Groups of fast homeomorphisms of the interval and the ping-pong argument
Collin Bleak, Matthew G. Brin, Martin Kassabov, Justin Tatch Moore,, Matthew C. B. Zaremsky

TL;DR
This paper adapts the Ping-Pong Lemma to the homeomorphism group of the interval, providing criteria for subgroup classification and embeddings into Thompson's group F, with applications to permutation groups.
Contribution
It introduces a new method for analyzing subgroups of homeomorphisms of the interval using the ping-pong argument, and establishes criteria for their embedding into Thompson's group F.
Findings
Identifies a large class of generating sets for subgroups of Homeo_+(I)
Provides dynamical data to determine group isomorphism types
Establishes embedding criteria into Thompson's group F
Abstract
We adapt the Ping-Pong Lemma, which historically was used to study free products of groups, to the setting of the homeomorphism group of the unit interval. As a consequence, we isolate a large class of generating sets for subgroups of for which certain finite dynamical data can be used to determine the marked isomorphism type of the groups which they generate. As a corollary, we will obtain a criteria for embedding subgroups of into Richard Thompson's group . In particular, every member of our class of generating sets generates a group which embeds into and in particular is not a free product. An analogous abstract theory is also developed for groups of permutations of an infinite set.
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Groups of fast homeomorphisms of the interval and the ping-pong argument
Collin Bleak
,
Matthew G. Brin
,
Martin Kassabov
,
Justin Tatch Moore
and
Matthew C. B. Zaremsky
Collin Bleak
School of Mathematics and Statistics
University of St. Andrews
St. Andrews, Fife KY16 9SS
Matthew G. Brin
Department of Mathematical Sciences
Binghamton University
Binghamton, NY 13902-6000
Martin Kassabov, Justin Tatch Moore, Matthew C. B. Zaremsky
Department of Mathematics
Cornell University
Ithaca, NY 14853-4201
Abstract.
We adapt the Ping-Pong Lemma, which historically was used to study free products of groups, to the setting of the homeomorphism group of the unit interval. As a consequence, we isolate a large class of generating sets for subgroups of for which certain finite dynamical data can be used to determine the marked isomorphism type of the groups which they generate. As a corollary, we will obtain a criteria for embedding subgroups of into Richard Thompson’s group . In particular, every member of our class of generating sets generates a group which embeds into and in particular is not a free product. An analogous abstract theory is also developed for groups of permutations of an infinite set.
Key words and phrases:
algebraically fast, dynamical diagram, free group, geometrically fast, geometrically proper, homeomorphism group, piecewise linear, ping-pong lemma, symbol space, symbolic dynamics, Thompson’s group, transition chain
2010 Mathematics Subject Classification:
20B07, 20B10, 20E07, 20E34
This paper was prepared in part during a visit of the first and fourth author to the Mathematisches Forschungsinstitut Oberwolfach, Germany in December 2016 as part of their Research In Pairs program. The research of the fourth author was supported in part by NSF grant DMS-1262019.
1. Introduction
The ping-pong argument was first used in [13, §III,16] and [11, §II,3.8] to analyze the actions of certain groups of linear fractional transformations on the Riemann sphere. Later distillations and generalizations of the arguments (e.g., [14, Theorem 1]) were used to establish that a given group is a free product. In the current paper we will adapt the ping-pong argument to the setting of subgroups of , the group of the orientation preserving homeomorphisms of the unit interval. Our main motivation is to develop a better understanding of the finitely generated subgroups of the group of piecewise linear order-preserving homeomorphisms of the unit interval. The analysis in the current paper resembles the original ping-pong argument in that it establishes a tree structure on certain orbits of a group action. However, the arguments in the current paper differ from the usual analysis as the generators of the group action have large sets of fixed points.
The focus of our attention in this article will be subgroups of which are specified by what we will term geometrically fast generating sets. On one hand, our main result shows that the isomorphism types of the groups specified by geometrically fast generating sets are determined by their dynamical diagram which encodes their qualitative dynamics; see Theorem 1.1 below. This allows us to show, for instance, that such sets generate groups which are always embeddable into Richard Thompson’s group . On the other hand, we will see that a broad class of subgroups of can be generated using such sets. This is substantiated in part by Theorem 1.5 below.
At this point it is informative to consider an example. First recall the classical Ping-Pong Lemma (see [16, Prop. 1.1]):
Ping Pong Lemma**.**
Let be a set and be a set of permutations of such that for all . Suppose there is an assignment of pairwise disjoint sets to each and an such that if are in , then
[TABLE]
Then freely generates .
(We adopt the convention of writing permutations to the right of their arguments; other notational conventions and terminology will be reviewed in Sections 2 and 3.) In the current paper, we relax the hypothesis so that the containment is required only when is contained in the support of ; similarly is only required when .
Consider the three functions in whose graphs are shown in Figure 1.
A schematic diagram (think of the line as drawn horizontally) of these functions might be:
[TABLE]
In this diagram, we have assigned intervals and to the ends of the support to each so that the entire collection of intervals is pairwise disjoint. Our system of homeomorphisms is assumed to have an additional dynamical property reminiscent of the hypothesis of the Ping-Pong Lemma:
- •
;
- •
carries into ;
- •
carries into for each .
A special case of our main result is that these dynamical requirements on the ’s are sufficient to characterize the isomorphism type of the group : any triple which produces this same dynamical diagram and satisfies these dynamical requirements will generate a group isomorphic to . In fact the map will extend to an isomorphism. In particular,
[TABLE]
for any choice of for each .
