Orbits of Polynomial Dynamical Systems Modulo Primes
Mei-Chu Chang, Carlos D'Andrea, Alina Ostafe, Igor E. Shparlinski and, Martin Sombra

TL;DR
This paper establishes lower bounds on the orbit lengths of polynomial dynamical systems modulo primes, using recent theoretical results to identify families with long orbits and improving previous bounds.
Contribution
It provides explicit bounds and families of polynomials with long orbits modulo primes, extending and refining earlier results in the field.
Findings
Explicit families with long orbits modulo primes
Improved lower bounds for orbit lengths
Connections to previous results by Silverman and Akbary-Ghioca
Abstract
We present lower bounds for the orbit length of reduction modulo primes of parametric polynomial dynamical systems defined over the integers, under a suitable hypothesis on its set of preperiodic points over . Applying recent results of Baker and DeMarco~(2011) and of Ghioca, Krieger, Nguyen and Ye~(2017), we obtain explicit families of parametric polynomials and initial points such that the reductions modulo primes have long orbits, for all but a finite number of values of the parameters. This generalizes a previous lower bound due to Chang~(2015). As a by-product, we also slighly improve a result of Silverman~(2008) and recover a result of Akbary and Ghioca~(2009) as special extreme cases of our estimates.
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Taxonomy
TopicsAlgebraic Geometry and Number Theory · Analytic Number Theory Research · Coding theory and cryptography
Orbits of Polynomial Dynamical Systems Modulo Primes
Mei-Chu Chang
Chang: Department of Mathematics, University of California. Riverside, CA 92521, USA
[email protected] http://mathdept.ucr.edu/faculty/chang.html ,
Carlos D’Andrea
D’Andrea: Departament de Matemàtiques i Informàtica, Universitat de Barcelona. Gran Via 585, 08007 Barcelona, Spain
[email protected] http://atlas.mat.ub.es/personals/dandrea ,
Alina Ostafe
Ostafe: School of Mathematics and Statistics, University of New South Wales. Sydney, NSW 2052, Australia
[email protected] http://web.maths.unsw.edu.au/~alinaostafe ,
Igor E. Shparlinski
Shparlinski: School of Mathematics and Statistics, University of New South Wales. Sydney, NSW 2052, Australia
[email protected] http://web.maths.unsw.edu.au/~igorshparlinski and
Martín Sombra
Sombra: ICREA. Passeig Lluís Companys 23, 08010 Barcelona, Spain
Departament de Matemàtiques i Informàtica, Universitat de Barcelona. Gran Via 585, 08007 Barcelona, Spain
[email protected] http://atlas.mat.ub.es/personals/sombra
Abstract.
We present lower bounds for the orbit length of reduction modulo primes of parametric polynomial dynamical systems defined over the integers, under a suitable hypothesis on its set of preperiodic points over . Applying recent results of Baker and DeMarco (2011) and of Ghioca, Krieger, Nguyen and Ye (2017), we obtain explicit families of parametric polynomials and initial points such that the reductions modulo primes have long orbits, for all but a finite number of values of the parameters. This generalizes a previous lower bound due to Chang (2015). As a by-product, we also slighly improve a result of Silverman (2008) and recover a result of Akbary and Ghioca (2009) as special extreme cases of our estimates.
Key words and phrases:
Algebraic dynamical system, preperiodic point, orbit length, polynomial equations, resultant
2010 Mathematics Subject Classification:
Primary 37P05; Secondary 11G25, 11G35, 13P15, 37P25
1. Introduction
Recently, there has been active interest in the study of orbits of reductions modulo primes of algebraic dynamical systems defined over , see [AkbGhi09, BGH+13, Cha15, DOSS15, Sil08]. In this paper, we obtain lower bounds for the orbit length of the reduction modulo primes of dynamical systems defined by polynomials with integer coefficients, under a suitable hypothesis on its set of preperiodic points over .
One of the first results in this subject is due to Silverman [Sil08], where he studies the orbit length for the the reduction modulo a prime of a dynamical system on a quasiprojective variety over a number field and a non-preperiodic point. In particular, he gives a weak lower bound for the length of these orbits that is satisfied for every [Sil08, Corollary 12], and a stronger one that is satisfied for almost all , in the sense of the analytic density [Sil08, Theorem 1]. This latter lower bound has been slightly improved by Akbary and Ghioca [AkbGhi09], who also show that it holds for almost all in the sense of the natural density of primes.
