On topological and measurable dynamics of unipotent frame flows for hyperbolic manifolds
Fran\c{c}ois Maucourant (IRMAR), Barbara Schapira (IRMAR)

TL;DR
This paper investigates the dynamics of unipotent flows on frame bundles of hyperbolic manifolds with infinite volume, establishing topological transitivity and ergodicity of the Burger-Roblin measure under certain entropy conditions.
Contribution
It generalizes a theorem of Mohammadi and Oh by proving ergodicity of the Burger-Roblin measure for a broader class of hyperbolic manifolds.
Findings
Unipotent flows are topologically transitive.
The Burger-Roblin measure is ergodic under specified entropy conditions.
Results extend previous theorems to infinite volume hyperbolic manifolds.
Abstract
We study the dynamics of unipotent flows on frame bundles of hyperbolic manifolds of infinite volume. We prove that they are topologi-cally transitive, and that the natural invariant measure, the so-called " Burger-Roblin measure ", is ergodic, as soon as the geodesic flow admits a finite measure of maximal entropy, and this entropy is strictly greater than the codi-mension of the unipotent flow inside the maximal unipotent flow. The latter result generalises a Theorem of Mohammadi and Oh.
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On topological and measurable dynamics of unipotent frame flows for hyperbolic manifolds
François MAUCOURANT, Barbara SCHAPIRA
Abstract.
We study the dynamics of unipotent flows on frame bundles of hyperbolic manifolds of infinite volume. We prove that they are topologically transitive, and that the natural invariant measure, the so-called ”Burger-Roblin measure”, is ergodic, as soon as the geodesic flow admits a finite measure of maximal entropy, and this entropy is strictly greater than the codimension of the unipotent flow inside the maximal unipotent flow. The latter result generalises a Theorem of Mohammadi and Oh.
1. Introduction
1.1. Problem and State of the art
For , let be a Zariski-dense, discrete subgroup of . Let be a maximal unipotent subgroup of (hence isomorphic to ), and a nontrivial connected subgroup (hence isomorphic to some in ). The main topic of this paper is the study of the action of on the space . Geometrically, this is the space of orthonormal frames of the hyperbolic manifold , and the (and )-action moves the frame in a parallel way on the stable horosphere defined by the first vector of the frame. There are a few cases where such an action is well understood, from both topological and ergodic point of view.
1.1.1. Lattices
If has finite covolume, then Ratner’s theory provides a complete description of closures of -orbits as well as ergodic -invariant measures. If has infinite covolume, while it no longer provide information about the topology of the orbits, it still classifies finite -invariant measures. Unfortunately, the dynamically relevant measures happen to be of infinite mass. In the rest of the paper, we will always think of as a subgroup having infinite covolume.
1.1.2. Full horospherical group
If one looks at the action of the whole horospherical group , a -orbit projects on onto a leaf of the strong stable foliation for the geodesic flow , a well-understood object, at least in the case of geometrically finite manifolds. In particular, the results of Dal’bo [5] imply that for a geometrically finite manifold, such a leaf is either closed, or dense in an appropriate subset of .
From the ergodic point of view, there is a natural good -invariant measure, the so-called Burger-Roblin measure, unique with certain natural properties. Recall briefly its construction. The measure of maximal entropy of the geodesic flow on , the Bowen-Margulis-Sullivan measure, when finite, induces a transverse invariant measure to the strong stable foliation. This transverse measure is often seen as a measure on the space of horospheres, invariant under the action of . Integrating the Lebesgue measure along these leaves leads to a measure on , which lifts naturally to into a -invariant measure, the Burger-Roblin measure.
In [26], Roblin extended a classical result of Bowen-Marcus [4], and showed that, up to scalar multiple, when the Bowen-Margulis-Sullivan measure is finite, it induces (up to scalar multiple) the unique invariant measure supported on this space of horospheres, supported in the set of horospheres based at conical (radial) limit points.
In particular, if the manifold is geometrically finite, this gives a complete classification of -invariant (Radon) measures on the space of horospheres, or equivalently of transverse invariant measures to the strong stable foliation. In general, Roblin’s result says that there is a unique (up to scaling) transverse invariant measure of full support in the set of vectors whose geodesic orbit returns i.o. in a compact set.
It is natural to try to ”lift” this classification along the principal bundle , since the structure group is compact. This was done by Winter [32], who proved that, up to scaling, the only -invariant measure of full support in the set of frames whose -orbit returns i.o. in a compact set is the Burger-Roblin measure, i.e. the natural -invariant lift of the above measure. On geometrically finite manifolds, this statement is simpler: the Burger-Roblin is the unique (up to scaling) -invariant ergodic measure of full support.
1.1.3. A Theorem of Mohammadi and Oh
However, if one considers only the action of a proper subgroup , the situation changes dramatically, and much less is known, because ergodicity or conservativeness of a measure with respect to a group does not imply in any way the same properties with respect to proper subgroups. In this direction, the first result is a Theorem of Mohammadi and Oh [23], which states that, in dimension (in which case ) and for convex-cocompact manifolds, the Burger-Roblin measure is ergodic and conservative for the -action if and only if the critical exponent of satisfies .
1.1.4. Dufloux recurrence results
In [7, 8], Dufloux investigates the case of small critical exponent. Without any assumption on the manifold, when the Bowen-Margulis-Sullivan measure is finite (assumption satisfied in particular when is convex-cocompact, but not only, see [25]), he proves in [7] that the Bowen-Margulis-Sullivan is totally -dissipative when , and totally recurrent when . In [8], when the group is convex-cocompact, he proves that when , the Burger-Roblin measure is -recurrent.
1.1.5. Rigid acylindrical 3-manifolds
There is one last case where more is know on the topological properties of the -action, in fact in a very strong form. Assuming is a rigid acylindrical 3-manifold, McMullen, Mohammadi and Oh recently managed in [22] to classify the -orbit closures, which are very rigid. Their analysis relies on their previous classification of -orbits [21].
Unfortunately, their methods relies heavily on the particular shape of the limit set (the complement of a countable union of disks), and such a strong result is certainly false for general convex-cocompact manifolds.
1.2. Results
The results that we prove here divide in two distinct parts, a topological one, and a ergodic one. Although they are independent, the strategy of their proofs follow similar patterns, a fact we will try to emphasise.
1.2.1. Topological properties
Let be a Cartan Subgroup. Denote by the non-wandering set for the geodesic flow (or equivalently, the -action), and by the non-wandering set for the -action. For more precise definitions and description of these objects, see section 2.
Using a Theorem of Guivarc’h and Raugi [13], we show:
Theorem 1.1**.**
Assume that is Zariski-dense. The action of on is topologically mixing.
This allows us to deduce:
Theorem 1.2**.**
Assume that is Zariski-dense. The action of on is topologically transitive.
Both results are new. Note that, for example in the case of a general convex-cocompact manifold with low critical exponent, the existence of a non-divergent -orbit is itself non-trivial, and was previously unknown.
1.2.2. Ergodic properties
We will assume that is of divergent type, and denote by the Bowen-Margulis-Sullivan measure - or more precisely, its natural lift to , normalised to be a probability. We are interested in the case where is a finite measure. Denote by the Patterson-Sullivan measure on the limit set, and the Burger-Roblin measure on . More detailed description of these objects is given in section 4.
The following is a strengthening of the Theorem of Mohammadi and Oh [23].
Theorem 1.3**.**
Assume that is Zariski-dense. If is finite and , then both measures and are -ergodic.
