Symmetry breaking for orthogonal groups and a conjecture by B. Gross and D. Prasad
Toshiyuki Kobayashi, Birgit Speh

TL;DR
This paper investigates symmetry breaking in orthogonal groups, confirming conjectures by Gross and Prasad for tempered representations through analysis of H-equivariant homomorphisms between specific unitary representations.
Contribution
It provides new results verifying Gross and Prasad's conjectures for tempered representations of orthogonal groups, expanding understanding of symmetry breaking phenomena.
Findings
Confirmed conjectures for tempered representations
Analyzed H-equivariant homomorphisms between specific representations
Extended results to unitary representations with trivial infinitesimal character
Abstract
We consider irreducible unitary representations of G=SO(n+1,1) with the same infinitesimal character as the trivial representation and representations of H=SO(n,1) with the same properties and discuss H-equivariant homomorphisms Hom_H(). For tempered representations our results confirm the predictions of conjectures by B. Gross and D. Prasad.
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Symmetry breaking
for orthogonal groups and a conjecture by B. Gross and D. Prasad
Toshiyuki Kobayashi
111 Kavli IPMU and Graduate School of Mathematical Sciences, the University of Tokyo, 3-8-1 Komaba, Tokyo, 153-8914 Japan
E-mail address: [email protected]
and Birgit Speh
222Department of Mathematics, Cornell University, Ithaca, NY 14853-4201, USA
E-mail address: [email protected]
Abstract
We consider **irreducible unitary representations ** of with the same infinitesimal character as the trivial representation and representations of with the same properties and discuss -equivariant homomorphisms . For tempered representations our results confirm the predictions of conjectures by B. Gross and D. Prasad.
I Introduction
A representation of a group defines a representation of a subgroup by restriction. In general irreducibility is not preserved by the restriction. If is compact then the restriction is isomorphic to a direct sum of irreducible finite-dimensional representations of with multiplicities . These multiplicities are studied by using combinatorial techniques. We are interested in the case where and are (noncompact) real reductive Lie groups. Then most irreducible representations of are infinite-dimensional, and generically the restriction is not a direct sum of irreducible representations [9]. So we have to consider another notion of multiplicity.
For a continuous representation of on a complete, locally convex topological vector space , the space of -vectors of is naturally endowed with a Fréchet topology, and induces a continuous representation of on . If is an admissible representation of finite length on a Banach space , then the Fréchet representation depends only on the underlying -module , sometimes referred to as an admissible representation of moderate growth [17, Chap. 11]. We shall work with these representations and write simply for . Given another continuous representation of moderate growth of a reductive subgroup , we consider the space of continuous -intertwining operators (symmetry breaking operators)
[TABLE]
The dimension of this space yields important information of the restriction of to and is called the multiplicity of occurring in the restriction . In general, may be infinite. The criterion in [11] asserts that the multiplicity is finite for all irreducible representations of and all irreducible representations of if and only if a minimal parabolic subgroup of has an open orbit on the real flag variety , and that the multiplicity is uniformly bounded with respect to and if and only if a Borel subgroup of has an open orbit on the complex flag variety of .
We consider in this article the case
[TABLE]
and discuss symmetry breaking between irreducible unitary representations of the groups and with the same infinitesimal character as the trivial one-dimensional representations.
We state our results first in Langlands parameters by identifying the representations with the Langlands subquotients of principal series representations induced from finite-dimensional representations of a maximal parabolic subgroup. Since these representations also have nontrivial -cohomology we can parametrize them by characters of the Levi of a -stable parabolic subalgebras and we proceed to state the results in this language. Then we describe the representations as members of Vogan packets and restate the results in this language. In the last section we relate our results to the Gross–Prasad conjectures for tempered representations.
Detailed proofs of the results will be published elsewhere.
II Classification of symmetry breaking operators
The main result of this section is a classification of symmetry breaking operators for principal series representations induced from exterior tensor representations for the pair . Theorem II.1 extends the scalar case [12] and the case of differential operators [10], and will be used in Section III.
II.1 Notation for
We first recall the notation from the Memoir article [11].
Consider the quadratic form
[TABLE]
of signature . We define to be the indefinite special orthogonal group that preserves the quadratic form (2.2) and the orientation. Let be the stabilizer of the vector . Then . We set
[TABLE]
Then and are maximal compact subgroups of and , respectively.
