Distribution of prime ideals of higher residue degree across ideal classes in the class groups
Prem Prakash Pandey

TL;DR
This paper studies how prime ideals with higher residue degrees distribute among ideal classes in number fields, providing criteria for generation of class groups and implications for norm equations and annihilators.
Contribution
It introduces a criterion for the class group to be generated by prime ideals of higher residue degree and explores its implications.
Findings
Criterion for class group generation by prime ideals of residue degree f>1
Implications for solvability of norm equations in number fields
Results on finding annihilators for relative extensions
Abstract
In this article we investigate the distribution of prime ideals of residue degree bigger than one across the ideal classes in the class group of a number field . A criterion for the class group of being generated by the classes of prime ideals of residue degree is provided. Further, some consequences of this study on the solvability of norm equations for and on the problem of finding annihilators for relative extensions are discussed.
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Taxonomy
TopicsAlgebraic Geometry and Number Theory · Coding theory and cryptography · Cryptography and Residue Arithmetic
Distribution of prime ideals across ideal classes in the class groups
Prem Prakash Pandey
School of Mathematical Sciences, NISER Bhubaneswar (HBNI), Jatani, Khurda-650 052, India.
Abstract.
In this article we investigate the distribution of prime ideals of residue degree bigger than one across the ideal classes in the class group of a number field . A criterion for the class group of being generated by the classes of prime ideals of residue degree is provided. Further, some consequences of this study on the solvability of norm equations for and on the problem of finding annihilators for relative extensions are discussed.
Key words and phrases:
residue degree, class group, annihilators of class group, norm equations
2010 Mathematics Subject Classification:
11R44, 11R40
1. Introduction
In this article, and denote number fields such that is a subfield of . We assume that is Galois and write . Let be a prime ideal of , denote the prime ideal of below . The residue degree will be denoted by , and when we should simply write . Also we let be an odd prime number and fix a primitive root of unity . Let denote the subfield of obtained by adjoining to . An important result in algebraic number theory is the following theorem, which is one of many density theorems.
Theorem 1.1**.**
[ Theorem 4.6, [7]] Every ideal class in the class group of contains infinitely many prime ideals of residue degree one, that is, .
Let be an ideal class in the class group of and be a prime ideal in . If denotes the rational prime lying below then, by Theorem 1.1, one may assume that is unramified in and the following factorization holds
[TABLE]
Thus, for we have
[TABLE]
which is trivial. This shows that annihilates the class group . But is not very useful as annihilator, as in applications of annihilators, mostly one uses for annihilation, with being an annihilator and being the complex conjugation (e.g. see the works of Mihailescu proving Catalan’s conjecture in [15] or [2]).
There are various accounts of finding elements in the group ring which annihilate the class group of . When , the Stickelberger theorem is a celebrated result in this direction (see [9] or [17]). In full generality (that is when is arbitrary) there is no description of elements in which annihilate the class group (though there are some results in special cases, see [4] or [14, 16]). On the other hand, if has class number one, then it is easy to see (for example, as illustrated after Theorem 1.1), that the -trace annihilates the class group . The perspective taken in this article is to explore an analogue of Theorem 1.1 for higher residue degrees and possible consequences. For extension , we define the set
[TABLE]
From Theorem 1.1 it follows that for any extension . For and , Kummer had proved this using only algebraic tools (see [8] or chapter 9 in [15]). This algebraic proof has been further extended by Lenstra and Stevenhagen in more general set-up (see [11]). To the best of our knowledge, the following question (which can be seen as a generalization of Theorem 1.1) has not been addressed in the literature.
Question 1: When does the set has more than one element?
The question is interesting only when the class number of is bigger than . When is cyclic and has class number , then each element of gives rise to an annihilator of the class group . Let and let be the unique subgroup of of order . If is a complete set of representatives of the elements of , then we put and prove the following theorem.
Theorem 1.2**.**
*Consider a cyclic extension of number fields. Then at least one of the following holds:
(1) the class number of is bigger than one,
(2) the element annihilates for each .*
For we have , the -trace. Using Theorem 1.2, in section 3, we shall show that for the fields and we have . Next, we give a criterion to determine if a positive integer is in or not. For this, let be the Hilbert class field of (maximal unramified abelian extension of ). Then is Galois (see Lemma 1) and we have a short exact sequence
[TABLE]
For any we use for any lift of to , that is, and . Now we are in a position to state the criterion.
