On the lower bounds of the L^2-norm of the Hermitian scalar curvature
Julien Keller, Mehdi Lejmi

TL;DR
This paper establishes a lower bound for the L^2-norm of the Hermitian scalar curvature on pre-quantized symplectic manifolds, linking the symplectic Futaki invariant to curvature obstructions.
Contribution
It introduces the asymptotic nature of the symplectic Futaki invariant and extends Donaldson's L^2-norm bounds from K"ahler to almost-K"ahler settings.
Findings
Lower bound for L^2-norm of Hermitian scalar curvature
Symplectic Futaki invariant as an asymptotic invariant
Extension of Donaldson's results to almost-K"ahler manifolds
Abstract
On a pre-quantized symplectic manifold, we show that the symplectic Futaki invariant, which is an obstruction to the existence of constant Hermitian scalar curvature almost-K\"ahler metrics, is actually an asymptotic invariant. This allows us to deduce a lower bound for the L^2-norm of the Hermitian scalar curvature as obtained by S. Donaldson \cite{Don} in the K\"ahler case.
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Taxonomy
TopicsGeometry and complex manifolds · Geometric Analysis and Curvature Flows · Holomorphic and Operator Theory
On the lower bounds of the -norm of the Hermitian scalar curvature
Julien Keller
Julien Keller
Aix Marseille Université, CNRS, Centrale Marseille, Institut de Mathématiques de Marseille, UMR 7373, 13453 Marseille, France
and
Mehdi Lejmi
Mehdi Lejmi
Department of Mathematics, Bronx Community College of CUNY, Bronx, NY 10453, USA
Abstract.
On a pre-quantized symplectic manifold, we show that the symplectic Futaki invariant, which is an obstruction to the existence of constant Hermitian scalar curvature almost-Kähler metrics, is actually an asymptotic invariant. This allows us to deduce a lower bound for the -norm of the Hermitian scalar curvature as obtained by S. Donaldson [15] in the Kähler case.
1. Introduction
Let be a symplectic manifold of (real) dimension . An almost-complex structure is -compatible if the tensor defines a Riemannian metric. The metric is called then an almost-Kähler metric. When is integrable, is a Kähler metric. Given an almost-Kähler metric one can define the canonical Hermitian connection (see [24, 28])
[TABLE]
where is the Levi-Civita connection of and any vector fields on The curvature of the induced Hermitian connection on the anti-canonical bundle is of the form The closed (real) -form is called the Hermitian Ricci form and it is a de Rham representative of the first Chern class of the tangent bundle . The Hermitian scalar curvature of the almost-Kähler structure is then the normalized trace of i.e.
[TABLE]
When the metric is Kähler, coincides with the (usual) Riemannian scalar curvature.
We fix now a -dimensional compact (connected) symplectic manifold We denote by the (infinite dimensional) Fréchet space of all -compatible almost-complex structures and the subspace of -compatible complex structures. It turns out that the natural action of the Hamiltonian symplectomorphism group on is Hamiltonian [16, 21] with moment map given by where is the Hermitian scalar curvature of The induced metrics by the critical points of the functional (defined on )
[TABLE]
are called extremal almost-Kähler metrics [4, 26]. These metrics appear then as a natural extension of Calabi’s extremal Kähler metrics [8, 9] to the symplectic setting. The symplectic gradient of the Hermitian scalar curvature of an extremal almost-Kähler metric turns out to be an infinitesimal isometry of the metric. In particular, constant Hermitian scalar curvature almost-Kähler (cHscaK in short) metrics are extremal.
