$b$-ary expansions of algebraic numbers
Xianzu Lin

TL;DR
This paper generalizes previous results on the $b$-ary expansions of algebraic numbers, introduces new transcendence criteria, and explores the independence of expansions of algebraic numbers, leading to a generalized Borel conjecture.
Contribution
It extends earlier work on $b$-ary expansions, providing new transcendence criteria and insights into the independence of algebraic numbers' expansions.
Findings
New transcendence criteria for algebraic numbers
Linearly independent algebraic numbers have quite independent $b$-ary expansions
Proposal of a generalized Borel conjecture
Abstract
In this paper we give a generalization of the main results in \cite{ab,ab1} about -ary expansions of algebraic numbers. As a byproduct we get a large class of new transcendence criteria. One of our corollaries implies that -ary expansions of linearly independent irrational algebraic numbers are quite independent. Motivated by this result, we propose a generalized Borel conjecture.
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Taxonomy
TopicsMeromorphic and Entire Functions · Mathematical Dynamics and Fractals · Advanced Mathematical Identities
-ary expansions of algebraic numbers
Xianzu Lin
Abstract.
In this paper we give a generalization of the main results in [1, 2] about -ary expansions of algebraic numbers. As a byproduct we get a large class of new transcendence criteria. One of our corollaries implies that -ary expansions of linearly independent irrational algebraic numbers are quite independent. Motivated by this result, we propose a generalized Borel conjecture.
*College of Mathematics and Computer Science, Fujian Normal University,
* *Fuzhou, 350108, China;
Email: [email protected]
Keywords: -ary expansions, subspace theorem, irrational algebraic number.
Mathematics Subject Classification 2010: 11A63, 11K16.
1. Introduction
Let be a fixed integer. Any real number has a unique -ary expansion:
[TABLE]
where and the set is infinite. is called to base if, for every , every block of digits from occurs in the -ary expansion of with frequency .
A classical theorem of Borel [3] says that almost all real numbers are normal to base . In [4] Borel made the conjecture that all irrational algebraic numbers are normal to base . It seems that this conjecture is far from the reach of modern mathematics. Let be the number of distinct blocks of length occurring in the -ary expansion of . It follows from Borel’s conjecture that for any irrational algebraic numbers . But even this corollary is too difficulty. A large breakthrough in this direction is due to Adamczewski and Bugeaud [1]. Before introducing their results, we need some preparations.
We say that an infinite word of elements from has if the following condition is satisfied, where the length of a finite word is denoted by .
Condition 1.1**.**
There exist three sequences of finite nonempty words , , such that:
- i
for any , is a prefix of a; 2. ii
the sequence is strictly increasing; 3. iii
there exists a positive constant such that
[TABLE]
for every .
One of the main results in [1] is the following:
Theorem 1.2**.**
The -ary expansion of an irrational algebraic number has no long repetitions.
It follows directly from this theorem that
[TABLE]
where is an irrational algebraic numbers. This result, though far from the conjecture that , is indeed a great advance comparing with the previous result [6] that
[TABLE]
In [2], Adamczewski and Bugeaud further explored the independence of -ary expansions of two irrational algebraic numbers and .
Let
[TABLE]
and
[TABLE]
be two infinite words of elements from . The following is a condition about the pair :
Condition 1.3**.**
There exist three sequences of finite nonempty words , , such that:
- i
for any , the word is a prefix of a and the word is a prefix of ; 2. ii
the sequence is strictly increasing; 3. iii
there exists a positive constant such that
[TABLE]
for every .
The main result in [2] is:
Theorem 1.4**.**
Let and be two irrational algebraic numbers. If their -ary expansions
[TABLE]
and
[TABLE]
satisfy Condition 1.3, then the two infinite words
[TABLE]
and
[TABLE]
have the same tail.
In this paper, we show that for a fix irrational algebraic number , and a fix nontrivial linear equation
[TABLE]
where , the -ary expansion of can not have disjoint long sub-words which are correlated by the above linear equation. When the linear equation is , we recover Theorem 1.2. Similar result holds for several algebraic numbers such that are linearly independent over . Applying this result to a pair of algebraic numbers quickly implies Theorem 1.4. Our method is different from that of [1, 2]. In particular, we do not use rational approximations to algebraic numbers. Instead, we deduce all things from a single theorem about greatest common divisor of a big sum and a pow of (Theorem 2.1).
This paper is structured as follows: In Section 2, we state the main results of this paper after some preparations. In Section 3, we supply all the proofs. In Sections 4, we propose a generalized Borel conjecture and some other questions.
