Solutions of complex differential equation having zeros on pre-given sequences
Janne Gr\"ohn

TL;DR
This paper investigates solutions to a complex differential equation with zeros on prescribed sequences, revealing new conditions under which solutions can have zeros not satisfying classical criteria and connecting zero-sequences with Carleson measures.
Contribution
It demonstrates that solutions can have zeros outside the Blaschke condition and characterizes zero-sequences via Carleson measures and uniform separation, answering open questions.
Findings
Existence of solutions with zeros not satisfying the Blaschke condition.
Characterization of zero-sequences via Carleson measures and uniform separation.
Improvement of classical results on non-normal functions and local univalence.
Abstract
Behavior of solutions of is discussed under the assumption that is analytic in and , where is the unit disc of the complex plane. As a main result it is shown that such differential equation may admit a non-trivial solution whose zero-sequence does not satisfy the Blaschke condition. This gives an answer to an open question in the literature. It is also proved that is the zero-sequence of a non-trivial solution of where is a Carleson measure if and only if is uniformly separated. As an application an old result, according to which there exists a non-normal function which is uniformly locally univalent, is improved.
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Solutions of complex differential equation having zeros on pre-given sequences
Janne Gröhn
Department of Physics and Mathematics, University of Eastern Finland
P.O. Box 111, FI-80101 Joensuu, Finland
Abstract.
Behavior of solutions of is discussed under the assumption that is analytic in and , where is the unit disc of the complex plane. As a main result it is shown that such differential equation may admit a non-trivial solution whose zero-sequence does not satisfy the Blaschke condition. This gives an answer to an open question in the literature.
It is also proved that is the zero-sequence of a non-trivial solution of where is a Carleson measure if and only if is uniformly separated. As an application an old result, according to which there exists a non-normal function which is uniformly locally univalent, is improved.
Key words and phrases:
Blaschke sequence, linear differential equation, normal function, oscillation of solution, prescribed zeros
2010 Mathematics Subject Classification:
Primary 34C10; Secondary 30D45
The author is supported in part by the Academy of Finland #286877 and the Finnish Academy of Science and Letters (Vilho, Yrjö and Kalle Väisälä Foundation).
1. Introduction
Let be the collection of analytic functions in the unit disc of the complex plane . This research concerns zero-sequences of non-trivial solutions () of
[TABLE]
under the assumption , which means that and . In particular, we are interested in the following question:
- (Q)
Is it true that the zero-sequence of any non-trivial solution of (1) satisfies the Blaschke condition if ?
Question (Q) relates to so-called Blaschke-oscillatory equations, and appears in [12, pp. 61–62]. Note that the characterization [12, Lemma 3] of Blaschke-oscillatory equations does not provide an immediate answer to (Q). Moreover, it is known that all non-trivial solutions of (1) may lie outside the Nevanlinna class , even if [12, pp. 57–58].
We will make repeated use of [15, Theorem 6.1], which connects non-trivial solutions of (1) to a locally univalent meromorphic function in . If then all non-trivial solutions of (1) vanish at most once in by [19, Theorem I], and if then non-trivial solutions may have infinitely many zeros [13]. The condition is equivalent to the fact that zero-sequences of non-trivial solutions of (1) are separated with respect to the pseudo-hyperbolic metric [25, Theorems 3–4], by a constant depending on , and hence zero-sequences almost satisfy the Blaschke condition [3, p. 162]. Many sufficient coefficient conditions implying an affirmative answer to (Q) are known. For coefficient conditions placing all solutions of (1) to the Nevanlinna class, see [11, 21], and for coefficient conditions placing all solutions to some Hardy space, see [8, 10, 21, 24]. For a more direct approach to zero-sequences of solutions of (1), see [9].
2. Results
As the main result, we prove that there is such that (1) admits a non-trivial solution whose zero-sequence does not satisfy the Blaschke condition. This answers (Q) in the negative. Actually, we show that a non-trivial solution may vanish on any pre-given sequence of sufficiently small density.
We also obtain a complete description of zero-sequences of solutions of (1) in the case that satisfies a condition stronger than . In Section 2.2, we consider an application concerning normal meromorphic functions.
2.1. Zero-sequences of solutions
The sequence of points in is said to be uniformly separated if
[TABLE]
while is called separated if there exists a constant such that for any . Unless otherwise stated, separation is understood with respect to the pseudo-hyperbolic metric.
