Device-independent tests of quantum states
Michele Dall'Arno

TL;DR
This paper develops a method for device-independent testing of quantum states by analyzing input-output correlations, providing optimal strategies for verifying claims about state preparations without assumptions about the devices.
Contribution
It introduces a framework linking quantum states to observable correlations and derives closed-form optimal strategies for qubit states and specific measurement scenarios.
Findings
Optimal strategy involves extremal correlation measurements and full correlation characterization.
Closed-form solutions are provided for qubit states and tests.
Applications include testing pairs of pure states and states on the Bloch equator.
Abstract
We construct a correspondence between quantum states and the observable input-output correlations they are compatible with. The problem is framed as a game involving an experimenter, claiming to be able to prepare some family of states, and a theoretician, whose aim is to falsify such a claim based on observed correlations only. For any such a claim, the optimal strategy consists of providing: i) to the experimenter, all the measurements that generate extremal input-output correlations, and ii) to the theoretician, the full characterization of such correlations. Comparing the correlations observed in i) with those predicted by ii) corresponds to device-independently testing the states. While no assumption is made about the actual states and measurements, we derive the optimal strategy in closed-form for the case when the claim consists of qubit states and the performed measurements are…
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Device-Independent Tests of Quantum States
Michele Dall’Arno
Centre for Quantum Technologies, National University of Singapore, 3 Science Drive 2, 117543, Singapore
(27th February 2024)
Abstract
We construct a correspondence between quantum states and the observable input-output correlations they are compatible with. The problem is framed as a game involving an experimenter, claiming to be able to prepare some family of states, and a theoretician, whose aim is to falsify such a claim based on observed correlations only. For any such a claim, the optimal strategy consists of providing: i) to the experimenter, all the measurements that generate extremal input-output correlations, and ii) to the theoretician, the full characterization of such correlations. Comparing the correlations observed in i) with those predicted by ii) corresponds to device-independently testing the states. While no assumption is made about the actual states and measurements, we derive the optimal strategy in closed-form for the case when the claim consists of qubit states and the performed measurements are tests, and as applications we specify our results to the case of any pair of pure states and to the case of pure states uniformly distributed on the Bloch equatorial plane.
Quantum systems are most generally described by quantum states, abstract vectors in a mathematical space with the property of not being perfectly distinguishable – a property called superposition of pure states. However, all an observer can ultimately observe are just correlations among perfectly distinguishable events in usual space and time. Hence, how can quantum states be inferred? Here, we answer this question by constructing a correspondence between quantum states and the observable input-output correlations they are compatible with.
The problem is most generally framed as a game involving an experimenter, claiming to be able to prepare quantum states and to measure them, and a skeptical theoretician whose aim is to falsify such a claim based on observed correlations only. At each run of the experiment, first the experimenter prepares state upon input of , and then performs measurement upon input of . Finally, the theoretician collects outcome , thus reconstructing correlation . The setup is as follows:
[TABLE]
Let us denote with the set of correlations generated by states for any -outcomes measurement , that is
[TABLE]
(we take since for one simply has ). On the theoretician’s side, the problem amounts to fully characterizing , for any , in order to check if , for any . On the experimenter’s side, the problem amounts to choosing measurements generating all the extremal correlations of (of course, the validity of the conclusion itself will be independent of ). Therefore, represents a direction to be probed in the space of correlations in order to reconstruct . Since, as shown later, is strictly convex, is a continuous parameter.
Here, we provide a full closed-form solution of this problem for the case when the claim consists of qubit states – notice that this is a restriction on the claim to be tested, rather than an assumption on the actual states – and the performed measurements are tests, that is measurements with outcomes. In particular, for any , we explicitly derive: i) the measurements generating a correlation at the boundary of for any arbitrarily given direction ; and ii) the full closed-form characterization of . It turns out that is given by the convex hull of the two isolated points [math] and (vectors with null and unit entries, respectively) and the ellipsoid given by the system:
[TABLE]
where . This situation is represented in Fig. 1.
As applications, we explicitly discuss the case where and are pure states, and the case where are distributed on the -vertices of a regular polygon on the Bloch equatorial plane.
Our results share analogies with previous works on device-independent testing of quantum dimension GBHA10 ; HGMBAT12 ; ABCB12 ; DPGA12 . Notice however that therein the aim is to test a specific scalar property of states rather then their most general operatorial form, and the set of correlations is probed along an arbitrarily chosen direction rather than being fully reconstructed. Moreover, the present author has recently addressed the very related problems of device-independent tests of quantum channels DBB16 ; BD18 ; APCSCBDS18 and measurements DBBV16 ; DBBT18 .
