Unified Model of D-Term Inflation
Valerie Domcke, Kai Schmitz

TL;DR
This paper proposes a unified model of D-term inflation within strongly coupled supersymmetric gauge theories, addressing previous shortcomings and connecting inflation with high-scale supersymmetry breaking and B-L symmetry breaking.
Contribution
It introduces a novel framework where D-term inflation is realized through dynamical supersymmetry breaking, unifying inflationary dynamics with supersymmetry and B-L symmetry breaking.
Findings
Remedies issues of traditional D-term inflation models.
Links D-term inflation to high-scale supersymmetry breaking.
Connects inflation end to B-L symmetry breaking.
Abstract
Hybrid inflation, driven by a Fayet-Iliopoulos (FI) D term, is an intriguing inflationary model. In its usual formulation, it however suffers from several shortcomings. These pertain to the origin of the FI mass scale, the stability of scalar fields during inflation, gravitational corrections in supergravity, as well as to the latest constraints from the cosmic microwave background. We demonstrate that these issues can be remedied if D-term inflation is realized in the context of strongly coupled supersymmetric gauge theories. We suppose that the D term is generated in consequence of dynamical supersymmetry breaking. Moreover, we assume canonical kinetic terms in the Jordan frame as well as an approximate shift symmetry along the inflaton direction. This provides us with a unified picture of D-term inflation and high-scale supersymmetry breaking. The D term may be associated with a…
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Unified Model of D-Term Inflation
Valerie Domcke
APC / PCCP, Paris Diderot University, 75013 Paris, France
Kai Schmitz
Max-Planck-Institut für Kernphysik (MPIK), 69117 Heidelberg, Germany
Abstract
Hybrid inflation, driven by a Fayet-Iliopoulos (FI) D term, is an intriguing inflationary model. In its usual formulation, it however suffers from several shortcomings. These pertain to the origin of the FI mass scale, the stability of scalar fields during inflation, gravitational corrections in supergravity, as well as to the latest constraints from the cosmic microwave background. We demonstrate that these issues can be remedied if D-term inflation is realized in the context of strongly coupled supersymmetric gauge theories. We suppose that the D term is generated in consequence of dynamical supersymmetry breaking. Moreover, we assume canonical kinetic terms in the Jordan frame as well as an approximate shift symmetry along the inflaton direction. This provides us with a unified picture of D-term inflation and high-scale supersymmetry breaking. The D term may be associated with a gauged , so that the end of inflation spontaneously breaks B$$-$$L in the visible sector.
Cosmic inflation Guth:1980zm is a successful paradigm in our understanding of the early universe. It is, however, still unclear how to correctly embed inflation into particle physics Lyth:1998xn . One promising ansatz is the idea of hybrid inflation Linde:1991km , which establishes a connection between inflation and grand unification. Hybrid inflation exits into the subsequent radiation-dominated phase via a waterfall transition. In the context of a given grand unified theory (GUT), this phase transition may then be identified with the spontaneous breakdown of a local GUT symmetry.
Depending on the type of GUT symmetry, the waterfall transition may have important consequences for the particles of the standard model (SM). Here, a prominent example is the spontaneous breaking of Buchmuller:2010yy , i.e., the Abelian gauge symmetry associated with the difference between baryon number and lepton number . The end of inflation is then accompanied by the generation of large -violating Majorana masses for a number of right-handed neutrinos, which sets the stage for the type-I seesaw mechanism Minkowski:1977sc as well as for baryogenesis via leptogenesis Fukugita:1986hr . Hybrid inflation ending in a B$$-$$L phase transition, thus, promises to provide an appealing framework for the early universe that not only determines the initial conditions of the hot thermal phase, but which also explains the smallness of the SM neutrino masses.
