extension of its maximal equicontinuous factor.
If the window is measurable with positive Haar measure and is almost compact, then the system MWG equipped with its Mirsky measure is isomorphic to its Kronecker factor. For general nontrivial ergodic probability measures on MWG, we provide a kind of lower bound for the Kronecker factor.
All relevant factor systems are natural G-actions on quotient subgroups of the torus underlying the weak model set. These are obtained by factoring out suitable window periods. Our results are specialised to the usual hull of the weak model set, and they are also interpreted for B-free systems.
Fix two locally compact second countable abelian groups G and H. Typically, G=\mathbbmZd or \mathbbmRd, whereas H will often be a more general group. Take a cocompact lattice L⊆G×H in generic position, i.e.,
L projects injectively to G and densely to H. Consider a relatively compact and measurable subset W of H which is called the window. A weak model set Λ⊂G is obtained by projecting all lattice points inside the strip G×W to G.
The resulting set Λ=πG(L∩(G×W)) is also called “cut-and-project set”, and H is called “internal space”. Any weak model set is uniformly discrete. Model sets additionally require int(W)=∅, resulting in a relatively dense point set. They have been introduced by Meyer [26, 27] within a harmonic analysis context and, surprisingly, turned out later to describe physical quasicrystals. By now there is an abundant literature on model sets, see e.g. the list of references in [2]. Weak model sets have been initially studied by Schreiber [35, 36]. Their name was coined by Moody [29], see [15] for further background.
Dynamical systems techniques have
turned out to be a powerful tool to analyse model sets [13, 34, 32, 8, 24]. Here one considers the hull of a model set, i.e., its translation orbit closure with respect to a Hausdorff-type metric, and one seeks to infer properties of the model set from its hull. For example, pure point diffraction spectrum of a model set can be inferred from (and is in fact equivalent to) pure point dynamical spectrum of its hull, equipped with its pattern frequency measure, see e.g. [7, Thm. 7]. For general so-called regular model sets, pure point dynamical spectrum of their hull was shown by Schlottmann [34] 111An earlier diffraction result by Hof [14] for regular model sets having Euclidean internal space relied on harmonic analysis techniques. This has been extended beyond the Euclidean setting only recently [31].. It is the aim of this article to perform a dynamical analysis for general weak model sets having a compact or close-to-compact window, thereby refining recent results [4, 22].
A natural dynamical question concerns the relation of the model set hull to its maximal equicontinuous factor and to its Kronecker factor, equipped with the pattern frequency measure. Since model sets inherently display a high degree of regularity, one is tempted to expect almost isomorphisms to these factors, under mild assumptions on the window. One might also expect that these factors are isomorphic to the “torus” X^=(G×H)/L. In this context, previous topological standard assumptions on the window were compactness, topological regularity W=int(W) and aperiodicity, i.e., h+W=W implies h=0, compare the discussion in [22, Sec. 4.3]. Note that, in Euclidean internal space, any window is aperiodic. Given these assumptions, the hull is an almost one-to-one extension of its maximal equicontinuous factor. This was shown in [32] for so-called non-singular model sets. For measure-theoretic results, a previous additional assumption was almost vanishing boundary of the window, resulting in a uniquely ergodic hull. In that case, isomorphism to the Kronecker factor has been shown in [34, 32]. In all cases, the relevant factor is indeed the underlying torus X^, and a factor map is provided by the so-called torus parametrisation [3, 8], i.e., a natural continuous map which assigns to any element of the hull its torus coordinate.
However, classic model sets such as the Fibonacci chain (G=\mathbbmR and H=R, see [2, Ex. 7.3]) and their generalizations, the Sturmian chains, and also the discrete counterparts of these sets, namely Fibonacci and Sturmian sequences (G=\mathbbmZ and H=\mathbbmT, see [30, Ch. 6])
are not subsumed by the above results, as their windows are half-open intervals. Compact internal spaces different from \mathbbmTd arise for other model sets which are subsets of lattices. Early examples are squarefree integers and visible lattice points [9]. These are not subsumed by the above results either, as their compact aperiodic windows have no interior points. This results in point sets having arbitrarily large holes.
Other non-standard examples are non-regular Toeplitz sequences, having their odometer as internal space [6], and certain model sets having a window with fat boundary in Euclidean internal space [17].
The hull of squarefree integers is also of interest in number theory, as it is a factor of the Möbius function flow. It can thus be used to understand elementary properties of the Möbius function. This was made explicit in Sarnak’s influential article [33]. The same idea applies to more general
B-free systems [10], which were analysed from a dynamical perspective using arguments of arithmetic nature. On the other hand, B-free systems are weak model sets with compact windows that may or may not have interior points, see subsection 3.3. Thus one might suspect that results about B-free systems admit extensions to a suitable class of weak model sets and that, vice versa, a weak model set analysis could shed some additional light on B-free systems from a geometric perspective.
Let us mention two recent approaches along these lines. In [4], squarefree integer hull results from [33] were formulated and proved for visible lattice points. This was extended to a larger class of weak model sets in [5]. Given a condition called maximal density, pure point diffractivity was shown for such weak model sets. As maximal density is satisfied for model sets with windows having an almost vanishing boundary, this generalises previous results about pure point diffraction. This was then used to infer pure point dynamical spectrum for the hull equipped with the pattern frequency measure. The proof used approximation by regular model sets, a technique inspired by [15].
In [22], the torus parametrisation was systematically re-investigated for weak model sets having compact windows. Results for the hull were deduced
from a larger dynamical system MWG, which one may call the extended hull. It is the translation orbit closure of the set of model sets arising from any window translate.
Whereas this approach was already used in [32], properties of the extended hull were inferred from a related extended hull MW, where model sets are viewed as lattice subsets in G×H. Under transparent assumptions on the window, the above almost isomorphisms were quite easily deduced. Properties of MWG could then systematically be deduced from those of MW via a continuous factor map π∗G, which describes the projection to G. If the above topological standard assumptions on the window are satisfied, then the map π∗G is indeed a homeomorphism [22, Prop. 4.8], so no information is lost.
Measure-theoretic results were obtained for the Mirsky measure QWG on MWG. This measure is the lift of the Haar measure mX^ on X^ to MWG and agrees with the pattern frequency measure [22, Rem. 3.12].
As the extended hull (MWG,QWG) is a measure-theoretic factor of the torus, pure point dynamical spectrum follows immediately [22, Thm. 2] 222The corresponding factor map νWG was already systematically used for weighted model sets in [24], where it is continuous.. These results were then transferred to the usual hull of a model set. For measure-theoretic results the above maximal density condition turned out to be a sufficient condition ensuring isomorphism to the extended hull [22, Thm. 5].
In this article, the nature of π∗G is studied more systematically. This leads to a rather complete analysis of the maximal equicontinuous and Kronecker factors. For an initial discussion, let us restrict to compact windows. One of our results states that π∗G is a homeomorphism whenever int(W) is aperiodic. Hence for topological results the periods of int(W) appear to play a central role. Indeed we obtain almost isomorphism to the maximal equicontinuous factor of MWG by factoring from the group X^ the periods of int(W). These results transfer easily to the usual hull, see Theorem A2 and also Theorem A2’ for non-compact windows. If the window has no interior point, the maximal equicontinuous factor is trivial.
For measure-theoretic results, we first restrict to the Mirsky measure QWG on MWG. Here a central role is played by the so-called Haar periods of W, i.e., by those h∈H satisfying mH((h+W)△W)=0. Indeed the dynamical system (MWG,QWG) is isomorphic to its Kronecker factor, which is obtained from the torus X^ by factoring out the Haar periods of W, compare Theorem B2. Given the maximal density condition, these results can be transferred to the usual hull. For any ergodic invariant probability measure PG which is not supported on the zero configuration, we
provide a kind of lower bound for the Kronecker factor of (MWG,PG) in Theorem C2.
Let us interpret the above results in terms of diffraction of a weak model set of maximal density.
The Bragg peaks of the weak model set generate a countable discrete group [7, Thm. 9], whose dual is isomorphic to the Kronecker factor of its hull equipped with the Mirsky
measure, see [23, Sec. 7] for details. This Kronecker factor is determined in Theorem B2.
The amplitudes of the Bragg peaks appear as squared norms of corresponding eigenfunctions [23, Cor. 2].
The maximal equicontinuous factor of the hull, which is determined in Theorem A1, can be identified with the subgroup of eigenvalues which have continuous eigenfunctions. Apparently, the nature of the eigenfunctions is related to the different types of window periods. The amplitude of a Bragg peak can be computed as a certain average over the corresponding eigenvalue [23, Thm. 5(b)]. It would be interesting to analyse how continuity – or weakened versions thereof as in [21] – affect the type of convergence of these averages, compare [23, Thm. 5(c)].
Our paper is organised as follows. After the setting has been explained in Section 2, we give formally precise statements of our results in Section 3. There we also discuss applications of the results to B-free systems. A more detailed discussion about non-trivial topological behaviour in B-free systems appears in [19]. Section 4 studies the question of reconstructing from a given weak model set a suitable window. This leads to a proof of Theorem A1, assuming that int(W) is aperiodic. Proofs of measure-theoretic statements for aperiodic windows are then provided in Section 5. As a preparation for the proofs of the remaining statements, period groups and quotient cut-and-project schemes are studied in Section 6. The following section contains the proofs of Theorems A2, B2 and C2. The final section discusses relatively compact windows whose associated dynamical systems behave very similarly to the ones with compact windows.
2 The setting
The following point of view on extended weak model sets was developed in [22].
2.1 Assumptions and notations
Certain spaces and mappings are needed for the construction of weak model sets.
As in [22] we make the
following general assumptions.
(1)
G and H are locally compact second countable abelian groups with Haar measures mG and mH. Then the product group G×H is locally compact second countable abelian as well, and we choose mG×H=mG×mH as Haar measure on G×H.
2. (2)
L⊆G×H is a cocompact lattice, i.e., a discrete subgroup whose quotient space (G×H)/L is compact. Thus (G×H)/L is a compact second countable abelian group.
Denote by πG:G×H→G and πH:G×H→H
the canonical projections. We assume that
πG∣L is 1-1 and that
πH(L) is dense in H.333Denseness of πH(L) can be assumed without loss of generality by passing from H to the closure of πH(L). In that case mH must be replaced by mπH(L).
3. (3)
G acts on G×H by translation: Tgx=(g,0)+x.
4. (4)
Let X^:=(G×H)/L. As we assumed that X^ is compact, there is a measurable relatively compact fundamental domain X⊆G×H such that x↦x+L is a bijection between X and X^. Elements of G×H (and hence also of X) are denoted as x=(xG,xH), elements of X^ as
x^ or as x+L=(xG,xH)+L, when a representative x of x^ is to be stressed. We normalise the Haar measure mX^ on X^ such that mX^(X^)=1. Thus mX^ is a probability measure.
5. (5)
The windowW is a measurable relatively compact subset of H.
For our topological dynamical results, we first assume that the window W is indeed compact and discuss extensions of the results to certain non-compact windows in Section 8.
Our purely measure-theoretic results are first stated and proved for compact windows as well, but they extend easily to windows which agree modulo Haar measure zero with a compact one. Some further measure-theoretic results, which have an additional topological aspect, are only proved for compact windows.
2.2 Consequences of the assumptions
We list a few facts from topology and measure theory that follow from the above assumptions. We will call any neighborhood of the neutral element in an abelian topological group a zero neighborhood.