The hypothesis that is finite is satisfied for example when is geometrically finite see Sullivan [29]. But there are many other examples, see [25], [2]. Note that the measure is not -invariant, or even quasi-invariant; in this case, ergodicity simply means that -invariant sets have zero of full measure. Apart from the use of Marstrand’s projection Theorem, our proof differs significantly from the one of [23], and does not use compactness arguments, allowing us to go beyond the convex-cocompact case. It is also, in our opinion, simpler. Note that the work of Dufloux [7] uses the same assumptions as ours.
For the opposite direction, we prove:
Theorem 1.4**.**
Assume that is Zariski-dense. If is finite with , then -almost every frame is divergent.
In fact, in the convex-cocompact case, a stronger result holds: for all vectors and almost all frames x in the fiber of , the orbit is divergent, see Theorem 4.6 for details.
1.3. Overview of the proofs
1.3.1. Topological transitivity
The proof of the topological transitivity can be summarised as follows.
- •
The -orbit of is dense in (Lemma 3.6).
- •
The mixing of the -action (Theorem 1.1) implies that there are couples , generic in the sense that their orbit by the diagonal action of by negative times on is dense in .
- •
But one can ”align” such couples of frames so that x and y are in the same -orbit, that is (Lemma 3.4).
These facts easily imply topological transitivity of on (see section 3.7).
1.3.2. Ergodicity of and
In the convex-cocompact case, the Patterson-Sullivan is Ahlfors-regular of dimension . To go beyond that case, we will need to consider the lower dimension of the Patterson-Sullivan measure:
[TABLE]
which satisfies the following important property.
Proposition 1.5** (Ledrappier [16]).**
If is finite, then .
The first step in the proof of topological transitivity is the proof that the closure of the set of -orbits intersecting is . The analogue here is to show that for a -invariant set , it is sufficient to show that or to deduce that or respectively. Marstrand’s projection Theorem and the hypothesis allow us to prove that the ergodicity of is in fact equivalent to the ergodicity of (Proposition 4.10). Although it is highly unusual to study the ergodicity of non-quasi-invariant measures, it turns out here to be easier, thanks to finiteness of .
For the second step, we know thanks to Winter [32] that the -action on is mixing. So we can find couples , which are typical in the sense that they satisfy Birkhoff ergodic Theorem for the diagonal action of for negative times and continuous test-functions. By the same alignment argument than in the topological part, one can find such typical couples in the same -orbit.
Unfortunately, from the point of view of measures, existence of one individual orbit with some specified properties is meaningless. To circumvent this difficulty, we have to consider plenty of such typical couples on the same -orbit. More precisely, we consider a measure on such that almost surely, a couple picked at random using is in the same -orbit, and is typical for the diagonal -action. For this to make sense when comparing with the measure , we also require that both marginal laws of on are absolutely continuous with respect to . We check in section 5.2 that the existence of such a measure is sufficient to prove Theorem 1.3. This measure is a kind of self-joining of the dynamical system , but instead of being invariant by a diagonal action, we ask that it reflects both the structure of -orbits, and the mixing property of .
It remains to show that such a measure actually exists. In dimension , we can construct it (at least locally on ) as the direct image of by the alignment map, so we present the simpler 3-dimensional case separately in section 5.4. The fact that is supported by typical couples on the same -orbit is tautological from the chosen construction. The difficult part is to show that its marginal laws are absolutely continuous. This is a consequence of the following fact:
*If two compactly supported, probability measures on the plane have finite -energy, then for -almost every , the radial projection of on the unit circle around is absolutely continuous with respect to the Lebesgue measure on the circle.
Although probably unsurprising to the specialists, as there exists many related statements in the literature (see e.g. [20],[19]), we were unable to find a reference. We prove this implicitly in our situation, using the -regularity of the orthogonal projection in Marstrand’s Theorem, and the maximal inequality of Hardy and Littlewood.
In dimension , the construction of , done in section 5.5, is a bit more involved since there is not a unique couple aligned on the same -orbit, especially if , so we have to choose randomly amongst them, using smooth measures on Grassmannian manifolds. Again, the absolute continuity follows from Mastrand’s projection Theorem and the maximal inequality.
1.4. Organization of the paper
Section 2 is devoted to introductory material. In section 3, we prove our results on topological dynamics. In section 4, we introduce the measures and , establish the dimensional properties that we need, and prove Theorem 4.6 and the fact that -ergodicity of and are equivalent. Finally, we prove Theorem 1.3 in section 5.
2. Setup and Notations
2.1. Lie groups, Iwasawa decomposition
Let , and , i.e. the subgroup of preserving the quadratic form . It is the group of direct isometries of the hyperbolic -space . Define as
[TABLE]
It is a maximal compact subgroup of , and it is the stabilizer of the origin .
We choose the one-dimensional Cartan subgroup , defined by
[TABLE]
It commutes with the following subgroup , which can be identified with .
[TABLE]
In other words, the group is the centralizer of in . The stabilizer of any vector identifies with a conjugate of , so that .
Let be the eigenspace of with eigenvalue . Let
[TABLE]
It is an abelian, maximal unipotent subgroup, normalized by . The group is diffeomorphic to the product . This decomposition is the Iwasawa decomposition of the group .
The subgroup is normalized by , and is a closed subgroup isomorphic to the orientation-preserving affine isometry group of an -dimensional Euclidean space.
If is any closed, connected unipotent subgroup of , it is conjugated to a subgroup of (see for example [3]). Therefore, it is isomorphic to , for some . Through the article, we will always assume that .
In this paper, we are interested in the dynamical properties of the right actions of the subgroups on the space .
2.2. Geometry
Fundamental group, critical exponent, limit set
Let be a discrete group. Let be the corresponding hyperbolic manifold. The limit set is the set of accumulation points in of any orbit , where . We will always assume that the group is nonelementary, that is .
The critical exponent of the group is the infimum of the such that the Poincaré series
[TABLE]
is finite, where is the choice of a fixed point in . In the convex-cocompact case, the critical exponent equals the Hausdorff dimension of the limit set . Since is non-elementary, we have .
Frames
The space of orthonormal, positively oriented frames over (resp. ) will be denoted by (resp. ). As acts simply transitively on , (resp. ) can be identified with (resp. ) by the map , where is a fixed reference frame. Note that is a -principal bundle over , and so is over . Denote by (resp. ) the projection of a frame onto its first vector.
As said above, we are interested in the properties of the right actions of on .
Given a subset (resp. , ), we will write for its lift to (resp. , ).
Denote by the set of (positively oriented) frames over . We will write for the subset of frames which are based at .
Generalised Hopf coordinates
Choose to be the point . Recall that the Busemann cocycle is defined on by
[TABLE]
By abuse of notation, if are frames (or vectors) with basepoints , we will write or for .
We will use the following extension of the classical Hopf coordinates to describe frames. To a frame , we associate
[TABLE]
where (resp. ) is the negative (resp. positive) endpoint in of the geodesic , , and is the frame over obtained for example by parallel transport along of the -dimensional frame . The subscript in indicates that this is the product set, minus the diagonal, i.e. the set of where is based at .
Define the following subsets of frames in Hopf coordinates
[TABLE]
and
[TABLE]
Consider their quotients and . These are closed invariant subsets of for the dynamics of and respectively, where all the dynamic happens. Let us state it more precisely.