In its simplest, nonsupersymmetric form, hybrid inflation predicts the primordial scalar power spectrum to be blue-tilted, which is by now observationally ruled out at a level of more than Ade:2015lrj . This problem can be avoided in supersymmetry (SUSY), where scalar and fermion loops generate a logarithmic effective potential. Supersymmetric hybrid inflation comes in two variants, depending on whether the vacuum energy density during inflation is dominated by a nonzero F term Copeland:1994vg or D term Binetruy:1996xj . In F-term hybrid inflation (FHI), the inflaton field itself has a large F term during inflation. In combination with symmetry breaking, this results in a dangerous supergravity (SUGRA) tadpole term Buchmuller:2000zm , which breaks the rotational invariance in field space, generates a false vacuum at large field values, and potentially spoils slow-roll inflation. In D-term hybrid inflation (DHI), the superpotential of the inflationary sector has, by contrast, zero vacuum expectation value (VEV) at all times, so that SUGRA corrections tend to become more manageable. Moreover, DHI is based on a nonzero Fayet-Iliopoulos (FI) D term Fayet:1974jb and, hence, does not require a dimensionful input parameter in the superpotential.
In this paper, we shall construct a consistent SUGRA model in which DHI is driven by the D term associated with a local symmetry. Despite the absence of the inflaton tadpole term, this is still a difficult task for at least five reasons: (i) The consistent embedding of the FI term into SUGRA is a subtle issue that has been the subject of a long debate in the literature. On the one hand, constant, field-independent FI terms always require an exact global symmetry Komargodski:2009pc , which conflicts with the expectation that quantum gravity actually does not admit such symmetries Banks:2010zn . On the other hand, field-dependent FI terms (such as those in string theory Dine:1987xk ) imply the existence of a shift-symmetric modulus field Komargodski:2010rb , which causes cosmological problems Coughlan:1983ci , as long as it is not properly stabilized Binetruy:2004hh . (ii) The sfermions in the minimal supersymmetric standard model (MSSM) carry nonzero B$$-$$L charges and, thus, acquire D-term-induced masses during inflation Babu:2015xba . Some of these masses are tachyonic and may, hence, destabilize the corresponding directions in scalar field space Domcke:2014zqa . (iii) General arguments in SUGRA Dumitrescu:2010ca indicate that a nonzero D term is typically accompanied by a comparatively larger F term, . If SUSY breaking is mediated to the visible sector by ordinary gravity mediation Nilles:1983ge , this implies that the inflaton picks up a gravity-mediated soft mass of the order of the gravitino mass, , that necessarily exceeds the Hubble rate during inflation, . DHI in combination with ordinary gravity mediation, therefore, also faces the slow-roll problem in SUGRA Dine:1983ys . (iv) In the global-SUSY limit, DHI predicts a scalar spectral index of Binetruy:1996xj . This deviates from the latest value reported by the PLANCK collaboration, Ade:2015lrj , by about . SUGRA corrections may help to reach better agreement with the data Seto:2005qg . But in general, realizing a spectral index of in DHI is a nontrivial task. (v) In its standard formulation, DHI is driven by a D term associated with a symmetry that becomes spontaneously broken only during the waterfall transition at the end of inflation. This results in the production of cosmic strings, which impact the scalar power spectrum of the cosmic microwave background (CMB). The recent CMB bounds on the tension of such cosmic strings Ade:2013xla severely constrain the parameter space of standard DHI.
We now argue that all of these issues can be remedied as soon as one makes the following three assumptions: (i) The FI term is dynamically generated in the context of dynamical SUSY breaking (DSB) Domcke:2014zqa . (ii) DHI is embedded into Jordan-frame SUGRA with canonical kinetic terms for all fields Ferrara:2010yw . (iii) There exists an approximate shift symmetry in the direction of the inflaton field Kawasaki:2000yn . For a more comprehensive account of our idea, see Domcke:2017rzu .