(1)
Being locally compact second countable abelian groups, G, H and G×H are metrisable with a translation invariant metric with respect to which they are complete metric spaces. In particular they have the Baire property.
As such groups are σ-compact, mG, mH and mG×H are σ-finite.
2. (2)
As G×H is σ-compact, the lattice L⊆G×H is at most countable. Note that G×H can be partitioned by shifted copies of the relatively compact fundamental domain X. This means that L has a positive finite point density dens(L)=1/mG×H(X). We thus have mX^(A^)=dens(L)⋅mG×H(X∩(πX^)−1(A^)) for any measurable A^⊆X^, where πX^:G×H→X^ denotes the quotient map. As a factor map between topological groups, πX^ is continuous and open.
3. (3)
The action T^g:x^↦(g,0)+x^ of G on X^ is minimal.
This implies that X^ with its natural action is uniquely ergodic, see e.g. [29, Prop. 1].
4. (4)
Denote by M and MG the spaces of all locally finite measures on the Borel subsets of G×H and G, respectively. They are endowed with the topology of vague convergence and hence compact spaces.
As G and G×H are complete metric spaces, this topology is Polish, see [18, Thm. A.2.3].
2.3 The objects of interest
The pair (L,W) assigns to any point x^∈X^ a discrete point set in G×H.
We will identify such point sets P with the measure ∑y∈Pδy∈M
and call these objects configurations. More precisely:
(1)
For x^=x+L∈X^ define the configuration
[TABLE]
It is important to understand νW as a map from X^ to M. If W is compact, the map νW is upper semicontinuous [22, Prop. 3.3].
The canonical projection πG:G×H→G projects measures ν∈M to measures π∗Gν on G defined by π∗Gν(A):=ν((πG)−1(A)). We abbreviate
[TABLE]
2. (2)
Denote by MW the vague closure of νW(X^) in M, and by MWG the vague closure of νWG(X^) in MG.
The group G acts continuously by translations on all these spaces:
(Sgν)(A):=ν(Tg−1A)=ν(T−gA).
Here we used the same notation Sg for translations on MW and MWG, as the meaning will always be clear from the context.
3. (3)
As νW(x^)(T−gA)=(SgνW(x^))(A)=νW(T^gx^)(A), it is obvious that all νW(x^) are uniformly translation bounded, and it follows from [7, Thm. 2] that all four spaces from item (2) are compact.
4. (4)
QW:=mX^∘νW−1 and
QWG:=mX^∘(νWG)−1 are called Mirsky measures on
MW and MWG, respectively. Note that QWG=QW∘(π∗G)−1.
444These measures were denoted QM resp. QMG in [22].
2.4 Previous results
For compact windows, Mirsky measures on MW or on MWG were studied in quite some detail in [22]. The following property is immediate from measurability of the map νW:X^→MW and from the definition of the Mirsky measure QW on MW.
Proposition 2.1**.**
(MW,QW,S)* is a measure-theoretic factor of (X^,mX^,T^). ∎*
In this article, we aim at statements concerning general invariant probability measures on MW or on MWG. This is achieved using a partial inverse of νW: Denote by 0∈M the zero measure (“empty configuration”). We have 0∈MW if and only if int(W)=∅ by [22, Prop. 3.3].
Recall from [22, Lem. 5.4] that, for each ν∈MW∖{0}, there is a unique
π^(ν)∈X^, its “torus parameter”, such that supp(ν)⊆supp(νW(π^(ν))).
This yields a continuous map π^:MW∖{0}→X^, and we have π^∘νW=idX^ whenever this composition is well defined, compare [22, Lem. 5.6].
The following observation is a measure-theoretic analogue to Theorem 1a in [22]. Its proof, which is already implicit in the proof of [22, Thm. 2a], will be given in Subsection 8.2.
Proposition 2.2**.**
Assume that P is any S-invariant probability measure on MW satisfying P(MW∖{0})=1. Then mH(W)>0, and (MW,P,S) is a measure-theoretic extension of (X^,mX^,T^).
Specialising to the Mirsky measure, we can combine the above two propositions and recover the following result. For the convenience of the reader, its proof will be given in Subsection 8.2.
Assume that mH(W)>0. Then (MW,QW,S) is measure-theoretically isomorphic to (X^,mX^,T^).
The projection πG:G×H→G induces a continuous factor map
π∗G:(MW,S)→(MWG,S), which is the object of interest in this article.
In order to understand to which extent statements as in the above propositions carry over to the system (MWG,S), one has to understand the degree of (non)invertibility of π∗G.
Recall that a window W⊆H is (topologically) aperiodic or irredundant, if h+W=W implies h=0. In particular, any aperiodic window is nonempty. A window W⊆H is called topologically regular if W=int(W). Note that if W=∅ is topologically regular, then mH(W)>0.
The following fact is the essence of the results in [22, Sec. 4.3]:
Fact A**.**
π∗G:MW→MWG* is a homeomorphism, whenever the window W is aperiodic and topologically regular.*
This fact is substantially extended in Theorems A1, A2, A1’ and A2’.
We now turn to measures on MWG.
For the Mirsky measure QWG on MWG,
Proposition 2.1 immediately implies that (MWG,QWG,S) is a measure-theoretic factor of (X^,mX^,T^). This implies pure point dynamical spectrum for the former system and, together with a condition called maximal density, pure point dynamical spectrum transfers to the usual hull [22, Cor. 6], compare Remark 3.6 and the result [5, Cor. 17]. But there is no statement analogous to Proposition 2.2.
From Fact A and Proposition 2.3, however, we get the following result for the Mirsky measure QWG on MWG.
Fact B**.**
Suppose that W is aperiodic and topologically regular.
Then (MWG,QWG,S) is measure-theoretically isomorphic to (X^,mX^,T^). ∎
Theorems B1 and B2 extend this fact.
The following is an immediate consequence of Fact A and Proposition 2.2. It will be extended in Theorems C1 and C2.
Fact C**.**
Suppose that W is aperiodic and topologically regular.
If PG is an S-invariant probability measure on MWG, then (MWG,PG,S) is a measure-theoretic extension of (X^,mX^,T^). ∎
3 Main results
3.1 Topological results
In this subsection we assume that the window W is compact. Extensions of the results to certain non-compact windows are discussed in Section 8.
Our first main result strengthens Fact A considerably.
Theorem A1**.**
Assume that W is compact and that int(W) is aperiodic (so in particular non-empty).
a)
The topological dynamical systems (MW,S) and (MWG,S) are isomorphic, and both are almost 1-1 extensions of their maximal equicontinuous factor (X^,T^).
2. b)
Denote by Γ:MWG→X^ the factor map from a).
If M is a non-empty, closed S-invariant subset of MWG, then (M,S) is an
almost 1-1 extension of its maximal equicontinuous factor (X^,T^) with factor map
Γ∣M.
Remark 3.1**.**
a)
The above result extends [22, Cor. 1], as aperiodicity of int(W) implies aperiodicity of int(W) by Lemma 6.1a).
In particular, the result applies to M=MminG the unique minimal subset of MWG, see Remark 4.2, and to M=MWG(x^):={SgνWG(x^):g∈G} the so-called hull of νWG(x^)∈MWG.
2. b)
Recall that int(W)=∅ is aperiodic whenever the only compact subgroup of H is the trivial one, compare the proof of [22, Prop. 4.8]. This holds in particular for H=\mathbbmRd.
3. c)
Aperiodicity of int(W) implies aperiodicity of W. Examples of aperiodic W with periodic interior are presented in [19].
4. d)
For a topologically regular window, aperiodicity of W and int(W) are equivalent by Lemma 6.1a). This gives the setting of an earlier result of Robinson [32, Th. 5.19, Cor. 5.20], see also [13, Prop. 7.3] in the Euclidean situation.
If int(W) has non-trivial periods, we still can determine the maximal equicontinuous factor of (MWG,S). Given a subset A⊆H, we call
[TABLE]
the period group of A. The set A⊆H is (topologically) aperiodic, if HA={0}.
The following result extends Theorem A1. We denote by HA:={0}×HA⊆G×H the canonical embedding of HA into G×H. Note that Hint(W) is compact as Hint(W)=Hint(W) is a compact subgroup of H, compare Lemma 6.1c).
Theorem A2**.**
Assume that W is compact and that int(W)=∅.
Let X′=X^/πX^(Hint(W)) with induced G-action T′,
and let M be any non-empty, closed S-invariant subset of MWG (thus including the case M=MWG).
a)
(X′,T′)* is the maximal equicontinuous factor of
the topological dynamical system (M,S).*
2. b)
If Hint(W)=HW, then (M,S) is an almost 1-1 extension of (X′,T′).
Remark 3.2**.**
a)
We do not know whether Hint(W)=HW is also a necessary condition in part b) of the theorem. The condition is satisfied for topologically regular windows.
2. b)
If int(W)=∅, then the maximal equicontinuous factor of (M,S) is trivial,
see Remark 4.2. However statements analogous to the above two theorems hold for maximal equicontinuous generic factors [21].
3.2 Measure-theoretic results
In this subsection we assume that W⊆H is relatively compact and measurable, but not necessarily compact.
If int(W)=∅, one should not expect that π∗G is a homeomorphism.
However, the measure-theoretic statements of Facts B and C can still be generalized substantially to windows where π∗G:MW→MWG is not necessarily a homeomorphism, but still 1-1 on a sufficiently large subset of MW. This is achieved by replacing topological aperiodicity through a stronger measure-theoretic version. In the following definition, △ denotes the symmetric set difference.
Definition 3.3** (Haar aperiodicity).**
A measurable set A⊆H is
Haar aperiodic, if mH((h+A)△A)=0 implies h=0.
Remark 3.4**.**
Any Haar aperiodic set A satisfies mH(A)>0 and is, in particular, nonempty. Haar aperiodicity implies topological aperiodicity, but the converse holds only for a more restricted class of windows, see Remark 3.12.
Definition 3.5**.**
A measurable subset A of H is compact modulo [math], if there is a compact
set K⊆H such that mH(A△K)=0.
We have the following results for the Mirsky measure QWG on MWG , which generalise Fact B. They are proved in Section 5.
Theorem B1**.**
Suppose that W is compact modulo [math] and Haar aperiodic. Then (MWG,QWG,S) is measure-theoretically isomorphic to (X^,mX^,T^).
Here is an extension of Theorem B1 to windows that are not Haar aperiodic.
The proof is provided in Section 7 after some preparations in Section 6.
To formulate the statement, we consider the group HWHaar of Haar periods of W, i.e.,
[TABLE]
We write HWHaar={0}×HWHaar for the canonical embedding of HWHaar into G×H.
Theorem B2**.**
Suppose that W is compact modulo [math] and mH(W)>0. Let X′=X^/πX^(HWHaar) with induced G-action T′ and Haar measure mX′. Then the measure-theoretic dynamical system (MWG,QWG,S) is isomorphic to (X′,mX′,T′).
Remark 3.6**.**
In order to transfer these results to hulls MWG(x^)⊆MWG, we may assume that νWG(x^) has maximal density, compare Remark 8.7.
In that case QWG(MWG(x^))=1, see [22, Cor. 5],
and the two systems (MWG(x^),QWG,S) and
(MWG,QWG,S) are measure-theoretically isomorphic.
The two final results refer to general invariant measures on MWG and generalise Fact C.
They are of measure-theoretic nature, but they provide information about
arbitrary ergodic measures on MWG - the topological closure of νW(X^).