Let and be the Lie algebras of and , respectively. We take a hyperbolic element as
[TABLE]
and set
[TABLE]
Then the centralizers of in and are given by and , respectively, where
[TABLE]
We observe that has eigenvalues , [math], and . Let
[TABLE]
be the corresponding eigenspace decomposition, and a minimal parabolic subgroup with its Langlands decomposition. We remark that is also a maximal parabolic subgroup of . Likewise, is a compatible Langlands decomposition of a minimal (also maximal) parabolic subgroup of given by
[TABLE]
We note that we have chosen so that and we can take a common maximally split abelian subgroup in and .
II.2 Principal series representations of
The character group of consists of two characters. We write for the trivial character, and for the nontrivial character. Since , any irreducible representation of is the outer tensor product of a representation of and a character of .
Given , , and a character of for , we define the (unnormalized) principal series representation
[TABLE]
of on the Fréchet space of smooth maps subject to
[TABLE]
If is the representation of on the exterior tensor space (), we use the notation for . Then the -isomorphism on the exterior representations leads us to the following -isomorphism:
[TABLE]
If is even and , the exterior representation splits into two irreducible representations of :
[TABLE]
with highest weights and , respectively, with respect to a fixed positive system for . Accordingly, we have a direct sum decomposition of the induced representation:
[TABLE]
Via the Harish-Chandra isomorphism, the -infinitesimal character of the trivial one-dimensional representation is given by
[TABLE]
in the standard coordinates of the Cartan subalgebra of , whereas that of and (when ) is given by
[TABLE]
For the group , we shall use the notation for the unnormalized parabolic induction for , , and .
II.3 Classification of symmetry breaking operators
Let with . In this section we provide a complete classification of symmetry breaking operators from to . The two recent articles [10] and [12] gave an explicit construction and the classification of symmetry breaking operators in the following settings.
- (1)
. The classification was accomplished in [12]. 2. (2)
Differential symmetry breaking operators for , general. The classification was accomplished in [10, Thm. 2.8].
The proof of our general case (Theorem II.1 below) relies partially on the results and techniques that are developed in [10, 12]. We note that the above literature treats the pair , from which one can readily deduce the classification for the pair as we explained in [10, Chap. 2, Sec. 5].
For the admissible smooth representations of and of , we set
[TABLE]
In order to give a closed formula of as a function of , we introduce the following subsets of :
[TABLE]
To simplify the notation we also use will use , and , .
In the theorem below, we shall see
[TABLE]
Here is an explicit formula of the multiplicity for the restriction of nonunitary principal series representations in this setting:
Theorem II.1**.**
Suppose , , , , , and . Let and be the admissible representations of and , respectively, as before. Then we have the following.
- (1)
Suppose .
- (a)
Case .
[TABLE] 2. (b)
Case .
[TABLE] 3. (c)
Case (: even).
[TABLE] 4. (d)
Case (: odd).
[TABLE] 2. (2)
Suppose .
- (a)
Case .
[TABLE] 2. (b)
Case (: odd).
[TABLE] 3. (c)
Case (: even).
[TABLE] 3. (3)
Suppose .
- (a)
Case .
[TABLE] 2. (b)
Case (: even).
[TABLE] 4. (4)
Suppose .
- (a)
Case .
[TABLE] 2. (b)
Case .
[TABLE] 3. (c)
Case (: odd).
[TABLE] 5. (5)
Suppose . Then for all .
The construction of nontrivial symmetry breaking operators is proved by generalizing the techniques developed in [12] in the scalar case to the matrix-valued case for representations induced from finite-dimensional representations of . The proof for the exhaustion of (continuous) symmetry breaking operators is built on the classification of differential symmetry breaking operators which was given in [10, Thm. 2.8].
Remark II.2** (multiplicity-one property).**
In [14] it is proved that
[TABLE]
for any irreducible admissible smooth representations and of and , respectively. Thus Theorem II.1 fits well with their multiplicity-free results for , where and are irreducible admissible representations of and , respectively, except for the cases or . We note that, in addition to the subgroup , the Lorentz group contains two other subgroups of index two, that is, (containing orthochronous reflections) and (containing anti-orthochronous reflections) with terminology in relativistic space-time for . Our method gives also the multiplicity formula for such pairs, and it turns out that an analogous multiplicity-one statement fails if we replace by . In fact, the multiplicity may equal 2 for irreducible representations and of and , respectively.
III Main Results: Symmetry breaking for representations of rank one orthogonal groups
The main result in this section is a theorem about multiplicities for irreducible representations with trivial infinitesimal character , namely, those representations that have the same -infinitesimal character with the trivial one-dimensional representation. We first state the result using the Langlands parameters of the irreducible representations [2, 13]. In the second part we introduce -stable parabolic pairs and parametrize the representations by one-dimensional representations of following [7, 8, 16]. We then state again the theorem in this formalism.