The non-wandering set of the action of (resp. ) on is the set of frames such that given any neighbourhood of x there exists a sequence (resp. ) going to such that . As a consequence of Theorem 1.2, the following result holds.
Proposition 2.1**.**
The set is the nonwandering set of and of any unipotent subgroup .
3. Topological dynamics of geodesic and unipotent frame flows
3.1. Dense leaves and periodic vectors
For the proof of Theorem 1.1, we will need the following intermediate result, of independent interest .
Proposition 3.1**.**
Let be a Zariski-dense subgroup of . Let be a frame such that is a periodic orbit of the geodesic flow on . Then its -orbit is dense in .
Proof.
First, observe that if is a periodic vector for the geodesic flow, then its strong stable manifold is dense in [5, Proposition B].
Therefore, is dense in . Thus it is enough to prove that
[TABLE]
The crucial tool is a Theorem of Guivarc’h and Raugi [13, Theorem 2]. We will use it in two different ways depending if or , for , the reason being that is abelian in the case .
Choose a lift of x to . As is periodic, say of period , but x itself has no reason to be periodic, there exists and such that
[TABLE]
First assume , so both and are abelian groups. Let be the connected compact abelian group . Let be the homomorphism from to defined by mod . Define , where . The set is a fiber bundle over , whose fibers are isomorphic to . In other terms, it is an extension of the boundary containing additional information on how is positioned along , modulo . Let be the preimage of inside . Now, since is connected, [13, Theorem 2] asserts that the action of on is minimal. Denote by the class of in .
Let us deduce that . Choose some . As acts minimally on , there exists a sequence of elements of , such that converges to . It means that there exist sequences , , , such that in , whereas in , which means that there exists some sequence of integers, such that in .
Now observe that the sequence
[TABLE]
has the same limit as the sequence
[TABLE]
which by construction converges to . On , it proves precisely that . As was arbitrary, it concludes the proof in the case .
In dimension , is not always a normal subgroup of anymore, so we have to modify the argument as follows.
Denote by the set
[TABLE]
This is a closed subgroup of ; indeed, if , then , so since normalises . Since , we have . So . Thus is a subsemigroup, non-empty since it contains , and closed. Since is a compact group, such a closed semigroup is automatically a group.
We aim to show that the group is necessarily equal to .
Let . It is a compact connected group. Consider mod , and the associated boundary . Choose some . As above, [13, Theorem 2] asserts that the action of on is minimal. Therefore, there exists a sequence of elements of , such that converges to . As above, consider sequences , , , such that in , whereas in , which with this new group means that there exists some sequence of integers, such that in .
Similarly to the -dimension case, we can write
[TABLE]
The above argument shows that some sequence of frames in converges to . This implies that the set of products is equal to .
We use a dimension argument to conclude the proof. The group is a torus inside , therefore of dimension at most . The group has dimension , so that implies that . By [24, lemma 4], the dimension of any proper closed subgroup of is smaller than . Therefore, cannot be a proper subgroup of , so that .
∎
The following corollary is a generalization to of a well-known result on , due to Eberlein. A vector is said quasi-minimizing if there exists a constant such that for all , . In other terms, the geodesic goes to infinity at maximal speed. We will say that a frame is quasi-minimizing if its first vector is quasi-minimizing.
Corollary 3.2**.**
Let be a Zariski dense subgroup of . A frame is not quasi-minimizing if and only if is dense in .
Proof.
First, observe that when is quasi-minimizing, then the strong stable manifold of its first vector is not dense in . Therefore, cannot be dense in .
Now, let be a non quasi-minimizing vector. Then is dense in , so that is dense in , and therefore in . Choose some such that is a periodic orbit of the geodesic flow. By the above proposition, is dense in . As is dense in , we have (this last equality following from the compactness of ), so that there exists with . But is periodic, so that is dense in and . ∎
3.2. Topological Mixing of the geodesic frame flow
Recall that the continuous flow (or a continuous transformation ) on the topological space is topologically mixing if for any two non-empty open sets , there exists such that for all ,
[TABLE]
Let us now prove Theorem 1.1, by a refinement of an argument of Shub also used by Dal’bo [5, p988].
Proof.
We will proceed by contradiction and assume that the action of is not mixing. Thus there exist two non-empty open sets in , and a sequence , such that . Choose such that is periodic for the geodesic flow - this is possible by density of periodic orbits in [9, Theorem 3.10]. Let be such that .
In particular, we have for all . We can find integers (the integer parts of ) and real numbers such that:
[TABLE]
Without loss of generality, we can assume that the sequence converges to some , and that converge in the compact group to some . By Proposition 3.1, the -orbit is dense in . Notice that is an open subset of ; therefore one can choose a point , for some .
We have
[TABLE]
Observe that, as -orbits are strong stable manifolds for the -action, so
[TABLE]
By definition of and , and . Therefore, tends to the frame x in the open set . Thus, we found a frame , with for all large enough. Contradiction. ∎
3.3. Dense orbits for the diagonal frame flow on
Recall that a continuous flow (or a continuous transformation ) on the topological space is said to be topologically transitive if any nonempty invariant open set is dense.
In the case of a continuous transformation on a complete separable metric space without isolated points, topological transitivity is equivalent to the existence of a dense positive orbit, or equivalently, that the set of dense positive orbits is a -dense set (see for example [6]).
It is clear that topological mixing implies topological transitivity. Moreover, as is easily checked, topological mixing of implies topological mixing for the diagonal action on the product .
A couple will be said generic if the negative diagonal, discrete-time orbit is dense in . Theorem 1.1 about topological mixing of the -action on has the following corollary, which will be useful in the proof of Theorem 1.2.
Corollary 3.3**.**
If is a Zariski-dense discrete subgroup, then there exists a generic couple .
Proof.
By Theorem 1.1, the geodesic frame flow is topologically mixing. Therefore, so is the diagonal flow action of on . This implies that the transformation on is also topologically mixing, hence topologically transitive, i.e. has a dense positive orbit. ∎
3.4. Existence of a generic couple on the same -orbit
Lemma 3.4**.**
There exists a generic couple of the form , with and .
Proof.
By Corollary 3.3, there exists a generic couple.
Let be the lift of a generic couple. Notice that, since the actions of and commute with , the set of generic couples is invariant under the action of . This means that in Hopf coordinates, being the lift of a generic couple does not depend on the orientation of the frame , nor of the times . Moreover, since being generic is defined as density for negative times, one can also freely change the base-points of because the new negative orbit will be exponentially close to the old one. In short, being the lift of a generic couple (or not) depends only on the past endpoints , or equivalently, is -invariant. Obviously, since generic couple cannot be on the diagonal.
Up to conjugation by elements of , we can freely assume that contains the subgroup corresponding to following the direction given by the second vector of a frame. Pick a third point distinct from and , and choose a frame based at , whose first vector is tangent to the circle determined by . Therefore, the two frames of Hopf coordinates and lie in the same -orbit, thus for some . By construction, the couple is the lift of a generic couple. ∎
3.5. Minimality of on
We recall the following known fact.
Proposition 3.5**.**
Let be a Zariski-dense subgroup of . Then the action of on is minimal.
In dimension , this is due to Ferte [11, Corollaire E]. In general, this is again a consequence of Guivarc’h-Raugi [13, Theorem 2], applied with , . The set identifies with where . [13, Theorem 2] asserts that the -action on has a unique minimal set, which is necessarily .
3.6. Density of the orbit of
Proposition 3.6**.**
The -orbit of is dense in .
Proof.