Therefore they are stated and proved only for compact windows. Hence in the remainder of this subsection we assume that W⊆H is compact.
Before we can state the results, we need to introduce one more concept. For each ν∈MW, π∗Hν is a measure555
Note that generally π∗Hν is not a Borel measure as ν may be an unbounded configuration and the topological support of π∗Hν lies inside the compact set W.
on H, and we denote the topological support of this measure by SH(ν). We thus have
[TABLE]
Remark 3.7**.**
a)
Clearly SH(0)=∅. Recall that there is a unique x^∈X^ such that ν≤νW(x^) if ν=0. The set SH(ν) is the smallest compact set W′⊆W such that ν≤νW′(x^).
2. b)
We have int(W)⊆SH(ν)⊆W
for any ν∈MW by Lemma 4.3. The lower bound is attained for any continuity point x^=x+L of the map νW, because SH(νW(x^))=int(W)∩πH(x+L)=int(W)
for such x^ by Eqn. (6) below.
3. c)
In Lemma 4.5 we prove:
For each ergodic S-invariant probability measure P on MW, there
is a compact subset WP⊆W of H such that
SH(ν)=WP for P-a.a. ν.
It should be no surprise that
mH(W△WQW)=0 when W is compact modulo [math],
see Corollary 5.2.
The first result is a consequence of Proposition 5.5 below.
Theorem C1**.**
Suppose that W is compact and mH(W)>0.
Let PG be an ergodic S-invariant probability measure on MWG , and let P be any ergodic S-invariant probability measure on MW satisfying PG=P∘(π∗G)−1. (There always exists at least one such measure P, see Proposition 5.5.)
Suppose that WP is aperiodic. (In particular WP=∅, i.e. P(MW∖{0})=PG(MWG∖{0})=1.)
Then π∗G is a measure-theoretic isomorphism between (MW,P,S) and (MWG,PG,S), and (MWG,PG,S) is a measure-theoretic extension of (X^,mX^,T^).
Remark 3.8**.**
a)
As WQW is aperiodic iff W is Haar aperiodic by Remark 3.12 and Corollary 5.2, the above statement is consistent with Theorem B1. Aperiodicity of WP holds in \mathbbmRd, see Remark 3.1.
2. b)
The above result does not depend on the choice of P.
Indeed we have HWP=HWP′, whenever P and P′ are ergodic S-invariant measures on MW with
P∘(π∗G)−1=P′∘(π∗G)−1. This holds
as there is d∈H such that WP=WP′+d by Lemma 4.5. Hence,
if h∈HWP′, then h+WP=h+(WP′+d)=(h+WP′)+d=WP′+d=WP, so that HWP′⊆HWP, and the reverse inclusion follows from interchanging the roles of P and P′.
Again there is a periodic generalisation of this theorem, which is proved in Section 7.
Theorem C2**.**
Suppose that W is compact and mH(W)>0.
Let PG be an ergodic S-invariant probability measure on MWG∖{0}. Take any ergodic S-invariant probability measure P on MW satisfying PG=P∘(π∗G)−1. (There always exists at least one such measure P, see Proposition 5.5.)
Let X′=X^/πX^(HWP) with induced G-action T′ and Haar measure mX′. Then (MWG,PG,S) is a measure-theoretic extension of (X′,mX′,T′).
Remark 3.9**.**
The above result does not depend on the choice of P, see Remark 3.8b).
For some of the proofs and applications, the following notion of Haar regularity appears to be relevant, compare Lemma 4.5. It is a measure-theoretic substitute for topological regularity.
Definition 3.10** (Haar regularity).**
Consider some compact subset K of H.
a)
The compact set Kreg, defined as the topological support of the measure (mH)∣K, is called the Haar regularization of K.
2. b)
The set K is Haar regular, if
K=Kreg.
Remark 3.11**.**
a)
A compact set K⊆H is Haar regular if and only if for every open U⊆H such that U∩K=∅ we have mH(U∩K)>0.
2. b)
int(K)⊆Kreg⊆K and mH(K∖Kreg)=0 by definition.
3. c)
The empty set is Haar regular. If K=∅ is Haar regular, then mH(K)>0.
4. d)
If K is Haar regular, then any translate of K is Haar regular. If K is topologically regular, then K is Haar regular.
Remark 3.12**.**
(Periods and Haar periods)
A compact set W is Haar aperiodic if and only if Wreg is aperiodic.
More generally, HWHaar=HWreg.
Indeed, as Wreg⊆W, we have h+Wreg=Wreg if and only if mH((h+W)△W)=0, which implies the claimed equivalence.
In particular, every aperiodic Haar regular window is
Haar aperiodic.
Examples are Haar regular windows in \mathbbmRd
or the windows defining taut B-free systems, see Subsection 3.3.
Remark 3.13**.**
(Haar regularity and compactness modulo [math])
If A⊆H is compact modulo [math], then there is a compact set K⊆H such that mH(A△K)=0. Hence also mH(A△Kreg)=0, and Kreg is the unique Haar regular set with this property. Therefore we denote it by Areg.
Observe that Areg=supp((mH)∣A).
3.3 Applications to B-free dynamics
General B-free dynamical systems were studied in [10]. They are a special case of our systems (MWG,S), when G=\mathbbmZ and H is a particular compact group constructed from the given set B⊆\mathbbmN.
In this setting a configuration νG=∑n∈Aδn∈MG, where A is a subset of G=\mathbbmZ, can be identified with the characteristic function χA interpreted as an element of {0,1}\mathbbmZ.
Our Theorem B1 reproduces Theorem F of [10] in this context,
i.e. the measure-theoretic dynamical systems (MWG,QWG,S) and (X^,mX^,T^) are isomorphic.
Since the connection with [10, Theorem F] is not completely obvious, we give some explanation:
We assume without loss of generality that the set B is primitive, i.e. that no number from B is a multiple of another number from B.
The following group homomorphism is associated with the set B:
[TABLE]
and H is the topological closure of ΔB(\mathbbmZ). The lattice is L={(n,ΔB(n))∈\mathbbmZ×H:n∈\mathbbmZ}, and
a moment’s reflection shows that the group X^=(\mathbbmZ×H)/L is isomorphic to H.
The window is the compact set defined as
[TABLE]
With this notation, an integer n is B-free, i.e. is not divisible by any number b∈B, if and only if ΔB(n)∈W. Hence ΔB−1(W) is precisely the set of B-free integers, and νWG(0) coincides with the respective configuration ∑n∈ΔB−1(W)δn. The window W is topologically regular if and only if the set B contains no scaled copy of an infinite pairwise coprime set [19, Theorem B]. A most prominent example of this type is the set B consisting of the squares of all primes, in which case ΔB−1(W) is the set of all squarefree integers.
The authors of [10] study, in our notation, the dynamics of S restricted to νWG(ΔB(\mathbbmZ)), and denote this set by Xη. Our νWG:X^→MWG corresponds to their φ:H→{0,1}\mathbbmZ [10, Section 2.7]666Observe that the compact group H is denoted by G in [10]., and so their definition of a Mirsky measure νη [10, Section 2.9] translates precisely to our QWG.
Finally observe that the tautness
assumption on B in [10, Thm. F] is equivalent to the Haar regularity of the window W defined in Eqn. (4), see [19, Thm. A], and that W is Haar aperiodic by Remark 3.12, because it is Haar regular and aperiodic [19, Prop. 5.1].
In view of the preceding discussion, also our Theorem C1 applies to B-free systems. It complements Theorem I from [10], which we recall here using our notation:777To be precise, [10, Thm. I] is stated for general, not necessarily ergodic measures PG, and it applies also to measures not supported by Xη, but by its hereditary closure.
For any ergodic S-invariant probability measure PG on Xη, there exists an S-invariant probability measure ρ on Xη×{0,1}\mathbbmZ whose first marginal is QWG and such that ρ∘M−1=PG, where M:Xη×{0,1}\mathbbmZ→{0,1}\mathbbmZ stands for the coordinatewise multiplication.
Together with our Theorem C1, which adds the lower arrow, this yields the following commutative diagram for measures PG with an aperiodic associated window WP:
[TABLE]
In [10, Thm. 8.2] the authors prove that the system
(Xη,S) has a unique invariant measure PmaxG=ρmax∘M−1 of maximal entropy, whenever the set B has light tails888This means that for all ϵ>0 there is k0∈\mathbbmN such that for all k⩾k0 the asymptotic upper density of the set ⋃b∈B,b>kb\mathbbmZ does not exceed ϵ. It is known that the asymptotic density d(FB)=limN→∞N−1card(FB∩{1,…,N}) exists when B has light tails,
and hence coincides with the so called logarithmic density of this set [10, Remark 2.29]. and contains an infinite pairwise coprime subset.
In fact, ρmax=QWG×B(1/2,1/2), where B(1/2,1/2) denotes the Bernoulli - (1/2,1/2) measure on {0,1}\mathbbmZ.
Here we complement their result by noticing that diagram (5) applies to PmaxG:
Proposition 3.14**.**
If B has light tails and contains an infinite pairwise coprime subset,999Note added in proof:* These assumptions are only used to show that the subshift Xη is hereditary, i.e. that M(Xη×{0,1}\mathbbmZ)⊆Xη [10, Theorem D]. More recently [20, Theorem 3], the same conclusion was reached when the assumption ,,B has light tails” is replaced by the weaker ,,B is taut”, which is equivalent to Haar regularity of the window W defined in (4). then
the dynamical system (Xη,PmaxG,S) is a measure-theoretic extension of (X^,mX^,T^).*
Proof.
We must show that the window WPmax is aperiodic:
The entropy h(PmaxG) coincides with the topological entropy of the system, which in turn equals the asymptotic density d(FB) of the set FB of B-free numbers,
when the logarithm to base 2 is used to compute the entropy,
see [10, Thm. D and Prop. K]. Remark 4.2 of [10] then shows that
[TABLE]
Fix any ergodic invariant measure Pmax on MW that projects to PmaxG (compare Proposition 5.5a). This measure
is supported by the set MW′:={ν∈MW:∃x^∈X^ s.t. ν⩽νW′(x^)}, where the window W′ is defined as W′=WPmax⊆W, and so PmaxG is supported by MW′G:={νG∈MWG:∃x^∈X^ s.t. νG⩽νW′G(x^)}.
Let ϵ>0. There is N∈\mathbbmN such that card{k∈\mathbbmN:∣k∣⩽n,νG{k}=1}⩽n⋅(mH(W′)+ϵ) for all n⩾N and all νG∈νW′G(X^), see
[28, Thm. 1] or [22, Thm. 3]. Hence the same holds for all νG∈MW′G. Therefore the topological entropy of the subshift MW′G⊆{0,1}\mathbbmZ
is at most mH(W′)+ϵ. It follows that
mH(W)=h(PmaxG)⩽mH(W′). (For related arguments see also [15].) Hence mH(W∖W′)=0.
Because sets B with light tails are taut [10, Section 2.6] and give rise to Haar regular windows [19, Thm. A], this implies WPmax=W′=W. As, in the context of B-free systems, the window W is always aperiodic [19], we see that WPmax is aperiodic.
∎
Throughout this section we assume that W is compact.
Recall from (3) that, for each ν∈MW, π∗Hν is a measure
on H, whose topological support is denoted by SH(ν). The set SH(ν)⊆W can be understood as the “minimal” window for ν in the following sense:
Assume that ν∈MW satisfies ν≤νW(x^) for some x^∈X^. Then the smallest compact set W′⊆W such that ν≤νW′(x^) is given by W′=SH(ν).