Experimental observations. — We will make use of standard definitions and results in Quantum Information Theory NC00 . Any quantum state is represented by a density matrix , that is a unit-trace positive semi-definite operator. Any quantum measurement is represented by a positive-operator valued measure (POVM), that is a collection of positive semi-definite operators such that . The conditional probability of outcome given input state is given by the Born rule, that is .
The experimenter claims to be able to prepare states and to measure them. Their task is to support such claims by generating all the correlations at the boundary of . To this aim, for any direction in the space of correlations, the experimenter must measure the POVM that generates the correlation that maximizes . In this section, we derive any such a POVM for any given and .
Formally, is given by the solution of the following optimization problem:
[TABLE]
In the following, we make the restriction , hence and are column vectors with entries. Therefore, the maximum in Eq. (2) is attained when is the projector on , where denotes the positive part of operator , and in this case one has
[TABLE]
Hence, our first result provides a closed-form characterization of the POVM achieving the correlation at the boundary of that maximizes , for any given family of states and direction .
Proposition 1**.**
For any family of states and direction in the space of correlations, the POVM generating the correlation on the boundary of that maximizes is such that is the projector on and .
Proposition 1 restricts the set of POVMs that need to be measured. Indeed, whenever has rank zero or two, the corresponding correlation is trivial (i.e. or , respectively), thus direction does not need to be probed.
Theoretical predictions. — The theoretician does not believe any of the claims made by the experimenter about the experimental setup, in particular about the set of POVMs . Their task is to test such claims by comparing the observed correlations with . To this aim, in this section we provide a full closed-form characterization of under the restriction that are qubit states.
The set is recovered by further optimizing , as given by Eq. (3), over any direction , that is:
[TABLE]
Upon fixing a computational basis, can be decomposed in terms of Pauli matrices as follows
[TABLE]
where . Of course, our result will be independent of the choice of computational basis.
It is then a simple computation to find that
[TABLE]
where denotes the -norm of vector . The maximum is achieved by [math] and if is trivial ( and , respectively), and by if is rank-one projective. If is trivial, the optimization problem in Eq. (4) becomes
[TABLE]
which, as expected, are satisfied if and only if and , respectively.
If however is rank-one projective, the optimization problem in Eq. (4) becomes
[TABLE]
This optimization problem is formally equal to that in Eq. (5) of Ref. DBBV16 , where the problem of device-independent tests of quantum measurements was addressed. Notice however that the operational interpretation and, accordingly, the mathematical representation of the symbols are different. For example, in Ref. DBBV16 represents the probability distribution of the outcomes of a POVM, and thus , while here represents the vector of probabilities of outcome given states , and thus there is no linear constraint on the sum of its elements. Analogous differences hold for ( in Ref. DBBV16 ) and . The consequences of these differences on the solution of Eq. (5) will be discussed at the end of this section.
Since Eq. (5) is left invariant by the transformation (we recall that only represents a direction in the space of correlations), without loss of generality one can take . When , the inequality in Eq. (5) is of course satisfied, thus let . Equation (5) becomes
[TABLE]
that is, a linearly-constrained quadratic-programming problem.
Let us denote with the real symmetric matrix . Upon denoting with the Moore-Penrose pseudoinverse AG03 of matrix , one has that is the orthogonal projector on the kernel of .
Let us first show that a necessary condition for is that is orthogonal to the kernel of . Indeed, suppose by absurd that . By setting
[TABLE]
one immediately has that the constraint is verified, and that . Therefore, by Eq.(6) .
Let then belong to the kernel of . In this case, we can take without loss of generality in Eq. (6) to have support on the kernel of . Then, it is known BV04 that Eq. (6) is solved by
[TABLE]
where is a Lagrange multiplier. The system in Eq. (7) is solved by AG03
[TABLE]
If , by taking ,
[TABLE]
and , one has that the system in Eq. (8) is verified, as well as the constraint . Hence, is the solution of the optimization problem in Eq. (6), and one has , that is if and only if . If instead , one has , that is again .
Hence, the solution of the optimization problem in Eq. (6) is given by
[TABLE]
Finally, by explicit computation it immediately follows that is given by , thus as expected the system in Eq. (9) does not depend on the choice of computational basis.
Then, our second main result provides a full closed-form characterization of the set of correlations compatible with any arbitrary given qubit family of states.
Proposition 2**.**
The set of correlations generated by a given family of qubit states and any test is given by
[TABLE]
where .
Let us provide a geometrical interpretation of Proposition 2. The system of equalities in Eq. (9) represents linear constraints, while the inequality represents an -dimensional cylinder with -dimensional hyper-ellipsoidal section. Thus, Eq. (9) represents a -dimensional hyper-ellipsoid embedded in an -dimensional space. Since , we have that Eq. (9) respresents a (possibly degenerate) ellipsoid. Notice as a comparison that, while in this case includes the two isolated correlations [math] and , in the case of the device-independent tests of quantum measurements DBBV16 no isolated correlations are included.