We will now return to the general discussion and be more precise. Recall that if is in , then its support is defined to be . A left (right) transition point of is a such that for every , (respectively ). An orbital of is a component its support. An orbital of is positive if moves elements of the orbital to the right; otherwise it is negative. If has only finitely many orbitals, then the left (right) transition points of are precisely the left (right) end points of its orbitals.
A precursor to the notion of a geometrically fast generating set is that of a geometrically proper generating set. A set is geometrically proper if there is no element of which is a left transition point of more than one element of or a right transition point of more than one element of . Observe that any geometrically proper generating set with only finitely many transition points is itself finite. Furthermore, geometrically proper sets are equipped with a canonical ordering induced by the usual ordering on the least transition points of its elements. While the precise definition of geometrically fast will be postponed until Section 3, the following statements describe the key features of the definition:
- •
geometrically fast generating sets are geometrically proper.
- •
if is geometrically proper, then there is a such that is geometrically fast.
- •
if is geometrically fast and for , then is geometrically fast.
Our main result is that the isomorphism types of groups with geometrically fast generating sets are determined by their qualitative dynamics. Specifically, we will associate a dynamical diagram to each geometrically fast set which has finitely many transition points. Roughly speaking, this is a record of the relative order of the orbitals and transition points of the various , as well as the orientation of their orbitals. In the following theorem is a certain finite set of points chosen from the orbitals of elements of and . These points will be chosen such that any nonidentity element of moves a point in .
Theorem 1.1**.**
If two geometrically fast sets have only finitely many transition points and have isomorphic dynamical diagrams, then the induced bijection between and extends to an isomorphism of and (i.e. is marked isomorphic to ). Moreover, there is an order preserving bijection such that induces the isomorphism .
We will also establish that under some circumstances the map can be extended to a continuous order preserving surjection .
Theorem 1.2**.**
For each finite dynamical diagram , there is a geometrically fast such that if is geometrically fast and has dynamical diagram , then there is a marked isomorphism and a continuous order preserving surjection such that for all .
Theorem 1.1 has two immediate consequences. The first follows from the readily verifiable fact that any dynamical diagram can be realized inside of (see, e.g., [10, Lemma 4.2]).
Corollary 1.3**.**
Any finitely generated subgroup of which admits a geometrically fast generating set embeds into Thompson’s group .
Since by [7] does not contain nontrivial free produces of groups, subgroups of which admit geometrically fast generating sets are not free products. It should also be remarked that while our motivation comes from studying the groups and , the conclusion of Corollary 1.3 remains valid if is replaced by, e.g. .
Corollary 1.4**.**
If is geometrically fast, then is marked isomorphic to for any choice of .
It is natural to ask how restrictive having a geometrically fast or geometrically proper generating set is. The next theorem shows that many finitely generated subgroups of in fact do have at least a geometrically proper generating set.
Theorem 1.5**.**
Every -generated one orbital subgroup of either contains an isomorphic copy of or else admits an -element geometrically proper generating set.
Notice that every subgroup of is contained in a direct product of one-orbital subgroups of . Thus if one’s interest lies in studying the structure of subgroups of which do not contain copies of , then it is typically possible to restrict one’s attention to groups admitting geometrically proper generating sets. The hypothesis of not containing an isomorphic copy of in Theorem 1.5 can not be eliminated. This is a consequence of the following theorem and the fact that there are finite index subgroups of which are not isomorphic to (see [3]).
Theorem 1.6**.**
If a finite index subgroup of is isomorphic to for some geometrically proper , then it is isomorphic to .
We conjecture, however, that every finitely generated subgroup of is bi-embeddable with a subgroup admitting a geometrically fast generating set.
While the results of this paper do of course readily adapt to , it is important to keep in mind that must be allowed as possible transition points when applying the definition of geometric properness and hence geometric fastness. For example, it is easy to establish that contains a free group using the ping-pong lemma stated above (the squares of the generators generate a free group). Moreover, once we define geometrically fast in Section 3, it will be apparent that the squares of the generators satisfies all of the requirements of being geometrically fast except that it is not geometrically proper (since, e.g., is a right transition point of both functions). As noted above, this group does not embed into and thus does not admit a geometrically fast (or even a geometrically proper) generating set. See Example 3.1 below for a more detailed discussion of a related example.
The paper is organized as follows. We first review some standard definitions, terminology and notation in Section 2. In Section 3, we will give a formal definition of geometrically fast and a precise definition of what is meant by a dynamical diagram. Section 4 gives a reformulation of geometrically fast for finite subsets of which facilitates algorithmic checking. The proof of Theorem 1.1 is then divided between Sections 5 and 6. The bulk of the work is in Section 5, which uses an analog of the ping-pong argument to study the dynamics of geometrically fast sets of one orbital homeomorphisms. Section 6 shows how this analysis implies Theorem 1.1 and how to derive its corollaries. In Section 7, we will prove Theorem 1.2. The group , which is the -ary analog of Thompson’s group , is shown to have a geometrically fast generating set in Section 8. Section 9 examines when bumps in geometrically fast generating sets are extraneous and can be excised without affecting the marked isomorphism type. Proofs of Theorems 1.5 and 1.6 are given in Section 10. Finally, the concept of geometrically fast is abstracted in Section 11, where a generalization of Theorem 1.1 is stated and proved, as well as corresponding embedding theorems for Thompson’s groups , , and . This generalization in particular covers infinite geometrically fast subsets of . Even in the context of geometrically fast sets with only finitely many transition points, this abstraction gives a new way of understanding in terms of symbolic manipulation.