Denote MW:={ν∈M:ν⩽νW(x^) for some x^∈X^}.
Then MW=νW(X^)⊆MW, because νW is upper semi-continuous.
It is advantageous to view SH as a map from MW∖{0} to KW, the space of all non-empty compact subsets of W, which is equipped with the topology generated by the Hausdorff distance.
Lemma 4.1**.**
SH:MW∖{0}→KW* is lower semicontinuous, i.e.,
for each closed F⊆W the core of F, i.e. the set {ν∈MW∖{0}:SH(ν)⊆F} is closed.
In particular, SH is Borel measurable. The same holds for the restriction
SH∣MW∖{0}.*
Proof.
The above characterisation of lower semicontinuity is from [1, Prop. 1.4.4].
So let ν=limn→∞νn with SH(νn)⊆F. Suppose for a contradiction that SH(ν) is not contained in F.
Then, by closedness of F,
it follows that there is h∈SH(ν)∖F such that (π∗Hν){h}=1. Hence
there are x∈G×H and ℓ∈L such that (x+ℓ)H=h and
ν{x+ℓ}=1. As νn→ν vaguely, there are xn∈G×H such that xn→x and νn{xn+ℓ}=1 for all n. But then
(xn+ℓ)H∈SH(νn)⊆F for all n, and
(xn+ℓ)H→h, so that h∈F, a contradiction.
This proves the lower semicontinuity of SH, and its Borel measurability follows from
[11, Cor. III.3].
As MW is a closed subset of MW, these properties are inherited by the restriction SH∣MW∖{0}.
∎
Denote by CW⊆X^ the set of continuity points of the map νW:X^→MW.
It is a dense Gδ-set, see Proposition 8.3 below.
An explicit characterization of this set is
Mmin=νW(CW) is the unique minimal subset of MW by Lemma 8.4 below, see also [22, Thm. 1a].
Let MminG:=π∗G(Mmin)⊆MWG. Then MminG is the only minimal subsystem of MWG. Even more, MminG=νWG(CW). The ⊆-inclusion follows, because
νWG(CW) is non-empty, closed and S-invariant. For the reverse inclusion observe that νWG(CW)=π∗G(νW(CW))⊆π∗G(Mmin).
If int(W)=∅, then Mmin={0} is a singleton which consists only of the zero measure, see Lemma 8.4 or [22, Prop. 3.3].
Lemma 4.3**.**
a)
SH* is S-invariant.*
2. b)
Let ν∈MW and assume that ν′∈O(ν):={Sgν:g∈G}⊆MW.
Then SH(ν′)⊆SH(ν).
3. c)
int(W)=SH(ν)* for all ν∈Mmin.*
4. d)
int(W)⊆SH(ν)* and int(W)=int(SH(ν)) for all ν∈MW.*
Proof.
a) SH(Sg(ν))=supp(π∗H(Sg(ν)))=supp(π∗Hν)=SH(ν) for all g∈G.
b) If ν=0 or ν′=0, the claim is trivial. Otherwise, the claim follows immediately from Lemma 4.1.
c) Assertion b) applies to any two ν,ν′∈Mmin. Hence SH is constant on Mmin=νW(CW).
But for any continuity point x^ of νW we have SH(νW(x^))=int(W) by Remark 3.7.
d)
Let ν∈MW. As Mmin is the unique minimal subset of MW, we have Mmin⊆O(ν). Let ν′∈Mmin. Then int(W)=SH(ν′) by part c), and SH(ν′)⊆SH(ν) by part a), because ν′∈Mmin⊆O(ν). Hence int(W)⊆int(W)⊆SH(ν)⊆W, in particular also int(W)⊆int(SH(ν))⊆int(W).
∎
Lemma 4.4**.**
Suppose ν,ν′∈MW and π∗Gν=π∗Gν′. Then there is d∈H such that ν′=σdν, where (σdν)(A):=ν(A−(0,d)) for all Borel subsets A of G×H.
In particular, d+SH(ν′)=SH(ν) and d+int(W)=int(W).
If π∗Gν=π∗Gν′=0,
then also ν=0=ν′, and the claim is obvious.
Otherwise, by definition of MW,
there are x,x′∈G×H such that ν⩽νW(x+L) and ν′⩽νW(x′+L). Hence, π∗Gν⩽π∗GνW(x+L) and
π∗Gν′⩽π∗GνW(x′+L), and as 0=π∗Gν=π∗Gν′,
there is ℓ~∈L such that xG′=xG+ℓ~G by [22, Lem. 7.1d].
Let x~=x+ℓ~. Then x~G=xG′ and νW(x+L)=νW(x~+L).
Hence we can assume without loss of generality that xG=xG′.
As πG∣L is 1-1, we conclude that the following chain of equivalences holds for each ℓ∈L:
[TABLE]
For d:=xH′−xH this can be rewritten as
[TABLE]
and as the measures ν and ν′ are sums of unit point masses supported by the sets x+L and x′+L, respectively, ν′=σdν follows at once. Hence supp(π∗H(ν′))=supp(π∗H(ν))−d, so that SH(ν)=d+SH(ν′). Observing Lemma 4.3d, this implies int(W)=d+int(W).
∎
a)
As int(W) is aperiodic, it is in particular nonempty. Hence (MW,S) is an almost 1-1 extension of its maximal equicontinuous factor (X^,T^) by [22, Thm. 1a]. As π∗G:(MW,S)→(MWG,S)
is a continuous factor map between compact systems, all we have to show is that π∗G is 1−1. So let ν,ν′∈MW and suppose that π∗G(ν)=π∗G(ν′). Then
ν′=σdν and d+SH(ν′)=SH(ν) for some d∈H by Lemma 4.4. In particular d+int(SH(ν′))=int(SH(ν)), so that d+int(W)=int(W) by Lemma 4.3d.
By assumption, int(W) is aperiodic. Therefore d=0 and hence ν′=σ0ν=ν.
b) As (MWG,S) and (MW,S) are isomorphic by part a), all results
for (MW,S) from [22] apply to (MWG,S) as well.
In particular, M contains the unique minimal invariant subset MminG of MWG,
and, just as (MWG,S) itself, (MminG,S) is an almost 1-1 extension of (X^,T^) with factor map Γ∣MminG [22, Thm. 1a]. As MminG⊆M⊆MWG, the claim of the theorem follows.
∎
For later use we continue with some further lemmas highlighting properties of SH.
Lemma 4.5**.**
Let P,P′ be ergodic S-invariant probability measures on MW.
a)
There
is a Haar regular subset WP⊆W of H such that
SH(ν)=WP for P-a.a. ν.
It is empty if and only if P({0})=1.
2. b)
If P∘(π∗G)−1=P′∘(π∗G)−1, then WP=WP′+d for some d∈H.
Proof.
a)
The claim is obvious for P satisfying P({0})=1, which is equivalent to WP=∅. Hence we assume without loss of generality that P(MW∖{0})=1.
We need the following preparation. Fix a complete metric d on H that generates the topology, and also a countable dense subset {hn:n∈\mathbbmN} of H. Define functions δn:MW∖{0}→\mathbbmR, δn(ν):=d(hn,SH(ν)). These functions inherit their Borel-measurability from SH [11, Thm. III.2 and III.9]. Note also that if (δn(ν))n∈\mathbbmN=(δn(ν′))n∈\mathbbmN, then SH(ν)=SH(ν′). Indeed, otherwise there is h∈SH(ν)∖SH(ν′) (w.l.o.g.), and for a subsequence (hnk)k converging to h one has limk→∞δnk(ν)=d(h,SH(ν))=0<d(h,SH(ν′))=limk→∞δnk(ν′), a contradiction.
Now the S-invariance of SH implies at once that all δn are S-invariant. As P is ergodic, there are constants (an)n∈\mathbbmN
and a set M′⊆MW∖{0} of full P-measure such that δn(ν)=an for all ν∈M′ and all n∈\mathbbmN. Hence SH(ν) is the same compact subset of H, call it WP, for all ν∈M′. We have WP=∅, of course.
It remains to prove that WP is Haar regular. Suppose for a contradiction that this is not the case. Then there are h∈WP and r>0 such that mH(Br(h)∩WP)=0, where Br(h)={h′∈H:d(h′,h)<r}. In view of (3), πH(supp(ν))∩Br(h)=∅ for each ν∈M′.
Using the torus map π^:MW∖{0}→X^, which was explained after Proposition 2.1, we infer πH(supp(νW(π^(ν))))∩Br(h)=∅. Denote by π(ν) the unique representative of π^(ν) in the fundamental domain X⊆G×H of X^.
It follows that
[TABLE]
In the remaining part of the proof we will show that P(M′)=0, which is the desired contradiction. To that end recall that L is countable and that P∘π^−1=mX^, compare the proof of Proposition 2.2.
Hence P∘π−1=dens(L)⋅mG×H∣X, compare Fact 2.2(2).
Therefore it suffices to estimate
[TABLE]
and to observe that the latter expression evaluates to [math], because mH(Br(h)∩WP)=0.
b) Assume now that P∘(π∗G)−1=P′∘(π∗G)−1. In view of part a) of the lemma and of Lemma 4.4, there are ν,ν′∈MW
and d∈H
such that
WP=SH(ν)=d+SH(ν′)=d+WP′.
∎
Lemma 4.6**.**
Suppose that W is aperiodic. Then π∗G:MW→MWG is 1-1 at ν∈MW whenever SH(ν)=W.
Proof.
If SH(ν)=W and π∗Gν=π∗Gν′ for ν,ν′∈MW,
then ν′=σdν and W−d=SH(ν)−d=SH(ν′)⊆W by Lemma 4.4.
Let Wn=W−n⋅d. Then W0⊇W1⊇… is a nested sequence of compact sets. Suppose for a contradiction that there exists some h0∈W0∖W1 and let hn:=h0−n⋅d∈Wn⊆W for n∈\mathbbmN. Then, for k>n, d(hn,hk)⩾d(hn,Wk)⩾d(hn,Wn+1)=d(h0,W1)>0, which is impossible, because W is compact. Hence W=W0=W1=W−d, so that d=0 because W is aperiodic.
∎
Lemma 4.7**.**
Suppose that F⊆W is Haar regular and K⊆MW is closed. Then π∗G{ν∈K:SH(ν)=F} is a Borel subset of MWG.
Proof.
The case F=∅ is trivial. So we may assume that F=∅.
Denote by V1,V2,…⊆H those elements of a base of the second countable space H, for which Fn:=F∖Vn is a proper subset of F.
Then any compact proper subset F′ of F is contained in some Fn.
We thus can write
[TABLE]
Next,
let ν,ν′∈MW with SH(ν)=F=∅, SH(ν′)⊆F and
π∗G(ν′)=π∗G(ν). In particular, ν,ν′=0.
Then mH(SH(ν′))=mH(SH(ν))=mH(F) by Lemma 4.4.
As F is Haar regular, this implies SH(ν′)=F. Therefore the union of the two sets on the rhs of Eqn. (7) is disjoint, and we have
[TABLE]
As all sets involved in the rhs of (8) are continuous images of sets which are compact by Lemma 4.1, the lhs of (8) is in particular Borel measurable.
∎
We first prove both theorems for compact windows, and discuss the extension
of Theorem B1 to windows which are compact modulo [math] in Subsection 8.2.