In [Cha15], Chang has given a result of a new type involving two distinct orbits. Let for a fixed integer and with . For a prime , we denote by the algebraic closure of . For , we set for the map defined by , and similarly for . By [Cha15, Theorem 1], there are constants depending only on and such that, for almost all (in the sense of the natural density of primes) there is a set with such that, for all ,
[TABLE]
where and denote the orbits of the point in the dynamical systems given by the iterations of and of , respectively. This theorem relies on a previous result of Ghioca, Krieger and Nguyen [GKN16] on the finiteness of the set of for which , the intersection of the sets of preperiodic points of and of .
Inspired by this result, in the present paper we study the length of the orbits of the reduction of several parametric dynamical systems and several starting points. In more precise terms, let and be groups of variables and, for , let , that we consider as family of -parametric systems of -variate polynomials. Indeed, given a field and a point , we denote by the map defined, for , by . Hence, the system defines an -parametric family of polynomial dynamical systems on .
Given a subset , an important problem in this context is to understand the size and the structure of the set of points such that
[TABLE]
Some particular cases of this problem have been studied by Ghioca, Krieger and Nguyen [GKN16], Ghioca, Krieger, Nguyen and Ye [GKNY17], and Baker and DeMarco [BDeM11]. Indeed, the set of preperiodic points of an algebraic dynamical system over is a classical object of study. Most of the results and conjectures in this subject hint that, under suitable hypothesis, this set of preperiodic points should be rather small, see also [BDeM13, GHT13, GHT15, GNT15, Ing12]. The sparsity of these sets suggests that the set of parameters such that (1.2) holds should be small, typically finite or empty.
Our first main result in this paper (Theorem 2.1) gives a lower bound for the orbit length of the reduction modulo primes of algebraic dynamical systems depending on parameters, under the assumption that the set of parameters satisfying (1.2) for a given subset of starting integer points is finite. Our proof consists of translating the condition about the lengths of the orbits into a system of polynomial equations with integer coefficients, to which we apply a result by D’Andrea, Ostafe, Shparlinski and Sombra [DOSS15, Theorem 2.1].
As a consequence, we recover a result in [AkbGhi09], and slightly improve a result in [Sil08] (Corollaries 2.3 and 2.4). Combined with results in [GKNY17] and in [BDeM11], this gives explicit families of parametric polynomials and initial points such that the reductions modulo primes have long orbits, for all but a finite number of values for the parameters (Corollaries 2.5 and 2.6). In addition, Corollary 2.5 contains Chang’s lower bound (1.1) as a particular case, and sharpens the constant therein.
Our second main result (Theorem 2.7) applies to the case , that is, to systems of polynomials depending on one parameter. Here, we can strengthen Theorem 2.1 to a result that is valid for every prime. Its proof follows by applying a divisibility property for the resultant of two polynomials whose reduction modulo a prime has several common roots, due to Gómez-Pérez, Gutiérrez, Ibeas and Sevilla [GGIS09].
2. Statement of the main results
Boldface symbols denote finite sets or sequences of objects, where the type and number is clear from the context. For and we set and , which we consider as groups of variables and of parameters, respectively.
Given a system , its iterations are given by
[TABLE]
For a field and a point , we consider the map
[TABLE]
Hence, defines an -parametric family of polynomial dynamical systems on . Given a vector , we denote by the orbit of under the map in (2.1). Such a point is preperiodic with respect to if its orbit is finite, and the set of these preperiodic points is denoted by . We refer to [AnaKhr09, Sch95, Sil07] for a background on these dynamical systems.
As usual, we use to denote the -adic order of
Although we are mostly interested in the case of parameters with , we sometimes consider the non-parametric case when (thus ) and recover a result in [AkbGhi09] and slightly improve another result in [Sil08].
For a vector , we define its height, denoted by , as the logarithm of the maximum of the absolute values of its coordinates, if , and as [math] otherwise. For a polynomial with integer coefficients, its height, denoted by , is defined as the height of its vector of coefficients. For a family of polynomials with integer coefficients, we respectively define its degree and height as
[TABLE]
Given functions
[TABLE]
the symbol means that there is a constant such that for all . To emphasize the dependence of the implied constant on a list of parameters , we write .
We first present a lower bound for the length of the orbits of reduction modulo primes of several parametric multivariate polynomial systems and several initial points.
Theorem 2.1**.**
Let , , be a family of parametric systems of polynomials and , , a family of integer vectors, such that the set
[TABLE]
is empty if , or finite if . Set for the cardinality of this set, and let for all and for all and . Let also . Then there is an integer with
[TABLE]
such that, for every prime not dividing , for all but at most values of ,
[TABLE]
Remark 2.2**.**
When , the case already contains the cases when and are arbitrary. Indeed, we recall that and so . Now, let , , and , , such that the set in (2.2) is empty. Note that accordingly to our general convention there is only one possible specialisation of with and . The previous condition then implies that there exist and such that
[TABLE]
Theorem 2.1 applied to this system and this initial point implies that, for all ,
[TABLE]
which gives the conclusion for the whole families , , and , .