2. Preliminary definitions, notation and conventions
In this section we collect a number of definitions and conventions which will be used extensively in later sections. Throughout this paper, the letters will be assumed to range over the nonnegative integers unless otherwise stated. For instance, we will write to denote a sequence with first entry and last entry . In particular, all counting and indexing starts at 0 unless stated otherwise. If is a function and is a subset of the domain of , we will write to denote the restriction of to .
As we have already mentioned, will be used to denote the set of all orientation preserving homeomorphisms of ; will be used to denote the set of all piecewise linear elements of . These groups will act on the right. In particular, will denote the result of applying a homeomorphism to a point . If and are elements of a group, we will write to denote .
Recall that from the introduction that if is in , then its support is defined to be . The support of a subset of is the union of the supports of its elements. A left (right) transition point of is a such that for every , (respectively ). An orbital of is a component its support. An orbital of is positive if moves elements of the orbital to the right; otherwise it is negative. If has only finitely many orbitals, then the left (right) transition points of are precisely the left (right) end points of its orbitals. An orbital of a subset of is a component of its support.
An element of with one orbital will be referred to as a bump function (or simply a bump). If a bump satisfies that on its support, then we say that is positive; otherwise we say that is negative. If , then is a signed bump of if is a bump which agrees with on its support. If is a subset of , then a bump is used in if is positive and there is an in such that coincides with either or on the support of . A bump is used in if it is used in . We adhere to the convention that only positive bumps are used by functions to avoid ambiguities in some statements. Observe that if is such that the set of bumps used in is finite, then is a subgroup of .
If and are two generating sequences for groups, then we will say that is marked isomorphic to if the map extends to an isomorphism of the respective groups. If is a finite geometrically proper subset of , then we will often identify with its enumeration in which the minimum transition points of its elements occur in increasing order. When we write is marked isomorphic to , we are making implicit reference to these canonical enumerations of and .
At a number of points in the paper it will be important to distinguish between formal syntax (for instance words) and objects (such as group elements) to which they refer. If is a set, then a string of elements of is a finite sequence of elements of . The length of a string will be denoted . We will use to denote the string of length 0. If and are two strings, we will use to denote their concatenation; we will say that is a prefix of and is a suffix of . If is a subset of a group, then a word (in ) is a string of elements of . A subword of a word must preserve the order from , but does not have to consist of consecutive symbols from . We write for the formal inverse of : the product of the inverses of the symbols in in reverse order.
Often strings have an associated evaluation (e.g. a word represents an element of a group). While the context will often dictate whether we are working with a string or its evaluation, we will generally use the typewriter font (e.g. ) for strings and symbols in the associated alphabets and standard math font (e.g. ) for the associated evaluations.
In Section 10, we will use the notion of the left (right) germ of a function at an which is fixed by (left germs are undefined at 0 and right germs are undefined at 1). If , then define the right germ of at to be the set of all such that for some , ; this will be denoted by . Similarly if , then one defines the left germ of at ; this will be denoted by . The collections
[TABLE]
[TABLE]
form groups and the functions and are homomorphisms defined on the subgroup of consisting of those functions which fix .
3. Fast collection of bumps and their dynamical diagrams
We are now ready to turn to the definition of geometrically fast in the context of finite subsets of . First we will need to develop some terminology. A marking of a geometrically proper collection of bumps is an assignment of a marker to each in . If is a positive bump with orbital and marker , then we define its source to be the interval and its destination to be the interval . We also set and . The source and destination of a bump are collectively called its feet. Note that there is a deliberate asymmetry in this definition: the source of a positive bump is an open interval whereas the destination is half open. This choice is necessary so that for any , there is a unique such that is not in the feet of , something which is a key feature of the definition.
A collection of bumps is geometrically fast if it there is a marking of for which its feet form a pairwise disjoint family (in particular we require that is geometrically proper). This is illustrated in Figure 2, where the feet of are and and the feet of are and .
Being geometrically fast is precisely the set of dynamical requirements made on the set of homeomorphisms mentioned in the introduction. We do not require here that is finite and we will explicitly state finiteness as a hypothesis when it is needed. Notice however that, since pairwise disjoint families of intervals in are at most countable, any geometrically fast set of bumps is at most countable. The following are readily verified and can be used axiomatically to derive most of the lemmas in Section 5 (specifically Lemmas 5.1–5.11):
- •
for all , and if then there exists a such that ;
- •
if , then ;
- •
if and , then if and only if .
- •
if , then or .
This axiomatic viewpoint will be discussed further in Section 11.
A set is geometrically fast if it is geometrically proper and the set of bumps used in is geometrically fast. Note that while geometric properness is a consequence of the disjointness of the feet if uses only finitely many bumps, it is an additional requirement in general. This is illustrated in the next example.
Example 3.1**.**
Consider the following homeomorphism of :
[TABLE]
Define by and where and . Thus the bumps used in are obtained by translating by even integers; the bumps in are the translates of by odd integers. If we assign the marker to and mark the translation of by with , then it can be seen that the feet of and are the intervals , which is a pairwise disjoint family. Thus the bumps used in are geometrically fast. Since is a right transition point of both and , is not geometrically proper and hence not fast. In fact, it follows readily from the formulation of the classical ping-pong lemma in the introduction that is free.