III.1 Irreducible representations with infinitesimal
character
In this section we give a description of all irreducible admissible representations of with trivial infinitesimal character . Another description will be given in Section III.3.
By (2.7), has the -infinitesimal character if and only if or . We identify the maximal compact subgroup of with via the isomorphism (2.3). In what follows, we use the notation of [10, Chap. 2, Sect. 3] by adapting it to instead of . For , we denote by and the unique irreducible subquotients of containing the irreducible representations and of , respectively. In the case , the -modules are irreducible for , and we have the following isomorphisms:
[TABLE]
as representations of .
Then we have -isomorphisms:
[TABLE]
For and , we set
[TABLE]
In view of (3.9), is well-defined.
For with and , we have a nonsplitting exact sequence of -modules:
[TABLE]
As we mentioned in (2.6), when .
The properties of irreducible representations (, ) can be summarized as follows [2, 10].
Proposition III.1**.**
Let with .
- (1)
* as -modules for all and .* 2. (2)
Irreducible admissible representations of moderate growth with -infinitesimal character are classified as
[TABLE] 3. (3)
Every is unitarizable.
By abuse of notation, we use the same symbol to denote the unitarization.
- (4)
For odd, is a discrete series. For even, are tempered representations. All the other representations in the list (2) are nontempered. 2. (5)
For even, the center of acts nontrivially on if and only if . For odd, the center of is trivial, and thus acts trivially on for any and .
For the subgroup , we shall use similar notation for the subrepresentations of (or the quotients of ).
In view of Proposition III.1, in particular, the -isomorphism for odd and the -isomorphism for even, we shall use the following convention:
if ; we identify and 2. 2.
if we identify and
in statements and theorems about representations and with indices () and ().
III.2 Formulation I of the main theorem
As we saw in Proposition III.1, all the representations are unitarizable, but the restriction of to the subgroup does not decompose into a direct sum of irreducible representations [9]. Hence to obtain information about the restriction we consider -intertwining operators (symmetry breaking operators) for smooth admissible representations:
[TABLE]
By using the classification of all symmetry breaking operators for principal series representations (Theorem II.1) and by analyzing their restrictions to the subquotients of principal series representations, we can determine the dimension of the space (3.11), and, in particular, we obtain a necessary and sufficient condition for this space to be nonzero. Here is a statement.
Theorem III.2**.**
Let . Suppose , , and , with the convention (III.1). Then
[TABLE]
Theorem III.2 can be rephrased as follows.
Theorem III.3**.**
Suppose , , and . Then the following three conditions on the quadruple are equivalent.
- (i)
[TABLE] 2. (ii)
[TABLE] 3. (iii)
There is an arrow connecting the representations in the following tables with . (For simplicity, we omit the subscripts and in the tables below.)
In (iii), the convention (III.1) is applied to the cases when (see Table 1) and when (see Table 2), where and hold, respectively.
We note that the equivalence (i) (ii) in Theorem III.3 could be derived also from the general theory [14] because and are irreducible.
III.3 Formulation II of the main theorem
We have described the irreducible representations as subquotients of principal series representations in Section III.1. The next proposition provides another characterization of the same representations .
Proposition III.4**.**
The irreducible representations in Proposition III.1 (3) are the Casselman–Wallach globalization of the irreducible, unitarizable -modules with nonzero -cohomologies.
These -modules can be described by using the Zuckerman derived functor modules. For this, let us introduce some notation. For , we consider a -stable parabolic subalgebra of with the (real) Levi subgroup
[TABLE]
We note that meets all the connected components of . For the trivial one-dimensional representation of the first factor and a one-dimensional representation of the last factor , we define a -module
[TABLE]
as the cohomological parabolic induction from the one-dimensional representation of . We adopt a ‘-shift’ of the cohomological parabolic induction in a way that has the infinitesimal character if . (The -module in the notation of Vogan–Zuckerman [11] corresponds to in our notation.) There are two characters of () such that . We write for the trivial one, and for the nontrivial one. Then we have
Proposition III.5** ([7, 8]).**
Suppose . For ,
[TABLE]
Remark III.6**.**
We may regard for the representation of . When is odd and , . This matches the -isomorphism: (see Proposition III.1 (1)). **
Example III.7** (see Proposition III.1).**
- (1)
is one-dimensional.
- (2)
If then and are the inequivalent tempered principal series representations of with infinitesimal character .