We have the following result for all primes.
Corollary 2.3**.**
With conditions as in Theorem 2.1, for any , there exists a constant depending only on and such that, for all and all but at most values of ,
[TABLE]
When , this conclusion also holds for any .
This result applied to a polynomial system and a point with infinite orbit with respect to the map , shows that there is a constant such that, for every ,
[TABLE]
This refines the lower bound in [Sil08, Corollary 12] for a dynamical system on the affine space defined by polynomials with integer coefficients, by giving its explicit dependence on the degree of .
For a subset of the set of primes, its natural density is defined as the real number
[TABLE]
whenever this limit exists. We can also deduce from Theorem 2.1 the following stronger lower bound for the length of the orbits of the system modulo a prime that is valid for almost all primes , in the sense of the natural density of this set.
Corollary 2.4**.**
Under the conditions of Theorem 2.1, for any , the set of primes such that, for all but at most values of ,
[TABLE]
has natural density 1. When , this conclusion also holds for any .
For a polynomial system and a point with infinite orbit over , Corollary 2.4 recovers [AkbGhi09, Theorem 1.1(1)].
The result of Ghioca, Krieger, Nguyen and Ye in [GKNY17] mentioned in the introduction implies that, for and such that , the set of such that the point is preperiodic both for the map and the map , is finite.
The following result is a direct consequence of Corollaries 2.3 and 2.4. It generalizes Chang’s lower bound (1.1) to a larger family of pairs of polynomials and, moreover, it refines the value of the constant in that lower bound.
Corollary 2.5**.**
Let and such that . Then, for any , there exists such that, for every sufficiently large and all but at most values of ,
[TABLE]
Furthermore, the set of primes such that, for all but at most values of ,
[TABLE]
has natural density 1.
Another instance where our results can be applied is given by the result of Baker and DeMarco [BDeM11, Theorem 1.1] mentioned in the introduction: given and , the set of such that both and are preperiodic for the map is infinite if and only if . The following result is also a direct consequence of Corollaries 2.3 and 2.4.
Corollary 2.6**.**
Let and with . Then, for any , there exists such that, for every sufficiently large and all but at most values of ,
[TABLE]
Furthermore, the set of primes such that, for all but at most values of ,
[TABLE]
has natural density 1.
For systems depending on a single parameter , we can strengthen Theorem 2.1 to a result that is valid for every prime.
Theorem 2.7**.**
Let , , be a family of parametric systems of polynomials and , , a family of integer vectors, such that the set
[TABLE]
is finite. Set for the cardinality of this set, and let for all and for all and . Let also . Then there is an integer with
[TABLE]
such that, for every prime , for all but at most values of ,
[TABLE]
Theorem 2.7 contains Theorem 2.1 for systems depending on a single parameter, with a better control for the integer : this latter result corresponds to the primes such that .
As a consequence of Theorem 2.7, we obtain the following result valid for all primes, and which is a sharper version of Corollary 2.4 for the case of parameter.
Corollary 2.8**.**
With conditions as in Theorem 2.7, for any , there exists such that, for every and every prime , the number of values of such that
[TABLE]
is bounded by , with
[TABLE]
3. Preliminaries
In this section, we gather some bounds on the heights and degrees of some polynomials. We also need some rather general statements about the reduction modulo primes of systems of multivariate polynomials and about the divisibility of resultants.
We start with bounds for the height of sums and products of polynomials, whose proof can be derived from [KPS01, Lemma 1.2].
Lemma 3.1**.**
Let , . Then
- (1)
** 2. (2)
**
We also need the upper bound from [DOSS15, Lemma 3.4] for the degree and the height of iterations of polynomial dynamical systems.
Lemma 3.2**.**
Let , , be polynomials of degree at most and height at most . Set and, for , let denote the -th iterate of . Then
[TABLE]
Crucial to our strategy is the following result on the reduction modulo primes of systems of multivariate polynomials over the integers, whose proof relies on the arithmetic Nullstenllensatz from [DKS13].
Theorem 3.3** ([DOSS15, Theorem 2.1]).**
Let , , be polynomials of degree at most and height at most , whose zero set in has a finite number of distinct points. Then there is an integer with
[TABLE]
such that, if is a prime not dividing , then the zero set in of the polynomials , , consists of exactly distinct points.
Given two univariate polynomials , if their reductions , , have a common zero in , then their resultant is divisible by . The following result refines this property for polynomials whose reduction modulo has several common roots.
Theorem 3.4** ([GGIS09]).**
Let be a unique factorization domain with field of fractions , an irreducible element, and two univariate polynomials whose reductions modulo do not vanish identically and have at least common roots in , counted with multiplicities. Then .