Up to conjugation by an element of , it is sufficient to prove the proposition in the case where contains the subgroup corresponding to shifting in the direction of the first vector of the frame .
Consider the subset of defined by if and there exists a sequence such that tangentially to the direction of the first vector of , in the sense that the direction of the geodesic (on the sphere ) from to converges to the direction of the first vector of . Clearly, is a non-empty, -invariant set. By Proposition 3.5, it is dense in .
Let x be a frame in , we wish to find a frame arbitrarily close to x, which is in the -orbit of . Let be its Hopf coordinates, by assumption . Pick very close to . By definition of , there exist , very close to such that the direction is close to the first vector of the frame . We can find a frame , based at , close to , whose first vector is tangent to the circle going through .
By construction, the two frames and belong to the same -orbit; notice that , so we have . Since and are arbitrarily close, so are x and y. ∎
3.7. Proof of Theorem 1.2
Let be non-empty open sets. We wish to prove that . By Proposition 3.6, , therefore is an open nonempty subset of . Similarly, .
Let a generic couple given by Lemma 3.4. By density, there exists a such that . But since normalizes , . Therefore , which is thus non-empty, as required.
4. Mesurable dynamics
4.1. Measures
Let us introduce the measures that will play a role here.
The Patterson-Sullivan measure on the limit set is a measure on the boundary, whose support is , which is quasi-invariant under the action of , and more precisely satisfies for all and -almost every ,
[TABLE]
When is convex-cocompact, this measure is proportional to the Hausdorff measure of the limit set [31], it is the intuition to keep in mind here.
On the unit tangent bundle , let us define a -invariant measure by
[TABLE]
By construction, this measure is invariant under the geodesic flow and induces on the quotient on the so-called Bowen-Margulis-Sullivan measure . When finite, it is the unique measure of maximal entropy of the geodesic flow, and is ergodic and mixing.
On the frame bundle (resp. ), there is a unique way to define a -invariant lift of the Bowen-Margulis measure, that we will denote by (resp. ). We still call it the Bowen-Margulis-Sullivan measure. On , this measure has support . When it is finite, it is ergodic and mixing [32]. The key point in our proofs will be that it is mixing, and that it is locally equivalent to the product , where denotes the Haar measure on the fiber of , for the fiber bundle . This measure is -invariant, but not -(or )-invariant, nor even quasi-invariant.
The Burger-Roblin measure is defined locally on as
[TABLE]
where denotes the Lebesgue measure on the boundary , invariant under the stabiliser of . We denote its -invariant extension to (resp. ), still called the Burger-Roblin measure, by (resp. ). This measure is infinite, -quasi-invariant, -invariant. It is -ergodic as soon as is finite. This has been proven by Winter [32]. See also [27] for a short proof that it is the unique -invariant measure supported in .
In some proofs, we will need to use the properties of the conditional measures of on the strong stable leaves of the -orbits, that is the -orbits. These conditional measures can easily be expressed as
[TABLE]
and the quantity is equivalent to when .
Observe also that by construction, the measure has full support in the set .
Another useful fact is that does not depend really on x in the sense that it comes from a measure on . In other terms, if and , and is a frame with , one has .
4.2. Dimension properties on the measure
Most results in this paper rely on certain dimension properties on , allowing to use projection theorems due to Marstrand [18], and explained in the books of Falconer [10] and Mattila [19]. These properties are easier to check in the convex-cocompact case, relatively easy in the geometrically finite, and more subtle in general, under the sole assumption that is finite.
Define the dimension of , like in [17], by
[TABLE]
Denote by the geodesic flow on . For , let be the distance between the base point of and the point .
Proposition 1.5 in the introduction has been established by Ledrappier [16] when is finite. It is also an immediate consequence of Proposition 4.1 and Lemma 4.2 below, as it is well known that when the measure is finite, it is ergodic and conservative.
Proposition 4.1**.**
If -almost surely, we have , then .
If is ergodic and conservative, then .
Proof.
We will come back to the original proof of the Shadow Lemma, of Sullivan, and adapt it (the proof, not the statement) to our purpose. The Shadow of the ball viewed from is the set , . Denote by the point at distance of on the geodesic . It is well known that for the usual spherical distance, a ball in the boundary is comparable to a shadow . More precisely, there exists a universal constant such that for all and , one has
[TABLE]
Denote by the distance . By assumption (in the application this will be given by Lemma 4.2), for -almost all and small enough, the quantity is negligible compared to . Let be an element minimizing this distance . It satisfies obviously . Observe that, by a very naive inclusion, using just ,
[TABLE]
Now, using the -invariance properties of the probability measure , and the fact that for , the quantity is bounded by some universal constant , one can compute
[TABLE]
Recall that . Up to some universal constants, we deduce that
[TABLE]
It follows immediately that .
The other inequality follows easily from the classical version of Sullivan’s Shadow Lemma, or from the well known fact that is the Hausdorff dimension of the radial limit set, which has full -measure. ∎
Lemma 4.2**.**
The following assertions are equivalent, and hold when is finite.
- •
for -a.e. , one has
[TABLE]
- •
for -a.e. , one has
[TABLE]
- •
for or a.e. , one has
[TABLE]
- •
-almost surely,
[TABLE]
When is geometrically finite, a much better estimate is known thanks to Sullivan’s logarithm law (see [30], [28], [15, Theorem 5.6]), since the distance grows typically in a logarithmic fashion. However, this may not hold for geometrically infinite manifolds with finite . In any case, the above sublinear growth is sufficient for our purposes.
Proof.
First, observe that all statements are equivalent. Indeed, first, as and differ only by their conditionals on stable leaves, and the limit when depends only on the stable leaf , this property holds (or not) equivalently for and .
Moreover, as is a compact extension of , this property holds (or not) equivalently for on and on or on and on .
As this limit depends only on the endpoint of the geodesic, and not really on , the product structure of implies that this property holds true equivalently for -a.e. and almost surely on the boundary.
Let us prove that all these equivalent properties indeed hold when is finite.
Let . As the geodesic flow is -lipschitz, this map is bounded, and therefore -integrable. Thus, converges a.s. to , and therefore , -a.s.
It is now enough to show that this integral is [math]. This would be obvious if we knew that the distance is -integrable.
Divide in annuli , and set . If , we have .
Observe that .
It is enough to find a sequence such that these integrals are arbitrarily small. Observe that
[TABLE]
But now, the symmetric difference between and is included in . As in this union, we get
[TABLE]
As , there exists a subsequence , such that . This proves the lemma. ∎
4.3. Energy of the measure
The -energy of is defined as
[TABLE]
The finiteness of a -energy is sufficient to get the absolute continuity of the projection of on almost every -plane of dimension . However, a weaker form of finiteness of energy will be sufficient for our purposes, namely
Lemma 4.3**.**
For all , there exists an increasing sequence such that , and .
Proof.
When , choose some . One has, for -almost all , and small enough, . It implies the convergence of the integral
[TABLE]
Therefore, the sequence of sets is an increasing sequence whose union has full measure. And of course, . ∎
It is interesting to know when the following stronger assumption of finiteness of energy is satisfied. In [23], when and , Mohammadi and Oh used the following:
Lemma 4.4**.**
If is convex-cocompact and then .
Proof.
