On the causality and $K$-causality between measures
Tomasz Miller

TL;DR
This paper extends the concept of causality relations from spacetime points to measures, preserving key properties and providing new characterizations, thereby broadening the understanding of nonlocal causality in spacetime.
Contribution
It introduces an extension of the $K^+$ relation to measures, maintaining transitivity and closedness, and offers new characterizations including a nonlocal time function analogue.
Findings
$K^+$ relation retains transitivity and closedness for measures
Provides new characterizations of the $K^+$ relation in the measure space
Generalizes the causal precedence relation $J^+$ to measures
Abstract
Drawing from our earlier works on the notion of causality for nonlocal phenomena, we propose and study the extension of the Sorkin--Woolgar relation onto the space of Borel probability measures on a given spacetime. We show that it retains its fundamental properties of transitivity and closedness. Furthermore, we list and prove several characterizations of this relation, including the `nonlocal' analogue of the characterization of in terms of time functions. This generalizes and casts new light on our earlier results concerning the causal precedence relation between measures.
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Taxonomy
TopicsAdvanced Topology and Set Theory · Advanced Operator Algebra Research · Stochastic processes and financial applications
On the causality and -causality between measures
Tomasz Miller
Faculty of Mathematics and Information Science, Warsaw University of Technology,
ul. Koszykowa 75, 00-662 Warsaw, Poland,
Copernicus Center for Interdisciplinary Studies, ul. Sławkowska 17, 31-016 Kraków, Poland E-mail: [email protected]
Abstract
Drawing from our earlier works on the notion of causality for nonlocal phenomena, we propose and study the extension of the Sorkin–Woolgar relation onto the space of Borel probability measures on a given spacetime. We show that it retains its fundamental properties of transitivity and closedness. Furthermore, we list and prove several characterizations of this relation, including the ‘nonlocal’ analogue of the characterization of in terms of time functions. This generalizes and casts new light on our earlier results concerning the causal precedence relation between measures.
1 Introduction
One of the vital fibers of mathematical relativity is the study of the (global) causal properties of spacetimes — the causality theory. The fundamental role in this theory is played by certain binary relations on a given spacetime, designed to describe which events (e.g. points of spacetime) are causally connected, and which can never constitute links of a cause-effect chain. The two most important such relations — called and — involve pairs of events which can be connected by means of a chronological curve (what is denoted ) or a causal curve (what is usually denoted ), respectively. For a concise review of the causality theory, the reader is referred to [24] (see also [3, 15, 25, 26, 32] for the full exposition).
Motivated by the Lorentzian version of noncommutative geometry [5, 8, 9, 10, 11], where spacetime usually can no longer be regarded as composed of pointlike events, we have recently proposed and studied a natural extension of the relation onto the space of Borel probability measures on a given spacetime [6], which relies on the notion of a coupling drawn from the optimal transport theory [2, 31]. Given a pair of measures , we call a coupling of and iff the latter two measures are ’s marginals, that is iff and , where , denote the canonical projections. With denoting the set of all such couplings, we have put forward the following definition:
Definition 1**.**
Let be a spacetime. For any we say that causally precedes (symbolically ) iff there exists a causal coupling of and , by which we mean any such that .
Let us emphasize that the quantity is well-defined, because is a Borel subset of [6, Section 3]. The name “causal coupling” was independently coined in [30].
This definition rigorously encapsulates the following common intuition: Infinitesimal portions of probability distributions can propagate in spacetime only along future-directed causal curves. The thus obtained formalism can be successfully used to model the causal time-evolution of spatially distributed physical quantities [21] and wave packets [7], as well as to quantify the breakdown of causality in various physical models. Although the idea of studying causality for spread objects is by no means new — see e.g. [12, 13, 14, 16, 17, 18, 19, 20] — the tools of the modern optimal transport theory adapted to the Lorentzian setting allow us to cast some new light on the previous approaches and significantly extend them. See [7] for concrete physical applications and a more detailed discussion.
Even though play the central role in mathematical relativity, these relations are not the only ones studied in causality theory, with the so-called Seifert’s relation providing an important example [27]. Unfortunately, both and exhibit certain unfavourable features. Namely, the relation , although always transitive, need not be closed topologically, whereas , albeit closed, need not be transitive. One might thus look for the smallest closed and transitive relation containing — the project first accomplished by Sorkin and Woolgar [28] who called such relation . It turns out that is additionally antisymmetric (and hence a partial order) precisely when the spacetime is stably causal, in which case [22]. Furthermore, possesses the following characterization in terms of time functions [23].
