Local energy bounds and $\epsilon$-regularity criteria for the 3D Navier-Stokes system
Cristi Guevara, Nguyen Cong Phuc

TL;DR
This paper introduces new local energy bounds for the 3D Navier-Stokes equations, improving epsilon-regularity criteria by analyzing pressure oscillations through fractional Sobolev spaces.
Contribution
It presents novel local energy bounds and epsilon-regularity criteria for the 3D Navier-Stokes system, emphasizing the pressure's fractional Sobolev space analysis.
Findings
Enhanced epsilon-regularity criteria for Navier-Stokes
Pressure oscillation characterization via fractional Sobolev spaces
Improved understanding of local energy bounds in fluid dynamics
Abstract
The system of three dimensional Navier-Stokes equations is considered. We obtain some new local energy bounds that enable us to improve several -regularity criteria. They key idea here is to view the `head pressure' as a signed distribution belonging to certain fractional Sobolev space of negative order. This allows us to capture the oscillation of the pressure in our criteria.
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Taxonomy
TopicsNavier-Stokes equation solutions · Advanced Mathematical Physics Problems · Computational Fluid Dynamics and Aerodynamics
Local energy bounds and -regularity criteria for the 3D Navier-Stokes system
Cristi Guevara
Department of Mathematics, Louisiana State University, 303 Lockett Hall, Baton Rouge, LA 70803, USA.
and
Nguyen Cong Phuc∗
Department of Mathematics, Louisiana State University, 303 Lockett Hall, Baton Rouge, LA 70803, USA.
Abstract.
The system of three dimensional Navier-Stokes equations is considered. We obtain some new local energy bounds that enable us to improve several -regularity criteria. They key idea here is to view the ‘head pressure’ as a signed distribution belonging to certain fractional Sobolev space of negative order. This allows us to capture the oscillation of the pressure in our criteria.
∗Supported in part by Simons Foundation, award number: 426071
MSC 2010: primary 35Q30; secondary 35Q35
1. Introduction
We are concerned with the three dimensional Navier-Stokes system
[TABLE]
where is the velocity of the fluid and the scalar function is its pressure. The system (1.1) also comes with certain boundary and initial conditions but we shall not specify them here.
Since the seminal work of Leray [10] and Hopf [6], it is known that there exist global in time weak solutions with finite energy to the initial-boundary value problem associated to (1.1). Such solutions are now called Leray-Hopf weak solutions. However, the questions of regularity and uniqueness of Leray-Hopf weak solutions are still unresolved.
To investigate the regularity of system (1.1), in the fundamental paper [1], Caffarelli-Kohn-Nirenberg introduced the notion of suitable weak solutions. They obtained existence as well as partial regularity for suitable weak solutions. Their fundamental result states that the one-dimensional parabolic Hausdorff measure of the possible singular set of suitable weak solutions is zero (see also [2]). The proof of this partial regularity result is based on the following -regularity criterion: there is an such that if is a suitable weak solution in and satisfies
[TABLE]
then is regular at the point , i.e., for some . Here we write .
In turn the proof of this -regularity criterion is based on another one that involves both and but requires the smallness at only one scale:
Theorem 1.1** ([1]).**
There exists an such that if is a suitable weak solution in and satisfies
[TABLE]
then .
Theorem 1.1 was first proved in [1, Proposition 1] in a slightly more general form, namely, the smallness condition (1.2) is replaced by the condition
[TABLE]
The proof presented in [1] is based on an inductive argument that goes back to Scheffer [15]. Later Lin [11, Theorem 3.1] gave a new proof based on a compactness argument. In fact, he showed that under (1.2) the solution is Hölder continuous with respect to the space-time parabolic metric on the closure of . See also [9, Lemma 3.1]. We mention that Theorem 1.1 has also been used as an important tool in many other papers such as [12, 5, 3, 18, 13], etc.
A more constructive approach to Theorem 1.1 can be found in [17] in which Vasseur used De Giorgi iteration technique to obtain it in the following form.
