This paper investigates the structure of sums of finitely many distinct positive rationals and integers, establishing existence, injectivity, and surjectivity properties of these sum functions within specific families.
Contribution
It introduces new theorems on the existence of disjoint families with prescribed sums, injectivity of sum functions on coprime sets, and conditions for surjective sum mappings.
Findings
01
Existence of infinite disjoint families with constant sum ratios.
02
Injectivity of sum functions on pairwise coprime sets.
03
Conditions under which sum functions are surjective or have unique preimages.
Abstract
E denotes the family of all finite nonempty S⊆N:={1,2,…}, and E(X):=E∩{S:S⊆X} when X⊆N. Similarly, F denotes the family of all finite nonempty T⊆Q+, and F(Y):=F∩{T:T⊆Y} where Q+ is the set of all positive rationals and Y⊆Q+. This paper treats the functions σ:E→Q+ given by σ:S↦σS:=∑{1/x:x∈S}, the function δ:E→N defined by σS=νS/δS where the integers νS and δS are coprime, and the more general function Σ:F→Q+ where ΣT denotes the sum of the elements in T for T∈F. Theorem 1.1. For each r∈Q+, there exists an…
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsPolynomial and algebraic computation
Full text
Sums of finitely many distinct rationals
David [email protected] State University of New York New Paltz, NY 12561
Donald [email protected] State University of New York New Paltz, NY 12561
E denotes the family of all finite nonempty S⊆N:={1,2,…}, and E(X):=E∩{S:S⊆X} when X⊆N.
Similarly, F denotes the family of all finite nonempty T⊆Q+, and F(Y):=F∩{T:T⊆Y} where Q+ is the set of all positive
rationals and Y⊆Q+.
This paper treats the functions σ:E→Q+ given by σ:S↦σS:=∑{1/x:x∈S}, the function δ:E→N
defined by σS=νS/δS where the integers νS and δS are coprime, and the more general function Σ:F→Q+ where ΣT
denotes the sum of the elements in T for T∈F.
Theorem 1.1. For each r∈Q+, there exists an infinite pairwise disjoint subfamily Hr⊆E such that r=σS for all S∈Hr.
Theorem 1.2. Let X be a pairwise coprime set of positive integers. Then \sigma\mbox{\mid\grave{}}{\cal E}(X) and \delta\mbox{\mid\grave{}}{\cal E}(X) are injective. Also, σC∈N
for C∈E(X) only if C={1}.
Theorem 6.5. There is a set X of positive rational numbers for which Σ:F(X)→Q+ is a surjection, but for which 1∈X and
the only S∈F(X) with ΣS=1 is S={1}.
Remembering Jacqueline Bare Grace 1942-2016
1 Introduction
The first portion of this paper deals with the reciprocals444These positive rational numbers have long been known also as “Egyptian fractions”. of the positive integers, and the shorter
concluding portion deals analogously with the more general positive rationals.
E denotes the family of all nonempty finite subsets S⊆N:={1,2,3,…}, F denotes the family of all finite nonempty T⊆Q, and I denotes its subfamily of finite intervals
[m,n]:={m,m+1,…,n−1,n} of consecutive integers. The set of positive rational numbers is written Q+. The first portion of our paper is devoted principally to the function
σ:E→Q+ defined by
[TABLE]
For r∈Q+, the expression Er denotes the family of all finite S⊆N for which r=σS.
Theorem 1.1**.**
For each r∈Q+, there exists an infinite pairwise disjoint subfamily Hr⊆Er.
The function σ induces two other functions, ν:E→N and δ:E→N, via the fact that for each S∈E there is a
unique coprime pair ⟨νS,δS⟩ of positive integers for which σS=νS/δS. We discuss both δ and σ.
When X⊆N then E(X):=E∩{S:S⊆X}. Thus, e.g., E(N)=E.
Theorem 1.2**.**
Let X be a pairwise coprime subset of N. Then \sigma\mbox{\mid\grave{}}{\cal E}(X) and \delta\mbox{\mid\grave{}}{\cal E}(X) are injections. Also,
σC∈N for C∈E(X) only if C={1}.
Our work grew from our interest in the set σ[I] of “harmonic rationals”, by which people mean the numbers that occur as sums of finite segments of the harmonic series
[TABLE]
It is well known and easy to see that σ[I] is dense in R+, but
σ[I]=Q+ is true as well. Indeed, L. Theisinger [11] proved in 1915 that σ[1,n]∈N only if n=1, and in 1918
J. Kürschák [7] proved that σ[m,n]∈N only if m=n=1. The latter fact is recalled, for instance, as Exercise 3 on Page 7 of [1].
Other natural subfamilies of S∈E for which σS∈N were noted later. P. Erdös [4], also Page 157 of [6], extended the
Theisinger-Kürschák theorem to the finite segments of an arithmetic series:
If d≥1, and if either m>1 or k>1, then j=0∑k−1m+dj1∈N.
Erdös’ result was carried further by H. Belbachir and A. Khelladi [2]:
For {a0,a1,…,ak−1}⊆N, if d≥1, and if either m>1 or k>1, then j=0∑k−1(m+dj)aj1∈N.
According to Erdös [4], looking beyond sums of distinct reciprocals R. Obláth showed that
i=m∑niai∈N if i is coprime to ai for each i∈[m,n], where [m,n]={1}.
We note that this sum of Obláth fails to be an integer provided only that his ai are odd whenever i is even.
Every Theisinger-Kürschák sort of result we mentioned specifies a case where σS∈N. Eventually we branched off into a side topic, which led to our rediscovering a result
published [5] in 1946:
Theorem (Erdös-Niven) The function \sigma\mbox{\mid\grave{}}{\cal I} is injective.
Our reinvention of this Erdös-Niven wheel resulted in machinery that provoked us to consider an analogous surjectivity question; to wit:
Is the range of σ equal to Q+?
We prove Theorem 1.1 in §2 and Theorem 1.2 in §3. In §4 we look again at a serendipitous gift. In §5 we initiate a study of the function Σ:F→Q+
where ΣT denotes the sum of the q∈T for T∈F.