Fix any tempered van Hove sequence (An)n∈N of subsets of G, compare [22, Footnote 5]. We always have the upper bound
[TABLE]
on the upper density of any configuration ν∈MW, see [22, Eqn. (14)]. We say that ν∈MW has maximal density if
where QW=mX^∘(νW)−1 denotes the Mirsky measure on MW.
Lemma 5.1**.**
Wreg⊆SH(ν)⊆W* for
each
ν∈MW with maximal density.*
Proof.
We have SH(ν)⊆W for all ν∈MW by definition.
If mH(W)=0, then Wreg=∅⊆SH(ν).
Assume now that mH(W)>0 and that ν has maximal density d(ν)=dens(L)⋅mH(W)>0. In particular, ν∈MW∖{0}. There is a unique x^=x+L∈X^ such that ν⩽νW(x^) by [22, Lem. 5.4].
We thus get supp(ν)⊆(x+L)∩(G×SH(ν)),
which implies ν⩽νSH(ν)(x^). Hence
[TABLE]
which yields mH(W)=mH(SH(ν)).
As SH(ν) is a compact subset of W, this implies
Wreg⊆SH(ν).
∎
Corollary 5.2**.**
WQW=Wreg.
Proof.
Observe that WQW=SH(ν)⊆W for QW-a.a. ν by Lemma 4.5. Hence
Wreg⊆WQW in view of (9) and Lemma 5.1. Haar regularity of WQW, which holds by definition, implies Wreg⊇WQW. Indeed, let w∈WQW and let U any neighborhood of w. Then mH(U∩W)=mH(U∩WQW)>0, because mH(W∖WQW)⩽mH(W∖Wreg)=0 and as WQW is Haar regular.
∎
Corollary 5.3**.**
Denote by MW′⊆MW the set of configurations of maximal density. If W is Haar aperiodic, then π∗G∣MW′:MW′→MWG is 1-1.
Proof.
Note that Wreg⊆SH(ν)⊆W for any configuration ν∈MW′ by Lemma 5.1, where mH(W∖Wreg)=0. Now assume that π∗G(ν)=π∗G(ν′) for ν,ν′∈MW′. Then ν′=σdν and d+SH(ν′)=SH(ν) for some d∈H by Lemma 4.4, which implies
[TABLE]
As W is Haar aperiodic, we conclude d=0 and thus ν=ν′.
∎
π∗G is 1-1 at QW-a.a. ν∈MW by Corollary 5.3 and Eqn. (9).
Hence π∗G:(MW,QW,S)→(MWG,QWG,S) is a measure-theoretic isomorphism, and thus νWG:(X^,mX^,T^)→(MWG,QWG,S) is a measure-theoretic isomorphism by Proposition 2.3. Here we use mH(W)>0, which follows from Haar aperiodicity of W.
∎
We now turn to general S-invariant probability measures on MW.
Corollary 5.4**.**
Fix an ergodic S-invariant probability measure P on MW and consider the Haar regular set WP⊆W from Lemma 4.5.
Then MP:=SH−1{WP}⊆MW has P-measure one. If WP is aperiodic, then π∗G∣MP is 1-1.
Proof.
If P=δ0, then WP=∅ and MP={0}, and the claim is trivial. Otherwise we may assume that P(MW∖{0})=1. Then by Lemma 4.1, the set MP is measurable. By Lemma 4.5 we have P(MP)=1. The injectivity of
π∗G∣MP follows from Lemma 4.4, where we use that WP is aperiodic.
∎
In order to infer results on MWG from MW, we need to “lift” invariant probability measures from MWG to MW. This is the content of the following proposition.
Proposition 5.5**.**
Let PG be an ergodic S-invariant probability measure on MWG, and denote by P(PG) the family of all S-invariant probability measures P on MW that project to PG, i.e., for which P∘(π∗G)−1=PG. Then the following hold.
a)
P(PG)=∅.
2. b)
Each P∈P(PG) has an ergodic decomposition P=∫Pe∘σh−1dρ(h) for some compactly supported probability measure ρ on H and some ergodic S-invariant probability measure Pe∈P(PG).
3. c)
If P∈P(PG) is ergodic and if WP⊆W is aperiodic, then π∗G:MW→MWG is a measure-theoretic isomorphism between (MW,P,S) and (MWG,PG,S), and both systems are extensions of (X^,mX^,T^).
Proof.
a) Denote by Γ the set valued map (also called multifunction) from MWG to compact subsets of MW defined by Γ(νG)=(π∗G)−1{νG}.
It is measurable in the sense of [11, Thm. III.2], because
Γ−(C):={νG∈MWG:(π∗G)−1{νG}∩C=∅}=π∗G(C)
is compact and hence Borel measurable for any closed C⊆MW.
Hence, by the measurable selection theorem [11, Thm. III.6], there is a
Borel measurable map
ψ∗:MWG→MW such that π∗G∘ψ∗=idMWG.
In particular, P:=PG∘(ψ∗)−1 is a well defined probability measure on MW that projects to PG. The measure P is not necessarily S-invariant, but a Krylov-Bogoliubov construction on P, see e.g. [12, Thm. 8.10], provides an S-invariant probability measure in P(PG). The latter holds since also (P∘Sg−1) projects to PG for every g∈G as (P∘Sg−1)∘(π∗G)−1=P∘(π∗G∘Sg)−1=P∘(Sg∘π∗G)−1=P∘(π∗G)−1∘Sg−1=PG∘Sg−1=PG, and since the measure transport by π∗G is continuous w.r.t. the weak topology.
b) For any P∈P(PG), its ergodic decomposition [12, Thm. 8.20] can be written as
[TABLE]
where the probability measures Pμ on MW are ergodic and where μ↦Pμ is Borel measurable. Then
[TABLE]
where all Pμ∘(π∗G)−1 are ergodic S-invariant measures on MWG.
As PG itself is ergodic,
PG=Pμ∘(π∗G)−1 for P-a.a. μ, so that
Pμ∈P(PG) for P-a.a. μ.
Fix any measure Pe from the ergodic decomposition. Let Pμ be any other measure from this decomposition. Pe and Pμ can be disintegrated over PG, namely there are systems {pνG:νG∈MWG} and {pνG′:νG∈MWG} of probability measures on MW, such that
[TABLE]
Hence, for PG-a.a. νG∈MWG and (pνG⊗pνG′)-a.a. (ν,ν′)∈MW×MW, we have π∗Gν=νG=π∗Gν′, so that ν′=σdν for some d=d(ν,ν′)∈H. Since we may assume that ν and ν′ are generic for
Pe and Pμ, respectively, we can conclude
Pμ=Pe∘σd−1.
Consider the map κ:H→P(PG),h↦Pe∘σh−1. It is continuous so that κ(H) is a compact subset of the space of probability measures on MW. Observe that the set κ(H) does not depend on the choice of a particular Pe in the definition of κ. As
Pμ∈κ(H) for P-a.a. μ, we can rewrite the ergodic decomposition (10) as
[TABLE]
where ρ~ is the distribution of the random measures Pμ under P.
The set valued map Γ:P↦κ−1({P}) from P(PG) to compact subsets of H is Borel measurable by the same arguments as in part a) of the proof.
Hence, by the measurable selection theorem [11, Thm. III.6], there is a
Borel measurable map
κ†:κ(H)→H such that κ∘κ†=idκ(H).
In particular, ρ:=ρ~∘(κ†)−1 is a well defined probability measure on H, and
[TABLE]
c) If P∈P(PG) is ergodic and if WP is aperiodic, then
π∗G:(MW,P,S)→(MWG,PG,S) is a measure-theoretic isomorphism in view of Corollary 5.4, and both systems are extensions of (X^,mX^,T^) by Proposition 2.2. Here we use mH(W)≥mH(WP)>0, as the aperiodic Haar regular set WP is Haar aperiodic.
∎
6 Periodic windows and quotient cut-and-project schemes
For a given a subset A⊆H, recall its period group HA={h∈H:h+A=A}. The set A⊆H is (topologically) aperiodic, if HA={0}.
Lemma 6.1**.**
a)
HA⊆HAˉ∩Hint(A).
2. b)
If A is closed, then also HA is closed.
3. c)
If int(Aˉ)=int(A) (e.g. if
A is closed), then Hint(A)=Hint(A).
4. d)
If A is compact and nonempty, then HA is compact.
Proof.
a) For each h∈H, the translation by h is a homeomorphism on H.
b) Let hn∈HA, h=limnhn. If w∈A, then ±h+w=limn(±hn+w)∈A, because all ±hn+w are in A and A is closed. This shows ±h+A⊆A, i.e., h+A=A.
c) The assumption implies int(int(A))=int(A). Indeed, int(A)⊆int(A) implies int(A)⊆int(int(A)), and int(A)⊆A implies int(int(A))⊆int(A)⊆int(A). Now the result follows from the implications
[TABLE]
d) By definition we have HA+A=A. As A is compact nonempty, HA must be compact, too.
∎
Remark 6.2**.**
The condition int(A)⊆int(A) in part c) of the lemma implies that the topological boundary
∂A=A∖int(A) is nowhere dense. Indeed, nowhere denseness is equivalent to the condition int(A)⊆int(A). These two conditions are however not equivalent, as is easily seen by looking at open dense sets A.
For a given cut-and-project scheme with window W⊆H, an important example is the period group HW of the window. Some structural results for model sets rely on the assumption of an aperiodic window. Aperiodicity may however be assumed without loss of generality by passing to an associated quotient cut-and-project scheme, where the periods of the window have been factored out, compare [8, Section 9]. As this construction has not been fully described before, we present it here in some detail.
Let (G,H,L) and X^=(G×H)/L be as before, with quotient map πX^:G×H→X^. Fix any compact subgroup H0⊆H and consider
H′:=H/H0 with factor map φ:H→H′. Consider H0:={0}×H0⊆G×H and note that L∩H0={(0,0)} as πG is 1-1 on L. Observe next that ι:(G×H)/H0→G×H′, ι((g,h)+H0):=(g,h+H0), is a (rather trivial) isomorphism of topological groups.
Denote by Φ the quotient map Φ:G×H→(G×H)/H0, and let L′:=ι(Φ(L)).
Lemma 6.3**.**
L′=ι(Φ(L))* is a discrete subgroup of G×H′.*
Proof.
As ι∘Φ is a group homomorphism, L′ is a subgroup of G×H. We prove that L′ is discrete:
Take a compact zero neighborhood U⊆G×H such that L∩U={0}, which is possible since L is discrete in G×H. Now L′∩ι(U+H0) contains [math] and is finite as U+H0⊆G×H is compact. Hence there is a zero neighborhood V⊆U such that L′∩ι(V+H0)={0}.
∎
This lemma allows to consider the locally compact abelian quotient group X′=(G×H′)/L′. Now
(G,H′,L′) is a cut-and-project scheme with associated torus X′, compare [8, Section 9], which we call a quotient cut-and-project scheme. For the convenience of the reader, we give a proof which is based on the following general facts about quotient groups.
(G×H)/(L+H0)* is isomorphic (as a topological group) to each of the following groups:*
a)
X^/πX^(L+H0)=X^/πX^(H0)**
2. b)
((G×H)/H0)/Φ(L+H0)=((G×H)/H0)/Φ(L)**
Corollary 6.5**.**
In the above setting, (G,H′,L′) is a cut-and-project scheme,
in particular L′ is cocompact.
The topological quotient group X′=(G×H′)/L′ is isomorphic to X^/πX^(H0).