Let be the (open) pseudo-hyperbolic disc of radius , centered at , and let be the counting function for those points in which lie in . The lower and upper uniform densities of are
[TABLE]
respectively. For a comprehensive treatment of these densities, and their connection to interpolation and sampling, see [3, Chapters 6–7] and [28, Chapter 3]. See also the seminal papers [26, 27] by Seip.
Theorem 1**.**
If is a separated sequence for which , then there exists such that (1) admits a non-trivial solution which vanishes at all points on .
Conversely, if and is a non-trivial solution of (1) whose zero-sequence is , then is separated, and contains at most one point if , while otherwise
[TABLE]
Let denote a one-sided estimate up to a constant and write for a two-sided estimate up to constants. In the first part of Theorem 1 we construct a solution of (1) which vanishes on (but has other zeros also). The idea is to find an auxiliary function such that
[TABLE]
for some constant , and for some separated sequence which satisfies . Such function exists in the literature. Then, is a solution of (1) for if belongs to the Bloch space and solves a certain interpolation problem. Note that the additional assumption in Theorem 1 holds for any sequence which is separated by a constant sufficiently close to one [3, Lemma 9, p. 190]. The second part of Theorem 1 follows immediately by combining [3, Lemma 9, p. 190], [19, Theorem I] and [25, Theorem 3]. It implies that at the linear rate as .
The following construction is due to Seip [26, pp. 214–215]. For and , let be the image of under the Cayley transform (conformal map from the upper half-plane onto ). The set satisfies by [27, p. 23]. In particular, there exists which satisfies (3) for and . Now is a separated sequence which behaves (essentially) as badly as possible in terms of the Blaschke condition; recall that the lower uniform density of any separated Blaschke sequence is zero by (2). As a straightforward consequence of Theorem 1, we obtain:
Corollary 2**.**
Let be as above, and let . Then, there exists such that (1) admits a non-trivial solution whose zero-sequence is , and hence does not satisfy the Blaschke condition.
Let . A positive Borel measure on is called a (bounded) -Carleson measure provided that
[TABLE]
where the supremum is taken over all subarcs and denotes the length of (normalized so that ). These measures can be described in conformally invariant terms [1, Lemma 2.1]. In fact, the positive Borel measure is a -Carleson measure if and only if
[TABLE]
For the condition (4) characterizes the classical Carleson measures, which were invented to study interpolation by bounded analytic functions. See [5] for a general reference.
There are two types of measures which play a role in this study. First, let be the Dirac mass at the point . We consider separated sequences for which
[TABLE]
is a -Carleson measure. Such sequences are uniformly separated for any . Second, we consider functions for which
[TABLE]
is a -Carleson measure. Here is the Lebesgue area measure on . We write for short. Such functions satisfy by the subharmonicity of . The effect of the parameter is more evident when second primitives of are considered [23, Theorem 3.2]: (6) is a -Carleson measure if and only if the second primitive of belongs to . The space consists of those for which is a -Carleson measure. For , is the Bloch space while for any . See [1, 4, 20] and the references therein, for more details.
Theorem 3**.**
Let . If is a separated sequence such that (5) is a -Carleson measure, then there exists such that (6) is a -Carleson measure and (1) admits a non-trivial solution whose zero-sequence is .
Theorems 1 and 3 improve [7, Corollary 7], which states that any uniformly separated sequence can appear as the zero-sequence of a non-trivial solution of (1) where , i.e., the second primitive of is in the Bloch space. Theorem 1 shows that we can prescribe zero-sequences of strictly positive uniform density under the same coefficient condition while Theorem 3 implies that any sufficiently separated sequence can be prescribed such that the second primitive of belongs to for fixed . When prescribing infinite zero-sequences to non-trivial solutions of (1), we cannot expect that the coefficient is even close to be bounded. The breaking point lies inside : if and there exists such that for , then all non-trivial solutions of (1) have at most finitely many zeros in [25, Theorem 1].
By Theorem 3, we obtain a complete description of zero-sequences of non-trivial solutions of (1) in the case that is a Carleson measure.
Corollary 4**.**
A sequence is the zero-sequence of a non-trivial solution of (1) where is a Carleson measure if and only if is uniformly separated.