2 Surjectivity
The following equality holds for all complex numbers z∈/{−1,0}. Its utility earns it the name, Vital Identity:
[TABLE]
The Vital Identity serves as our main tool for proving Theorem 1.1, by giving us that σ{n}=σ{n+1,n(n+1)} for all n∈N. This fact can be usefully
restated as σ{n}=σ{⋄n,⋆n}, where ⋄:N→N and ⋆:N→N are the strictly increasing functions
defined by ⋄:n↦n+1 and by ⋆:n↦n(n+1).
Each word w in the alphabet {⋄,⋆} expresses a string of function compositions engendering a strictly increasing function w:N→N. Context will tell us when the word w is to be treated as an injection.
An easy induction on k≥1 shows that the integer ⋆kn has at least k+1 distinct prime factors if n≥2. This seems less surprising when one contemplates that ⋆kn>n2k.
Defining Er:={S:S∈E∧σS=r}, nobody will doubt that the family E/σ:={Er:r∈Q+} is an infinite partition of the set E. So, our
only substantive task here is to show, for r∈Q+, that there is an infinite pairwise disjoint subfamily Hr⊆Er, whence the family Er itself is infinite.
There are infinitely many pairs ⟨a,b⟩∈N2 for which r=a/b. For the sake of convenience, we will choose and fix b; we pick this b≥2 in order to avoid unessential issues due
to the fact that ⋄1=⋆1. We then begin by constructing an infinite pairwise disjoint subfamily G1/b⊆E for which 1/b=σS whenever S∈G1/b.
The expression W denotes the set of all finite words w in the letters ⋄ and ⋆.555Many
semigroup theorists would write W as {⋄,⋆}∗. It is the free monoid on the
letters ⋄ and ⋆. The length of the word w is written ∣w∣.
When the word w is interpreted as a function on N, we show this with parentheses, writing w(n). As a function, the empty word of length zero is the identity function on N.
For k≥0 we define Wk to be the set of all w∈W with ∣w∣=k, and Wk(n) denotes the multiset of all integers of the form w(n) for n∈N and w∈Wk. Similarly, W(n) denotes
the multiset of all w(n) for n∈N and w∈W.
We will need to deal with the fact that w(n)=v(n) can happen for some n∈N while w and v are distinct elements of W.
For example, when w:=⋄⋆2⋄3 then w(n)=⋄⋆2⋄3n=⋄⋆2(n+3)=⋄⋆((n+3)(n+4))=⋄((n+3)(n+4)((n+3)(n+4)+1))=(n+3)(n+4)((n+3)(n+4)+1)+1. Thus w(1)=421. Incidentally, ∣w∣=∣⋄⋆2⋄3∣=6.
So w∈W6 and
421∈W6(1).
Also, although ⋄4 and ⋆ are distinct as words, ⋄4(2)=6=⋆(2). However, notice that ∣⋄4∣=4=1=∣⋆∣.
It is useful to write each word w∈W in the format w=⋄jr⋆⋄jr−1⋆⋯⋄j1⋆⋄j0 where ji≥0, since the roles played
by the basic components ⋄ and ⋆ in our story will differ. Of course then ∣w∣=r+∑i=0rji.
Bearing in mind that b≥2, the following lemma is obvious.
Lemma 2.1**.**
Let b≤m<⋆m≤n<⋆(m+1). Then w(b)=n if and only if either w=⋄n−b or there is an integer k∈[b,m]:={b,b+1,…m} and a possibly empty word u
such that u(b)=k and such that w=⋄n−⋆k⋆u.
Lemma 2.2**.**
Let n>b>1. Then ⋄n−bb=n. But if ⋄n−b=w while w(b)=n then ∣w∣<n−b.
Proof.
Obviously ⋄n−bb=n and ∣⋄n−b∣=n−b. It is also clear that if ⋆ is a letter in the word w then fewer than n−b compositional steps are needed to reach n, since ⋆(m)>m+1 for all m≥2. Thus ∣w∣<n−b. ∎
Lemma 2.3**.**
Let b≤k<k′≤m<⋆(m)≤n<⋆(m+1). Let w(b)=n=w′(b) where w=⋄n−⋆(k)⋆u with u(b)=k, and where
w′=⋄n−⋆(k′)⋆u′ with u′(b)=k′. Then ∣w∣>∣w′∣.
Proof.
Since ∣w∣=n−⋆(k)+1+∣u∣ and ∣w′∣=n−⋆(k′)+1+∣u′∣, it suffices to prove −⋆(k)+∣u∣>−⋆(k′)+∣u′∣; i.e., that ⋆(k′)−⋆(k)>∣u′∣−∣u∣.
But k≤k′−1, and k′−b is by Lemma 2.2 the length of the longest word v for which v(b)=k′. So ⋆(k′)−⋆(k)=k′(k′+1)−k(k+1)≥k′(k′+1)−(k′−1)k′=2k′>k′−b≥∣u′∣>∣u′∣−∣u∣.
∎
Theorem 2.4**.**
Let w(b)=n=w′(b) with w=w′. Then ∣w∣=∣w′∣.
Proof.
We will argue by induction on n≥b. For n=b the theorem is obvious. So pick n>b. Suppose for every s∈[b,n−1] that, if v=v′ are words with v(b)=s=v′(b), then
∣v∣=∣v′∣. By Lemma 2.1 we can write w=⋄n−⋆(k)⋆u and w′=⋄n−⋆(k′)⋆u′ where u(b)=k and u′(b)=k′. Without loss of generality
b≤k≤k′<n.
Case:k=k′. Then ∣w′∣−∣w∣=∣u′∣−∣u∣. By the inductive hypothesis, ∣u′∣=∣u∣ if and only if u′=u. But u′=u if and only if w′=w in the present Case. So w′=w
if and only if ∣w′∣=∣w∣ in this Case.
Case:k<k′. Then ∣w∣>∣w′∣ by Lemma 2.3. So in this Case too, if w′=w then ∣w′∣=∣w∣. ∎
Corollary 2.5**.**
For every integer k≥0, the multiset Wk(b) is a simple set. So ∣Wk(b)∣=∣Wk∣=2k.