Theorem 1** (Minguzzi).**
Let be a stably causal spacetime and . Then
[TABLE]
In his work [22], E. Minguzzi calls “one of the most important [relations] for the development of causality theory”. It is thus natural to ask whether the formalism developed in [6] for can be adapted to . Indeed, Definition 1 can be immediately modified to extend the relation (instead of ) onto (see Definition 2 below). The aim of this paper is to study thus obtained relation between measures. More concretely, in Section 2 we show that the Sorkin–Woolgar relation, when extended onto , retains its fundamental properties of transitivity and closedness (Proposition 1). Then we establish its various characterizations (Theorem 2), in particular providing the ‘nonlocal’ counterpart of equivalence (1). All that generalizes and sheds new light on some of the results presented in [6], what is briefly discussed in Section 3.
2 Results
From now on, the term “measure” will always stand for “Borel probability measure”.
Analogously as for the relations and , for any one introduces the notation and . By definition, is closed, and hence for any compact the sets are closed. More generally, however, for which is only Borel, the sets need not be Borel. Nevertheless, being projections of Borel sets, they are universally measurable, which means that for any measure the sets are Borel up to a -negligible set, and therefore the quantity is well defined [1].
As announced in the Introduction, let us put forward the following definition of the Sorkin–Woolgar relation between measures.
Definition 2**.**
Let be a spacetime. For any we say that -causally precedes (symbolically ) iff there exists a -causal coupling of and , by which we mean any such that .
As a first result, let us observe that the defining properties of the Sorkin–Woolgar relation — closedness and transitivity — still hold after extending it onto .
Proposition 1**.**
The relation on is reflexive and transitive, as well as closed, by which we mean that the set is closed in endowed with the (product) narrow topology.
Proof. Reflexivity and transitivity can be shown exactly as in the proof of [6, Theorem 11] with and replaced by and .
As for the closedness, take any sequences satisfying for all , and suppose that they converge, respectively, to some in the narrow topology, i.e. that
[TABLE]
What we need to prove is that . To this end, let be the -causal coupling of and for every . We claim that the sequence has a narrowly convergent subsequence. Indeed, the sets , are relatively narrowly compact and hence tight by the Prokhorov theorem. But this implies that the set is also tight [31, Lemma 4.4] and hence relatively compact. Since is contained in , it possesses a subsequence (which we keep denoting as ) convergent to some .
It now remains to show that is a -causal coupling of and . In order to prove that , observe first that for any
[TABLE]
which proves that . The equality is proven analogously. Finally, in order to show that , invoke the portmanteau theorem, on the strength of which for any closed , and simply take . ∎
We now provide several characterizations of the relation for measures, what constitutes the main result of the paper.
Theorem 2**.**
Let be a spacetime. For any consider the following list of conditions.
- 1∙
. 2. 2∙
For any compact subset
[TABLE] 3. 3∙
For any Borel subset such that
[TABLE] 4. 4∙
For any time function and any
[TABLE] 5. 5∙
For any bounded time function
[TABLE]
Then we have the following equivalences and implications . Moreover, if is causally continuous, then all above conditions are equivalent.
Observe that conditions and implicitly assume that is stably causal. Condition is a natural extension of Minguzzi’s condition (1) onto measures. Notice, however, that we assume here the causal continuity of for the equivalence to hold.
All above conditions (with the exception of ) are analogues of those studied in [6] in the context of the relation , and in fact they reduce to them for the case of causally simple spacetimes. However, the properties of allow these analogues to work in a broader class of spacetimes. Some parts of the following proof simply mimic the argumentation presented in [6], while others are significantly different, thus offering an alternative way to reach the results of the cited work. In particular, the crucial role will be played by the following fact, adapted from a more general result obtained by Suhr, cf. [30, Theorem 2.5]
Theorem 3** (Suhr).**
For any spacetime and any the following conditions are equivalent
- i)
. 2. ii)
For any Borel
[TABLE]
We will also need the following lemma, the proof of which is a straightforward adaptation of that of [6, Proposition 1].
Lemma 1**.**
For any spacetime and any denote . We have the equivalence of inclusions .
Proof of Theorem 2. By the closedness of , the set is closed, and hence Borel, for any compact . Denoting the characteristic function of by , the inequality holds for all by the transitivity of . By assumption, there exists a -causal coupling and one has that
[TABLE]
Let the set be as specified in and let be any compact subset of . Then also and one has that
[TABLE]
where the inequality holds by . Taking now the supremum over all compacts , by the well-known fact that every Borel probability measure on a Polish space is tight [29] we obtain that
[TABLE]
It suffices to prove that condition ii) in Theorem 3 is satisfied.