Observe that if is geometrically proper, each of its elements uses only finitely many bumps, and the set of transition points of is discrete, then there is a map of into the positive integers such that is geometrically fast. To see this, start with a marking such that the closures of the sources of the bumps used in are disjoint; pick sufficiently large so that all of the feet become disjoint. Also notice that if is geometrically fast and if for , then is geometrically fast as well.
If is a geometrically fast generating set with only finitely many transition points, then the dynamical diagram of is the edge labeled vertex ordered directed graph defined as follows:
- •
the vertices of are the feet of with the order induced from the order of the unit interval;
- •
the edges of are the signed bumps of directed so that the source (destination) of the edge is the source (destination) of the bump;
- •
the edges are labeled by the elements of that they come from.
We will adopt the convention that dynamical diagrams are necessarily finite. The dynamical diagram of a generating set for the Brin-Navas group [5] [15] is illustrated in the left half of Figure 3; the generators are and , where the is the geometrically fast generating sequence illustrated in Figure 4. We have found that when drawing dynamical diagram of a given , it is more æsthetic whilst being unambiguous to collapse pairs of vertices and of such that:
- •
is the immediate successor of in the order on ,
- •
’s neighbor is below , and ’s neighbor is above .
Additionally, arcs can be drawn as over or under arcs to indicate their direction, eliminating the need for arrows. This is illustrated in the right half of Figure 3. The result qualitatively resembles the graphs of the homeomorphisms rotated so that the line is horizontal.
An isomorphism between dynamical diagrams is a directed graph isomorphism which preserves the order of the vertices and induces a bijection between the edge labels (i.e. two directed edges have equal labels before applying the isomorphism if and only if they have equal labels after applying the isomorphism). Notice that such an isomorphism is unique if it exists — there is at most one order preserving bijection between two finitely linear orders.
Observe that the (uncontracted) dynamical diagram of any geometrically fast which has finitely many transition points has the property that all of its vertices have total degree 1. Moreover, any finite edge labeled vertex ordered directed graph in which each vertex has total degree 1 is isomorphic to the dynamical diagram of some geometrically fast which has finitely many transition points (see the proof of Theorem 1.2 in Section 7). Thus we will write dynamical diagram to mean a finite edge labeled vertex ordered directed graph in which each vertex has total degree 1. The edges in a dynamical diagram will be referred to as bumps and the vertices in a dynamical diagram will be referred to as feet. Terms such as source, destination, left/right foot will be given the obvious meaning in this context.
Now let be a geometrically fast set of positive bump functions. An element of is isolated (in ) if its support contains no transition points of . In the dynamical diagram of , this corresponds to a bump whose source and destination are consecutive feet. The next proposition shows that we may always eliminate isolated bumps in by adding new bumps to . This will be used in Section 7
Proposition 3.2**.**
If is a geometrically fast set of positive bump functions, then there is a geometrically fast such that and has no isolated bumps. Moreover, if is finite, then can be taken to be finite as well.
Proof.
If is isolated, let and be a geometrically fast pair of bumps with supports contained in such that neither nor is isolated in ; see Figure 5. Since the feet of are disjoint, so are the feet of and is no longer isolated in . Let be the result of adding such a pair of bumps for each isolated bump in . ∎
4. An algorithmically check-able criteria for geometric fastness
In this section we will consider geometrically proper sets which have finitely many transition points and develop a characterization of when they are geometrically fast. This characterization moreover allows one to determine algorithmically when such sets are geometrically fast. It will also provide a canonical marking of geometrically fast sets with finitely many transition points. We need the following refinement of the notion of a transition chain introduced in [2]. Let be a finite geometrically proper set of positive bump functions.
A sequence of nonisolated elements of is a stretched transition chain of if:
- (1)
for all , , where is the support of ; 2. (2)
no transition point of is in any interval .
Notice that whether is a stretched transition chain depends not only on the elements of listed in but on the entire collection . Since the left transition points in a stretched transition chain are strictly increasing, we will often identify such sequences with their range. In particular, a stretched transition chain is maximal if is maximal with respect to containment when regarded as a subset of . We will use to denote the composition . An element of is initial (in ) if either is isolated or else the least transition point of in the support of is not the right transition point of some element of . These are precisely the elements of which are the initial element of any stretched transition chain which contains them.
Figure 6 shows a dynamical diagram, along with a list of the maximal stretched transition chains.
Proposition 4.1**.**
If is a finite geometrically proper set of positive bump functions in , then the maximal stretched transition chains in partition the nonisolated elements of .
Remark 4.2*.*
We will see in Section 8 that geometrically fast stretched transition chains of length generate , the -ary analog of Thompson’s group . Thus if is geometrically fast, then is a sort of amalgam of copies of the and copies of .
Proof.
First observe that any sequence consisting of a single nonisolated element of is a stretched transition chain and thus is a subsequence of some maximal stretched transition chain in . Next suppose that and are consecutive members of a stretched transition chain. It follows that ’s left transition point is in the support of and is the greatest transition point of in the support of . In particular, must immediately follow in any maximal stretched transition chain. Similarly, must immediately precede in any maximal stretched transition chain. This shows that every nonisolated element of occurs in a unique maximal stretched transition chain of . ∎
If is a stretched transition chain, we define as the least transition point of in the support and as the greatest transition point of in the support . Since has no isolated bumps, both and are well defined.