Theorem 1.2** ([17]).**
For each there exists an such that if is a suitable weak solution in and satisfies
[TABLE]
then .
It is not hard to see from the generalized energy inequality (see Definition 2.1 below) and a simple covering argument that Theorem 1.2 indeed implies Theorem 1.1.
We now state another related -regularity criterion that was obtained and used in [18, Proposition 5.1].
Theorem 1.3** ([18]).**
There exists an such that if is a suitable weak solution in and satisfies
[TABLE]
then .
Finally, we mention yet another -regularity result that was obtained by the second named author in [13, Proposition 3.2].
Theorem 1.4** ([13]).**
There exists an such that if is a suitable weak solution in and satisfies
[TABLE]
then .
The goal of this paper is to sharpen and unify the results obtained in Theorems 1.1-1.4. Our first result says that in fact one can take in Theorem 1.2, i.e., we prove
Theorem 1.5**.**
There exists an such that if is a suitable weak solution in and satisfies
[TABLE]
then .
This theorem implies that in the condition (1.3) of Caffarelli, Kohn, and Nirenberg one can replace the power in the pressure term by 1. Our next result reads as follows.
Theorem 1.6**.**
Let and . There exists an such that if is a suitable weak solution in and satisfies
[TABLE]
then .
The case gives a spatial improvement of Theorem 1.1, whereas the case gives a time improvement. Kukavica [8, p. 2845] mentioned the issue whether the number 3 in (1.2) can be replaced by some . Indeed, this is the case if we take . This gives both space and time improvement of Theorem 1.1. Moreover, Theorems 1.3 and 1.4 are special end-point cases of Theorem 1.6, with and , respectively . In fact, it also implies that the first term in condition (1.3) can be dropped.
Theorem 1.6 is a consequence of the folllowing result.
Theorem 1.7**.**
Let . There exists an such that if is a suitable weak solution in and satisfies
[TABLE]
then .
The space is the dual of the space of functions in the homogeneous Sobolev space such that . We have . Interestingly, unlike the norm , for the norm can ‘capture’ the oscillation of . Namely, it may happen that there exists but . In the case , one can take for example the function with and . See also the recent paper [14] for this kind of example in the context of , the dual of space of functions of bounded variation. We mention that by Lemma 2.3 below, this theorem implies Theorem 1.6.
The proof of Theorem 1.7 is based on Theorem 1.5 and the following new local energy bounds for suitable weak solutions.
Theorem 1.8**.**
Let . There exists a constant such that for any suitable weak solution in we have
[TABLE]
For this result at every point and every scale we refer to Proposition 3.1 below. See also Proposition 3.2.
2. Preliminaries
Throughout the paper we use the following notations for balls and parabolic cylinders:
[TABLE]
and
[TABLE]
The homogeneous Sobolev space , is the space of temper distributions for which . Here we define
[TABLE]
The space and its corresponding the dual space is denoted by .
The following scaling invariant quantities will be employed:
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
We now recall the the notion of suitable weak solutions that was first introduced in Caffarelli-Kohn-Nirenberg [1]. Here we use the version of F.-H. Lin [11] that imposes the 3/2 space-time integrability condition on the pressure.
Definition 2.1**.**
Let be an open set in and let . We say that a pair is a suitable weak solution to the Navier-Stokes equations in if the following conditions hold:
(i)* *
(ii)* satisfies the Navier-Stokes equations in the sense of distributions. That is,*
[TABLE]
for all vector fields , and
[TABLE]
for a.e. and all real valued functions ;
(iii)* satisfies the local generalized energy inequality*
[TABLE]
for a.e. and any nonnegative function vanishing in a neighborhood of the parabolic boundary .
We next state several lemmas that are needed in this paper.
Lemma 2.2**.**
Given and , the following Gagliardo-Nirenberg type inequality holds
[TABLE]
with
The proof of this lemma simply follows from Hölder’s inequality.