For , define , and compute
[TABLE]
Denote by the point at distance of on the geodesic ray . As is convex-cocompact, is compact, so that is at bounded distance from . Sullivan’ Shadow lemma implies that, up to some multiplicative constant, . We deduce that, up to multiplicative constants,
[TABLE]
If , for small enough, the above series converges, uniformly in , so that the integral is finite, and the Lemma is proven. ∎
As mentioned before, the reason we have to be interested in these energies is the following version of Marstrand’s projection theorem, see for example [19, thm 9.7].
Theorem 4.5**.**
Let be a finite measure with compact support in , such that , for some . For all integer , and almost all -planes of , the orthogonal projection of on is absolutely continuous w.r.t. the -dimensional Lebesgue measure of . Moreover, its Radon-Nikodym derivative satisfies the following inequality
[TABLE]
where is the natural measure on the Grassmannian , invariant by isometry, and some constant depending only on and .
4.4. Conservativity/ Dissipativity of
In this section, we aim to prove Theorem 1.4.
The measure is -invariant (and -ergodic), therefore, -invariant for all unipotent subgroups .
It is -conservative iff for all sets with positive measure, and -almost all frames , the integral diverges, where is the Haar measure of . In other words, it is conservative when it satisfies the conclusion of Poincaré recurrence theorem (always true for a finite measure).
It is -dissipative iff for all sets with positive finite measure, and -almost all frames , the integral converges.
A measure supported by a single orbit can be both ergodic and dissipative. In other cases, ergodicity implies conservativity [1]. Therefore, Theorem 1.3 implies that when the Bowen-Margulis-Sullivan measure is finite, and , the Burger-Roblin measure is -conservative.
In the case , we prove below (Theorem 4.6) that the measure is -dissipative. Unfortunately, our method does not work in the case . We refer to works of Dufloux [7] and [8] for the proof that
- •
When is finite and Zariski dense, the measure is -dissipative iff
- •
When moreover is convex-cocompact, if , then is -conservative.
Theorem 4.6**.**
Let be a discrete Zariski dense subgroup of group and a unipotent subgroup. If , then for all compact sets and -almost all the time spent by in is finite.
Let . Let . Let (resp. ) be the closed ball of radius and center [math] in (resp. in ). Let be the -neighbourhood of along the -direction.
Let be the conditional measure on of the Bowen-Margulis measure.
Lemma 4.7**.**
For all compact sets , and all , if , for all , there exists such that
[TABLE]
Proof.
Let . First, the map is continuous. It is an immediate consequence of [12, Cor. 1.4], where they establish that for all and . In this reference, they assume at the beginning to be convex-cocompact, but they use in the proof of corollary 1.4 only the finiteness of .
The above map is also positive, and therefore bounded away from [math] and on any compact set. Let .
Let us work now on and not on . Fix a frame . For all , choose some and consider the ball . Choose among them a maximal (countable) family of balls which are pairwise disjoint. By maximality, the family of balls cover .
We deduce on the one hand
[TABLE]
On the other hand, as the balls are disjoint,
[TABLE]
This proves the lemma. ∎
To prove Theorem 4.6, it is therefore sufficient to prove the following lemma.
Lemma 4.8**.**
Assume that . Then for all such that when , we have
[TABLE]
Indeed, Lemma 4.2 ensures that the assumption of Lemma 4.8 is satisfied -almost surely. And by Lemma 4.7, its conclusion implies that for -a.e. and almost all , the orbit does not return infinitely often in a compact set . As is by construction the lift to of on , with the Haar measure of on the fibers, this implies that for -almost all x, the orbit does not return infinitely often in a compact set . This implies the dissipativity of w.r.t. the action of , so that Theorem 4.6 is proved.
Proof.
Recall first that for not too small, one has . We want to estimate the integral .
First, observe that the measure on does not depend really on the orbit , in the sense that it is the lift of a measure on through the inverse of the canonical projection from to . Therefore, one has .
Thus, by Fubini Theorem, one can compute :
[TABLE]
where .
The estimate comes from the probability that a point in the sphere of dimension falls in the -neigborhood of a fixed subsphere of dimension , see for example [19, chapter 3].
Therefore, we get
[TABLE]
Now, observe that is comparable to the ball of center and radius on the boundary. By Inequality (1), we deduce that
[TABLE]
For all , there exists , such that for . Thus, up to the first terms of the series, we get the following upper bound for .
[TABLE]
Thus, if , we can choose so that , and is finite. ∎
Remark 4.9**.**
Observe that the above argument, in the case , would lead to the fact that
[TABLE]
which is not enough to conclude to the conservativity, that is that almost surely, . We refer to the works of Dufloux for a finer analysis in this case.
4.5. Equivalence of the Bowen-Margulis-Sullivan
measure and the Burger-Roblin measure for invariants sets
As claimed in the introduction, we reduce the study of ergodicity of the Burger-Roblin measure to the ergodicity of the Bowen-Margulis-Sullivan measure . The rest of the section is devoted to the proof of the following Proposition:
Proposition 4.10**.**
Assume that is Zariski-dense. If finite and , then for any -invariant Borel set , we have if and only if .
We denote by the Borel -algebra of , and the sub--algebra of -invariant sets. The first part of the proof of Proposition 4.10 is the following.
Lemma 4.11**.**
Assume that is Zarisi-dense in and that is finite. If and is a Borel -invariant set such that , then .
Proof.
Let be a Borel -invariant set with . It is sufficient to show that . Let be a frame in the support of the (non-zero) measure , and be a small neighbourhood of . Denote by the horosphere passing through the base-point of the frame x. The measure can be written
[TABLE]
where is a positive continuous function, namely the exponential of some Busemann functions, and the -invariant lift of to . The main point is that it is positive, so for a set of positive measure, for any , the set
[TABLE]
has positive -measure.
Since similarly,
[TABLE]
with , it is sufficient to show that for a subset of of positive measure, the set
[TABLE]
has positive Lebesgue -measure.
On each horosphere , we wish to use Marstrand’s projection Theorem, and therefore to use an identification of the horosphere with . A naive way would be to say that is diffeomorphic to , and therefore to . However, it will be more convenient to use an identification of these horospheres with which does not depend on a frame x in .
In order to obtain these convenient coordinates, we fix a smooth section from a neighbourhood of to . If , the horosphere can be identified (in a non-canonical way) with the following way: let , we associate to it the base-point of . This way, the identification does depend only on the -orbit of x, that is depends on the horosphere only.
For , define by the relation . If , then so does , which has the same base-point as . This means that the set , viewed as a subset of , is invariant by translations by the subspace in these coordinates. From now on, will always be seen as a subset of .
Let be the orthogonal complement of in , and be the orthogonal projection onto . What we saw is that the set is a product of and . Clearly, it contains the product of and , so it is of positive Lebesgue -measure as soon as has positive Lebesgue measure in .
The strategy is now to use the projection Theorem 4.5 on each horosphere to deduce that is of positive Lebesgue measure for almost every . Unfortunately, we cannot apply it to the measure directly, since the set depends on the orientation of the frame (and not only on the Horosphere ), so it depends on .
By Lemma 4.3, we can find a subset , such that has finite -energy, and has positive -measure for any , where is of positive - measure.
One can moreover assume that for every horosphere with , lies in a fixed compact set of using both identifications of the horosphere with and . Notice that these identifications are smooth maps, so the finiteness of the energy of does not depend on the model metric space chosen.
By Theorem 4.5, applied on each horosphere , the orthogonal projection is -almost surely absolutely continuous with respect to the Lebesgue measure on . But since , we have for almost every
[TABLE]
This forces the projection set to be of positive -measure -almost surely, for those such that . ∎
The second step of the proof is the following.