2. Main results
Throughout this paper, let be a fixed integer. All the irrational algebraic numbers we consider lie in the interval . All the words considered in this paper mean words of elements from . For an irrational algebraic number , we always identify the -ary expansions
[TABLE]
with the infinite word
[TABLE]
The length of a finite word is denoted by . For any real number , and denote respectively the integer part and the fractional part of . Finally, for two integers and , denote the greatest common divisor of and by .
Before giving the main result, we introduce some new definitions and notations.
Given positive integers , an array of nonzero rational numbers , where , , will be called an -. For each -array , Set
[TABLE]
[TABLE]
and set
[TABLE]
Let be a positive real number. An -array is - if the following conditions are satisfied :
- i
is a positive integer for , ; 2. ii
for , ; 3. iii
.
Now we are in the position to state a theorem from which all the results of this paper can be derived:
Theorem 2.1**.**
Let be irrational algebraic numbers and let , , and be fix positive numbers. Let be an real valued function defined on the set of all -admissible -arrays such that for every . For each -admissible -array , set
[TABLE]
Then if both and are sufficiently large, we have
[TABLE]
A direct consequence of Theorem 2.1 is the following:
Theorem 2.2**.**
Let be algebraic numbers, such that
[TABLE]
are linearly independent over . Let be positive integers, let be a fixed -, and let , and be fixed positive numbers. Let be an real valued function defined on the set of all -admissible -arrays such that for every . For each -admissible -array , set
[TABLE]
Then when both and are sufficiently large, we have
[TABLE]
The following two special cases of Theorem 2.2 is more convenient for applications.
Theorem 2.3**.**
Let be an irrational algebraic number. Let a positive integer. Let be a fixed -, and let and be fixed positive numbers. For each -admissible -array , set
[TABLE]
Then when both and are sufficiently large, we have
[TABLE]
Theorem 2.4**.**
Let be algebraic numbers, such that are linearly independent over . Let and be fixed positive numbers. For each -admissible -array , set
[TABLE]
Then when is sufficiently large, we have
[TABLE]
We need some preliminaries before giving more specific corollaries of Theorem 2.2.
Let be fixed non-zero integers. Let a be an infinite word of elements from . For any finite non-empty word , set
[TABLE]
The following is a condition about a and the numbers :
Condition 2.5**.**
There exist sequences of finite nonempty words
[TABLE]
such that:
- i
for each , the word is a prefix of the word a ; 2. ii
for each ,
[TABLE]
and the sequence is strictly increasing; 3. iii
for each ,
[TABLE]
and for each the sequence is strictly increasing; 4. iv
for each ,
[TABLE] 5. v
there exists a positive constant such that
[TABLE]
for .
Let be infinite words of elements from . The second condition is about and the numbers :
Condition 2.6**.**
There exist sequences of finite nonempty words
[TABLE]
such that:
- i
for each , the word is a prefix of the word ; 2. ii
for each ,
[TABLE]
and the sequence is strictly increasing; 3. iii
for each ,
[TABLE] 4. iv
there exists a positive constant such that
[TABLE]
for .
Theorem 2.7**.**
Let be an irrational algebraic number, and let be fixed non-zero integers. Then the -ary expansion of does not satisfy Condition 2.5.
When , , the congruence
[TABLE]
in Condition 2.5 forces . In this way we recover Theorem 1.2 immediately.
Theorem 2.7 and its variants immediately yield a large class of new transcendence criteria. The following are two simplest examples:
Let be the set of finite words of length on the alphabet . Let be a nonzero integer. For any of length , let and be the two sub-words of a such that is the prefix of a and
[TABLE]
Let be the unique word of length in satisfying
[TABLE]
and let be the unique word of length in satisfying
[TABLE]
We define two operations and on by
[TABLE]
and
[TABLE]
Let be the limit of , and let be the limit of for . Now Theorem 2.7 immediately implies the following two transcendence criteria.
Theorem 2.8**.**
For any , set
[TABLE]
and
[TABLE]
Then neither
[TABLE]
nor
[TABLE]
can be irrational algebraic number.
Remark 2.9**.**
In fact, both
[TABLE]
and
[TABLE]
in the above theorem are transcendental except for some extreme cases.
Now we consider simultaneous -ary expansions of several algebraic numbers.
Theorem 2.10**.**
Let be algebraic numbers, such that
[TABLE]
are linearly independent over . Let be fixed non-zero integers. Then Condition 2.6 is not satisfied by the -ary expansions of .