As far as the generation of the FI term is concerned, we follow the discussion in Domcke:2014zqa . We assume that SUSY is broken in a hidden sector by the dynamics of a strongly interacting supersymmetric gauge theory. To this end, we shall employ the Izawa-Yanagida-Intriligator-Thomas (IYIT) model Izawa:1996pk in its formulation, i.e., the simplest conceivable DSB model with vector-like matter fields. At high energies, the IYIT model consists of four quark fields in the fundamental representation of . At energies below the dynamical scale , these quarks condense into six gauge-invariant meson fields, , where and Manohar:1983md . The scalar mesons span a quantum moduli space of degenerate supersymmetric vacua, subject to a particular constraint on their Pfaffian, Seiberg:1994bz . In order to break SUSY in this model, one couples the high-energy theory to a set of six singlets, , so as to lift the flat directions in moduli space. At high and low energies, the IYIT superpotential respectively reads as follows,
[TABLE]
where is a matrix of Yukawa couplings. SUSY is now broken à la O’Raifeartaigh ORaifeartaigh:1975nky , as the F-term conditions for the singlet fields are incompatible with the Pfaffian constraint. A crucial observation for our purposes is that the IYIT model exhibits an axial flavor symmetry associated with a quark phase rotation, . We shall now identify this symmetry with and promote it to a weakly gauged local symmetry. In doing so, we suppose that two quarks carry charge , while the other two carry charge . In this case, we have to deal with six mesons (and similarly six singlets) with charges , , and four times [math], respectively. Here, we assign the B$$-$$L charges in such a way that the charged mesons, , have the smallest Yukawa couplings, . During SUSY breaking, it is therefore the fields that acquire nonzero VEVs. The neutral mesons and singlets remain stabilized at their origin. In the weakly gauged limit, one finds (see Domcke:2014zqa ; Harigaya:2015soa ; Babu:2015xba ; Schmitz:2016kyr for more details on the dynamics of the IYIT model and its applications),
[TABLE]
These VEVs break B$$-$$L spontaneously, which results in an effective FI term in the B$$-$$L D-term scalar potential,
[TABLE]
Here, denotes the B$$-$$L gauge coupling, while the ellipsis stands for all further fields that are charged under . One then obtains for the FI mass scale ,
[TABLE]
where is a measure for the degeneracy among the Yukawa couplings and . For , is close to unity; for a strong hierarchy among and , it takes a value close to zero. In the following, we will assume that and are both of the same order of magnitude. Averaging all possible values of under this assumption (varying and on a linear scale) then results in an expectation value of .
The FI parameter in Eq. (4) is a field-dependent FI term, as it originates from the VEVs of the two meson fields . The modulus field associated with this FI term is nothing but the B$$-$$L Goldstone multiplet, , where is the Goldstone decay constant, . The pseudoscalar in is absorbed by the massive B$$-$$L vector boson, while the real scalar in is stabilized by an F-term-induced mass, . The same holds true for the fermion in . Owing to the fact that our FI term is generated in conjunction with dynamical SUSY breaking, we therefore do not face any modulus problem. Our model, thus, avoids the problems described in Komargodski:2009pc ; Komargodski:2010rb .
In the SUSY-breaking vacuum at low energies, the IYIT model effectively reduces to the Polonyi model Polonyi:1977pj with an effective superpotential of the following form Schmitz:2016kyr ,
[TABLE]
Here, denotes the F-term SUSY-breaking scale, is the Polonyi field, and is an -symmetry-breaking constant that needs to be added to , so as to achieve zero cosmological constant in the true vacuum.
We now couple the effective Polonyi model in Eq. (5) to SUGRA. In doing so, we shall work in Jordan-frame supergravity with canonical kinetic terms Ferrara:2010yw . The total Kähler potential of our theory is therefore given as
[TABLE]
where is the frame function of the Jordan frame. We assume that the kinetic function can be split into separate contributions from the hidden, visible, and inflaton sector. Schematically, we may write
[TABLE]
such that the inflaton sector becomes sequestered from the hidden sector Inoue:1991rk . This serves the purpose to protect the inflaton from a SUGRA mass of the order of , which would otherwise spoil slow-roll inflation. Meanwhile, the MSSM sfermions do acquire soft masses via gravity mediation. These may be much larger than , provided that the mass scale is parametrically smaller than the reduced Planck mass . In particular, by choosing an appropriate value of , the MSSM sfermions are also sufficiently stabilized during inflation, even if inflation is driven by a B$$-$$L D term.