Comparison. — Finally, we discuss the comparison of the set of correlations observed by the experimenter according to Proposition 1 and the set predicted by the theoretician according to Proposition 2. Notice first that the inclusion relation induces a partial ordering among families of quantum states and , that is . Of course, if the experimenter produces some correlation not in , the theoretician must conclude that the prepared states are such that
[TABLE]
However, if the experimenter produces all the extremal correlations of (as per Proposition 1), the theoretician must conclude that the prepared states are such that
[TABLE]
Since the ordering is partial, Eq. (11) is of course strictly stronger than Eq. (10), that is Eq. (11) implies Eq. (10) but the vice-versa is false. Informally, Eq. (11) allows the theoretician to lower bound the “ability” to create input-output correlations of the states prepared by the experimenter.
An even stronger result can be achieved when . In this case Proposition 2 provides for the first time the full closed-form quantum relative Lorenz curve for any pair of qubit state, as illustrated by Fig. 1. Quantum relative Lorenz curves have been recently introduced by Buscemi and Gour BG17 in the context of quantum relative majorization. As a consequence of a result therein, in turn based on a previous result by Alberti and Uhlmann AU80 , under the additional assumption that the prepared states are qubit states, Eq. (11) implies the existence of a quantum channel , that is a completely-positive trace-preserving linear map, such that
[TABLE]
Therefore, Eq. (12) means that the states prepared by the experimenter are less noisy than the claimed states . However, it is known Mat14 that this implication fails if the assumption that the prepared states are qubit states is relaxed.
Applications. — As an application of the case , we consider any pair of pure states , that can be written without loss of generality as
[TABLE]
Since , matrix is given by , where . If , the system in Eq. (9) becomes
[TABLE]
If or , that is or respectively, the system in Eq. (9) trivially becomes or , respectively.
As an application of the general case we consider pure states uniformly distributed in the Bloch equatorial plane, that can be written without loss of generality as
[TABLE]
Since , matrix is circulant, that is for any , , and . Therefore, it is lengthy but not difficult to show that its eigenvalues are given by
[TABLE]
Hence, one has that and otherwise, and two eigenvectors corresponding to non-null eigenvalues are given by where . Accordingly, one has that , and the system in Eq. (9) becomes
[TABLE]
For instance, consider the case of two mutually unbiased bases KR05 (MUBs), obtained for . MUBs have applications e.g. in classical communications over quantum channels Dal14 , quantum cryptography BB84 , and locking of classical information in quantum states DHLST04 . One has that , from which the system in Eq. (9) becomes
[TABLE]
Conclusion. — In this work we have addressed the problem of constructing a correspondence between any given family of quantum states and the set of observable correlations they can generate for any POVM . The problem has been framed as a game involving an experimenter, claiming to be able to prepare some family of states, and a theoretician, willing to trust observed correlations only. For any such a claim , the optimal strategy consists of providing: i) to the experimenter, the measurement that generates a correlation on the boundary of for any given direction , and ii) to the theoretician, the full characterization of . Comparing the correlations observed in i) with those predicted by ii) corresponds to device-independently testing the states. While no assumption has been made about the actual states and measurements, we have derived the optimal strategy in closed-form for the case when the claim consists of qubit states and the performed measurements are tests, that is measurements with outcomes, and discussed the geometrical interpretation of our results. As applications, we have specified our results to the case of any pair of pure states and to the case of pure states uniformly distributed on the Bloch equatorial plane.
Natural open problems include relaxing some of the restrictions we considered, e.g. considering POVMs with arbitrary number of outcomes and states in arbitrary dimension. Furthermore, the characterization of the set of correlations compatible with an arbitrary dimensional family of states might prove to be the key to solve a well-known longstanding conjecture by Shor Sho02 , based on numerical work by Fuchs and Peres: whether the accessible information of any binary ensemble is attained by a Von Neumann POVM. Finally, the full closed-form characterization of the quantum relative Lorenz curve for qubit states provided by Proposition 2 naturally leads to applications in quantum resource theories DB17 , within the general framework provided by the quantum Blackwell theorem Bus12 .
We conclude by noticing that our results are remarkably suitable for experimental implementation. For any family of qubit states that an experimenter claims to be able to prepare, our framework only requires Von Neumann measurements to be performed in order to experimentally reconstruct the entire boundary of the set of compatible correlations.
Acknowledgements. — M. D. is grateful to Sarah Brandsen and Francesco Buscemi for valuable discussions, comments, and suggestions. This research is supported by the National Research Fund and the Ministry of Education, Singapore, under the Research Centres of Excellence programme.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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