Lemma 2.6**.**
If k is a nonnegative integer then σ(Wk(b))=1/b.
Proof.
We induce on k≥0. Basis Step:σ(W0(b))=σ{b}=1/b. Inductive Step: Pick k≥0, and suppose that σ(Wk(b))=1/b. The family S:={{⋄v(b),⋆v(b)}:v∈Wk(b)}
is pairwise disjoint by Corollary 2.5, and ⋃S=Wk+1(b). But the Vital Identity implies that σ{⋄vb,⋆vb}=σ{vb}
for every v∈W. Hence σ(Wk+1(b))=σ(Wk(b))=1/b. ∎
Corollary 2.7**.**
Let b≥2. Then there exists an infinite pairwise disjoint family G1/b⊆E such that σS=1/b for every S∈G1/b.
Proof.
Let k1:=0. Pick j≥0, and suppose for each integer i∈[0,j] that the integer ki has been chosen so that k1<k2<⋯<kj and such that the family
{Wk1(b),Wk2(b),…,Wkj(b)}⊆E is pairwise disjoint. Notice for each integer t≥2 that ⋄t(b)=minWt(b)<maxWt(b)=⋆t(b).
So Wt(b)∩⋃{Wki(b):i∈[1,j]}=∅ if t>⋆kj(b). We therefore can define kj+1:=1+⋆kj(b) with the assurance that then the family
{Wki(b):i∈[1,j+1]}⊆E is pairwise disjoint. Let G1/b:={Wki(b):i∈N}. The corollary follows by Corollary 2.5 and
Lemma 2.6. ∎
It is now easy to finish establishing Theorem 1.1:
Proof.
We diminish clutter by writing Bi:=Wki(b) for the Wki(b) in our proof of Corollary 2.7, and letting G1/b:={B1,B2,…} be as
promised by Corollary 2.7. Recalling that r=a/b and that σBi=1/b for every i, we partition the set G1/b into a family of a-membered subsets; e.g.,
this family
could be {C1,C2,…} where C1:={B1,B2,…,Ba},C2:={Ba+1,Ba+2…,B2a},C3:={B2a+1,B2a+2,…,B3a},… Let
Dk:=⋃Ck for each k∈N, and define an infinite pairwise disjoint subfamily Ha/b:={D1,D2,…}⊆E. Since obviously σDi=a/b=r for every
i∈N, Theorem 1.1 is established. ∎
Reviewing the argument above, we notice that there are infinitely many ways to partition the set G1/b into a family of a-membered subsets, and thus to obtain alternative families of
a-membered sets whose unions comprise the membership of other candidates to the title Ha/b besides the family to which we have given that name. That is to say, the
Vital Identity confers on us an ability to produce infinitely many subfamilies of E, any one of which could legitimately be called Ha/b. Of course all of these candidates
are subfamilies of Er:={S:r=σS}∩E — given, as we are, that r=a/b. Moreover, there are further encumberances to a specification of every possible Er.
We now glance at a few of them.
First, other
algorithms may yield members of Er which the Vital Identity cannot provide. One example is the greedy algorithm that keeps subtracting the largest possible element of {1/n:n∈N} from r until nothing remains.
Second, all of the families Ea/b remarked in the preceding paragraph utilized only the expression of the rational r as its fractional form, a/b for a specific pair ⟨a,b⟩
with b≥2. But r=a′/b′ for infinitely many ⟨a′,b′⟩∈N×N. Each of these ⟨a′,b′⟩ provides additional families of finite sets
S⊆N for which r=σS.
Third, there are other procedures, besides the one elaborated in the propositions proved above, whereby for s∈Q+ the Vital Identity uncovers infinite subfamilies of Es. One such
of these alternative procedures involves the generation – from an arbitrary “seed” A1∈E – of an infinite sequence ⟨Ai⟩i=1∞ of
sets whose terms we take pains to
make simple. Indeed, we arrange for ⟨Ai⟩i=1∞ to be a sequence in Eσ(A1).
It is our guess that each such sequence has an infinite subsequence, the family of whose terms is pairwise disjoint. If our guess gets verified, then a duplication of the final portion of our proof above of
Theorem 1.1 will provide another route to that theorem, via a different class of pairwise disjoint subfamilies of Es.
Anyway, these sequences of sets are sufficiently interesting to justify our briefly laying the groundwork for their future study. Moreover, they do give us new infinite subfamilies of Es.
Call an integer rireplaceable forAi iff ri is the least element x∈Ai such that {⋄x,⋆x}∩Ai=∅. Plainly each Ai contains exactly one replaceable element.
The recursion that generates ⟨Ai⟩i=1∞ is given by Ai+1:=(Ai∖{ri})∪{⋄ri,⋆ri}. Of course ∣Ai+1∣=∣Ai∣+1. By the Vital Identity,
σAi=σA1 for all i∈N. We refer to ⟨Ai⟩i=1∞ as the σ-sequence from seed A1. It is obvious that each such sequence is infinite.
Example**.**
To identify the replaceable element ri for Ai:={3,4,5,10,12,30} we work upward from minAi. We see that ri=3 because {⋄3,⋆3}={4,12}⊆Ai, and ri=4 because ⋄4=5∈Ai, and ri=5 because ⋆5=30∈Ai. So ri=10, since {⋄10,⋆10}={11,110} while {11,110}∩Ai=∅.
The fact that {⋄12,⋆12}={13,156} while {13,156}∩Ai=∅ nominates 12 as a candidate for ri; but 12 loses the election to 10 since 10<12. Candidate 30 gets even fewer
votes than 12 got. So Ai+1={3,4,5,11,12,30,110}.
If ri=minAi, and if ri is replaceable, then we say that ri is doomed in Ai. Since our sequence-generating recursion never introduces into Ai+1 an integer smaller than minAi, the
sequence ⟨minAi⟩i=1∞ is nondecreasing. If d is doomed in Ai then d=minAi<minAi+1, and d∈/Aj for all j>i. If minAi is not doomed in Ai then surely
minAi+1=minAi. Clearly, our guess above is equivalent to our surmise that limi→∞minAi=∞.