Proposition 4.3**.**
If is a finite geometrically proper set of positive bump functions, then the following are equivalent:
- (1)
* is geometrically fast;* 2. (2)
every stretched transition chain of satisfies . 3. (3)
every maximal stretched transition chain of satisfies .
Remark 4.4*.*
This criterion for being geometrically fast was our original motivation for the choice of the terminology: the dynamics of the homeomorphisms are such that transition points can be moved to the right through transition chains as efficiently as possible. This is illustrated in Figure 4.
Remark 4.5*.*
The choice not to allow isolated bumps to be singleton stretched transition chains is somewhat arbitrary, although it would be necessary to make awkward adjustments to the definitions above if we took the alternate approach. It seems appropriate to omit them since they play no role in determining whether a group is fast other than contributing to the collective set of transition points of the set of bumps under consideration.
Proof.
To see that (1) implies (2), let be given equipped with a fixed marking witnessing that it is geometrically fast. Let and let denote the marker of . Notice that if is a transition point of which is in the support of , then ; otherwise a foot associated to would intersect a foot of . It follows that is in the support of since the left transition point of is in the support of by (1) in the definition of stretched transition chain. Therefore the left foot of is to the left of the right foot of and so . We now have inductively that and hence
[TABLE]
In order to see that (2) implies (1), let be the enumeration of such that the left transition points of the ’s occur in increasing order. Let denote the support of for . Begin by setting to be the least transition point of in the support of ; if is isolated we let be the midpoint of the support of . Define by induction. If is initial, we define . If is the right transition point of for some , then define . By induction, . Observe that if , then since is the right transition point of and in particular is fixed by .
Claim 4.6**.**
If is a transition point of in the support of , then .
Proof.
Let be the stretched transition chain which finishes with and which is maximal with this property. If is , then and the claim follows from our hypothesis that . If is the immediate predecessor of in and starts with , then . Moreover, if is obtained from by removing , then by an inductive argument we have that . By hypothesis (2), we have that . Since is the right transition point of which is the last entry of , we must have that . Furthermore, since any transition point of in the support of is between and we have our desired conclusion. ∎
We now claim that the assignment defines a marking which witnesses that is geometrically fast. We need to show that if , then the feet of are disjoint from those of . By our assumption on the enumeration, we have that . Note that if , the support of is disjoint from the support of . In particular the feet of and are disjoint.
If , then . In particular, the left foot of is disjoint from the support of and hence from its feet. Claim 4.6 implies that and hence that the right foot of , which is is disjoint from the support of .
Finally, suppose that . Observe that the left foot of is disjoint from the support of and, by a similar argument as in the previous case, the right foot of is disjoint from the support of . Thus we only need to verify that the right foot of is disjoint from the left foot of . By Claim 4.6
[TABLE]
and hence is disjoint from , as desired.
It now remains to show that (3) implies (2); we argue the contrapositive. Suppose that is a stretched transition chain and that, as a sequence, is the concatenation of and , each of which are stretched transition chains. Since we have seen above that every stretched transition chain is an interval within a maximal stretched transition chain, the desired implication will follow if we can show that holds if either or . If , then
[TABLE]
since is the least transition point of and hence a lower bound for the support of . If but , then
[TABLE]
since is the greatest transition point of and thus an upper bound for the support of . ∎
Observe that the proof of Proposition 4.3 gives an explicit construction of a marking of a family of positive bumps. This marking has the property that if is geometrically fast, then it is witnessed as such by the marking. We will refer to this marking as the canonical marking of .
Finally, let us note that Proposition 4.3 gives us a means to algorithmically check whether a set of positive bumps is fast. Specifically, perform the following sequence of steps:
- •
determine whether is geometrically proper;
- •
if so, partition the non isolated elements of into maximal stretched transition chains;
- •
for each maximal stretched transition chain of , determine whether .
This is possible provided we are able to perform the following basic queries:
- •
test for equality among the transition points of elements of ;
- •
determine the order of the transition points of elements of ;
- •
determine the truth of whenever is a stretched transition chain.
5. The ping-pong analysis of geometrically fast sets of bumps
In this section, we adapt the ping-pong argument to the setting of fast families of bump functions. While the culmination will be Theorem 5.12 below, the lemmas we will develop will be used in subsequent sections. They also readily adapt to the more abstract setting of Section 11.
Fix, until further notice, a (possibly infinite) geometrically fast collection of positive bumps equipped with a marking; in particular we will write word to mean -word. Central to our analysis will be the notion of a locally reduced word. A word is locally reduced at if it is freely reduced and whenever is a prefix of for , . If is locally reduced at every element of a set , then we write that is locally reduced on .
The next lemma collects a number of useful observations about locally reduced words; we omit the obvious proofs. Recall that if and are freely reduced, then the free reduction of has the form where , , and is the longest common suffix of and . In particular, if , , and are freely reduced words and the free reductions of and coincide, then .
Lemma 5.1**.**
All of the following are true:
- •
For all and all words , there is a subword of which is locally reduced at so that .
- •
For all and words and , if is locally reduced at , and is locally reduced at , then the free reduction of is locally reduced at .
- •
For all and words , if is locally reduced at and , then is locally reduced at and is locally reduced at .
- •
For all and words , if is locally reduced at , then is locally reduced at .
(Recall here our convention that a subword is not required to consist of consecutive symbols of the original word.) For , we use to denote the orbit of under the action of and for , we let be the union of those for .