Furthermore, one can define a (geometric) symplectic Futaki invariant (in the Kähler case, see [22]). Explicitly, we fix a compact group in the Hamiltonian symplectomorphism group Let be the space of smooth functions (with zero integral) which are Hamiltonians with respect to of elements of Denote by (resp. ) the space of all -invariant -compatible almost-complex structures (resp -invariant -compatible complex structures). Then, we define the map
[TABLE]
where is the Hamiltonian induced by and is the Hermitian scalar curvature induced by any It turns out that is independent of the choice of [23, 26]. The map is called the symplectic Futaki invariant relative to . It readily follows that if contains a cHscaK metric, then
In the Kähler setting, the Donaldson–Futaki invariant defined in [18] gives (non-trivial) lower bounds on the Calabi functional [8, 9] as proved by S. Donaldson in [15]. The existence of constant scalar curvature Kähler (cscK in short) metrics is then related to an algebro-geometric stability condition, called K-stability, introduced by G. Tian [39] for Fano manifolds (see also [14]). The Donaldson–Futaki invariant [15, 18] is an algebraic invariant which can be defined for singular manifolds and coincide with the geometric Futaki invariant [22] when the central fiber of the degeneration is smooth. Furthermore, the Donaldson-Futaki invariant has been also defined recently for Sasakian manifolds in [11].
In this paper, we point out that the Donaldson–Futaki invariant may be extended to the symplectic case. Our motivation is that, in the toric case, the existence of an extremal Kähler metric is conjecturally equivalent to the existence of non-integrable extremal almost-Kähler metrics [18] (see also [2, Conjecture 2]). Moreover, the examples of toric manifolds studied in [18] which are not K-stable do not admit even a cHscaK metric. A related question and also part of the motivation of this work is the almost-Kähler Calabi-Yau equation on -manifolds which has a unique solution if a conjecture of S. Donaldson [20] holds (see also [27, Question 6.9] and [40]).
More explicitly, let be a compact symplectic manifold pre-quantized by a Hermitian line bundle We fix a compact group in We consider a -invariant -compatible almost-complex structure For an integer , we define the renormalized Bochner–Laplacian operator acting on the smooth sections of . For a sufficiently large , the space of the eigensections of , with eigenvalues in some interval depending only on is finite dimensional. An orthonormal basis of gives a ‘nearly’ symplectic and ‘nearly’ holomorphic embedding [32, 33], where the space can be identified with a complex projective space. Moreover, the line bundles and over are canonically isomorphic. The Hermitian metrics on and (induced by the Hermitian metric on ) on are then related by
[TABLE]
where is the generalized Bergman function defined in (3) (see [33, Theorem 8.3.11]).
Furthermore, the dimension of the space has an asymptotic expansion of the following type (as consequence of Theorem 2.2),
[TABLE]
where is the Hermitian scalar curvature of . Observe that the integral is independent of the choice of
We choose a -action on generated by a Hamiltonian vector field in The -action on can be lifted to and induces a linear action on the smooth sections of Furthermore, this linear action fixes the space since the -action preserves the almost-Kähler metric induced by The trace of this linear action admits an asymptotic expansion (as a consequence of Theorem 2.5)
[TABLE]
where the function is a Hamiltonian of the -action with respect to We remark that the integral is independent of the choice of the space of all -invariant -compatible almost-complex structures [26, Lemma 3.1].
Definition 1.1**.**
The symplectic Donaldson–Futaki invariant of the -action on generated by a Hamiltonian vector field in is defined by
[TABLE]
Let be a one-parameter subgroup, such that corresponds to the linear action induced by the -action on , i.e. for Now, we consider the degeneration induced by the family We suppose that
[TABLE]
exists as a symplectic variety with singular locus of complex dimension less than (the latter hypothesis is to ensure the existence of the integral (10), see for instance [14]). By definition, is preserved under the action of Then, our main result is that the -norm of the zero mean value of the Hermitian scalar curvature of any -invariant almost-Kähler structure whose symplectic form is is bounded below by the symplectic Donaldson–Futaki invariant.