Theorem 1.3**.**
For an integer , the ideal class group is generated by the classes of prime ideals with if and only if the set
[TABLE]
generates the group .
We give a proof of Theorem 1.3 in the next section. The proof also demonstrates that the size of the subgroup generated by the set measures the size of the subgroup of the class group which is generated by the classes of prime ideals with . This can be exploited to study the (absolute) norm equations. The study of solvability of norm equations for number fields and algorithms to determine solutions to norm equations are well pursued (see [6, 1, 5, 3] and references in there). The special case has an immediate bearing on the solvability of the norm equations. In this direction we give the following sufficient condition for the solvability of norm equations.
Theorem 1.4**.**
Let be a number field whose class number is a prime number. If then the norm equation
[TABLE]
is solvable whenever the prime divisors of are unramified, of residue degree bigger than and is a multiple of the residue degree of . Here is the -adic valuation of , that is, the highest power of which divides .
The only reason for considering the absolute norm equation in Theorem 1.4 is that we can not say, in general, whether is a norm or not. Thus, if the extension is not totally real then in Theorem 1.4 we can replace equation (2) by
[TABLE]
In section 3, Theorem 1.4 is used to give a very concrete description of the solvability of the norm equations for the extension in a very elementary way (see Theorem 3.3).
2. Proofs
We begin this section with a proof of Theorem 1.2.
Proof of Theorem 1.2.
If the class number of is bigger than one then nothing to prove. So we assume that the class number of is one. Let be an ideal class in . Then
[TABLE]
for unramified prime ideals of residue degree . Thus it is enough to prove that annihilates all the unramified prime ideals of residue degree .
Let be an unramified prime ideal of the residue degree in and let be the prime ideal of lying below . Let denote the decomposition group at . Then is the unique subgroup of of order and it does not depend on . If is a complete set of representatives of , then is the set of all conjugates of . Thus the factorization of is given by
[TABLE]
Since is a multiple of by some , it follows that
[TABLE]
is principal. Thus annihilates the class group . ∎
To prove Theorem 1.3 we need some preliminaries. We begin with the following elementary lemma (as was indicated in section 1).
Lemma 1**.**
If is a Galois extension of number fields and is the Hilbert class field of , then is Galois.
Proof.
We fix an algebraic closure of . Let , then , as is Galois. Since is maximal unramified hence so is . Consequently , proving that is Galois. ∎
For an unramified prime ideal in , let denote the Frobenius of with respect to the extension . If is abelian then we also write for , where . From the definition of the Frobenius, we have the following lemma (see page 127 in [7]).
Lemma 2**.**
Let be a Galois extension of number fields and let be an intermediate field such that is Galois. Then for any unramified prime ideal one has .
Next we recall the Chebotarëv density Theorem (see [10]). For any , let denote the set of prime ideals in such that there is a prime ideal of above such that .
Theorem 2.1**.**
[ Chebotarëv Density Theorem] Let and stand for the conjugacy class of then the density of is .
Proof of Theorem 1.3.
For any of order , it is immediate to see that
[TABLE]
and thus .
Assume that the set generates the group . Let be an ideal class in and be the corresponding element in under the Artin isomorphism between and the Galois group . Then there is a prime ideal in such that
[TABLE]
From our assumption, there are elements in of order such that
[TABLE]
By Chebotarev density theorem, for each there exists prime ideal of such that
[TABLE]
Let for . Then from Lemma 2 it follows that , for . Since the order of is , we conclude that the residue degree of is . Next we note that
[TABLE]
Since is abelian, we get
[TABLE]
This leads to
[TABLE]
From the above equality, it follows that , as desired.
Conversely assume that the ideal class group is generated by the classes of prime ideals of residue degree .
Let and let be the ideal class corresponding to under the Artin isomorphism. By our assumption, there are prime ideals of residue degree such that . Put , for . Then it follows immediately that is of order and . This proves the Theorem. ∎
Remark 1**.**
From the proof of the Theorem 1.3, it is immediate that the size of the subgroup generated by the set measures the size of the subgroup of the class group which is generated by the classes of prime ideals of residue degree . In particular, if the class number of is prime and then all the prime ideals of residue degree are principal in .
Proof of Theorem 1.4.
Let be a prime of residue degree which is unramified in . We shall show that there is an element such that .
Since the class number of is a prime number and , the subgroup generated by the set
[TABLE]
is trivial. Consequently, from the Remark 1, all the prime ideals of above are principal. Let be a prime ideal of dividing and be a generator of . Then we have
[TABLE]
The theorem follows at once from the multiplicative property of the norm map.