In Corollary 4, all zero-sequences are uniformly separated by [9, Corollary 3]. The converse assertion follows from Theorem 3 by taking . The following observation concerns the case , which means that and . Sequence is the zero-sequence of a non-trivial solution of (1) where if and only if is a finite sequence of distinct points in . The fact that all zero-sequences are finite follows from [25, Theorem 1], while the converse assertion is proved by constructing a non-trivial solution of (1), which has finitely many prescribed zeros [12, Section 10].
Conformally invariant collections of zero-sequences
Let be a space of analytic functions, and let be the collection of sequences for which there exists such that (1) admits a non-trivial solution whose zero-sequence is (precisely) . Some parts of the following result are known in another form, see the proof for references.
Proposition 5**.**
The following statements hold:
- (a)
* is conformally invariant.* 2. (b)
If is separated and , then for some . Conversely, if , then is separated and . 3. (c)
* contains non-Blaschke sequences. However, if and*
[TABLE]
where is the Euclidean distance, then is a Blaschke sequence.
Let be the space which consists of the second derivatives of functions. Consequently, is the collection of zero-sequences of non-trivial solutions of (1) induced by those coefficients for which is a Carleson measure. By Corollary 4, if and only if is uniformly separated. The following observations follow from known properties of uniformly separated sequences:
- (a)
is conformally invariant. 2. (b)
If for some , then . 3. (c)
If , and is separated, then . 4. (d)
If , and is a sequence such that is sufficiently small, then . 5. (e)
contains only Blaschke sequences. However, there are separated Blaschke sequences which are not in .
By subharmonicity , and hence . It is curious that even though there exist functions for which is not a Carleson measure; typical examples of such functions are given in terms of lacunary series. Note that is the collection of finite sequences of distinct points in .
2.2. Normal functions
A function meromorphic in the unit disc is said to be normal if , where is the spherical derivative of . Actually, a meromorphic function is normal if and only if \{w\circ\varphi:\text{\varphi\mathbb{D}}\} is a normal family in (in the sense of Montel). For more details, see [18].
In [16], Lappan gives an answer to a question of Hayman by showing that there exists a non-normal whose Schwarzian derivative
[TABLE]
belongs to . In a subsequent paper [17, Theorem 5] a concrete function having these properties is presented. Recall that, for meromorphic in , if and only if is uniformly locally univalent; see for example [6, Lemma B] and the references therein. As a consequence of the proof of Theorem 3, we obtain:
Corollary 6**.**
For any , there exists a non-normal meromorphic function in such that and is a -Carleson measure.
In Corollary 6, by the subharmonicity of . By construction, the function has prescribed separated poles such that (5) is a -Carleson measure, belongs to the Nevanlinna class of meromorphic functions and emerges as a primitive of where is a solution of (1) for .
3. Proofs of the results
The growth space , for , consists of those for which
[TABLE]
In particular, . Before the proof of Theorem 1, we consider an auxiliary result which resembles the classical Schwarz lemma. See also [3, Lemma 7, p. 209]. The proof of Lemma 7 is presented for convenience of the reader.
Lemma 7**.**
Let where , and let . If for some , then there exists a positive constant such that
[TABLE]
Proof.
Consider the function , and note that . There exists a positive constant such that
[TABLE]
By the maximum modulus principle this inequality holds for all , which implies (8) for . ∎
Proof of Theorem 1.
Let be a separated sequence for which . By [3, Theorem 5, p. 220], there exist a separated sequence and such that (3) holds for . According to [3, Lemma 19, p. 235], we have . Let where is defined later. The function is a solution of (1) with ,
[TABLE]
provided that and satisfies the interpolation property
[TABLE]
In particular, because of (9), has a removable singularity at each zero of . Since by Cauchy’s integral formula, and
[TABLE]
by (3), we deduce
[TABLE]
Since , [27, Theorem 1.2] and (11) imply that there exists such that and the interpolation property (9) holds.