When , , Condition 2.6 reduces to Condition 1.3.
It can be derived directly from Theorem 2.2 that Theorems 2.7 and 2.10 have a common generalization of mixed type. It is a little tedious to write down the full result. A simplest case says that:
Theorem 2.11**.**
Let be three fixed non-zero integers. Let and be two algebraic numbers, such that are linearly independent over . Then their -ary expansions
[TABLE]
and
[TABLE]
can not satisfy Condition 2.12
Condition 2.12**.**
There exist six sequences of finite nonempty words
[TABLE]
such that:
- i
for each , both and are prefixes of ; 2. ii
for each , is a prefix of ; 3. iii
for each ,
[TABLE]
and the sequence is strictly increasing; 4. iv
for each ,
[TABLE] 5. v
for each , and the sequence is strictly increasing; 6. vi
there exists a positive constant such that
[TABLE]
for .
3. proofs of the main results
As in [1, 2], our proofs are dependent upon the following -adic version of the Schmidt subspace theorem [8, 9]. Let is the -adic absolute value on , normalized by . we pick an extension of to .
Theorem 3.1**.**
Let be an integer, and let be a finite set of places on containing the infinite place. For every
[TABLE]
set
[TABLE]
For every , let be linearly independent linear forms in variables with algebraic coefficients. Then for any positive number , the solutions of the inequality
[TABLE]
lie in finitely many proper linear subspaces of
Proof of Theorem 2.1.
For the infinite place and for each prime , we will introduce linearly independent linear forms as follows:
For every
[TABLE]
set
[TABLE]
and for each , set
[TABLE]
For each prime and each , set
[TABLE]
Assume that there exists an infinite sequence of -admissible -arrays, such that both and tend to infinity, and
[TABLE]
where
[TABLE]
and
[TABLE]
Set
[TABLE]
Then we have
[TABLE]
Direct estimation shows that
[TABLE]
for sufficiently large. By product formula (cf.[7, p.99]),
[TABLE]
for . Hence
[TABLE]
for sufficiently large. Now by Theorem 3.1, there exist a nonzero element , and an infinite subset of such that
[TABLE]
for each .
As tends to infinity, we can choose an infinite subset of , and a permutation of , satisfying:
- i
for each ,
[TABLE] 2. ii
for each ,
[TABLE]
Now dividing Formula (1) by and letting tend to infinity along , we obtain
[TABLE]
Hence, by the irrationality of ,
[TABLE]
Finally, dividing Formula (1) by in turn, we get
[TABLE]
This concludes the proof of the theorem. ∎
Remark 3.2**.**
The above proof uses only the irrationality of . Thus if we require all the -admissible -arrays to satisfy
[TABLE]
then Theorem 2.1 still holds if we only assume the irrationality of .
Proof of Theorem 2.2.
Assume that there exists an infinite sequence
[TABLE]
of -admissible -arrays, such that both and tend to infinity, and
[TABLE]
where we set
[TABLE]
We can choose an infinite subset of , a partition of the set
[TABLE]
and a fixed for each , such that for each ,
- i
, ; 2. ii
is independent of , when and ; 3. iii
the sequence tends to infinity, when and .
As tend to infinity, we see that and imply . Hence by the assumption on ,
[TABLE]
is an irrational algebraic number when . For we have
[TABLE]
Set . Then when . Hence both and tend to infinity along . Now applying Theorems 2.1 to and implies
[TABLE]
when is sufficiently large. This contradicts inequality (2). ∎
Proofs of Theorems 2.3 and 2.4.
Theorem 2.3 follows by applying Theorem 2.2 to the case and
[TABLE]
Theorem 2.4 follows by applying Theorems 2.2 to the case
[TABLE]
and
[TABLE]
∎
Proofs of Theorems 2.7 and 2.10.
We prove Theorem 2.7 first. Assume that the -ary expansion of satisfies Condition 2.5. Set . Then each is an -admissible -array by (v) of Condition 2.5. It follows from (ii) and (iii) of Condition 2.5 that both the sequences and are strictly increasing. (iv) of Condition 2.5 implies
[TABLE]
is divisible by , hence
[TABLE]
for each . On the other hand, applying Theorem 2.3 to and the sequence implies
[TABLE]
when is sufficiently large. This concludes the proof of Theorem 2.7. Theorem 2.10 follows from Theorem 2.4 in exactly the same way. ∎
Proof of Theorem 1.4.