A marker of is initial if whenever is the marker of , then . If is finite and we are working with the canonical marking, then the initial markers are precisely the markers of the initial intervals. Let be the set of initial markers of . We will generally suppress the subscript if the meaning is clear from the context; in particular we will write for . Notice that every marker is contained in .
Aside from developing lemmas for the next section, the goal of this section is to prove that the action of on is faithful. The next lemma is the manifestation of the ping-pong argument in the context in which we are working. If is a word, the source (destination) of is the source of the first (destination of the last) symbol in . The source and destination of are .
Lemma 5.2**.**
If and is a word which is locally reduced at , then either or .
Proof.
The proof is by induction on the length of . We have already noted that if and , then if and only if . Next suppose that has length at least 2, , and let be a (possibly empty) word such that for . Since is locally reduced, and thus the destination of is not the source of . Since is geometrically fast, the destination of is disjoint from the source of . By our inductive hypothesis, is in . Thus is in the destination of . ∎
If is a word, define where is the first symbol of . Notice that if is locally reduced at , then “” is equivalent to “”. The following lemma is easily established by induction on the length of using Lemma 5.2.
Lemma 5.3**.**
If is a word and , then is locally reduced at if and only if is freely reduced and whenever are consecutive symbols in . In particular, if is freely reduced, then is locally reduced on provided is locally reduced at some element of .
When applying Lemma 5.2, it will be useful to be able to assume that is not in . Notice that if is not in the feet of any elements of , then this is automatically true (for instance this is true if ). The next lemma captures an important consequence of Lemma 5.2.
Lemma 5.4**.**
Suppose , is locally reduced at and . If and , then is a suffix of . In particular if is not in any of the feet of and and are words that are locally reduced at with , then .
Proof.
The main part of the lemma is proved by induction on . If , this is trivially true. Next suppose that is locally reduced at and . If , then by Lemma 5.2, . We are now finished by applying our induction hypothesis to conclude that is a suffix of .
In order to see the second conclusion, let , and be given such that and assume without loss of generality that . By the main assertion of the lemma, for some . Since , Lemma 5.2 implies . ∎
If for some , then . This suggests that we have “arrived at” by applying a locally reduced word to some other point. Moreover is the unique element of such that . Thus we may attempt to “trace back” to where “came from.” This provides a recursive definition of a sequence which starts at and grows to the left, possibly infinitely far. This gives rise to the notion of a history of a point , which will play an important role in the proof of Theorem 5.12 below and also in Section 11. If is not in for any , then we say that has trivial history and define . If , define to be the set of all strings of the following form:
- •
words such that for some , , is locally reduced at , and ;
- •
strings such that has trivial history, is locally reduced at , and .
Notice that if is a word, then is in if and only if is locally reduced at and .
We will refer to elements of as histories of . We will say that has finite history if is finite. The following easily established using Lemmas 5.1 and 5.4; the proof is omitted.
Lemma 5.5**.**
The following are true for each :
- •
* is closed under taking suffixes;*
- •
for each , contains at most one sequence of length ;
- •
If is a word in , then .
It is useful to think of as the suffixes of a single sequence which is either finite or grows infinitely to the left.
In what follows, we will typically use and to denote elements of with finite history and and for arbitrary elements of . The following is a key property of having a trivial history.
Lemma 5.6**.**
If have trivial history, then and are disjoint.
Proof.
If the orbits intersect, then for some word . By Lemma 5.1 we can take to be locally reduced at . By Lemma 5.2, is in the destination of . But has trivial history, which is impossible. ∎
Recall that the set of freely reduced words in a given generating set has the structure of a rooted tree with the empty word as root and where “prefix of” is synonymous with “ancestor of.” The ping-pong argument discovers orbits that reflect this structure. Define a labeled directed graph on by putting an arc with label from to whenever and . The second part of Lemma 5.4 asserts that if is in the orbit of a point with trivial history, then there is a unique path in this graph connecting to . It follows that if there is a path between two elements of with finite history, it is unique, yielding the following lemma.
Lemma 5.7**.**
If have finite histories, then there is at most one word which is locally reduced at so that .
Notice that the assumption of finite history in this lemma is necessary. For instance if we consider the positive bumps and Figure 4, there must be an such that . This follows from the observation that if are, respectively, the left transition point of and the right transition point of , then
[TABLE]
which implies the existence of the desired by applying the Intermediate Value Theorem to .
Given two points and a word , it will be useful to find a single word which is locally reduced at and and which satisfies and . The goal of the next set of lemmas is to provide a set of sufficient conditions for the existence of such a . It will be convenient to introduce some additional terminology at this point. If , then we say that is a return word for if and ; a return prefix for is a prefix which is a return word. We will see that “ does not have a return prefix for ” is a useful hypothesis. The next lemma provides some circumstances under which this is true.
Lemma 5.8**.**
If has finite history, is locally reduced at , and is a word of length less than , then has no return prefix for .
Proof.
Notice that it suffices to prove that is not a return word for . If it were, then there would be a locally reduced subword of such that . Since , this would contradict Lemma 5.7. ∎
Lemma 5.9**.**
Suppose that is a word and . If has no return prefix for and is locally reduced at with , then:
- •
;
- •
* is locally reduced on ;*
- •
if , then .
Proof.