For , we obtain for the Polonyi VEV during () and after () inflation,
[TABLE]
Here, is related to the kinetic function of the inflaton field , . is a ratio of different contributions to the total Polonyi mass,
[TABLE]
which is typically very large, . This reflects the fact that is stabilized by the strong dynamics close to the origin, . is the Hubble rate in the Jordan frame, while denotes the effective Polonyi mass in the IYIT model. This mass is generated via meson loops at one-loop level Chacko:1998si . The Polonyi field is stabilized at as given in Eq. (8) only as long as does not induce masses for the IYIT quarks larger than . This defines a critical field value, , above which the Polonyi potential changes from a quadratic to a logarithmic form. The requirement that then translates into a lower bound, , on . At the same time, we impose an upper bound, , so that non-calculable higher-dimensional terms in the Kähler potential, which scale like Chacko:1998si , are suppressed by at least half an order of magnitude. In fact, for definiteness, we will set in the following. Meanwhile, a given value of implies a lower bound on , such that neither of becomes larger than . For our choice of , we find , where depends on the dynamical scale via .
The Polonyi field is a linear combination of the charge eigenstates . It hence enters into the D-term potential, where it mixes with the field . This mixing destabilizes the vacuum in Eq. (8), unless , which translates into an upper bound on . In our analysis of the inflationary dynamics, we will evaluate the bounds on and numerically. The lesson from these two bounds is the following: guarantees that we can neglect nonperturbative corrections to the Kähler potential, while ensures a stable vacuum in the SUSY-breaking sector.
The constant in Eq. (5) needs to be tuned to
[TABLE]
so as to reach zero cosmological constant in the SUSY-breaking vacuum. We then obtain for ,
[TABLE]
Making use of our choices for the parameters and , we arrive at the following phenomenological relation,
[TABLE]
which illustrates that SUSY is broken at a high scale. All mass scales in the IYIT sector are now solely controlled by . This scale is dynamically generated via dimensional transmutation, meaning that our model does not require any hard dimensionful input scale. Eq. (12) sets the stage for our particular implementation of DHI.
We consider the following contributions to the kinetic function and superpotential from the inflationary sector,
[TABLE]
Taking , the real scalar component of acquires an approximate shift symmetry and will play the role of the inflaton. The so-called waterfall fields carry B$$-$$L charges . Due to their -dependent mass spectrum, one of the scalar waterfall degrees of freedom becomes tachyonic at , leading to a phase transition that ends inflation. The sequestered structure of Eq. (7) protects the waterfall fields from acquiring soft SUGRA masses of the order of , which could prevent this phase transition. Note that since B$$-$$L is already broken by during inflation, the production of cosmic strings at the end of inflation can be avoided Domcke:2014zqa .
The scalar inflaton potential at is given by
[TABLE]
with the tree-level D- and F-term contributions being
[TABLE]
Similarly as in global SUSY, inflation is driven by the constant D-term potential induced by the FI term (4). arises due to F-term SUSY breaking in the hidden sector and vanishes in the true vacuum at . The function is introduced below Eq. (8). The third term in Eq. (14) is the effective one-loop potential arising from integrating out the waterfall multiplets. Here, the renormalization scale and are given in terms of the various contributions to the masses of the waterfall fields: is induced by the D term, follows from the coupling in , and is a bilinear soft mass in consequence of symmetry breaking. The critical inflaton field value is obtained once , which results in . The conformal factor translates the Jordan-frame potentials to their counterparts in the Einstein frame.