En route to our guess that every σ-sequence ⟨Aj⟩j=1∞ has an infinite pairwise disjoint subsequence ⟨Aji⟩i=1∞, we experimented with the recursion
operating from several different seed sets. We report on the nondefinitive results we got with the seed A1:={2}. The first six terms of this sequence are: Aj1=A1={2};Aj2=A2={3,6};A3={4,6,12};A4={5,6,12,20};Aj3=A5={5,7,12,20,42};A6={6,7,12,20,30,42}. In order to reach a secure Aj4 we must have that
minAj4>max(Aj1∪Aj2∪Aj3)=max{2,3,5,6,7,12,20,42}. Since the first term of ⟨Aj⟩ with minAj=7 is A27, we expect hours of
pen work before Aj4 is reached. A kid with a computer would help. But, even Hal may drag its electronic feet before giving us, say… Aj106.
How fast does the integer sequence ⟨ji⟩=⟨1,2,5,…⟩ increase? We believe the sequence is infinite. Is it?
Problem. Considered in these three lights, an exhaustive treatment of the full family Er remains at issue. One would like to recognize all of the S∈E
for which it must happen that r=σS. We do not have this information even in the restricted case that r∈N. Indeed, it would be germane to know this for r=1.
Conjecture. When r=a/b∈Q+ with a and b≥1 coprime, and when c∈N, then there is a partition U⟨r,c⟩⊆E
of N∩[cb,∞) such that σS=r for every S∈U⟨r,c⟩. This would strengthen Theorem 1.1.
3 Injectivity revisited
Lower case Greek letters always denote functions of a set variable, except where those symbols may be highjacked to designate numerical values assumed by such functions. For instance, the numbers
σX and σX′ may sometimes be abbreviated to σ and σ′, respectively, when context obviates ambiguity.
Recall that the function σ:E→Q+ induces two other functions, ν:E→N and δ:E→N, via the fact that
σX=νX/δX for a unique coprime pair νX and δX of positive integers.
The least common multiple μX of the integers in X is useful for our project, since μX/x is an integer for each x∈X, and so σX⋅μX is an integer. Thus the equality
σ=σμ/μ provides an easy presentation of σX as a fraction of integers. Of course the lowest terms reduction of the fraction σμ/μ is ν/δ.
We write m∣n to state that m divides n. For {m,n}⊆N and v≥0, the expression mv∥n is read “mvexactly dividesn”, and means that both
mv∣n and mv+1∣n.
We evoke two classic results, both of which are proved in [4]. The first was conjectured by J. Bertrand but established by P. Chebyshev. The second, due to
J. J. Sylvester [10], extends the first.
The following fact is known either as Bertrand’s Postulate or as Chebyshev’s Theorem.
Theorem 3.1**.**
(Chebyshev)* If n≥2 then there is a prime p such that n<p<2n.*
We also have the following.
Theorem 3.2**.**
(Sylvester)*
If k and n are natural numbers with k<n, then there is a prime p greater than k that divides the product
n(n+1)(n+2)…(n+k−1).*
These theorems give us the following corollary.
Corollary 3.3**.**
Let 1≤m<n be integers. Then there exists a power pv≥2 of a prime p such that pv∥μ[m,n] but also such that pv divides one and only one element x∈[m,n]. Moreover, pv∥x.
Proof.
Let m<n as above.
Assume n≥2m. We let k be the largest even number with k≤n and have k≥m. Then Theorem 3.1 gives us a prime p with m≤k<p<2k≤n, and we take v=1, so pv∣μ[m,n]. We have k+1≤p, so 2p≥2k+2>n, showing that there is only one x∈[m,n] with pv∣x.
If n<2m, we take k=n−m and use Theorem 3.2 to get a prime p>k that divides (m+1)(m+2)…(m+k)=(m+1)(m+2)…n. We again take v=1, and have pv∣μ[m,n]. Since p>k, pv is the only x∈[m,n] with pv∣x. ∎
This corollary has legs:
Definition 3.4**.**
For X∈E, when v∈N and p is a prime integer, we call pv a sylvester power for X iff pv∥μX while pv∣x for exactly one
x∈X. The expression S(X) denotes the set of all sylvester powers for X.
If pv∥μX while pv>maxX−minX, then surely pv∈S(X). We proceed to set the stage.
Example**.**
[1000,1004]={1000,1001,1002,1003,1004}={23⋅53,7⋅11⋅13,2⋅3⋅167,17⋅59,22⋅251}.
Thus, the set of sylvester powers for this interval is S[1000,1004]={23,53,7,11,13,17,59,167,251}. The sylvester powers for an interval can be numerous.
If 1<m<n then ∣S[m,n]∣≥2, and indeed 2v∈S[m,n] for some v∈N. The latter fact comes from
Lemma 3.5**.**
Let 1≤m<n be integers. Then there exists 2v∈S([m,n]). Moreover, 2v+1>∣[m,n]∣.
Proof.
Surely 2v∥μ[m,n] for some v≥1. So 2v∥x for some x∈[m,n], and x=2va for an odd integer a. But 2va+2v=2v(a+1) is the smallest multiple of 2v greater than x. So 2v+1∣x+2v since a+1 is even. Hence x+2v>n, since otherwise 2v+1∣μ[m,n] contrary to 2v∥μ[m,n]. Similarly, x−2v<m since 2v+1∣(x−2v). Thus 2v∈S([m,n]), and 2v+1=x+2v−(x−2v)≥n−m+2>n−m+1=∣[m,n]∣. So 2v+1>∣[m,n]∣. ∎
Lemma 3.6**.**
Let X∈E, let p be prime, let v∈N, and let pv∈S(X). Then pv∥δX.
Proof.
Recall that σX=σX⋅μX/μX=νX/δX where νX and δX are coprime. Since pv is sylvester for X, there is a unique multiple x of pv in X.
Then p∣(μX/z) for all z∈X∖{x}, but μX/x is coprime to p. Therefore σX⋅μX=∑{μX/t:t∈X} is coprime to p. So νX is coprime to p. The lemma
follows. ∎
Theorem 3.7**.**
For {X,Y}⊆E and v∈N, let pv∈S(X)∖S(Y) with pv>maxY−minY.