It remains to prove that . Let be a sufficiently small constant such that the pseudo-hyperbolic discs are pairwise disjoint for . On one hand, by (3) and , we obtain
[TABLE]
On the other hand, if for some , then we apply Lemma 7 to (which vanishes at all points by the interpolation property) to deduce that is uniformly bounded also for any . This completes the proof of Theorem 1. ∎
The proof of Theorem 1 produces a non-normal solution of (1) under the restriction . See [6, Theorem 3] for another example. To show that in the proof of Theorem 1 is non-normal, we argue as follows. For any , there exists a subsequence of which converges non-tangentially to . This follows from [3, Corollary, p. 188] as . The Makarov law of the iterated logarithm [22, Theorem 8.10] gives
[TABLE]
for almost every . Fix such that (12) holds, and let be the corresponding subsequence of . By [3, Proposition 1, p. 43],
[TABLE]
where . If and is sufficiently close to one, then
[TABLE]
by (10), (12) and (13). It follows that , and hence is non-normal by [10, Proposition 7].
Proof of Theorem 3.
Let , and let be any separated sequence such that (5) is a -Carleson measure. If is a Blaschke product whose zero-sequence is , then by [4, Theorem 2.2]; the case is of course trivial, since . Now
[TABLE]
by the uniform separation of , and hence
[TABLE]
Define , where and is a solution to the interpolation problem
[TABLE]
By [20, Theorem 1.3], where the condition (b) follows from the fact that (5) is a -Carleson measure, or [2, Theorem 3] if , we may assume that . Then, as in the proof of Theorem 1, it follows that is a non-trivial solution of (1) where and
[TABLE]
Since is an algebra, we have and hence .
It remains to prove that (6) is a -Carleson measure. Let be a sufficiently small constant such that the pseudo-hyperbolic discs are pairwise disjoint for . We proceed to verify (4) for in two parts. Denote . Since is uniformly bounded away from zero on and , we obtain
[TABLE]
Consequently,
[TABLE]
as ; see [23, Theorem 3.2]. Only the term in (14) brings us additional trouble on , and hence it suffices to show that
[TABLE]
is finite. Since for , and for and (with comparison constants independent of ),
[TABLE]
by Lemma 7 and the fact that (5) is a -Carleson measure. This completes the proof of Theorem 3. ∎
We may apply the Corona theorem for the algebra to sharpen a property in [8] (corresponding to the case ). Let . Assume that are linearly independent solutions of (1) such that
[TABLE]
By [20, Theorem 1.1] there exist such that . Differentiate twice and apply (1) to conclude . Hence is a -Carleson measure.
To construct an example where (15) holds, we consider a method from [12, p. 58]. Let , and choose . Define such that , which implies that and . Then, functions are zero-free linearly independent solutions of (1) where . Estimate (15) follows from the fact that both solutions are uniformly bounded away from zero. In this case it is easy to verify that is a -Carleson measure.
Proof of Proposition 5.
(a) Let and let be a conformal automorphism of . We need to prove that . By assumption, there exists such that (1) admits a non-trivial solution whose zero-sequence is . Let be the inverse of . Consequently, is a non-trivial solution of
[TABLE]
see [21, Lemma 1]. Since vanishes precisely on , and by standard estimates, we have .
Note that (b) and the first part of (c) follow from Theorem 1, [25, Theorem 3] and Corollary 2. Hence, it suffices to prove the second part of (c). Suppose that and (7) holds. Consequently, there exists a coefficient such that (1) admits a non-trivial solution whose zero-sequence is . By [21, Example 1], for any sufficiently large . According to (7) and [14, Theorem, p. 146], is a Blaschke set of , and hence is a Blaschke sequence. ∎
Proof of Corollary 6.
Let be a separated sequence having infinitely many points such that (5) is a -Carleson measure, and let be the function in the proof of Theorem 3. In particular, is a non-trivial solution of (1) where and (6) is a -Carleson measure. Here is the Blaschke product corresponding to and .
Let be a solution of (1) which is linearly independent to . We may assume that the Wronskian determinant satisfies . If we define , then is a locally univalent meromorphic function in such that and . Consequently, and is a -Carleson measure. It remains to show that is non-normal. Since is uniformly separated, there exists a constant such that for all , and hence
[TABLE]
We conclude that
[TABLE]
which means that is non-normal. Finally, we point out that belongs to the Nevanlinna class of meromorphic functions by [9, Corollary 3] and [12, Lemma 3]. ∎
Acknowledgements
The author thanks A. Nicolau for helpful conversations, and gratefully acknowledges the hospitality of Departament de Matemàtiques, Universitat Autònoma de Barcelona.
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