Proof.
Projection properties are inherited: Assume that 0=πG((ι∘Φ)(ℓ))=ℓG for some ℓ∈L. As πG is 1-1 on L, we infer ℓ=0, which implies (ι∘Φ)(ℓ)=0. Note also that πH′(L′)=φ(πH(L))⊇φ(πH(L))=φ(H)=H′. Here we used continuity and surjectivity of the projection map, together with the assumption that πH(L) is dense in H.
As G×H′=ι((G×H)/H0) and L′=ι(Φ(L)), where ι is an isomorphism, we see that
(G×H′)/L′ is isomorphic to ((G×H)/H0)/Φ(L).
Combining this with a) and b) of Lemma 6.4, we conclude that (G×H′)/L′ is isomorphic to X^/πX^(H0).
As H0 is compact, πX^(H0) is compact, so that X^/πX^(H0) is compact [16, Theorem III.11].
In particular, L′ is cocompact in G×H′.
∎
Remark 6.6**.**
The factor map ι∘Φ:G×H→G×H′ carries over to a factor map ιΦ:X^→X′, because ι(Φ(x+L))=ι(Φ(x))+L′.
It pushes the Haar measure mX^ to the Haar measure mX′ on X′.
If
W⊆H is a window in (G,H,L) and H0 is a closed subgroup of H, we can consider the quotient cut-and-project scheme (G,H′,L′) with window W′:=φ(W), because W′ inherits the basic topological properties from W:
Lemma 6.7**.**
a)
W′* is compact.*
2. b)
If W is topologically regular, then so is W′.
3. c)
If W is Haar regular, then so is W′.
Proof.
a) Recall that φ:H→H′ is continuous and open [16, Theorem III.10].
In particular, W′=φ(W) is compact.
b) If W is topologically regular, i.e. if
W=int(W), then
[TABLE]
where we used continuity of φ for the first inclusion and openness for the second one.
c) Suppose now that W is Haar regular, and let U⊆H′ be open with mH′(U∩W′)=0. We must show that U∩W′=∅. By definition of the quotient topology, φ−1(U) is open in H. As φ−1(U)∩W⊆φ−1(U∩W′), we have mH(φ−1(U)∩W)⩽mH(φ−1(U∩W′))=mH′(U∩W′)=0, so that φ−1(U)∩W=∅, because W is Haar regular. This implies U∩W′=U∩φ(W)=∅.
∎
An important example is H0:=HW, the period group of a window, because W′ is aperiodic in this case.
We will study the relations between the two cut-and-project schemes (G,H,L) and (G′,H′,L′) with associated windows W and W′, respectively. For clarity we write HW instead of H0 and add the index W also to the quotient maps. Recall that the quotient map ι∘ΦW:G×H→G×H′ is given by x↦(ι∘ΦW)(x)=ι(x+HW)=(xG,xH+HW).
Lemma 6.8**.**
The window W′=φW(W) is an aperiodic subset of H′.
Proof.
Suppose that W′+h′=W′ for some h′=φW(h)∈H′. Then
φW(W+h)=φW(W),
in particular W+h+HW=W+HW. As W+HW=W, this shows that h∈HW, so that h′=φW(h) is the neutral element of H′.
∎
Lemma 6.9**.**
Let x∈G×H and x′∈G×H′ be such that x′=(ι∘Φ)(x), and let W′=φW(W).
a)
The sets (x+L)∩(G×W) and (x′+L′)∩(G×W′) are in 1−1 correspondence via the quotient map ι∘Φ. In particular we have
πG((x+L)∩(G×W))=πG((x′+L′)∩(G×W′)).
2. b)
For every h∈HW we have νW(x+(0,h)+L)=σhνW(x+L), where σhν(A)=ν(A−(0,h)).
3. c)
We have νW′(x′+L′)=∑y∈(x+L)∩(G×W)δι(y+HW), which implies π∗G(νW′(x′+L′))=π∗G(νW(x+L)), i.e.
νW′G(x′+L′)=νWG(x+L).
Proof.
a) To show injectivity of the quotient map, assume that (ι∘Φ)(x+ℓ1)=(ι∘Φ)(x+ℓ2), that is x+ℓ1+HW=x+ℓ2+HW. We thus can conclude ℓ1−ℓ2∈{0}×HW. Hence ℓ1,G−ℓ2,G=0, and as πG is 1-1 on L, we infer ℓ1,H−ℓ2,H=0. Hence ℓ1=ℓ2, and we get x+ℓ1=x+ℓ2.
To show that the quotient map is onto, assume without loss of generality that W is nonempty. Take arbitrary y′∈(x′+L′)∩(G×W′). Then y′=ι(x+ℓ+HW) for some ℓ∈L, which implies xH+ℓH+HW∈W′={w+HW:w∈W}. This
implies xH+ℓH∈W+HW=W,
which means that y:=x+ℓ∈(x+L)∩(G×W). The remaining statement is now obvious, since we have πG(x)=πG((ι∘Φ)(x)).
b) Let h∈HW be given. A direct calculation yields
[TABLE]
c) A direct calculation yields
[TABLE]
where we use a) for the third equality. The remaining statement is now obvious.
∎
Proposition 6.10**.**
Let W′=φW(W).
a)
MWG=π∗G(MW)=π∗G(MW′′)=MW′G.
2. b)
QWG=mX^∘(νWG)−1=mX′∘(νW′G)−1=QW′G**
Proof.
a) Note the following chain of equivalences:
[TABLE]
where we used Lemma 6.9 c). This means that π∗G(νW(X^))=π∗G(νW′(X′)). Now a) of the proposition follows from continuity of π∗G and compactness of MW=νW(X^)⊆M and MW′′=νW′(X′)⊆M′, the space of locally finite measures on the Borel subsets of G×H′.
b) In view of Lemma 6.9c,
(νW′G∘ιΦ)(x+L)=νW′G(ι(Φ(x))+L′)=νWG(x+L) for all x∈G×H. Hence, observing
Remark 6.6,
mX′∘(νW′G)−1=mX^∘ιΦ−1∘(νW′G)−1=mX^∘(νWG)−1.
∎
In this section, W is again a compact window.
We begin with a technical lemma that will be used at several places.
Lemma 7.1**.**
Let ν,ν′∈MW and W0⊆W be such that
π∗G(ν′)=π∗G(ν) and
SH(ν)=SH(ν′)=W0. Then γ(ν′)−γ(ν)∈πX^(HW0).
Proof.
As π∗G(ν)=π∗G(ν′), Lemma 4.4 implies that
ν′=σdν for some d∈HW0. Recall that γ(ν) equals x+L for any point x∈G×H with ν{x}=1. But ν{x}=ν′{x+(0,d)}, so γ(ν′)=x+(0,d)+L. Hence γ(ν′)−γ(ν)=(0,d)+L∈πX^(HW0).
∎
Suppose that int(W)=∅.
Denote by γ the factor map from MW onto its maximal equicontinuous factor X^
101010This is the map π∗X^∘(π∗G×H)−1 from [22, Thm. 1a]., and by ρ the factor map from X^ onto X^/πX^(Hint(W)).
We define a factor map Γ from MWG to X^/πX^(Hint(W)) as follows: for νG∈MWG pick any ν∈(π∗G)−1{νG} and let Γ(νG)=ρ(γ(ν)).
Lemma 7.2**.**
Suppose that int(W)=∅.
a)
Γ* is well defined.*
2. b)
Γ* is continuous and commutes with the dynamics.*
3. c)
If Hint(W)=HW and Γ(νG)=ρ(x^) for some νG∈MWG and x^∈CW, then νG=π∗G(νW(x^)).
4. d)
If Hint(W)=HW, then Γ is almost 1-1.
Proof.
a)
Suppose that π∗G(ν)=π∗G(ν′). Then
γ(ν′)−γ(ν)∈πX^(Hint(W)) by Lemma 7.1, so that ρ(γ(ν′))=ρ(γ(ν)+πX^(Hint(W)))=ρ(γ(ν)).
This shows that Γ is well defined.
b) Let D⊆X^/πX^(Hint(W)) be closed. Then
E:=γ−1(ρ−1(D)) is closed in MW, and
[TABLE]
As E is also compact, this shows that Γ−1(D)=π∗G(E) is closed. Hence Γ is continuous. We show that it commutes with the dynamics: Let νG∈MWG, g∈G, and denote D:={Γ(νG)} and E:=γ−1(ρ−1(D)). Then νG∈Γ−1(D)=π∗G(E) by (13), and
[TABLE]
Hence SgνG∈Sg(π∗G(E))=π∗G(Sg(γ−1(ρ−1(D))))=π∗G(γ−1(ρ−1(T^g(D))))=Γ−1(T^g(D)), where we used again (13) for the last identity. Therefore, Γ(SgνG)∈T^g(D)={T^g(Γ(νG))}.
c) Let h∈HW. Then x^∈CW if and only if x^+(0,h)∈CW. This follows immediately from
Suppose now that x^∈CW and Γ(νG)=ρ(x^) for some νG∈MWG. There is ν∈MW such that π∗G(ν)=νG and ρ(γ(ν))=ρ(x^). Hence γ(ν)∈x^+Hint(W)=x^+HW, i.e., there is h∈HW such that γ(ν)=x^+(0,h)∈CW. This implies ν=νW(x^+(0,h)), see [22, Prop. 3.3b]. Hence
d) In view of assertion c), Γ−1{ρ(x^)} is a singleton for each ρ(x^)∈ρ(CW). For countable acting groups G it is well known that this implies that Γ is almost 1-1. For uncountable groups we could not locate such a statement in the literature. So we provide a proof for the convenience of the reader:
In view of c) we only need to show that ρ(CW) is a dense Gδ-set in
X^/πX^(Hint(W)):
CW is a dense Gδ-set in X^ by [22, Prop. 3.3c].
Hence denseness of ρ(CW) follows as ρ is continuous and onto.
In (14) we argued that
CW - and hence also X^∖CW - are invariant under translations by elements from the subgroup HW.
Hence
ρ(X^∖CW)=(X^/πX^(Hint(W)))∖ρ(CW).
Indeed, suppose ρ(x^)=ρ(y^) for some x^∈CW and y^∈X^∖CW. Then y^∈x^+Hint(W)=x^+HW⊆CW, a contradiction.
To show that ρ(CW) is a Gδ-set, it now suffices to show that ρ(X^∖CW) is an Fσ-set. But this is obvious since X^∖CW is an Fσ-set by Eqn. (6) and hence a countable union of compact sets, and since ρ is continuous.
a) Let M be any non-empty, closed S-invariant subset of MWG.
(X′,T′) is a factor of (M,S) by Lemma 7.2. We prove that it is the maximal equicontinuous factor of (M,S).
Let W0:=int(W) and
H0:=HW0=Hint(W) (see Lemma 6.1 for the second identity).
Then W′=φW0(W0) is an aperiodic subset of H′=H/HW0
by Lemma 6.8.
As W0 is topologically regular, also W′ is topologically regular (Lemma 6.7). Hence also int(W′) is aperiodic.
Let X′=X^/πX^(Hint(W)) with induced G-action T′, and recall from Corollary 6.5 that X′ is isomorphic to (G×H′)/L′. Theorem A1
implies that (MW′G,S) is an almost 1-1 extension of
(X′,T′).
As MW′G=π∗G(MW′)=π∗G(MW0)=MW0G by Proposition 6.10 (applied to W0 instead of W), also (MW0G,S) is an almost 1-1 extension of (X′,T′).