Lemma 4.12**.**
Assume that is Zariski-dense in , that is ergodic and conservative, and . If is a Borel -invariant set such that , then .
Proof.
First, pick some element whose adjoint action has eigenvalue on such that for all .
Replacing by (another set of full -measure), we can freely assume that is -invariant.
By Lemma 4.11, we already know that . As above also, let be a supplementary of in . As , we know that for -almost all , the set has positive -Lebesgue (Haar) measure .
The Lebesgue density points of have full -measure. Recall that is the ball of radius in .
Let , and define for all (not only )
[TABLE]
with the convention that it is zero if no such exists; it may take the value . Observe that is a -invariant map, because is -invariant.
Since the Lebesgue density points of have full -measure, then for -almost all , and -almost all , . Moreover, this statement stay valid for other -invariant sets of positive -measure.
We claim that for -almost every , . Assuming the contrary, is a -invariant set of positive -measure, so by Lemma 4.11, it is also of positive -measure. As , , so that the function is identically zero on . But there exists and such that (by definition of ) and , by the previous consideration of Lebesgue density points, leading to an absurdity.
We will now show that is in fact infinite, -almost surely. First, the classical commutation relations between and (and therefore and ) give . Observe also that,by -invariance of ,
[TABLE]
Therefore, , i.e. it is a function increasing along the dynamic of an ergodic and conservative measure-preserving system. This situation is constrained by the conservativity of . Indeed, assume there exists such that . Then for all large enough (namely s.t. ), we have
[TABLE]
in contradiction to the conservativity of w.r.t. the action of .
This shows that for -almost all .
Define now . It is a -invariant set of full -measure as a countable intersection of sets of full -measure. Therefore by Lemma 4.11. By definition of , consists of the frames x such that is of full measure in , a property that is -invariant. Hence is -invariant of positive -measure, so by ergodicity of , it is of full -measure.
Unfortunately, we know that but does not have to be a subset of . To be able to conclude the proof (i.e. show that ), we consider the complement set , and assume it to be of positive -measure. For any and , by definition of , . So the intersection of and is of zero measure, and thus .
∎
Let us now conclude the proof of Proposition 4.10. Let be a -invariant set. We already know that implies . For the other direction, assume that , so that . The above Lemma applied to therefore would imply -almost surely, so that . Thus, implies .
5. Ergodicity of the Bowen-Margulis-Sullivan measure
5.1. Typical couples for the negative geodesic flow
Let us say that a couple is typical (for ) if for every compactly supported continuous function , the conclusion of the Birkhoff ergodic Theorem holds for the couple in negative discrete time for the action of , more precisely:
[TABLE]
Write for the set of typical couples, which is a subset of the set of generic couples.
Let us explain briefly why this is a set of full -measure. Since the action of on is mixing, so is the action of . A fortiori, the action of on is weak-mixing, so the diagonal action of on is ergodic. It follows from the Birkhoff ergodic Theorem applied to a countable dense subset of the separable space that -almost every couple is typical.
As the set of generic couples used in the topological part of the article (see section 3), the subset of typical couples enjoys the same nice invariance properties by . That is, being the lift of a typical couple only depends on in Hopf coordinates. This follows from the fact that acts isometrically on and commutes with , so is -invariant, and the fact that, since elements of are uniformly continuous, two orbits in the same strong unstable leaf have the same limit for their ergodic averages.
5.2. Plenty of typical couples on the same -orbit
We will say that there are plenty of typical couples on the same -orbit if there exists a probability measure on such that the three following conditions are satisfied:
- (1)
Typical couples are of full -measure, that is . 2. (2)
Let be the coordinates projections. We assume that, for , is absolutely continuous with respect to . We denote by , their respective Radon-Nikodym derivatives, so that . We assume moreover that . 3. (3)
Let and be the measures on obtained by disintegration of along the maps , respectively. More precisely, for any ,
[TABLE]
Note that (resp ) have total mass (resp. ). Whenever this makes sense, define the operator which to a function on associates the following function on :
[TABLE]
The condition (3) here is that if is a bounded, measurable -invariant function, then
[TABLE]
for -almost every . Note that even if is bounded, may not be defined everywhere.
Remark 5.1**.**
Observe that we do not require any invariance of the measure . Condition (1) replaces the -invariance, whereas Condition (3) establish a link between the structure of -orbits and .
Remark 5.2**.**
Let us comment a little bit on condition (3): it is obviously satisfied if, for example, is supported on for almost every x, that is, is supported on couples of the form with . It will be the case for the measures we will construct in section 5.4 and 5.5 in dimension 3 and higher respectively.
A good example of a measure satisfying (2) and (3) is the following: let be the conditional measures of with respect to the -algebra of -invariant sets, and define as the measure on such that by the above disintegration along . However, its seems difficult to prove directly that it also satisfies (1). This example also highlights that condition (3) is in fact weaker than requiring that is supported on .
Remark 5.3**.**
The condition that the Radon-Nikodym derivatives be in is not restrictive. Indeed , we will construct a measure satisfying all above conditions except this -condition. The Radon-Nikodym derivatives are integrable, so that they are bounded on a set of large measure. We will simply restrict to this subset, and normalize it, to get the desired probability measure .
The interest we have in finding plenty of typical couples on the same -orbit is due to the following key observation.
Lemma 5.4**.**
To prove Theorem 1.3, it is sufficient to prove that there are plenty of typical couples on the same -orbit, that is that there exists a probability measure satisfying (1),(2) and (3).**
The next section is devoted to the proof of this observation. The idea is the following: suppose is a bounded -invariant function. We aim to prove that is constant -almost everywhere. Consider the integral of the ergodic averages for the function on with respect to ,
[TABLE]
If is supported only on couples on the same -orbit, then since is constant on -orbits, for -almost every , so
[TABLE]
so by the Birkhoff ergodic Theorem applied to . Observe that Property (3) is used in the first equality, and Property (2) in the second.
For the sake of the argument, assume that is moreover continuous with compact support. Then by Condition (1) on typical couples, since is continuous with compact support, the same sequence tends to Hence has zero variance, so is constant. Unfortunately, one cannot assume to be continuous, nor approximate it by continuous functions in . The regularity Condition (2) that will nevertheless allow us to use continuous approximations in .
5.3. Proof of Lemma 5.4
We first need to collect some facts about the operator , and its behaviour in relationship with ergodic averages for the negative-time geodesic flow .
Lemma 5.5**.**
The operator is a continuous linear operator from to .
As we will see, Property (2) of the measure is crucial here.
Proof.
Let , we compute
[TABLE]
∎
Given two functions on , write for the function on . Denote by the usual scalar product on . For and , a simple calculation gives
[TABLE]
Let be the Koopman operator associated to , that is .
The Ergodic average of a tensor product can be written in terms of and the following way:
[TABLE]
where is the operator . Since the Koopman operator is an isometry from to for both and , the operator from to has norm at most
[TABLE]
Notice also that if are continuous with compact support, the above ergodic average converges toward for -almost every , by Condition (1). By the Lebesgue dominated convergence Theorem, we also have
[TABLE]
Let be a bounded measurable, -invariant function. Since is also bounded and -invariant, by property (3), we have
[TABLE]
Therefore,
[TABLE]
By the Birkhoff -ergodic Theorem and boundedness of , it follows that tends to in -topology.