Integrating out the heavy B$$-$$L gauge fields results in additional gauge-mediated soft masses, , for the waterfall fields Intriligator:2010be (see also Babu:2015xba ). However, at the level of the effective one-loop potential for the inflaton, these radiative corrections merely represent a two-loop effect. The inflaton itself, being a gauge singlet, receives by contrast no gauge-mediated soft mass. Moreover, one can show that, in the parameter range of interest, is always outweighed by the tree-level mass induced by the D-term potential, . For these reasons, we will neglect the effect of gauge mediation in the following.
We solve the slow-roll equation of motion numerically,
[TABLE]
to obtain the predictions for the CMB observables at e-folds before the end of inflation. With
[TABLE]
where derivatives with respect to the canonically normalized field can be obtained by , the amplitude of the scalar perturbation spectrum, its tilt and the tensor-to-scalar ratio are obtained as
[TABLE]
evaluated at . Requiring Ade:2015lrj fixes (or equivalently ). The parameter explicitly breaks the shift symmetry in the superpotential, which leads us to expect that . On the other hand, for , the correct spectral index can only be obtained if the SUGRA contributions become much larger than the one-loop contributions Domcke:2017rzu . We thus set . In this regime, inflation occurs at field values slightly below the Planck scale. For simplicity, we also fix the B$$-$$L charges to , inspired by neutrino mass generation (see below). We depict our results in the remaining plane in Fig. 1. is of , which is, similarly as in FHI, far below current bounds.
These results are very well reproduced by approximate analytical expressions for the slow-roll parameters,
[TABLE]
with and
[TABLE]
Here, parametrizes the effect of the soft B-term mass, , in the one-loop potential. Lowering the spectral index compared to DHI in global SUSY becomes possible due to the negative mass-squared induced by the SUGRA contributions to the tree-level F-term potential, reflected by the last term in Eq. (20),
[TABLE]
Successful inflation is thus due to the interplay of the one-loop contribution and the SUGRA-induced mass, with the latter being suppressed by an approximate shift symmetry, . We note that in Eq. (13) might, e.g., arise from further shift-symmetry breaking terms in the superpotential. Suppose the inflaton couples to superheavy multiplets with strength . Integrating out these fields results in an effective Kähler potential, Gaillard:1993es . With , this is of just the right order to explain the required value of .
In the viable region of parameter space, inflation occurs either near a hill-top (i.e., a local maximum in the scalar potential) or near an inflection point, depending on the exact values of and Domcke:2017rzu . The hill-top regime may suffer from an initial conditions problem. For particular parameter values, there is however a false vacuum at large field values. From there, could tunnel to the correct side of the hill-top, thereby setting off inflation in our Universe. The inflection-point regime allows, by contrast, to start out at super-Planckian field values.
In FHI, is obtained from the interplay of the one-loop potential and the SUGRA tadpole, which is linear in the inflaton field. The tadpole also renders the question of initial conditions more subtle Buchmuller:2000zm . Its size is controlled by , an independent parameter, which can be chosen in accord with low-scale SUSY breaking.
Let us conclude. We have presented a complete and phenomenologically viable SUGRA model of DHI, in which inflation is driven by the D term of a gauged symmetry. Our model unifies the dynamics of dynamical SUSY breaking in the hidden sector, DHI, and spontaneous B$$-$$L breaking. It links all relevant energy scales to the dynamical scale in the hidden sector, the magnitude of which is fixed by the amplitude of the CMB power spectrum, . This value is remarkably close to the GUT scale, .