Then δX=δY, and so σX=σY.
Proof.
There exists u≥0 with pu∥μY. If u=v then the size of pv implies that pv∈S(Y), contrary to hypothesis. So u=v. If u>v then pu∈S(Y). But
pv∈S(X) by hypothesis. So δX=δY by Lemma 3.6.
Now let u<v. Then ¬(pv∥δY), since pu∥μY implies that pt∥δY only if t≤u. Again δX=δY. ∎
Lemmas 3.5 and 3.6 immediately establish the classic and already cited following result.
Theorem 3.8**.**
(Theisinger-Kürschák)* If σ[m,n] is an integer then m=n=1.*
The notion of a sylvester power suggests a way of strengthening the Erdös-Niven theorem. The number of quadruples m<n<m′<n′ for which S[m,n]=S[m′,n′] seems to be finite.
The only such quadruples of which we are aware are the two giving us S[4,7]={22,3,5,7}=S[20,21] and S[5,7]={2,3,5,7}=S[14,15]. A consequence would be that
almost always δ[m,n]=δ[m′,n′] when 1<m<n<m′<n′.
We hope that a modification of a proof of Sylvester’s Theorem could establish our
Conjecture. If 1<m<n<m′<n′ and if n−m≤n′−m′ then S[m,n]=S[m′,n′].
For each divergent subseries 1/x:=∑i=1∞1/xi of the harmonic series, if I(x) is the family of finite segments of x:=⟨xi⟩i=1∞, then
{σX:X∈I(x)} is dense in R+. For which such x is \sigma\mbox{\mid\grave{}}{\cal I}({\mathbf{x}}) injective?
The prime reciprocals series 1/p:=1/2+1/3+1/5+1/7+⋯ diverges. Let P:={p1<p2<p3<⋯} be the set of all primes. Are \sigma\mbox{\mid\grave{}}{\cal E}({\mathbb{P}}) and
\delta\mbox{\mid\grave{}}{\cal E}({\mathbb{P}}) injective? In general, if 1/d:=∑i=1∞1/di is a divergent subseries of the harmonic series, with D:={di:i∈N} pairwise coprime,
then must \delta\mbox{\mid\grave{}}{\cal E}(D) and \sigma\mbox{\mid\grave{}}{\cal E}(D) be injective? Our Theorem 1.2 answers such questions affirmatively. So we now prove Theorem 1.2.
Proof.
Let A and B be distinct nonempty finite subsets of the pairwise coprime set X⊆N. Then without loss of generality there exist a∈A∖B and a prime p which
divides a but which is coprime to every y∈(A∪B)∖{a}. Then p∣δA but ¬(p∣δB). Therefore δA=δB, and so σA=σB. As for the theorem’s
final claim, if C is a finite nonempty subset of X then σC∈N⇔δC=1⇔C={1}⇔σC=1. ∎
The function \nu\mbox{\mid\grave{}}{\cal E}(X) is not injective: ν{n}=1,ν{3,13}=16=ν{5,11},ν{5,13}=18=ν{7,11},…
It is reasonable to ask what we can say about ν[E(X)] in terms of X. For example, for what nonsingleton sets C=D in E(X), does νC=νD hold?
Like the functions ⋆k, at which we shall glance in the next section, the function ν is potentially useful as a hunter of prime integers. For, if q1,…,qk are any k distinct primes, and if
e1,…,ek is any k-length sequence of positive integers then ν{q1e1,q2e2,…,qkek} is coprime to each of these qi.
4 Stars
Let ⋆∙b denote the sequence ⟨⋆j(b)⟩j=1∞ of iterations of the function ⋆:x↦x(x+1) applied to a starting element b∈N, and let Pb be the set of all primes which divide some term in the sequence ⋆∙b. Since ⋆j−1(b)∣⋆j(b) for all j∈N, and since x is coprime to (⋆(x))/x>1 whenever x≥2, we see that for each j≥1 the integer ⋆j(b) is divisible by some prime that is coprime to ⋆i(b) for every i∈[0,j−1]. So the set Pb is infinite. It is easy also to see that, if pv∥⋆tb for some t≥0, then pv+1 divides no term of ⋆∙(b).
In contrast to the limitations on ⋆∙b in the subsequent discussion, it is clear that for every finite set S:={p1e(1),p2e(2),…,pne(n)} of powers of distinct primes, there is a star sequence ⋆∙b such that pie(i)∥⋆j(b) for every i∈[1,n] and for every term ⋆j(b) of the sequence ⋆∙b. Simply take b to be the product of those prime powers.
Theorem 4.1**.**
Let p∈Pb, let i:=i(b,p)≥0 be the least integer with p∣⋆ib, and hence with pn∥⋆ib for some n:=n(b,p)≥1.
Then pn∥⋆jb for every j>i.
Proof.
Let pn∥⋆jb. Since ⋆j+1b:=⋆jb(⋆jb+1) and ⋆jb is coprime to ⋆jb+1, we see that pn∥⋆j+1b.
∎
It is natural to ask: For which b∈N, if any, does it happen that Pb=P, where P is the set of all primes?
Let p∈P. A term ⋆j(b) of sequence ⋆∙b is a multiple of p if and only if ⋆j(b)≡p0; i.e., iff ⋆j(b)≡0(modp). So we will work in the field Zp, and let
b∈Zp. In this context, p∈Pb if and only if the sequence ⋆∙b in Zp contains a term equal to [math].
Examples: In Z3 we have that ⋆(0)=0,⋆(1)=2,⋆(2)=0, and so ⋆2(b)=0 for every b. Thus 2∈Pb for all b. On the other hand, in Z5, we have that ⋆(0)=0,⋆(1)=2,⋆(2)=1,⋆(3)=2,⋆(4)=0. So ⋆j{1,2,3}⊆{1,2,3} for every j≥0. Hence 5∈Pb if and only if either b≡50 or b≡54.