Our aim is to show that has variance zero. Let be a sequence of uniformly bounded continuous functions with compact support converging to in (and hence also in ). Let be such that for all . For positive integers, we have
[TABLE]
Therefore,
[TABLE]
First fix and let goes to infinity. By what precedes, converges to in so that the second term vanishes. Since is continuous, by (2), the last but one term of the upper bound vanishes. We obtain
[TABLE]
We now let go to infinity, and we get
[TABLE]
Therefore, has variance zero, so is constant.
5.4. Constructing plenty of typical couples : the dimension 3 case
The candidate to be the measure , in dimension
First, recall that is identified with . Fix also an isomorphism , so that the set of positive elements is well defined.
Consider the map defined as follows. The image of is the unique couple such that , , , , and are the unique frames such that there exists with .
Consider the restriction of this map to couples inside some fundamental domain for the action of on , so that we get a well defined map . Define as the image .
Observe that condition (1) in 5.2 is automatic, as being typical depends only on and . Remark 5.2 shows that condition (3) is also automatic. By Remark 5.3, we only need to show that its projections and are absolutely continuous w.r.t. . That is the crucial part of the proof. We do it in the next sections.
The key assumption will of course be our dimension assumption on . Then, we will try to follow the classical strategy of Marstrand, Falconer, Mattila. However, a new technical difficulty will appear, because we will need to do radial projections on circles instead of orthogonal projections on lines. The length of the proof below is due to this technical obstacle.
Projections
First of all, by lemma 4.3, we can restrict the measure to some subset of measure as close to as we want, with . In the sequel, we denote by the measure restricted to and normalized to be a probability measure. Fix four disjoint compact subsets of , each of positive -measure, and write for the Patterson measures restricted to each of these sets, normalized to be probability measures. Therefore, all their energies and are finite.
In fact, the definition of the measure will be slightly different than said above. First, will be the image by the projection map defined above of the restriction of to the set of couples , such that and , , . Then will be defined on as the image of .
Pick two distinct points outside , called ’zero’ and ’one’. For any , we identify to the complex plane by the unique homography, say , sending to , zero to [math] and one to . We get a well defined parametrization of angles, as soon as is fixed.
Remark 5.6**.**
Observe that when varies in the compact set , as [math] and do not belong to , all the quantities defined geometrically (projections, intersections of circles, …) vary analytically in .
In particular, if is a frame, the frame in the boundary determines a unique half-circle from to in , which is tangent to the first direction of at , and therefore, a unique half-line originating from in . We use therefore an angular coordinate instead of .
Let be the unit vector in the complex plane. Define the projection in the direction from to itself as . Observe that the line in , orthogonal to , has a canonical parametrization, and a Lebesgue measure, denoted by .
Once again, the variations of and are as regular as possible. For measures, it means that the Lebesgue measures are equivalent one to another when varies, with analytic Radon-Nikodym derivatives in in restriction to any compact set of which does not contain .
Observe also that when varies in , the distances induced by the complex metric on , when restricted to the compact set , are uniformly equivalent to the usual metric on . In particular, if we denote by the energy of a measure relatively to the distance , there exists a constant such that for all ,
[TABLE]
Rephrasing Marstrand’s projection Theorem in dimension 2, we have:
Theorem 5.7**.**
*(Falconer, [10, p82], Mattila [20, th 4.5])
Assume that . Then for all fixed , and almost all , the projection (resp. ) is absolutely continuous w.r.t . Moreover, the map defined as*
[TABLE]
belongs to , and we have , with a universal constant which does not depend on .
In particular, as the variation in is analytic and compact, the map belongs to , with -norm bounded by the same upper bound .
The same result is true when replacing with .
Proof.
Thanks to the comparison (3) between the different notions of energy, we can replace by , and get the desired result. ∎
Hardy-Littlewood Maximal Inequality
Let be the map
[TABLE]
Its maximal function is defined as
[TABLE]
The strong maximal inequality of Hardy-Littlewood [14] with on (of dimension ) asserts that there exists independent of such that for all ,
[TABLE]
We deduce that
[TABLE]
The above also holds for the map defined by
[TABLE]
with the same constants.
A geometric inequality
We want to show that the projections on are absolutely continuous w.r.t. . We will first prove it for , and then observe that for , the situation is completely symmetric, when reversing the role of and .
Given a Borel set , observe that
[TABLE]
where is the cone of center with angles in in the complex plane .
Similarly,
[TABLE]
Lemma 5.8**.**
To prove that (resp. ) is absolutely continuous w.r.t. , it is enough to show that there exists a nonnegative measurable map (resp. ) such that for all rectangles (resp. ) we have
[TABLE]
and
[TABLE]
with , and
Proof.
It is clear that will imply for all rectangles. As they generate the -algebra of it implies that is absolutely continuous w.r.t. . The proof is the same with . ∎
Let us show that such integrable maps and exist.
In fact, we will prove that for all given , is integrable. And the fact that, as usual, the variation of all involved quantities in is analytic will imply that is integrable also in .
As said above, for we have
[TABLE]
Now, we wish to study the quantity in order to prove that, being fixed, the radial projection of on the circle of directions around is absolutely continuous w.r.t the Lebesgue measure , and control the norm of the Radon-Nikodym derivative, which a priori depends on, and needs to be integrable in the variable .
It seems now appropriate to use Theorem 5.7 to conclude. Unfortunately, we have to prove that a radial projection is absolutely continuous, whereas Theorem 5.7 deals with orthogonal projection in a certain direction. The Hardy-Littlewood maximal -inequality will allow us to overcome this difficulty.
Denote by the angle in at of the half-line from to .
First, as the distance from to is uniformly bounded from below, the cone intersected with is uniformly included in a rectangle of the form , for some uniform constant depending only on the sets and , and not on . In particular, the following result holds.
Lemma 5.9**.**
There exists a geometric constant depending only on the sizes and respective distances of the sets and , such that
[TABLE]
Conclusion of the argument
The above inequality does not allow directly to conclude. Let us integrate it in , to recover the -norm of the maximal Hardy-Littlewood function. The first inequality follows from the inclusion for in the first interval, the second inequality from Lemma 5.9.
[TABLE]
Define as
[TABLE]
The absolute continuity of w.r.t , the Cauchy-Schwartz inequality and the Hardy-Littlewood maximal inequality imply that
[TABLE]
which is, by Projection Theorem 4.5, bounded from above by .
The uniformity of the bound in allows to integrate once again the above quantities and deduce that .
5.5. The higher dimensional case
In higher dimension, the strategy of the proof is similar. We want to build a measure on which gives positive measure to plenty of couples on the same -orbit.
We will build from the measure , to obtain a measure defined on (a subset of) , which gives full measure to typical couples (whose negative orbit satisfies Birkhoff ergodic theorem for the diagonal action of , and whose projections and on are absolutely continuous w.r.t .
Contrarily to the dimension case, we will not define any ”alignment map”. Indeed, given a typical couple , one can begin as in dimension , and try to find a frame and a frame (or in other words ), so that in particular , with the same past as y (that is, ). However, there is no canonical choice of such , , due to the fact that the dimension and/or the codimension of in will be greater than one.
Therefore, we will directly define the new measure , by a kind of averaging procedure of all good choices of couples .
Identify the horosphere in with a -dimensional affine space. As in dimension , we wish that the frames and have their first vectors on , that belongs to the fiber of the vector , and , so that belongs to the fiber (with an abuse of notation, as is not well defined) of the well defined vector of .