Assume that the -ary expansions of and satisfy Condition 1.3. It follows from Theorem 2.10 that and are not linearly independent over . Thus there exists a nonzero element in , such that
[TABLE]
The above equality implies . Set and Without loss of generality, we can choose an infinite subset of such that either is a fixed integer , or tends to along . In the second case, applying Theorem 2.1 to the sum implies
[TABLE]
when is sufficiently large; this contradicts (i) of Condition 1.3. Hence we assume that is a fixed positive integer for . We have
[TABLE]
when . If
[TABLE]
we can apply Theorem 2.1 to get a contradiction as above. Hence
[TABLE]
Now (i) of Condition 1.3 implies that
[TABLE]
is divisible by when is sufficiently large, where . This implies the -ary expansion of the rational number has arbitrary long block of zero or . On the other hand, it is well-know that the -ary expansion of a rational number is eventually periodic. This forces to be integer for some positive integer . This fact combining with equalities and implies that the -ary expansions of and have the same tail. ∎
4. a generalized Borel
conjecture and some other questions
In this section, we collect some problems and open questions for future work.
- (i)
Theorem 2.10 implies that -ary expansions of linearly independent irrational algebraic numbers are quite independent. Motivated by this result, we propose a generalized Borel conjecture.
Let be -tuple of real numbers and let
[TABLE]
be their -ary expansions. For two positive integers and each -matrix of elements from , set
[TABLE]
where
[TABLE]
The -tuple of real numbers is called to base if for each , each -matrix of elements from occurs in the -ary expansion of with the frequency , that is, if
[TABLE]
for each , and each -matrix of elements from .
The proof of Borel’theorem by the law of large numbers in [5, p.110] can be used directly to show that:
Theorem 4.1**.**
Almost all -tuples of real numbers are normal to base .
Motivated by this result and Theorem 2.10, we propose the following generalization of Borel conjecture.
Conjecture 4.2** **(Generalized Borel
Conjecture).
Let be algebraic numbers, such that are linearly independent over . Then is normal to base .*
It is easy to check that the above conjecture is invalid if are linearly dependent over . 2. (ii)
The proof of Theorem 2.1 and Remark 3.2 implies the following theorem:
Theorem 4.3**.**
Let be a positive integer, let be a positive number, and let
[TABLE]
be a polynomial with real algebraic coefficients, where is irrational. Then we have
[TABLE]
when is sufficiently large.
It is reasonable to expect that the following more general result also holds:
Conjecture 4.4**.**
Let be a positive number, let , be two positive integers,and let
[TABLE]
and
[TABLE]
be polynomials with real algebraic coefficients, where and are linearly independent over . Then we have
[TABLE]
when is sufficiently large. 3. (iii)
All the congruences in Conditions 2.5, 2.6 and 2.12 are linear. We ask that wether similar results held for some nonlinear congruences. According to Theorems 2.1-2.4, this amounts to similar estimation of the upper bound of greatest common divisor of more general power sums. It is too difficult to give a general formulation of such question. Following are three simplest illustrations.
Conjecture 4.5**.**
Let , be two irrational algebraic numbers, and let be a positive number. For nonnegative integers and , set
[TABLE]
Then we have
[TABLE]
when is sufficiently large.
Conjecture 4.6**.**
Let , and be as before. For two nonnegative integers and , set
[TABLE]
Then we have
[TABLE]
when is sufficiently large.
Conjecture 4.7**.**
Let , and be as before. For positive integer , set
[TABLE]
Then we have
[TABLE]
when is sufficiently large.
Conjectures 4.5 and 4.6, if valid, would provide new evidences for the Generalized Borel Conjecture.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] B. Adamczewski and Y. Bugeaud, On the independence of expansions of algebraic numbers in an integer base , Bull. Lond. Math. Soc. 39 (2007), 283–289.
- 3[3] E. Borel, Les probabilités dénombrables et leurs applications arithmétiques , Rendiconti del Circolo Matematico di Palermo, 27 (1909), 247–271
- 4[4] E. Borel, Sur les chiffres décimaux de 2 2 \sqrt{2} et divers problèmes de probabilités en chaîne , C. R. Acad. Sci. Paris 230 (1950), 591–593.
- 5[5] K. L. Chung, A Course in Probability Theory , New York, 1974.
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- 7[7] S. Lang, Algebraic Number Theory, 2nd edn , Graduate Texts in Mathematics, vol. 110. Springer, New York (1994).
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