In fact, infinitely many primes p act like 5 in the second example above, in that p∈Pb if and only if either b≡p0 or b≡p−1 for p. Working in Zp, p>2, we have that ⋆x:=x(x+1)=0 if and only if either x=0 or x=−1. But ⋆(x)=−1 can happen only for x∈Zp∖{0,−1}. That ⋆(x)=−1 for some such x is equivalent to the existence of a solution x∈Zp∖{0,−1} of the quadratic equation x2+x+1=0; that is, {(−1−−3)/2,(−1+−3)/2}∩(Zp∖{0,−1})=∅. Thus there exists a solution x if and only if −3 is a quadratic residue modulo p.
Applying the Law of Quadratic Reciprocity, we see that
[TABLE]
So we can infer for p=3 the following: −3 is a quadratic residue modulo p⇔p is a quadratic residue modulo 3⇔p≡31. So {b:p∈Pb}={b:b≡p0∨b≡p−1}⇔p≡32, for p≥5. These ideas lead to
Theorem 4.2**.**
There is no b∈N for which Pb=P.
Proof.
Let b be given. By Dirichlet’s Theorem, there are infinitely many primes congruent to 2 modulo 3. Let p>b+1 be such a prime. Then ¬(b≡p0) and ¬(b≡p−1). So, p∈Pb by the discussion above. ∎
5 Is σ:E(X)→Q+ bijective for some X?
By Theorem 1.1 we have that, for every r∈Q+, there are infinitely many S∈E such that σS=r. We call this phenomenon hypersurjectivity.
Definition 5.1**.**
The function f:A→B is hypersurjective iff for all b∈B the set of preimages of b is infinite.
Using this definition, we have that σ:E→Q+ is hypersurjective. This fact leads to the titular question of the present Section. The strongly negative answer
below, provided by Péter P. Pálfy, expanded our inquiry.
Henceforth F denotes the family of all finite nonempty subsets of Q+, and F(X):={S:S∈F∧S⊆X} when X⊆Q+. Notice
that {{1/j:j∈S} for S∈E}⊂F. We define the function Σ:F→Q+ by
[TABLE]
Theorem 5.2**.**
(Pálfy)* There exists no X⊆Q+ for which Σ:F(X)→Q+ is bijective onto Q+.*
Proof.
Arguing by contradiction, we assume Σ:F(X)→Q+ is a bijection for a particular X⊆Q+.
Lemma**.**
If {a,b}⊆X with a<b, then 2a≤b.
Proof.
Assume that a<b<2a. Then 0<b−a<a. So, since \Sigma\mbox{\mid\grave{}}{\cal F}(X) is surjective onto Q+, there exists Y∈F(X) such that ΣY=b−a. Note
that a∈Y since b−a<a. So Y1:=Y∪{a}∈F(X), and ΣY1=(b−a)+a=b=Σ{b}. But Y1={b}∈F(X), violating the assumption that
\Sigma\mbox{\mid\grave{}}{\cal F}(X) is injective. ∎
To continue our proof of Theorem 5.2, we now fix any a∈X. The lemma implies that we can list all of the elements in X in an order-preserving way
[TABLE]
and observe that x−n≤a/2n and xn≥2na for every n∈N. Thus we have that the possibly infinite sum
[TABLE]
If the strict inequality x−n<a/2n holds for some n∈N then
a+∑j=1∞x−j<2a≤x1. That is, then there can be no set V∈F(X) for which ΣV is an element in the nonempty open interval
(a+∑j=1∞x−j,2a). Hence, by the surjectivity of \Sigma\mbox{\mid\grave{}}{\cal E}(X), we see that x−n=a/2n for every n∈N. But a∈X was chosen arbitrarily.
Thus we have also that xn=2na for all n∈N. That is to say, X⊆{2ia:i∈Z}. Of course this entails that there is no q∈Q+, the odd portion of
whose denominator is coprime to the denominator of a, but such that q is an element in the range of \Sigma\mbox{\mid\grave{}}{\cal F}(X). ∎
Pálfy’s theorem motivates a more general question:
Question 5.3**.**
If a set X of positive rationals is such that \Sigma\mbox{\mid\grave{}}{\cal F}(X) is a surjection onto Q+, then must \Sigma\mbox{\mid\grave{}}{\cal F}(X) be hypersurjective?
Attempts to argue by contradiction in order to provide an affirmative answer to this question resulted in several propositions. The hypothesis for all of these propositions is that \Sigma\mbox{\mid\grave{}}{\cal F}(X) is a surjective mapping onto Q+.
Definition 5.4**.**
We call g∈X⊆Q+primitive forX iff {g} is the only finite S⊆X with ΣS=g.
Slightly abusing language, we call the set X⊆Q+ itself surjective when the function Σ:F(X)→Q+ is a surjection, and we likewise call X
hypersurjective when the function \Sigma\mbox{\mid\grave{}}{\cal F}(X) is hypersurjective onto Q+.
Proposition 5.5**.**
A surjective X⊆Q+ has a primitive element if and only if X is not hypersurjective.
Proof.
Suppose X is surjective but not hypersurjective. For some q∈Q+, the family Σ−q:={A:A∈F(X)∧ΣA=q}=∅ is finite. The union,
⋃Σ−q⊂Q+ of the pre-images of q under Σ, is finite as well; hence ⋃Σ−q contains a minimum x. Choose S∈Σ−q with
x∈S.
Suppose that Y∈Σ−x is not {x}. Now, x∈Y and Y∩S=∅, since every element in S∖{x} is larger than x>maxY.
Let Z:=Y∪(S∖{x}). Then ΣZ=q. This implies the absurdity, Z∈Σ−q. But minZ<x=min⋃Σ−q. So there is no such Y, and thus
Σ−x={{x}}. Hence x is primitive for X. The converse is immediate.∎
Proposition 5.6**.**
Let z1<z2<⋯<zn<x where the zi are elements in a surjective X⊆Q+, and where x is primitive for X. Then
∑i=1nzi<x.
Proof.