To this end, observe that the first inequality in ii) follows directly from with (up to a -neglectable set) and the obvious inequality . In order to obtain the second inequality, notice that is in fact equivalent to its “” counterpart, namely
- 3*′∙*
For any Borel subset such that
[TABLE]
Indeed, to move between conditions and , simply take and invoke Lemma 1.
The second inequality in condition ii) of Theorem 3 follows from with (up to a -neglectable set) and the obvious inequality .
Take any time function (from now on, we implicitly assume that is stably causal) and any . On the strength of , we only have to show that .
To this end, let be such that there exists with . By Theorem 1, we immediately obtain that and so as well.
Fix a bounded time function . Reasoning similarly as in the proof of [6, Theorem 7, ], denote and and for every define the simple function
[TABLE]
where , . and the functions denote their respective characteristic functions. On the strength of , we have that
[TABLE]
The functions are designed so as to satisfy for all . The somewhat technical justification, which we skip here, can be found in the above mentioned proof in [6]. This property allows us to go with to infinity in (7) by Lebesgue’s dominant convergence theorem, what yields (5).
Fix a compact set and define . By the closedness of and Lemma 1, is an open set with the property that .
We go along the lines of the suitably modified proof of [6, Theorem 7, ]. To begin with, let be an admissible measure, which by definition satisfies for all open and for all [3, Definition 3.19]. For any the measure is another admissible measure. Its associated future volume function , defined for any via
[TABLE]
is a (bounded) time function provided is causally continuous (this is where this assumption comes into play). Take now any sequence of strictly increasing functions111For instance, taking would do. pointwise convergent to the negative characteristic function of the interval , denoted here as . By , for all and all it is true that
[TABLE]
Using the dominant convergence theorem twice, first for taking , and then , we obtain that
[TABLE]
It is now crucial to observe that the map is positive on and zero on . Indeed, for the set is open and nonempty by the openness of , and therefore by the very definition of an admissible measure. Conversely, if then there exists such that , which in turn means that .
By the above observation, the integrands in (8) are nothing but the characteristic function of and hence (8) boils down to , which in turn yields , because
[TABLE]
∎
Remark 1**.**
If one replaces in condition the term “bounded” with “- and -integrable”, and/or the term “time” with “temporal”, “smooth time”, “smooth causal” or “continuous causal”, thus obtained condition is equivalent with .
Proof. To begin with, let stand for any term from the set temporal, smooth time, time, smooth causal, continuous causal. Let us assume that inequality (5) holds for all bounded functions and take any - and -integrable function . For every consider the bounded function , which is also . By assumption,
[TABLE]
Notice now that and that pointwise, and hence, by the dominant convergence theorem, inequality (9) becomes (5) as approaches infinity.
The converse implication holds trivially, because every bounded function is -integrable for any .
We now move to proving that replacing “time” in with any term from the set temporal, smooth time, time, smooth causal, continuous causal yields a condition equivalent to . Notice that the “continuous causal” version of implies all other versions, whereas the “temporal” version of is implied by every other version. We thus only have to show that the “temporal” version implies the “continuous causal” one.
To this end, assume that is a causal function and let be a fixed bounded time function. Then for any is another bounded time function, which in turn can be approximated by a sequence of temporal functions such that everywhere (cf. [4, Corollary 5.4 and the subsequent comments]). If we assume that the “temporal” version of holds, then we can write that for any
[TABLE]
With the aid of Lebesgue’s dominant convergence theorem, we can go with , and then with to infinity, thus obtaining . ∎
Remark 2**.**
In condition one can equivalently use the closed half-lines. In other words, is equivalent to the following condition:
- 4*′∙*
For any time function and any
[TABLE]
Proof. To move between conditions 4 and 11, one can simply use the facts that
[TABLE]
and employ the continuity of measures from below and above. ∎
3 Conclusions
In this work we have defined the natural extension of the Sorkin–Woolgar relation onto and studied its basic properties and characterizations. Since for causally simple spacetimes, many of the results obtained here reduce to those known from [6]. However, the current paper yields two new properties of the causal precedence relation on for causally simple . Namely, by Proposition 1 the relation on is closed, whereas by Theorem 2 conditions and provide additional characterizations of in terms of inverse images of half-lines under time functions. Finally, observe that Remark 1, making reference neither to nor , generalizes [6, Theorem 6].
There are still some natural questions concerning the extension of onto to be addressed. In the future work we shall investigate e.g. the antisymmetry of for measures, which for pointlike events is known to hold exactly in stably causal spacetimes [22]. The question is whether stable causality already guarantees that or rather one has to impose some stronger requirements on the causal properties of , such as causal continuity.
Acknowledgements
The author wishes to thank Stefan Suhr for his clarifying comments on Theorem 3.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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