It follows that also the unique minimal subsystem (νW0G(CW0),S) of
(MW0G,S) is an almost 1-1 extension of
(X′,T′).
Note next that
CW⊆CW0 and νW0G∣CW=νWG∣CW, because ∂W0⊆∂W. As CW is dense
in X^ (and as CW0 is the set of continuity points of νW0G), this implies
νW0G(CW0)=νWG(CW)=MminG. Hence the minimal system
(MminG,S)
is an almost 1-1 extension of (X′,T′), so that (X′,T′) is the maximal equicontinuous factor of (MminG,S).
Suppose now that (X~,T~) is an equicontinuous factor of (M,S)
and observe that MminG⊆M. Then the restriction of the factor map to MminG defines a factor map from
(MminG,S) to (X~,T~). It follows that (X~,T~) is a factor of (X′,T′). As this holds for any equicontinuous factor (X~,T~) of (M,S), the system (X′,T′) is in fact the maximal equicontinuous factor of (M,S).
A proof of Theorem A2 only for the case when Hint(W)=HW is much simpler: In that case H′=H/HW, and W′=φW(W) is aperiodic by Lemma 6.8. As MWG=MW′G by Proposition 6.10a,
all assertions of Theorem A2 follow from Theorem A1 applied to the cut-and-project scheme (G,H′,L′) with window W′.
Assume first that the window W is Haar regular. Then W=Wreg=WQW by Corollary 5.2. Let W′=φW(W). This set is Haar regular by Lemma 6.7 and aperiodic by Lemma 6.8. Hence W′ is also Haar aperiodic, see Remark 3.12.
As (MWG,QWG,S)=(MW′G,QW′G,S) by Proposition 6.10, the claim of the theorem follows now from Theorem B1.
In the general case, note that (MW,QW,S) is measure-theoretically isomorphic to (M,QW,S). As the present theorem applies to the Haar regularized window Wreg,
we must only show that QW=mX^∘(νW)−1 equals QWreg=mX^∘(νWreg)−1 on M. But this follows from the observation that
[TABLE]
and this is a set of mX^-measure zero, because L is countable and mH(W∖Wreg)=0.
∎
Let PG be an ergodic S-invariant probability measure on MWG∖{0}. Take any ergodic S-invariant probability measure P on MW∖{0} satisfying PG=P∘(π∗G)−1. In particular we have WP=∅. Let X′=X^/πX^(HWP) with induced G-action T′ and Haar measure mX′.
Denote
[TABLE]
where WP⊆W is the Haar regular set from Lemma 4.5, for which SH(ν)=WP for P-a.a. ν. Hence P(AP)=1, and AP is Borel measurable and S-invariant, because SH is (Lemmas 4.1 and 4.3a). Then also π∗G(AP)⊆MWG∖{0} is S-invariant,
it is Borel measurable by Lemma 4.7,
and PG(π∗G(AP))=P((π∗G)−1(π∗G(AP)))⩾P(AP)=1.
Denote by γ the factor map from MW∖{0} onto X^
111111This is the map π∗X^∘(π∗G×H)−1 from [22, Thm. 1a]., and by ρ the factor map from X^ onto X^/πX^(HWP).
We define now a map
[TABLE]
In order to see that Γ is well defined, observe first
the cardinality is at least 1, because νG∈π∗G(AP).
On the other hand, if
ν,ν′∈(π∗G)−1{νG}∩AP, then γ(ν′)−γ(ν)∈πX^(HWP) by Lemma 7.1, i.e. (ρ∘γ)(ν′)=(ρ∘γ)(ν).
Next observe that Γ commutes with the dynamics: For each g∈G,
[TABLE]
It remains to show that π∗G(AP)∩Γ−1(K′) is Borel measurable for each closed subset K′ of X′. Then it follows that Γ is Borel measurable and (X′,mX′,T′) is a measure-theoretic factor of (MWG,PG,S) as claimed in Theorem C2.
So let K:=(ρ∘γ)−1(K′)⊆MW. Then K is closed, and
[TABLE]
The ⊆-inclusion is trivial. To see the reverse inclusion, let ν∈AP and assume that there exists ν′∈K∩AP such that π∗G(ν)=π∗G(ν′). Then γ(ν)−γ(ν′)∈πX^(HWP) by Lemma 7.1, so that
(ρ∘γ)(ν)∈(ρ∘γ)(ν′)+ρ(πX^(HWP))=(ρ∘γ)(ν′)∈(ρ∘γ)(K)⊆K′, i.e.
ν∈(ρ∘γ)−1(K′)=K.
Now let νG∈π∗G(AP). Then
[TABLE]
The last equivalence is seen as follows:
,,⇒”:
As νG∈π∗G(AP), there exists some ν∈(π∗G)−1{νG}∩AP⊆F∩AP, so that
νG=π∗G(ν)∈π∗G(F∩AP).
,,⇐”: Let ν∈(π∗G)−1{νG}∩AP. Then π∗G(ν)=νG∈π∗G(F∩AP), so that in view of (15),
[TABLE]
Hence π∗G(AP)∩Γ−1(K′)=π∗G(K∩AP), and this set is Borel measurable by Lemma 4.7.
∎
8 Relatively compact windows
For suitable relatively compact windows W⊆H, dynamical properties are the same as in the compact case. This has already been observed in [22, Rem. 3.16].
8.1 Topological results
For some topological results, we assume that the boundary ∂W is nowhere dense. This condition characterises denseness of the set CW of continuity points of the map νW:MW→X^, see Proposition 8.3. As any compact window has nowhere dense boundary, this condition generalises the compact case.
The next lemma shows that this condition also generalises topological regularity.
Lemma 8.1**.**
For each W⊆H, ∂W is nowhere dense if and only if
int(int(W))=int(W).
Proof.
As ∂W=W∩Wc, we have int(∂W)=int(W)∩int(Wc). Hence ∂W is nowhere dense if and only if int(W)⊆(int(Wc))c=int(W). But this is obviously equivalent to
int(int(W))=int(W).
∎
The next lemma generalises slightly Lemma 6.1 in [22].
Lemma 8.2**.**
Let W⊆H be relatively compact. Then the set CW⊆X^ of continuity points of the map νW:X^→MW is given by
[TABLE]
Proof.
This is seen by reinspecting the proof of [22, Lem. 6.1]. If xH∈⋂ℓ∈L((∂W)c−ℓH), then there is ℓ∈L such that xH+ℓH∈∂W. In the case xH+ℓH∈W we take xHn∈(W)c−ℓH such that xHn→xH as n→∞ and let xn=(xG,xHn). Then, for each sufficiently small open neighbourhood U of x+ℓ in G×H and sufficiently large n we have νW(xn+L)(U)=1W(xHn+ℓH)⋅δxn+ℓ(U)=0 while
νW(x+L)(U)=1W(xH+ℓH)⋅δx+ℓ(U)=1 so that νW(xn+L)→νW(x+L). In particular, (x+L)∈CW. If xH+ℓH∈(W)c, we may argue analogously with a sequence xHn∈W−ℓH such that xHn→xH as n→∞.
Conversely, let x+L,xn+L∈X^, limn→∞(xn+L)=(x+L) and take a sufficiently small open neighbourhood U of x+ℓ in G×H. Assume that xH∈⋂ℓ∈L((∂W)c−ℓH), i.e., (x+ℓ)H∈∂W for all ℓ∈L. Now consider ℓ∈L such that xH+ℓ∈W. Then by assumption xH+ℓH∈int(W), which implies 1=νW(x+L)(U)=νW(xn+L)(U) for sufficiently large n. If ℓ∈L such that xH+ℓH∈/W, then by assumption xH+ℓ∈(W)c, which implies 0=νW(x+L)(U)=νW(xn+L)(U) for sufficiently large n.
This implies limn→∞νW(xn+L)=νW(x+L) and hence x+L∈CW.
∎
The following proposition collects some further properties of the set CW.
Proposition 8.3**.**
Let W⊆H be relatively compact. Then the set CW⊆X^ of continuity points of the map νW:X^→MW is a Gδ-set. The set CW is dense in X^ if and only if ∂W is nowhere dense in H.
Otherwise CW=∅.
Proof.
121212For compact windows this was claimed in [22, Prop. 3.3c]. As the proof of that proposition contains a mistake, we provide a full proof for the more general case treated here. (Indeed, the argument given in footnote † of the proof of that proposition is wrong, because, with the sets Uℓ and X defined there, it is not true that πX^(X∩Uℓ)=πX^(Uℓ).)
Let A:=⋂ℓ∈L((G×(∂W)c)−ℓ) and B:=(G×H)∖A=⋃ℓ∈LG×(∂W−ℓH),
and recall that X^=(G×H)/L.
As both sets, A and B, are invariant under translations by elements from the lattice L,
πX^(B)=X^∖πX^(A).
Indeed, suppose πX^(a)=πX^(b) for some a∈A and b∈B. Then b∈a+L⊆A, a contradiction.
To show that πX^(A) is a Gδ-set, it suffices to show that πX^(B) is a Fσ-set. To that end recall that G is σ-compact, i.e. there are compact K1,K2,…⊆G such that G=⋃j∈\mathbbmNKj. Hence
πX^(B)=⋃ℓ∈L⋃j∈\mathbbmNπX^(Kj×(∂W−ℓH)) is a countable union of compact sets, hence Fσ.
Now assume that ∂W is nowhere dense. Then AH:=⋂ℓ∈L((∂W)c−ℓH) is dense in H as ∂W is nowhere dense and as H is a Baire space. This readily implies that
A=(πH)−1(AH)=G×AH is dense in G×H. Now denseness of πX^(A)=CW in X^ follows as πX^ is continuous and onto.
Conversely, assume that ∂W is not nowhere dense. Then there is some nonempty open set O⊆∂W, which implies
AHc⊇⋃ℓ∈L(O−ℓH)=H because of the denseness of πH(L) in H. Thus
AH=∅ and CW=πX^((πH)−1(AH))=∅, in particular CW is not dense.
∎
Let us denote by GνW:={(x^,νW(x^)):x^∈X^}⊆X^×MW the graph of the map νW, and by GMW its closure in the vague topology. Likewise, denote by G(νW∣CW) the restriction of GνW to its continuity points. We have the following general result on minimal subsets of GMW,MW and MWG.
Lemma 8.4**.**
Let W⊆H be relatively compact. Then
a)
The set G(νW∣CW) is the unique minimal subset of GMW.
2. b)
The set νW(CW) is the unique minimal subset of MW.
3. c)
The set νWG(CW) is the unique minimal subset of MWG.
4. d)
If int(W)=∅, then νW(CW) and νWG(CW) are singletons consisting of the zero measure only.
Proof.
This can be seen by re-inspecting the proofs in [22], but we give a simple direct argument for the ease of the reader.
a) Let ∅=A⊆GMW be any closed invariant set. Then ∅=πX^(A)⊆X^ is closed invariant. Hence πX^(A)=X^⊇CW, since (X^,T^) is minimal.
As (πX^)−1{x^}∩GMW={(x^,νW(x^))} for each x^∈CW, this implies A⊇G(νW∣CW), which means
A⊇G(νW∣CW)=:Amin.
b) Let ∅=B⊆MW be any closed invariant set. Then ∅=(π∗G×H)−1(B)⊆GMW is closed invariant. By the previous result, we infer (π∗G×H)−1(B)⊇Amin.