Since x is primitive for X, we have ∑i=1nzi=x. So pretend that ∑i=1nzi>x. Then, for some m,
[TABLE]
Since X is surjective, we can
choose S∈F(X) for which ΣS=y. If s∈S then s≤y, and hence s<zi for every i∈{m,…,n}. Therefore S∩{zm,…,zn}=∅. It follows that
Σ(S∪{zm,…,zn})=ΣS+∑i=mnzi=y+∑i=mnzi=x contrary to the hypothesis that x is primitive for X. ∎
Terminology. When x is primitive for a surjective X, we write x< to designate the set X∩(0,x).
The following assertion treats the sum of the infinite subset x<⊆Q+.
Proposition 5.7**.**
Let x be primitive for the subjective set X⊆Q+. Then x∈x<∑x=x.
Proof.
Since x<:={x1,x2,…} is denumerable, x∈x<∑x=i=1∑∞xi. If either i=1∑∞xi>x
or i=1∑∞xi=∞, then i=1∑nxi>x for some partial sum – violating Lemma 5.6. Hence, i=1∑∞xi=y for
some y≤x. But, if y<x then the interval (y,x) contains elements t with Σ−t=∅, contrary to the hypothesis that X is surjective. ∎
Observe that if X is surjective then [math] is an accumulation point of X. Furthermore, if X denotes the set of all primitive elements in X, then [math] is the only accumulation point of X only if X contains no
minimum element, and otherwise X has no accumulation points.
Our efforts to prove that every surjective X is hypersurjective were stymied by an impediment appearing in sundry guises. One of those guises is this: Given q∈Q+ and
{A,B}⊆F(X) with ΣA=ΣB=q, is there a relevant procedure for replacing those two sets with a pairwise disjoint family D(A,B)⊆F(X) for which
ΣC=ΣA for every C∈D(A,B)? The answer is provided in §6.
The function Σ induces two functions, ν∗:F→N and δ∗:F→N, which are defined by
[TABLE]
Question 5.8**.**
What can be said about subfamilies A⊆F which are not of the form F(X) for some X⊆Q+?
Example**.**
Let X be the family of all nonempty finite sets S of reduced fractions of the form n/pi, where pi is the power of a prime p for some integer i≥0,
where n≥1, and where the set of denominators of the elements in S is pairwise coprime. Of course X⊂F. For every n∈N, clearly δ∗(T)=n for an
infinite family of T∈X. However, {\sf Range}(\Sigma\mbox{\mid\grave{}}{\cal X})\not={\mathbb{Q}}^{+}; indeed, 1/6\not\in{\sf Range}(\Sigma\mbox{\mid\grave{}}{\cal X}). Although the functions
\Sigma\mbox{\mid\grave{}}{\cal X} and \nu^{*}\mbox{\mid\grave{}}{\cal X} are not injective, for all q∈Q+ we do have |(\Sigma\mbox{\mid\grave{}}{\cal X})^{-}q|<\infty and ∣{S:S∈X∧ν∗S=q}∣<∞.
6 Must every surjective set X be hypersurjective?
We will build a surjective set X⊆Q+ for which the only finite S⊆X with ΣS=1 is S={1}, making 1 primitive. This process begins with our
revisiting the family E of all nonempty finite sets of positive integers.
Definition 6.1**.**
We say that a set K∈E is a binary basis iff, for every positive integer j≤ΣK, there is some Aj⊆K with j=ΣAj.
If K is a binary basis then the integer ΣK is said to be the maximal sum for K. More generally, an integer k gets called a maximal sum iff k is the
maximal sum of some element in E.
The following provides insight into our reason for the expression “binary basis” in the definition above. We omit the easy elementary proof of
Proposition 6.2**.**
The set of terms of each finite prefix of the sequence ⟨2j⟩j=0∞ is a binary basis. For each integer n≥0, the maximal
sum of the binary basis Bn:={2j:0≤j≤n} is 2n+1−1.
We omit also a proof of
Lemma 6.3**.**
If {a1<a2<⋯<ak} is a binary basis, then {a1<⋯<aj} is a binary basis when j<k.
Lemma 6.4**.**
There are arbitrarily long sequences of consecutive maximal sums of binary bases.
Proof.
Pick n∈N, and let x be any integer with 2n+1≤x≤2n+1. We show that Kx:={1,2,…,2n,x} is a binary basis. Choose a
positive integer m≤ΣKx.
Proposition 6.2 notes that Bn:={1,2,…,2n} is a binary basis whose maximal sum is 2n+1−1. So if m≤2n+1−1 then m=ΣS for some
S⊆Bn⊆Kx. Thus we can take it that 2n+1≤m≤ΣKx. So m−x≤ΣKx−x=ΣBn. Consequently there is a subset S⊆Bn
for which ΣS=m−x. But then m=(ΣS)+x=Σ(S∪{x}) while S∪{x}⊆Kx.
We have shown that Ky is a binary basis for every integer y with 2n+1≤y≤2n+1=2n+2n. So ⟨2n+1+y⟩y=02n−1 is a sequence of 2n
consecutive integers each of which is a maximal sum of a binary basis.∎
Lemma 6.4 enables us to take leave of E and to return to our main present interest: The family F of nonempty finite sets of positive rational numbers.
We use Lemma 6.4 to construct recursively an infinite sequence Y2⊆Y3⊆Y4⊆⋯ of sets Yt of positive rationals and of corresponding
integers mt that will enable us to build the promised surjective but nonhypersurjective set X⊆Q+. This sequence ⟨⟨Yt,mt⟩⟩t=2∞
of pairs shall be designed to satisfy the following four criteria. For every integer n≥2 we will contrive that:
(1). n∣mn
(2). minYn=mn1
(3). ΣYn=1−mn1
(4). {mn1,mn2,…,mnmn−1}⊆ΣF(Yn)666The fact that we actually get set equality here is
irrelevant to our argument ahead.
We induce on n≥2. Define Y2:={1/2} and m2:=2. Clearly the four criteria (1)-(4) hold for ⟨Y2,m2⟩.
Suppose that Y2⊆Y3⊆⋯⊆Yn and m2,m3,…,mn have been specified, and that the four criteria hold for ⟨Yt,mt⟩ for every
t∈{2,3,…,n}. If (n+1)∣mn then let Yn+1:=Yn, let mn+1:=mn and observe that the four criteria (1)-(4) hold for ⟨Yn+1,mn+1⟩. So we will focus
upon the situation where mn is not a multiple of n+1. It will become obvious that the situation ¬(i+1∣mi) must occur for infinitely many i.