Lemma 2.3**.**
For any ball and any number one has that and
[TABLE]
Proof.
Observe that
[TABLE]
where the is taken over such that . Thus by Hölder and Sobolev’s inequalities we find
[TABLE]
∎
A proof of the following lemma can be found in [4, Lemma 6.1].
Lemma 2.4**.**
Let be a bounded nonnegative function in the interval . Assume that for every and we have
[TABLE]
with , and . Then there holds
[TABLE]
We shall also need the following Sobolev interpolation inequality (see, e.g., (1.2) of [9]).
Lemma 2.5**.**
Let . For any function such that and any , it holds that
[TABLE]
Lemma 2.5 implies the following well-known result (see, e.g., [9, Lemma 5.1]).
Lemma 2.6**.**
Let be a function in for some . Then for any we have
[TABLE]
3. Local energy estimates
We prove Theorem 1.8 in this section. We will do it at every point and every scale. The proof employs the idea of viewing the ‘head pressure’ as a signed distribution in .
Proposition 3.1**.**
Suppose that is a suitable weak solution to the Navier-Stokes equations in . Then it holds that
[TABLE]
for any .
Proof.
For and , we consider the cylinders
[TABLE]
where .
Let where , in , on , and
[TABLE]
for all multi-indices with . The function is chosen so that , in , for , and
[TABLE]
Then it holds that
[TABLE]
[TABLE]
We next define
[TABLE]
where
[TABLE]
and
[TABLE]
For , using as a test function in the generalized energy inequality we find
[TABLE]
Applying the Gagliardo-Nirenberg type inequality (Lemma 2.2), properties of the test function , and Hölder’s inequality we have
[TABLE]
Similarly,
[TABLE]
Let us set
[TABLE]
[TABLE]
Then combining (3) with the estimates for and , it follows that
[TABLE]
Thus, using and , we get
[TABLE]
Then by Young’s inequality it follows that
[TABLE]
As this holds for all by Lemma 2.4 we obtain
[TABLE]
from which the proposition follows.
∎
By Lemma 2.3 we have the following consequence of Proposition 3.1.
Proposition 3.2**.**
Suppose that is a suitable weak solution to the Navier-Stokes equations in . Then one has
[TABLE]
for any and .
4. -regularity criteria
In this section we prove Theorems 1.5 and 1.7. We start with the following lemma.
Lemma 4.1**.**
Let be a harmonic function in and . Then we have
[TABLE]
Proof.
The case is obvious. We thus assume that . Let be a harmonic function in . Let be such that , in and . Hence, and
[TABLE]
Observe that, for any , by [7, Theorem A.12] we have
[TABLE]
and thus
[TABLE]
This means that
[TABLE]
Also,
[TABLE]
Here in the 4th inequality we used the fact that is harmonic in .
Hence, (4.1), (4.2) and (4.3) yield
[TABLE]
Now for , let be a harmonic function in . We define for . Then is harmonic in .
Note that for any we have
[TABLE]
Thus for such ,
[TABLE]
This implies that
[TABLE]
and by substituting into (4.4) we have
[TABLE]
Or equivalently,
[TABLE]
Let . The ball can be covered by a collection of balls , in such a way that each point belongs to at most balls in the collection , that is,
[TABLE]
Then applying (4.5) to the balls , we find
[TABLE]
Thus,
[TABLE]
Note that
[TABLE]
and thus
[TABLE]
Then by Young’s inequality it follows that
[TABLE]
Thus applying Lemma 2.4 we have
[TABLE]
as desired. ∎
The next lemma provides bounds for the pressure.
Lemma 4.2**.**
Suppose that is a suitable weak solution to the Navier-Stokes equations in . For any we have the following bounds:
[TABLE]
[TABLE]
and
[TABLE]
for any .
Proof.
Let be a function on for a.e. such that
[TABLE]
where is defined by
[TABLE]
Here , , is the -th Riesz transform, and we used the notation
[TABLE]
to denote the spatial average of a function over the ball .