- (3)
If then is the unique discrete series representation of with infinitesimal character .
III.4 -stable parameter of
Suppose . Let be the set of positive roots corresponding to the nilpotent radical of the -stable parabolic subalgebra and define
[TABLE]
Via the standard basis of the fundamental Cartan subalgebra, we have
[TABLE]
To make our notation consistent with the Harish-Chandra parameter for discrete series representations for we define the -stable parameters of the cohomologically induced representation as follows.
Definition III.8**.**
Suppose and .
- (1)
The -stable parameter of the irreducible representation of is
[TABLE]
where is the one-dimensional representation of .
- (2)
The -stable parameter of the irreducible representation of is
[TABLE]
where is the one-dimensional representation of .
We use the same convention for the representations of .
Theorem III.3 can now be restated in a formulation resembling the classical branching law for finite-dimensional representations. We connect the parameter by an arrow pointing towards the parameter of the representation of the smaller group.
Theorem III.9**.**
Suppose that . Let and be irreducible admissible representations of moderate growth of and with -infinitesimal character , respectively.
- (1)
Suppose . Then
[TABLE]
*if and only if the -stable parameters of and satisfy one of the following conditions: *
* for with (the convention (III.1) is applied to when ):*
[TABLE]
or for with :
[TABLE] 2. (2)
Suppose . Then
[TABLE]
*if and only if the -stable parameters of and satisfy one of the following conditions: *
* for with , :*
[TABLE]
or for with (the convention (III.1) is applied to when ):
[TABLE]
Remark III.10**.**
The first case represents the vertical arrows and the second case represents the slanted arrow in Theorem III.3 (iii).
IV Symmetry breaking and the Gross–Prasad conjectures
In 2000 B. Gross and N. Wallach [6] showed that the restriction of small discrete series representations of to satisfies the Gross–Prasad conjectures [5]. In that case, both the groups and admit discrete series representations. On the other hand, for the pair , only one of or admits discrete series representations. We sketch here a proof that our theorem III.2 confirms the Gross–Prasad conjectures also for tempered representations with infinitesimal character .
In our formulation and the exposition we rely on the original article by B. Gross and D. Prasad [5] and also on [3].
The following diagram recalls our results in the previous sections about symmetry breaking operators for tempered representations with infinitesimal character of the groups for , , and . We denote the corresponding representations by , and , respectively, using the subscripts defined in Section III. For , we simply write for because as -modules.
We will in the following only consider representations which are nontrivial on the center (see Proposition III.1 (5)) and thus are genuine representations of the orthogonal groups. So we are considering in our discussion of the Gross–Prasad conjectures only this part of the diagram.
The other remaining cases can be handled by using the same ideas.
We first sketch the results about Vogan packets for special orthogonal groups. The Vogan -packet is the disjoint union of Langlands -packet over *pure * inner forms. We refer to [1] and [15] for general information about Vogan packets and to [3] for details for special orthogonal groups.
Consider the complexification of a special orthogonal group and let be the complexification of a fundamental Cartan subgroup of .
IV.1 Vogan packets of discrete series representations with infinitesimal character of odd special orthogonal groups
We begin with the case . In this case has discrete series representations. We fix a set of positive roots for the root system , and denote by half the sum of positive roots as before. For , we call a real form pure if is even. The Vogan packet containing the discrete series representation is the disjoint union of discrete series representations with infinitesimal character of the pure inner forms. The cardinality of this packet is
[TABLE]
There exists a finite group whose characters parametrize the representations in the Vogan packet. For the discrete series representation with parameter we write For more details see [4] or [15]. We write for the Vogan packet containing .
Example IV.1**.**
- (1)
The trivial representation of is in .
- (2)
We can define similarly a Vogan packet containing .
By abuse of notation we may also consider as a discrete series representation of , but the pairs and are not in the same Vogan packet.
Remark IV.2**.**
Analogous results hold for the infinitesimal character where is the highest weight of a finite-dimensional representation. **
IV.2 A Vogan packet of tempered induced representations with infinitesimal character
Next we consider the case . Then has no discrete series representation and we consider instead a Vogan packet of tempered representations with infinitesimal character which contains the pair with .
To simplify the notation we assume in this subsection that . Recall that denotes the irreducible representation which is the smooth representation of a unitarily induced principal series representation from the maximal parabolic subgroup. Its Langlands/Vogan parameter factors through the Levi subgroup of a maximal parabolic subgroup of the Langlands dual group [13]. This parabolic subgroup corresponds to a maximal parabolic subgroup of whose Levi subgroup is a real form of and thus is isomorphic to . Note that is a disconnected group.