The proof is by induction on the length of . If has length , then there is nothing to show. Suppose now that for some and . Let be locally reduced at such that . By our inductive assumption, , is locally reduced on and if , then . By our assumption, and so . If is not freely reduced, then its free reduction satisfies that . In particular, and retains the first symbol of . Furthermore, since is locally reduced on and since is a prefix of , is also locally reduced on . Also, if , then .
Suppose now that is freely reduced. By Lemma 5.2, for all . If is disjoint from , then for all . Since is locally reduced, we are again done in this case. In the remaining case, in which case is locally reduced at all . Since for all , we have that is locally reduced on . Clearly and we are finished. ∎
Lemma 5.9 has two immediate consequences which will be easier to apply directly.
Lemma 5.10**.**
If is a word and there is an with finite history such that is a minimal return word for , then is the identity on .
Proof.
Let and let be locally reduced at with . Since , it must be that . By Lemma 5.9, whenever . Thus for all . ∎
Lemma 5.11**.**
If have finite histories and , then any return word for is a return word for . If moreover and have trivial history and is not a return word for , then there is an such that .
Proof.
If there is a minimal return prefix of for , then by Lemma 5.10, it is also a return prefix for . By iteratively removing minimal return prefixes for , we may assume has no return prefixes for . Observe that since , . Lemma 5.9 now yields the desired conclusion. ∎
The following theorem shows that the restriction of the action of to is faithful.
Theorem 5.12**.**
Suppose that is a (possibly infinite) geometrically fast set of positive bump functions, equipped with a marking. If is not the identity, then there is a such that .
Remark 5.13*.*
If is finite and equipped with the canonical marking, then the cardinality of is the sum of the number of maximal stretched transition chains in and the number of isolated elements of .
Proof.
First observe that if there is an such that , then by continuity of , there is an such that and is not in the orbit of a transition point or marker (orbits are countable and neighborhoods are uncountable). Fix such an and a word representing for the duration of the proof. The proof of the theorem breaks into two cases, depending on whether has finite history.
We will first handle the case in which has trivial history; this will readily yield the more general case in which has finite history. Suppose that for all . Let be maximal such that is either a transition point or a marker.
Claim 5.14**.**
* has trivial history and .*
Proof.
First suppose that is the marker of some . Notice that by our assumption of maximality of , the right transition point of is greater than . In this case, both and are in the support of . Furthermore, observe that is not in the foot of any . To see this, notice that this would only be possible if is in the right foot of some . However since is not in the right foot of , the right transition point of would then be less than , which would contradict the maximal choice of . Finally, if , the maximal choice of implies that is in the support of if and only if is.
If is a transition point of some , then must be the right transition point of since otherwise our maximality assumption on would imply that is in the left foot of , contrary to our assumption that has trivial history. In this case neither nor are in the support of . If , then our maximality assumption on implies that is either contained in or disjoint from the support of . To see that has trivial history, observe that the only way a transition point can be in a foot is for it to be the left endpoint of a right foot. If is the left endpoint of a right foot, then our maximal choice of would mean that is also in this foot, which is contrary to our assumption. Thus must have trivial history. ∎
By Claim 5.14 and Lemma 5.11, . If is a marker, we are done. If is a transition point of some , then as noted above it is the right transition point of . If is the marker of , then and by continuity . Thus for large enough , . Since , we are done in this case.
Now suppose that has finite history and let with and . By definition of , has trivial history. Since , we have that and hence . It follows from the previous case that there is an such that . We now have that is in and satisfies as desired.
Finally, suppose that is infinite. Let be longer than , let be the marker for the initial symbol of , and set and . Since is locally reduced at by assumption, Lemma 5.3 implies that is locally reduced at . By Lemma 5.8, has no return prefix for . Let be locally reduced at such that . Applying Lemma 5.9 to , and , we can conclude that , that is locally reduced at , and . Notice that since , and in particular . By Lemma 5.7, we have that . This finishes the proof of Theorem 5.12. ∎
We finish this section with two lemmas which concern multi-orbital homeomorphisms but which otherwise fit the spirit of this section. They will be needed in Section 9.
Lemma 5.15**.**
Suppose that is geometrically fast and equipped with a fixed marking. Let be the set of bumps used in and . If is an -word and is an -word which is locally reduced at and satisfies , then for every prefix of , there is a prefix of such that .
Proof.
Let be the prefix of of length for and let be the unique word which is locally reduced at such that . Notice that if , then is obtained by inserting or deleting a single symbol at/from the end of . It follows that all prefixes of occur among the ’s. ∎
If , then an element of is defined to have finite history with respect to if it has finite history with respect to the set of bumps used in . The meaning of return word is unchanged in the context of -words.
Lemma 5.16**.**
Suppose that is geometrically fast, equipped with a fixed marking, and that denotes the set of bumps used in . Let be an -word and be a signed bump of the first symbol of . If and has no proper return prefix for , then there is an -word which begins with and is such that and coincide on .
Proof.
The proof is by induction on the length of . Observe that the lemma is trivially true if has length at most . Therefore suppose that with and . Let be an -word which begins with and is such that and agree on . Since has no return prefix, Lemma 5.15 implies that has no return prefix. Let be a subword of which is locally reduced at and satisfies . By Lemma 5.9, is locally reduced on and . In particular, . If the support of is disjoint from , set . Otherwise, let be the signed bump of such that and set . Observe that satisfies the conclusion of the lemma. ∎
6. The isomorphism theorem for geometrically fast generating sets
At this point we have developed all of the tools needed to prove Theorem 1.1, whose statement we now recall.