Theorem 1**.**
Let be the space of all -invariant -compatible almost-complex structures. Suppose that exists as a symplectic variety with singular locus of complex dimension less than for all large and for any -subgroup Then,
[TABLE]
where we denoted the Hermitian scalar curvature of with normalized average and is the leading term of the asymptotic expansion of the norm of the trace-free part of i.e.
[TABLE]
*The -norm is with respect to the volume form . *
The asymptotic expansion of is computed in Lemma 3.4 while the expression of is given by Corollary 4. Our proof of (1) is direct and differs in part from [15] (see also the reference [38]).
Theorem 1 indicates that one can possibly define a notion of stability for the existence of almost-Kähler metrics with constant Hermitian scalar curvature and study the uniqueness of such metrics as done by S. Donaldson in [17] in the Kähler case. In order to do so, one probably needs to generalize the notion of test-configurations to the almost-Kähler setting by using symplectic Deligne-Mumford stacks.
Let us discuss some applications of Theorem 1. A direct corollary is the following result.
Corollary 2**.**
Suppose that exists as a symplectic variety with singular locus of complex dimension less than for all large and for any -subgroup If an almost-Kähler structure has a constant Hermitian scalar curvature, for any then for any -subgroup
A consequence of Corollary 2 is that if for a -action on a Kähler manifold , then there is no cscK metrics in the Kähler class on the complex manifold since the symplectic Donaldson–Futaki invariant coincides with the Donaldson–Futaki invariant. Furthermore, we want to stress the fact that there is no cHscaK metric in . In other words, a destabilizing test-configuration in the Kähler setting would imply non existence even of cHscaK metrics. We observe that the Kähler metrics in the Kähler class can be seen as a subspace of via Moser’s Lemma (see for example [36]). If we consider the K-unstable toric examples studied in [18] for which the destabilizing test configurations satisfy our assumptions, we recover this way the fact that they don’t carry cHscaK structures. We have extra examples of such phenomena for projective bundles.
Corollary 3**.**
Consider a holomorphic vector bundle over a complex curve of genus of rank . Let be the complex manifold underlying the total space of the projectivization of .
- •
If , then the ruled surface admits a cHscaK metric if and only if is polystable.
- •
If , then the ruled manifold admits a cHscaK metric with if and only if is polystable.
Acknowledgments. The authors are very thankful to Wen Lu, Xiaonan Ma and George Marinescu for sharing their paper [30]. ML is grateful to Gabor Székelyhidi for very useful discussions and JK thanks Dmitri Panov. Both authors are grateful to Vestislav Apostolov. The work of JK has been carried out in the framework of the Labex Archimède (ANR-11-LABX-0033) and of the A*MIDEX project (ANR-11-IDEX-0001-02), funded by the “Investissements d’Avenir” French Government programme managed by the French National Research Agency (ANR). JK is also partially supported by supported by the ANR project EMARKS, decision No ANR-14-CE25-0010.
2. Generalized Bergman kernel
In order to generalize the lower bounds on the Calabi functional as done by S. Donaldson [15] to the symplectic case, we use the eigensections of the renormalized Laplacian operator [6, 25], defined on smooth sections of a Hermitian line bundle over a compact symplectic manifold, as natural substitutes for the holomorphic sections. Note that we are not working with another natural operator, the spinc Dirac operator for which other results about Bergman kernel exist, see [12].
More precisely, let be a compact symplectic manifold of dimension . Suppose that is pre-quantized by a Hermitian complex line bundle which means that the curvature of some Hermitian connection of satisfies
[TABLE]
This means that the de Rham class is integral.