∎
3. An example
In this section, we consider the fields and and show that . Note that, the condition ‘unramified’ in the definition of is redundant in this case. If is a prime ideal in of residue degree then , and thus . Since the class number of is bigger than , it follows that is not possible. So it remains to show that or is not possible.
Before proceeding further, we recall some results on cyclotomic fields which will be needed. Let and denote the class numbers of and respectively and put . Let be the Galois group and denote the Stickelberger ideal in . It is well known that . We now describe a basis of (see chapter 9 in [15]).
For each with we define
[TABLE]
where and denotes the largest integer not bigger than . Further we put . Then we have following Theorem due to Kummer.
Theorem 3.1**.**
[Theorem 9.3, [15]] The elements together with the -trace forms a of .
We recall following fact (see Theorem 1.1 in [12]).
Theorem 3.2**.**
We have for .
Now we fix , we have . Thus, if annihilates the class group of then must lie in . In the case of , we have
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
If the class group of is generated by prime ideals of residue degree then by Theorem 1.2 the element is an annihilator of the class group of . Thus we have . Hence, from Theorem 3.1, there are integers such that
[TABLE]
For any prime ideal of of residue degree the decomposition group is
[TABLE]
Thus is a complete set of coset representatives of . Note that any other set of coset representatives of is a multiple by an element of . Hence, without loss of generality we take
[TABLE]
Comparing the coefficients of in equations (3) and (4) we obtain a contradiction as explained below.
Comparing the coefficient of leads to and comparing the coefficient of leads to . On the other hand comparing the coefficients of gives
[TABLE]
and from the coefficients of we obtain
[TABLE]
Equations ( and (6) together give which contradicts to . Thus and it follows that the class group of is not generated by the classes of prime ideals of residue degree .
Next, we show that the class group of is not generated by the classes of prime ideals of residue degree . If is a prime ideal of residue degree , then the decomposition group at is
[TABLE]
As done earlier, we may assume that
[TABLE]
From Theorem 1.2 annihilates the class group of and thus . From Theorem 3.1, there are integers such that
[TABLE]
The equations (7) and (8) leads to an inconsistent system of equation in and this is summarized below.
Coefficients of gives , coefficients of gives and coefficients of gives . Using these, the coefficients of gives and coefficients of gives . Using these values in the relations obtained from coefficients of and further leads to . Now coefficients of leads to . In same way, coefficients of leads to , coefficients of leads to . Further the coefficients of gives . Now we see that the coefficients of and that of lead to the inconsistent system
[TABLE]
Thus we have proved that
[TABLE]
Remark 2**.**
Proceeding along the same line, we have made computations for and and found that .
Now we give a complete description of solvability of norm equations for . Since the splitting type of any rational prime in is well understood (see chapter 3 in [17]), the description in Theorem 3.3 is the best one can expect.
Theorem 3.3**.**
For any the norm equation
[TABLE]
is solvable if and only if is a multiple of the residue degree of for all primes and . Consequently the knot number of is .
Proof.
Since is totally complex, the values of norm map are non-negative. It suffices to show that for each prime there is an such that
[TABLE]
For , equation (9) holds for . When is a prime of residue degree , then is unramified and existence of an satisfying equation (9) is guaranteed from the Theorem 1.4.
Now assume that splits completely in , and let be a prime ideal of . If is principal then we are done. The class number of is (see [17, 12]). Consequently there is a such that
[TABLE]
On the other hand
[TABLE]
Let be such that then equation (9) holds for . ∎
From the proof of Theorem 3.3 it also follows that if the class number of and the degree are coprime then the norm equation
[TABLE]
is solvable for each prime .
4. Concluding remarks
The purpose of this article is to convince the reader that the problem “whether prime ideals of residue degree bigger than one are well distributed across the ideal class group or not” is a useful problem. In general, we are not aware of any method to tackle this problem; the analytic methods which successfully tackle the distribution of prime ideals of residue degree one are limited to prime ideals of residue degree one.
From the two examples we made computations for, it is tempting to look for some relation between ‘’ and ‘’.
The study carried out here is in the spirit that ‘look at subfields of to get information on ’. Such studies has been carried out earlier too, for example see [13].
Acknowledgements. The author would like to express his gratitude to Prof. Dipendra Prasad for some very fruitful discussions and making some corrections in earlier versions.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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