Note that for any , we have
[TABLE]
which follows from the properties and . Thus, as also solves
[TABLE]
in the distributional sense, we see that is harmonic in for a.e. . Then for it holds that
[TABLE]
and
[TABLE]
Then using , they give
[TABLE]
and
[TABLE]
Now by (4.9) and we obtain
[TABLE]
where we used Hölder’s inequality and the fact that .
On the other hand, by the Calderón-Zygmund estimate and Lemma 2.5 we find
[TABLE]
Combining (4.11) and (4.12) we have
[TABLE]
Integrating the last bound with respect to over the interval and using Hölder’s inequality we obtain inequality (4.6).
Likewise, using (4.10) instead of (4.9) and arguing similarly we obtain inequality (4.2). We remark that in this case we also need to use the elementary fact that
[TABLE]
As for (4.2), we first bound
[TABLE]
Here we used Lemma 4.1 in the third inequality.
Now using Hölder’s inequality, Lemma 2.3 with , and , we have
[TABLE]
Thus,
[TABLE]
As before, the norm of is treated using Calderón-Zygmund estimate and Lemma 2.5 which give
[TABLE]
[TABLE]
from which integrating in we obtain (4.2). ∎
We now recall the following -regularity criterion for suitable weak solutions to the Navier-Stokes equations (see [16, Lemma 3.3]).
Lemma 4.3**.**
There exists a positive number such that the following property holds. If be a suitable solution to the Navier-Stokes equations in for some such that
[TABLE]
then is a regular point of .
We are now ready to prove Theorem 1.5.
Proof of Theorem 1.5.
Our assumption is that
[TABLE]
where is to be determined. By Lemma 4.3, it is enough to show that
[TABLE]
for every . Here is independent of and . By translation invariance, it suffices to consider the case . Moreover, it suffices to show a discrete version, i.e., we just need to show that
[TABLE]
for a fixed and for all The discretization enables us to use an inductive argument in the spirit of [1, Section 4] and [18].
Let be determined later and define
[TABLE]
By our hypothesis, inequality (4.15) holds in the case provided is sufficiently small (depending on ). Suppose now that it holds for with an . Let , where is a smooth cutoff function which equals 1 on and vanishes in , and is given by
[TABLE]
Then it can be seen that , in , and
[TABLE]
[TABLE]
[TABLE]
Here the constant is independent of .
Using as a test function in the generalized energy inequality, we find that
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
By the hypothesis, we have
[TABLE]
By the above properties of , we have
[TABLE]
Thus by Lemma 2.6 and inductive hypothesis, it follows that
[TABLE]
As for the term , we write
[TABLE]
where , , is a smooth cutoff function such that , in , in , and . Then
[TABLE]
where we used the fact that is divergence-free. Then by Hölder’s inequality and the properties of , we see that
[TABLE]
By inductive hypothesis, this gives
[TABLE]
Here the constant could depend on .
We now let , , and
[TABLE]
By Lemma 4.2 and Hölder’s inequality, for we have
[TABLE]
where is independent of and . Choosing and iterating this inequality we obtain
[TABLE]
Then by inductive hypothesis we find
[TABLE]
Combining this with (4) we arrive at
[TABLE]
which by Lemma 4.2 gives
[TABLE]
Combining 4.16 and the estimates for , and we obtain
[TABLE]
provided is small enough. This proves (4.15) and the proof is complete. ∎
Using Lemma 4.2 and a covering argument we obtain the following consequence of Theorem 1.5.
Corollary 4.4**.**
Let . There exists a number with the following property. If be a suitable solution to the Navier-Stokes equations in such that
[TABLE]
then is regular in .
Finally, we prove Theorem 1.7.
Proof of Theorem 1.7.
By Hölder’s inequality it follows that
[TABLE]
Thus by Corollary 4.4, Proposition 3.1, and a covering argument we obtain Theorem 1.7. ∎
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