Fix an almost-complex structure compatible with and denote by the induced almost-Kähler metric. This defines a Laplacian operator on acting on smooth sections of , for . Explicitly,
[TABLE]
where is the Levi-Civita connection with respect to and is a local -orthonormal basis of . The Hermitian metric and connection on are induced by and The renormalized Laplacian is given then by
[TABLE]
By a result in [34], there exists two constants independent of such that the spectrum of is contained in (see also [6, 25]). Let be the span of the eigensections of with eigenvalues in . The space is then finite dimensional and for large [6, 25, 34]
[TABLE]
where is the Todd class of the (complex) vector bundle
Remark 2.1**.**
When is Kähler and is a holomorphic Hermitian line bundle, the operator coincides with the -Laplacian, by the Bochner–Kodaira formula (e.g [5, Proposition 3.71]). Then, for large , the space is exactly the space of holomorphic sections of
On sections of , we define the inner product
[TABLE]
Let be an orthonormal basis of . At , the generalized Bergman function is defined as the restriction to the diagonal of the Bergman kernel, i.e by the formula
[TABLE]
X. Ma– G. Marinescu proved the following asymptotic expansion.
Theorem 2.2**.**
[TABLE]
valid in for any Here, denotes the Hermitian scalar curvature of .
Let be the projective space associated to the dual of . Moreover, once we fix a basis of , we have an identification We have then the following
Theorem 2.3** ([32, 33]).**
For large , the Kodaira maps given by
[TABLE]
are well-defined.
Observe that there is a well-defined Fubini-Study form on with a compatible metric We have then
Theorem 2.4** ([32, 33]).**
For large we have in -norm
[TABLE]
Moreover, the maps are embeddings and ‘nearly holomorphic’ i.e.
[TABLE]
Very recently, W. Lu– X. Ma– G. Marinescu improved the speed rate of the approximation of the symplectic form. This improvement is actually crucial to obtain the main result of the paper.
Theorem 2.5** ([30]).**
For large we have in -norm
[TABLE]
3. Lower bounds on the -norm of the Hermitian scalar curvature
Let be a compact symplectic manifold pre-quantized by a Hermitian complex line bundle We fix an -compatible almost-complex structure
Given an embedding , for a sufficiently large as in Theorem 2.4, we define a matrix with entries
[TABLE]
where are homogeneous coordinates on Let denote the trace-free part of
Lemma 3.1**.**
Consider a compact almost-Kähler manifold pre-quantized by a Hermitian complex line bundle . Then, there is a sequence of embeddings such that
[TABLE]
Here is the Hermitian scalar curvature of and is the normalized average of
Proof.
This is done as in the Kähler case. For the reader’s convenience, we reproduce here the proof. We use the sequence of embeddings defined by the orthonormal bases of . Using Theorem 2.5, we have that
[TABLE]
We can assume that is diagonal. Then, using Theorem 2.2, we obtain
[TABLE]
From Theorem 2.2, the dimension of is given by
[TABLE]
It follows that
[TABLE]
Hence
[TABLE]
Combined with (5), the trace free part of is
[TABLE]
By the Cauchy–Schwarz inequality, we have
[TABLE]
Taking the sum, we obtain that
[TABLE]
The Lemma follows.
∎
Our aim now is to find a lower bound for First, we fix a compact group in . We consider a -invariant -compatible almost-complex structure We choose a -action on generated by a Hamiltonian vector field in The -action can be lifted to an action on (preserving and ) (for any ). This induces a linear action of on smooth sections of . Furthermore, since the -action preserves the induced metric by , the induced action maps to itself. We denote by the infinitesimal generator of the linearized -action on with having integral entries.
For large , let be an embedding of using an orthonormal bases of . Let be a one-parameter subgroup, such that satisfying (normalized so that is the identity map). By definition, preserves both the Fubini-Study form and on A Hamiltonian function (with respect to ) for the corresponding -action is given by
[TABLE]
so that
[TABLE]
Now, let and define the function
[TABLE]
where is the trace-free part of . Then
[TABLE]
A calculation shows that for real numbers we have .
Lemma 3.2**.**
With the above definition, one has ,
[TABLE]
Proof.