These vectors and are well defined, so that the line from to in the affine space is also well defined.
Now, given any two frames and in the respective fibers of and , such that , the -dimensional oriented linear space contains the line from to . The set of such can be identified with .
We will first choose randomly using the -invariant measure on the latter space. Now, given , the set of frames such that the direction of the affine subspace is can be identified with , and we choose randomly using the Haar measure of this group. This determines the element such that , so it determines completely.
As in dimension 3, the non-trivial part is to show that the measure obtained by this construction has absolutely continuous marginals. We first describe more precisely the construction to fix notations.
5.5.1. Restriction of the support of
Recall that the lift of the measure on can be written locally as
[TABLE]
where denotes the Haar measure on the fiber over . Remember that a frame x with first vector induces (by parallel transport until infinity) a frame at infinity in , or , so that can also be seen as the Haar measure on the set of frames based at inside .
As in dimension , consider a subset of positive -measure such that . Choose four compact sets inside , pairwise disjoint, and restrict to the couples such that and , and .
5.5.2. Coordinates on
For the purpose of contructing , it will be convenient to have a family of identifications of horospheres, or here the complement of a point in , with the vector space . Let be the canonical basis of . Choose three different points , and , in the support of and respectively.
Now we want to get a unique homography from to sending to [math], to , and to infinity, with a smooth dependence in .
To do so, choose successively other points, say , … in , in such a way that, uniformly in , none of the points belongs to a circle containing three other points. Now, it is elementary to check that there is a unique conformal map sending to infinity, to [math], to , inside the half-plane , inside the half-space , and so on up to . This is the desired map.
Up to decreasing the size of , and using neighbourhoods of respectively, we can moreover assume that for all these conformal maps uniformly in , the first coordinate of the vector belongs to , and the norm of this vector is bounded by . In the sequel, we use the coordinates induced by on .
5.5.3. A nice bundle
We will construct a measure on the set
[TABLE]
and prove that it satisfies assumptions (1),(2),(3) of Lemma 5.4, so that Theorem 1.3 follows. Observe that this space is a fiber bundle over some subset
[TABLE]
whose projection is simply
[TABLE]
where is the oriented -linear space spanned by the first vectors of the frame at infinity with orientation , or equivalently the -plane spanned by these vectors viewed around at infinity, i.e. inside identified with using the map .
Moreover, observe that it is a principal bundle, whose fibers are isomorphic to . Indeed, given a couple in the fiber of , after maybe let act diagonally so that both couples are based on the horosphere passing through the origin , any other couple differs from only by changing into another orthonormal basis of , and into another orthonormal basis of , preserving the orientation.
5.5.4. Defining the measure
Given , we first define a measure supported on the set
[TABLE]
(a subset of ) as follows.
Observe that, thanks to our choice of coordinates, the vector has always a nonzero coordinate along . Therefore, any -plane containing is uniquely determined by its -dimensional intersection with .
Thus, we have a well defined measure on :
[TABLE]
where is the -invariant probability measure on the Grassmannian manifold of -planes in .
Now, is a bundle over with fibers . Define on as the measure which disintegrates as on the basis and in the fibers.
Pick small enough, and lift to on , or more precisely on its subset
[TABLE]
by endowing the fibers with the Haar measure of times the uniform probability measure on the interval .
If and are small enough, we can assume that the support of is included inside the product of two single fundamental domains of the action of on , so that it induces a well defined measure on the quotient.
By construction, it is supported on couples in the same -orbit, and as in dimension , it gives full measure to couples which are typical in the past, because this property of being typical depends only on , and gives full measure to the pairs which are negative endpoints of typical couples .
The main point to check is that and are absolutely continuous w.r.t. .
5.5.5. Absolute continuity
Let us reduce the abolute continuity of to another absolute continuity property, by a succession of elementary observations.
First, to prove that and are absolutely continuous w.r.t. , it is sufficient to prove that and , where are the coordinates maps, are both absolutely continuous with respect to .
Both measures are defined on the compact set
[TABLE]
This set is fibered over
[TABLE]
with projection map and fiber isomorphic to .
[TABLE]
On the upper left part of this diagram, observe that the measure disintegrates over , with the Haar measure of in the fibers, and on .
Similarly, on the upper right of the diagram, the measure restricted to disintegrates over , with measure on the basis, and Haar measure of in the fibers.
Therefore, to prove that is absolutely continuous w.r.t. , it is enough to prove that is absolutely continuous w.r.t. .
Look at the lower part of the diagramm now. The measure itself disintegrates over , with on the base and on each fiber , whereas the measure disintegrates also over , with measure on each fiber.
Thus, it is in fact enough to prove that for -almost every , the image of the measure under the natural projection map is absolutely continuous w.r.t. .
The precise statement that we will prove is Lemma 5.10. By the above discussion, it implies that is absolutely continuous w.r.t. , and therefore, as in dimension , Theorem 1.3 follows from Lemma 5.4.
5.5.6. Absolute continuity of conditional measures
We discuss now the absolute continuity of the marginals laws of .
In order to do so, it is necessary to say a few words about the distance on the Grassmannian manifolds of oriented subspaces that we shall use. As we are only interested in the local properties of the distance, we will (abusively) define it only on the Grassmannian manifold of unoriented subspaces.
If is a -dimensional subspace of a Euclidean space of dimension , we write for the orthogonal projection on . If are two -dimensional subspaces, a distance between and can be defined as the operator norm of (which is also the operator norm of ).
We will use the following facts.
- (1)
The above distance is Lipschitz-equivalent to any Riemannian metric on , and is a smooth measure. In particular, up to multiplicative constants, the measure of a ball of sufficiently small radius around a point is
[TABLE] 2. (2)
Identify with . Define
[TABLE]
The map is well-defined and smooth, so that its restriction to any compact set is Lipschitz. 3. (3)
Let be two -dimensional subspaces of . If , and , then
[TABLE]
Lemma 5.10**.**
There exist two functions , such that for any , any ball of sufficiently small radius around some , and any ,
[TABLE]
and
[TABLE]
Moreover, the -norms of are uniformly bounded on .
Proof.
We prove only the second inequality, the first one is similar and only exchanges the roles of and in the following.
First choose some . If with , then, provided is small enough, both and are in a fixed compact subset of . This implies that for some fixed ,
[TABLE]
We also have
[TABLE]
Thus we have the inequalities
[TABLE]
where is the maximal function
[TABLE]
We now integrate this inequality over using the uniform measure and the fact that
[TABLE]
We obtain
[TABLE]
Now, the ratio
[TABLE]
is bounded by a uniform constant , since the dimension of the Grassmannian manifolds is , so the above ratio is comparable, up to multiplicative constants, with .
This proves an inequality of the desired form with the function
[TABLE]
We still have to show that this function is in . Let us compute its norm
[TABLE]
By [19, Theorem 9.7], the two Radon-Nikodym derivatives
[TABLE]
have the square of their -norms bounded by a constant times the respective energies
[TABLE]
By the Hardy-Littlewood inequality [19, Theorem 2.19], this is also true for their maximal functions, with a different constant. By the choices of and , the family of maps is uniformly bilispchitz when restricted to the compact set . In particular, the above energies are in turn bounded by a constant times .
The integral is thus the scalar product of two functions, each one of norm less that a fixed multiple of .
This implies that there exists a constant such that
[TABLE]
∎
6. Acknowledgments
The authors thank warmly Sébastien Gouëzel for all the interesting discussions and useful comments on the subject.
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