Indeed, for our application it is sufficient to use the result of [KS99, Lemma 5.3] taking only into account the number of different roots of the reductions of the polynomials modulo .
4. Proofs of the main results
In this section, we prove the results stated in §2. We start with Theorem 2.1 and its consequences.
Proof of Theorem 2.1.
Fix and . Given , a point verifies that
[TABLE]
if and only if it lies in the zero set of the ideal
[TABLE]
Hence, if and only if lies in the zero set of the ideal .
For each , and , consider the polynomial
[TABLE]
This gives a set of generators of the ideal
[TABLE]
Hence, for a point ,
[TABLE]
if and only if for all , and . Moreover, the set of such parameters is contained in the set of such that for all and . By hypothesis, this latter set is empty if , and finite if . Hence, the number of possible values of ’s satisfying (4.1) is finite and bounded above by the constant .
For , consider the family of polynomials in variables given by
[TABLE]
For , we have that . Hence, the -th iteration of the system with respect to the variables can be recovered from the first coordinate polynomials of the -th iteration of the system . Applying Lemma 3.2 to , we deduce that and
[TABLE]
By Lemma 3.1, for all ,
[TABLE]
When , the polynomials are constant. As in Remark 2.2, our hypothesis that there is no satisfying (4.1) implies that there exist and such that , and thus for all . In this case we take .
When , we set for the positive integer given by Theorem 3.3 applied to this family of polynomials, which satisfies
[TABLE]
In both cases, for every prime , the system of equations
[TABLE]
has at most solutions . Similarly as before, this is equivalent to the statement that
[TABLE]
for all but at most values of , which proves the theorem. \sqcap$$\sqcup
Proof of Corollary 2.3.
Theorem 2.1 applied with implies there is a positive integer with
[TABLE]
such that, for all , for all but at most values of ,
[TABLE]
The bound (4.3) implies that there is a constant , depending on the parameters , , , and , such that for all . For those primes , we have that and the result follows. \sqcap$$\sqcup
Proof of Corollary 2.4.
Let . Theorem 2.1 applied with implies that there is an integer with
[TABLE]
such that, for all with , for all but at most values of ,
[TABLE]
The divisibility is possible for at most primes . Hence, the bound (4.4) implies that the set of primes not satisfying (4.5) is of size for an exponent . Hence, this subset of primes has natural density 0, and thus its complement has natural density 1, as stated. \sqcap$$\sqcup
We now treat polynomial systems depending on a single parameter .
Proof of Theorem 2.7.
For each , and , consider the polynomial
[TABLE]
As in the proof of Theorem 2.1, a point verifies that
[TABLE]
if and only if for all , and . The set of such is contained in the set (2.3) and, by the hypothesis on this latter, the number of such values of is finite and bounded above by the constant .
As in (4.2), the number of such polynomials is , and their degree and height are bounded by
[TABLE]
Let be a primitive polynomial that is a greatest common divisor in of the polynomials , and write
[TABLE]
for the distinct nonzero polynomials of the form for some and . We have that , and we deduce from (4.6) and Lemma 3.1(2) that, for ,
[TABLE]
Let be a group of variables and set
[TABLE]
Since the polynomials are coprime, it follows that and are coprime. Moreover, is nonzero and so is nonzero too. Using Sylvester’s determinantal formula for the resultant and Lemma 3.1(2), we deduce that
[TABLE]
and we set as any nonzero coefficient of this polynomial.
Let be a prime and denote by the subset of such that
[TABLE]
As before, this coincides with the zero set of the reductions of the polynomials modulo . Let be the cardinality of this set, with . We denote by the reductions modulo of , , respectively.
If , then either or , . The number of zeros of is bounded by . The number of common zeros in of the polynomials coincides with the number of common zeros in of and . By Theorem 3.4, this number is bounded above by , the largest power of dividing all coefficients of . In turn, this is also bounded above by (which is the -adic order of one of the non-zero coefficients of ). It follows that
[TABLE]
proving the result. \sqcap$$\sqcup
Proof of Corollary 2.8.
Let . Theorem 2.7 applied with implies that there is an integer such that
[TABLE]
such that, for every , for all but at most values of ,
[TABLE]
The statement follows by taking any and . \sqcap$$\sqcup
Acknowledgements
During the preparation of this paper, Chang was partially supported by the NSF Grants DMS 1301608, D’Andrea by the Spanish MEC research project MTM2013-40775-P, Ostafe by the UNSW Vice Chancellor’s Fellowship, Shparlinski by the ARC Grant DP140100118, and Sombra by the Spanish MINECO research project MTM2015-65361-P.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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