We consider the one-parameter group of diffeomorphisms generated by the vector field so we are approaching [math] along the positive real axis in . Then, we have the following derivative at
[TABLE]
The second term in the r.h.s of (8) can be written as
[TABLE]
where is the norm of the tangential part to . We deduce
[TABLE]
where is the norm of the normal component. On the other hand
[TABLE]
Increasing corresponds to flowing along We deduce that for real numbers . ∎
Now it follows that
[TABLE]
and so by the Cauchy–Schwarz inequality
[TABLE]
In particular if , then we get a positive lower bound on .
Suppose now that the limit exists as a symplectic variety with singular locus of complex dimension less than . We have then
[TABLE]
It follows from Theorem 2.5 that one can choose a Hamiltonian with respect to such that
[TABLE]
Then
[TABLE]
It follows from Theorem 2.2 that
[TABLE]
One has also from (11)
[TABLE]
Then, from (9), (10), (6), (12) and (13), we deduce
[TABLE]
It follows then from Lemma 3.1 that
[TABLE]
Now, we need to compute the asymptotic expansion for Let us denote and consider the smooth kernel of the -orthogonal projection from to . Set
[TABLE]
where . We can write
[TABLE]
for an -orthonormal basis with respect to the inner product (2). We consider the integral operator associated to which is defined for any as
[TABLE]
The -operator has been studied by S. Donaldson [19], K. Liu– X. Ma [29] and X. Ma– G. Marinescu [35] in the context of Kähler compact manifolds. They provided an asymptotic result for this operator. We quote a generalization of this result obtained by W. Lu– X. Ma– G. Marinescu to the context of pre-quantized symplectic compact manifolds.
Theorem 3.3** ([31]).**
For any integer , there exists a constant such that for any ,
[TABLE]
Moreover, (15) is uniform in the sense that there is an integer such that if the hermitian metric on varies in a bounded set in topology then the constant is independent of .
Lemma 3.4**.**
With notations as above,
[TABLE]
where is a hamiltonian defined by .
Proof.
Let us write
[TABLE]
where is given by (7) and is a fixed -orthonormal basis of holomorphic sections with respect to the inner product (2). Now, set
[TABLE]
With the map given by
[TABLE]
one can write . The map is linear and invertible on its image. From Theorem 3.3, we have
[TABLE]
The Bergman function has a uniform asymptotic expansion as stated in Theorem 2.2. From the higher order term of this expansion, we can deduce using (16), (7) and (17) that
[TABLE]
Consequently,
[TABLE]
Now, let us compute . By a direct computation, we have
[TABLE]
We have from Theorem 3.3 and also from (11). Combining all previous results, we obtain the asymptotic of . ∎
Let us write as
[TABLE]
Then, the expression of is given by the following result.
Corollary 4**.**
With notations as above
[TABLE]
with the normalized average of .
Proof of Theorem 1.
The proof is now obtained by combining Lemma 3.4 and (14) and letting . ∎
Proof of Corollary 3.
We know from Narasimhan and Seshadri that if is polystable then admits a cscK metric (in any Kähler class) and thus a cHscaK metric, see [2] for details. Now, assume that we have a symplectic form such that i.e there is an -invariant integrable compatible almost-complex structure . If is not polystable and is a destabilizing subbundle of one component of , say , one can consider the test configuration associated to the deformation to the normal cone of whose central fibre is and in particular is smooth. This test configuration admits a action that covers the usual action on the base and whose restriction to scales the fibers of with weight 1 and acts trivially on the other components. Seeing as a Kähler manifold, the computations of [37, Section 5] (see also [13]) show that the Futaki invariant of this test configuration is negative. Actually, the Futaki invariant is a positive multiple of the difference of the slopes . Then, we apply Corollary 2 to deduce the non existence of cHscaK structure in . In the case of , any symplectic rational ruled surface admits a compatible integrable complex structure, see [1] and references therein. Note that for the general case, it is unclear whether we can drop the assumption on as there exist projective manifolds with symplectic forms such that , see for instance [10]. ∎
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