Note777Recall that when I is a finite set of nonzero integers then μI denotes the least common multiple of the elements in I. that successive terms in the integer sequence
⟨mnjμ{n+1,mn}−1⟩j=1∞ differ by the positive integer mnμ{n+1,mn}. Hence, by Lemma 6.4,
there is a least positive integer k for which mnkμ{n+1,mn}−1 is a maximal sum. Let K be a binary basis for which ΣK=mnkμ{n+1,mn}−1, and define
[TABLE]
Clearly Yn⊆Yn+1. We must confirm that the pair ⟨Ym+1,mn+1⟩ satisfies the criteria (1)-(4).
(1) holds for ⟨Yn+1,mn+1⟩:
Since n+1 divides μ{n+1,mn}, it divides kμ{n+1,mn}=:mn+1.
(2) holds for ⟨Yn+1,mn+1⟩:
Of course 1∈K. So mn+11∈S⊆Yn+1. Plainly mn+11=minS. By the inductive hypothesis,
minYn=mn1>mn+11. Thus mn+11=minYn+1.
(3) holds for ⟨Yn+1,mn+1⟩:
By the inductive hypothesis, ΣYn=1−1/mn.
We have also that
[TABLE]
.
Thus since S=Yn+1−Yn, we get by (2) that
[TABLE]
(4) holds for ⟨Yn+1,mn+1⟩:
We know that mn∣mn+1 since mn+1:=kμ{n+1,mn}. So mn+1=k′mn for a positive integer k′. Now consider the
positve rational number d/mn+1, where d<mn+1 is an integer. There are nonnegative integers r<k′ and q for which d=qk′+r. Then
[TABLE]
Now 0≤q<mn since 0<d/mn+1<1. By our
definition of S, there is a subset Sd⊆S for which
[TABLE]
If q>0 then, by the inductive hypothesis, there is a subset Td⊆Yn for
which
[TABLE]
But then, since S∩Yn=∅, we infer that
[TABLE]
This proves that
[TABLE]
We have shown that each of the four criteria, (1)-(4), is satisfied by the pair ⟨Yn+1,mn+1⟩.
The induction just concluded establishes that there is an upward-nesting sequence Y2⊆Y3⊆Y4⋯ of finite sets of positive rationals and an accompanying sequence
2=m2≤m3≤m4≤⋯ of integers such that, for each integer n≥2, the pair ⟨Yn,mn⟩ satisfies the four criteria (1)-(4).
Our efforts culminate in our definition of this crucial set: X:=⋃n=2∞Yn∪{1,2,4,8,…}⊆Q+.
Theorem 6.5**.**
The function Σ:F(X)→Q+ is a surjection which is not a hypersurjection.
Proof.
Note that Y:=⋃i=2∞Yi is disjoint from {2j:j=0,1,2,…} since every element in Y is less than 1.
We will show: [1] that Q+=ΣF(X), and [2] that S:={1} is the only S∈F(X) for which ΣS=1.
[1]: Let p∈Q+, and write p=m+r for m≥0 an integer and 0≤r<1. Let r>0, and write r=a/b where {a,b}⊆N. Since the pair
⟨Yb,mb⟩ satisfies the criterion (1) above, we have that b∣mb, whence mb=cb for some c∈N. It follows that r=a/b=ac/mb. Note that ac<mb since
a<b. Therefore, since ⟨Yb,mb⟩ satisfies the criterion (4) above, we have that there is a subset V⊆Yb⊆Y for which r=ac/mb=ΣV.
If p=0+r then ΣV=p, But if m>0, then m∈N=ΣF({1,2,4,8,…})⊆ΣF(X). So m=ΣU for some finite U⊆{1,2,4,…}.
Moreover V∩U=∅ since V contains no integers. So V∪U is a finite subset of X, and Σ(V∪U)=p. We have established the surjectivity of
\Sigma\mbox{\mid\grave{}}{\cal F}(X).
[2]: Obviously Y⊆(0,1). Pick an arbitrary finite subset W⊆Y. Then, since the set sequence ⟨Yn⟩n=1∞ nests upward, we have that W⊆Yℓ for some
positive integer ℓ. By the criterion (3) of the four above, we have that ΣW≤ΣVℓ=1−1/mℓ<1. So {1} is the only finite subset S⊆X for which ΣS=1. ∎
Acknowledgments Our efforts over a decade’s span were aided by the counsel and support of friends and family. In particular, Arthur Tuminaro goaded one of us into the research from which our paper has grown. The paper’s development benefited from conversations with Bob Cotton, Jacqueline Grace, and Rob Sulman. James Ruffo caught one of our early errors, allowing for its correction.
Bibliography11
The reference list from the paper itself. Each links out to its DOI / PubMed record.
1[1] A. Baker, “A Concise Introduction to the Theory of Numbers”, Cambridge University Press (1984).
2[2] H. Belbachir and A. Khelladi, On a sum involving powers of reciprocals of an arithmetic progression , Ann. Mathematicae et Informaticae 34 (2007), 29-31.
3[3] P. Erdös, Egy Kürschák-Féle Elemi Számelméleti Tétel Általánosítása , Matematikai és Fizikai Lapok BD. XXXIX, Budapest (1932), 1-8.
4[4] P. Erdös, A theorem of Sylvester and Schur , J. London Math. Soc. 9 (1934), 191-258.
5[5] P. Erdös and I. Niven, Some properties of partial sums of the harmonic series , Bull. Amer. Math. Soc. 52 (1946), 248-251.
6[6] P. Hoffman, “The Man Who Loved Only Numbers: The Story of Paul Erdös and the Search for Mathematical Truth”, N. Y. Hyperion, 1998.
7[7] J. Kürschák, Matematikai és Fizikai Lapok, 27 (1918), 299.
8[8] T. N. Shorey, Theorems of Sylvester and Schur , Math. Student (2007), Special Centenary Volume (2008), 135-145. Online article (http://www.math.tifr.res.in/ shorey/newton.pdf).