By [3, p. 35] there are representations in the Vogan packet containing and they are parametrized by the characters of a finite group . We write for this Vogan packet.
We can describe the representations in the Vogan packet as follows: for , a real form is called pure if is odd. The Levi subgroups of parabolic subgroups in the same Vogan packet are isomorphic to Principal series representations, which are induced from the outer tensor product of a discrete series representation with the same infinitesimal character as (or ) and a one-dimensional representation of , are irreducible. These induced representations are in if they have the same central character as [15].
Remark IV.3**.**
- (1)
The Vogan packet containing , does contain neither the pair , finite-dimensional representation) nor (, finite-dimensional representation).
- (2)
If is in , then .
- (3)
By abuse of notation we say that the Vogan packet containing also contains .
- (4)
Using the same considerations for and we obtain a Vogan packet which contains the pair .
IV.3 Gross–Prasad conjecture I:
Symmetry breaking from to the discrete series representation
We consider the Vogan packet of tempered representations of which contains the pair , or the Vogan packet which contains the pair . The representations in these packets are parametrized by characters of
[TABLE]
B. Gross and D. Prasad propose an algorithm which determines a pair hence representations
[TABLE]
so that
[TABLE]
where is the pure inner form determined by .
Let be a torus in , and the character group. Fix basis
[TABLE]
such that the standard root basis is given by
[TABLE]
if .
We fix as before . We can identify the Langlands parameter of the Vogan packet containing
[TABLE]
with
[TABLE]
Let be the element which is in the th factor of and equal to everywhere else and the element which is in the th factor of and everywhere else.
Then the algorithm [5, p. 993] determines and by
[TABLE]
where is the cardinality of the set \{j:m-i+1>\text{the coefficients of f_{j}}\}, and is the cardinality of the set \{i:m-j+\frac{1}{2}<\text{the coefficients of e_{i}}\}.
We normalize the quasi-split form by
[TABLE]
Applying the formulæ in [5, (12.21)] we define the integers and with and by
[TABLE]
and we get the pure forms
[TABLE]
[TABLE]
In our setting, we get the pair of integers for even; for odd. Applying [5, (12.22)] with correction by changing by loc.cit., we deduce that this character defines the pure inner form
- •
if is even,
- •
if is odd.
The only representation in with this pair of pure inner forms is . Hence Theorem III.3 implies the following.
Conclusion: The result
[TABLE]
*confirms the conjectures by B. Gross and D. Prasad * [5].
IV.4 Gross–Prasad conjecture II: Symmetry breaking
from the discrete series representation to
We consider the Vogan packet of tempered representations containing the pair , i.e., the Vogan packet
[TABLE]
The packet is parametrized by characters of the finite group
[TABLE]
As in Section IV.3 we use the algorithm by B. Gross and D. Prasad to determine a pair and hence representations
[TABLE]
so that
[TABLE]
where is the pure inner form determined by .
Let be a torus in and the character group. Fix basis
[TABLE]
such that the standard root basis is given by
[TABLE]
for .
Fix as before . We identify the Langlands parameter of the Vogan packet
[TABLE]
with
[TABLE]
Again applying [5, Prop. 12.18] we define characters , as follows: Let be the element which is in the th factor and equal to everywhere else as in Section IV.3; the element which is in the th factor and everywhere else. Then and are determined by
[TABLE]
where is the cardinality of the set \{k:m-j+\frac{1}{2}<\text{the coefficients of g_{k}}\}, and is the cardinality of the set \{j:m-k>\text{the coefficients of f_{j}}\}.
We normalize the quasi-split form by
[TABLE]
Applying the formulæ in [5, (12.21)] we define the integers and with and by
[TABLE]
and we get
[TABLE]
[TABLE]
In our setting, the pair of integers is given by for even; for odd. Applying [5, (12.22)] we deduce that this character defines the pure inner form
- •
if is even,
- •
if is odd.
The only representation in with this pair of pure inner forms is .
Conclusion: The result
[TABLE]
*confirms the conjectures by B. Gross and D. Prasad * [5].
Acknowledgements The first author was partially supported by Grant-in-Aid for Scientific Research (A) (25247006), Japan Society for the Promotion of Science.
Research by B. Speh was partially supported by NSF grant DMS-1500644. Part of this research was conducted during a visit of the second author at the Graduate School of of Mathematics of the University of Tokyo, Komaba. She would like to thank it for its support and hospitality during her stay.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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