We based our construction on three assumptions: dynamical SUSY breaking as the origin of the FI term, Jordan-frame supergravity with canonical kinetic terms, and an approximate inflaton shift symmetry. These assumptions remedy all shortcomings of standard DHI: Our FI term is a field-dependent FI term. The associated modulus is stabilized via F-term SUSY breaking. The MSSM sfermions are stabilized against tachyonic D-term-induced masses thanks to their direct coupling to the hidden sector in the kinetic function (7). Owing to our Jordan-frame description, the inflaton sector sequesters from the hidden sector, such that the fields in the inflation sector pick up no dangerous gravity-mediated soft masses. Meanwhile, a slight breaking of the shift symmetry provides a small SUGRA correction to the inflaton potential, , that allows to reproduce . As B$$-$$L is spontaneously broken in the hidden sector already during inflation, no dangerous cosmic strings are produced during the waterfall transition.
Our model has important phenomenological consequences. For instance, if we assign B$$-$$L charge to the waterfall field , it can couple to the right-handed neutrinos in the seesaw extension of the MSSM, . For , it is the field that acquires a nonzero VEV during the waterfall transition, , whereas remains zero. This VEV generates the Majorana mass matrix for the right-handed neutrinos, , and, hence, sets the stage for the seesaw mechanism and leptogenesis Buchmuller:2010yy . Besides, our model predicts a superheavy SUSY mass spectrum. Only the lightest neutralino may have a fine-tuned small mass, so as to evade overproduction in gravitino decays Moroi:1999zb . Together with the corresponding chargino, this neutralino is then expected to be the only superparticle at low energies. It constitutes thermal neutralino dark matter and can be searched for in direct detection experiments.111In our model, the mediation of spontaneous SUSY breaking to the visible sector is essentially described by the framework of pure gravity mediation (PGM) Ibe:2006de . In this mediation scheme, one is, e.g., able to achieve a light wino mass by tuning higgsino threshold corrections against the usual gaugino masses from anomaly mediation Ibe:2012hu . For and Higgs mass parameters of the order of the gravity mass, , PGM readily allows to push the wino mass down to , so that it may constitute ordinary thermal dark matter in the form of weakly interacting massive particles (WIMPs). This fine-tuning might be the result of anthropic selection. In addition, the wino mass may also receive threshold and anomaly-mediated corrections from heavy vector matter multiplets charged under and/or threshold corrections from the F terms of flat directions in KSVZ-type axion models Harigaya:2013asa . In this case, these contributions would also play a role in tuning the wino mass. One may also hope to probe our model in gravitational-wave (GW) experiments. Depending on further model assumptions, the B$$-$$L phase transition may give rise to observable signals Maggiore:1999vm . Likewise, if the shift symmetry is realized along the imaginary component of , the inflaton may have an axion-like coupling to gauge fields, . This could drastically enhance the GW signal from inflation Cook:2011hg .
Our model leaves open several questions that call for further exploration: For instance, one may ask what UV physics underlies the kinetic function in Eq. (7). It would be interesting to derive this structure from the viewpoint of a higher-dimensional brane-world scenario or from a strongly coupled conformal field theory Inoue:1991rk . We have only briefly sketched the mechanism of sfermion mass generation. It would, therefore, be desirable to devise a model that accounts for the origin of the scale in Eq. (7). These questions are however beyond the scope of this work. We conclude by stressing that our dynamical SUGRA model resolves all issues of standard DHI.
The authors wish to thank T. T. Yanagida for inspiring discussions at Kavli IPMU at the University of Tokyo in the early stages of this project in 2014. The authors are grateful to B. v. Harling and L. Witkowski for helpful remarks and thank W. Buchmüller, E. Kiritsis and T. T. Yanagida for useful comments on the manuscript. V. D. acknowledges financial support from the UnivEarthS Labex program at Sorbonne Paris Cité (ANR-10-LABX-0023 and ANR-11-IDEX-0005-02) and the Paris Centre for Cosmological Physics. This project has received support from the European Union’s Horizon 2020 research and innovation programme under the Marie Skłodowska-Curie grant agreement No. 674896 (K. S.). K. S. acknowledges the hospitality of the APC/PCCP group during a stay at Paris Diderot University, where this project was finished.
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