Hence B⊇π∗G×H(Amin)⊇νW(CW), so that
νW(CW)⊆B=B.
c) This follows using the same argument as in b).
d) If int(W)=∅, then (∂W)c⊆(W)c. Hence x^=x+L∈CW implies xH∈⋂ℓ∈L((∂W)c−ℓH)⊆⋂ℓ∈L((W)c−ℓH). But the latter condition means (x+L)∩(G×W)=∅. Hence the claim follows.
∎
Consider now the window W, as well. We infer from [22, Lem. 5.4] that, for each ν∈MW∖{0}, there is a unique
π^(ν)∈X^ such that supp(ν)⊆supp(νW(π^(ν))). Thus the map π^:MW∖{0}→X^ is still well-defined and continuous in our more general setting, and it satisfies π^=π∗X^∘(π∗G×H)−1. We have the following version of [22, Thm. 1a].
Proposition 8.5**.**
Let W⊆H be relatively compact and such that ∂W is nowhere dense in H. Assume that int(W) is nonempty (being equivalent to int(W) nonempty, in this case). Then
a)
π∗X^:(GMW,S)→(X^,T^)* is a topological almost 1-1-extension of its maximal equicontinuous factor.*
2. b)
π^:(MW,S)→(X^,T^)* is a topological almost 1-1-extension of its maximal equicontinuous factor.*
Proof.
a) We can argue as in the proof of [22, Prop. 3.5c]. The assumption ∂W nowhere dense guarantees that CW is a dense Gδ-set by Proposition 8.3.
b) This follows from a) by noting that the statements and proofs of [22, Prop. 3.5b] and [22, Prop. 3.3e] still apply to the present situation.
∎
If ∂W is nowhere dense, then MW and MW have the same unique minimal subset, and a similar result holds for the G-projections.
Lemma 8.6**.**
(See also [22, Cor. 1b and Remark 3.16])
Let W⊆H be relatively compact and such that ∂W is nowhere dense in H. Then νW(CW)=νW(CW)
and νWG(CW)=νWG(CW).
Proof.
As ∂W⊆∂W, we have CW⊆CW and
νW∣CW=νW∣CW, because 1W(h)=1W(h) for all h∈H∖∂W. Hence
νW(CW)=νW(CW)⊆νW(CW).
On the other hand, as CW is dense in X^ and as νW is continuous on CW, we have νW(CW)⊆νW(CW). This proves the first identity.
The second identity follows at once, because νWG=π∗G∘νW with a continuous π∗G.
∎
Now we are ready to state and prove
the following extensions of Theorems A1 and A2.
Theorem A1’****.
Let W⊆H be relatively compact and ∂W be nowhere dense. Assume that int(W) is aperiodic (so in particular non-empty).
a)
The topological dynamical systems (MW,S) and (MWG,S) are isomorphic, and both are almost 1-1 extensions of their maximal equicontinuous factor (X^,T^).
2. b)
Denote by Γ:MWG→X^ the factor map from a).
If M is a non-empty, closed S-invariant subset of MWG, then (M,S) is an
almost 1-1 extension of its maximal equicontinuous factor (X^,T^) with factor map
Γ∣M.
In Section 4, the space MW was defined such that
MW⊆MW. Hence
Lemma 4.1 applies also to SH∣MW∖{0}.
In view of Lemma 8.6,
Lemma 4.3c) and d) and Lemma 4.4 remain valid.
Keeping in mind the above results, one readily checks that the proof of Theorem A1 also applies under the above assumptions.
∎
Theorem A2’****.
Let W⊆H be relatively compact and ∂W be nowhere dense.
Assume that int(W)=∅.
Let X′=X^/πX^(Hint(W)) with induced G-action T′,
and let M be any non-empty, closed S-invariant subset of MWG (thus including the case M=MWG).
a)
(X′,T′)* is the maximal equicontinuous factor of
the topological dynamical system (M,S).*
2. b)
If Hint(W)=HW, then (M,S) is an almost 1-1 extension of (X′,T′).
Here we note that Hint(W) is compact due to Lemma 6.1c) and d).
This ensures that all arguments in the proof
of Theorem A2 for compact windows directly apply to the present situation.
∎
8.2 Measure-theoretic results
For measure-theoretic results, let us assume that W⊆H is relatively compact and measurable.
In that situation, the map νW:X^→MW⊆M is still measurable such that the Mirsky measure is well defined, compare [22, Rem. 3.16]. In fact Propositions 2.1, 2.2 and 2.3 continue to hold. In particular, (MW,QW,S) is a measure-theoretic factor of (X^,mX^,T^), and thus the same holds for (MWG,QWG,S). Hence both systems have pure point dynamical spectrum.
Whereas the statement of Proposition 2.1 is obvious from measurability of νW, we give proofs of the other propositions for the convenience of the reader.
Note that P∘π^−1 is a probability measure on X^ by assumption on P. As P∘π^−1 is T^-invariant and the T^-action is uniquely ergodic, it
thus equals mX^, compare Fact 2.2 (3). In particular,
m_{\hat{X}}(\nu_{\scriptscriptstyle W}^{-1}\{\underline{0}\})=P\,\big{(}(\nu_{\scriptscriptstyle W}\circ\hat{\pi})^{-1}\{\underline{0}\}\big{)}=0, because
supp(ν)⊆supp(νW(π^(ν)) for all ν∈MW∖{0}.
But this implies mH(W)>0 [22, Prop. 3.6b], which continues to hold in the non-compact setting. The assertion of the proposition now follows as the desired factor map [12, Def. 2.7] is provided by π^.
∎
As mH(W)>0, we have mX^(νW−1{0})=0 by [22, Prop. 3.6b], which continues to hold in the non-compact setting. Hence we have QW(MW∖{0})=mX^∘(νW)−1(MW∖{0})=1. We thus can combine the statements of Proposition 2.2 and Proposition 2.1 to get the result.
∎
For general relatively compact measurable windows W, it might be difficult to give an isomorphism between (MWG,QWG,S) and an explicit group rotation. But the previous results for compact windows, i.e., Theorems B1 and B2, continue to hold
for windows W that are compact modulo [math]. Consider a window W that is compact modulo [math] and its Haar regularization Wreg=supp((mH)∣W).
Then the Mirsky measures QW and QWreg coincide on M, because
[TABLE]
which is a set of mX^-measure zero as L is countable. This implies that (MW,QW,S) is measure-theoretically isomorphic to (MWreg,QWreg,S).
As the Haar periods of Wreg coincide with those of W,
Theorems B1 and B2, which apply to Wreg, continue to hold for W.
In oder to better understand the passage from the extended hull MWG to the usual hull MWG(x^) for model sets without compact windows, we discuss the maximal density condition in that case.
Remark 8.7**.**
(Generic configurations)
Assume that some configuration νWG(x^) has maximal density in the sense that d(νWG(x^))=dens(L)⋅mH(W) along some given tempered van Hove sequence (An)n, compare also Section 5.
In that case νWG(x^) is generic for the Mirsky measure QWG
on MG, as will be shown below. This implies that (MWG(x^),QWG,S) is isomorphic to (MWG,QWG,S), where MWG={ν∈MG:ν⩽νWG(x^) for some x^∈X^}, compare the proof of [22, Thm. 5].
To see genericity, note that for any x^∈X^ we have 0⩽νWG(x^)⩽νWG(x^), so in particular the density of νWG(x^) along (An)n is bounded by that of νWG(x^) and hence by dens(L)⋅mH(W), see [22, Thm. 3].
If νWG(x^) achieves this maximal density, then
the density of νWG(x^)−νWG(x^) is clearly zero.
Now consider
for νWG(x^)∈MWG its empirical measures
[TABLE]
and likewise for νWG(x^)∈MWG its empirical measures QW,x^G,n .
The previous reasoning shows that the empirical measures
QW,x^G,n
are asymptotically equivalent to the measures QW,x^G,n
in the sense that both sequences do have the same weak limit points, and [22, Thm. 5] implies that the measures QW,x^G,n
converge weakly to QWG.
It follows that statistical properties of νWG(x^) and νWG(x^), like pattern frequencies and especially their autocorrelation coefficients, coincide for such x^, and that they are determined by the Mirsky measure QWG, to which Theorems B1 and B2 apply.
Note, however, that for mX^-a.a x^ the configuration νW(x^) has density
dens(L)⋅mH(W), see [29, Thm. 1]. Thus the above reasoning applies to QWG-Mirsky-typical configurations only, if mH(W)=mH(W), i.e., if W is compact modulo [math].
Remark 8.8**.**
(Autocorrelation measure, diffraction spectrum and generic configurations)
For PG∈MS(MWG), the set of S-invariant probability measures on MWG, the so-called autocorrelation measure γPG is a positive definite Radon measure on G that is naturally associated to PG. In particular, γPG is Fourier transformable.
We recall its definition from [7, Prop. 6], [24, Sec. 2.3] and [25, Lemma 4.1]. Take any ψ∈Cc(G) such that mG(ψ)=1 and define the Radon measure γPG via its associated linear functional γPG:Cc(G)→C by requiring
[TABLE]
for every φ∈Cc(G).
The measure γPG∈MG is independent of the choice of ψ, and it is a rather direct consequence of the above definition that the map γ:MS(MWG)→MG, defined by PG↦γPG, is continuous with respect to the vague topologies.
For PG:=QWG, the Mirsky measure on MWG , the Fourier transform γQWG is a pure point measure as
(MWG,QWG,S) has pure point dynamical spectrum [7, Thm. 7]. One says that (MWG,QWG,S) has pure point diffraction spectrum.
Now fix any configuration νG∈MWG and consider its empirical measures QνGn on MWG, given as
[TABLE]
along some fixed tempered van Hove sequence (An)n in G. As MWG is compact, we can assume that the associated sequence (γQνGn)n of empirical autocorrelations converges to a limit γνG, possibly after passing to some subsequence of (An)n. For sufficiently large n, the Fourier transform of γνG describes the outcome of a diffraction experiment on a physical realisation of νG restricted to An. A standard tedious calculation which we omit yields the explicit expression γνG=∑ℓ∈Lη(ℓ)δℓG, where
[TABLE]
are the autocorrelation coefficients of γνG.
In particular, if νG is generic for the Mirsky measure QWG on MWG, i.e., if (QνGn)n converges to QWG, then by continuity of γ we have γνG=γQWG. By the above argument, this implies that νG is pure point diffractive. In particular, from [22, Eqn. (18)] we obtain explicit expressions for the autocorrelation coefficients, namely η(ℓ)=dens(L)⋅mH(W∩(W+ℓH)) for all ℓ such that η(ℓ)=0.
The above result alternatively follows by combining Theorem 5 and Proposition 6 in [7]. That there is a full QWG-measure set of configurations νWG(x^)∈(νWG)−1(X^)⊆MWG such that γνWG(x^)=γQWG on any given tempered van Hove sequence (An)n has been shown by Moody [29, Cor. 1], by constructing a full mX^-measure set of pure point diffractive νWG(x^) via repeated applications of Birkhoff’s ergodic theorem.
A sufficient criterion for pure point diffractiveness has been observed in [5, 22]: The configuration νWG(x^) is pure point diffractive if νWG(x^) has maximal density d(νWG(x^))=dens(L)⋅mH(W). Indeed, in that case νWG(x^) is generic for the Mirsky measure QWG on MWG by Remark 8.7 above. Note however that such νWG(x^) is typically not generic for the Mirsky measure QWG on MWG.
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