Theorem 1.1.
If two geometrically fast sets have only finitely many transition points and have isomorphic dynamical diagrams, then the induced bijection between and extends to an isomorphism of and (i.e. is marked isomorphic to ). Moreover, there is an order preserving bijection such that induces the isomorphism .
Observe that it is sufficient to prove this theorem in the special case when and are finite geometrically fast collections of positive bumps: if and are the bumps used in and respectively, then the dynamical diagrams of and are isomorphic and the isomorphism of and restricts to a marked isomorphism of and .
Fix, for the moment, a finite geometrically fast set of positive bumps . As we have noted, it is a trivial matter, given a word and a , to find a subword which is locally reduced at and satisfies . Theorem 1.1 will fall out of an analysis of a question of independent interest: how does one determine from and using only the dynamical diagram of ? Toward this end, we define to be a local word if and is a word. (Notice that is injective on ; the reason for working with is in anticipation of a more general definition in Section 11.) A local word is freely reduced if is. It will be convenient to adopt the convention that if . Define to be the set of all freely reduced local words such that if are consecutive symbols in , then the destination of is between and in the diagram’s ordering. Notice that the assertion that is in can be formulated as an assertion about , the element of which has as a marker and the dynamical diagram of .
Every local word can be converted into an element of by iteratively removing symbols by the following procedure: if is the first consecutive pair in which witnesses that it is not in , then:
- •
if then delete the pair ;
- •
if then delete .
Observe that since the first symbol of a local word is not removed by this procedure, the result is still a local word. The local reduction of a local word is the result of applying this procedure to until it terminates at an element of . The following lemma admits a routine proof by induction, which we omit.
Lemma 6.1**.**
Suppose that is a geometrically fast set of positive bumps. If and is a word, then is locally reduced at if and only if is in . Moreover, if is such that is the local reduction of , then and coincide.
Next, order so that if , then is less than if every element of is less than every element of . Order with the reverse lexicographic order: if and are in and the last symbol of is less than that of , then we declare less than . Recall that the evaluation map on is the function which assigns the value to each string . (This is well defined since is injective on .) This order is chosen so that the following lemma is true.
Lemma 6.2**.**
The evaluation map defined on is order preserving.
Proof.
Suppose that and are in and the last symbol of is less than the last symbol of . Observe that by Lemma 5.2, the evaluation of is an element of its destination. Thus if the destination of is less than the destination of , then this is true of their evaluations as well. Since is order preserving, we are done. ∎
Now we are ready to prove Theorem 1.1.
Proof of Theorem 1.1.
As noted above, we may assume that and are geometrically fast families of positive bump functions with isomorphic dynamical diagrams. By Theorem 5.12, we know that \langle X\rangle\restriction\big{(}M\langle X\rangle\big{)} is marked isomorphic to ; similarly \langle Y\rangle\restriction\big{(}M\langle Y\rangle\big{)} is marked isomorphic to . It therefore suffices to define an order preserving bijection such that , where and and where is the bijection induced by the isomorphism of the dynamical diagrams of and .
Define by if is the marker for and is the marker for . Let denote the translation of local -words into local -words induced by and . Define so that is the evaluation of for . This is well defined by Lemmas 5.6, 5.7, and 6.1. By Lemma 6.2 and the fact that preserves the reverse lexicographic order, is order preserving.
Now suppose that and . Fix such that and let be the local reduction of . Observe that on one hand is the evaluation of . On the other hand is the evaluation of . Since is induced by an isomorphism of dynamical diagrams, it satisfies that is the local reduction of if and only if is the local reduction of . In particular, is the local reduction of . By Lemma 6.1, these local -words have the same evaluation and coincide with and , respectively. This completes the proof of Theorem 1.1. ∎
As we noted in the introduction Theorem 1.1 has two immediate consequences. First, geometrically fast sets with finitely many transition points are algebraically fast: if for each , then is marked isomorphic to . The reason for this is that the dynamical diagrams associated to and are isomorphic. Second, since the dynamical diagram of any geometrically fast set with finitely many transition points can be realized by a geometrically fast subset of (see, e.g., [10, Lemma 4.2]), every group admitting a finite geometrically fast generating set can be embedded into . The notion of history in the previous section is revisited in Section 11 where it is used to prove a relative of Theorem 1.1.
More evidence of the restrictive nature of geometrically fast generating sets can be found in [12] where groups generated by stretched transition chains as defined in Section 3 are considered under the weaker assumption that consecutive pairs of elements in are geometrically fast. Groups generated by such a with elements are called -chain groups. It is proven in [12] that every -generated subgroup of is a subgroup of an -chain group. Another result of [12] is that for each , there are uncountably many isomorphism types of -chain groups. By contrast, Theorem 1.1 (with Corollary 9.1 below) implies that the number of isomorphism types of groups with finite, geometrically fast generating sets is countable because the number of isomorphism types of dynamical diagrams is countable.
7. Minimal representations of
geometrically fast groups and topological semi-conjugacy
Theorem 1.1 partitions the subgroups of generated by geometrically fast sets with finitely many transition points: two such sets are considered equivalent if their dynamical diagrams are isomorphic. In this section we show that each class contains a (nonunique) representative so that for each in the class there is a marked isomorphism which is induced by a semi-conjugacy on . Specifically, the bijection of Theorem 1.1 extends to a continuous order preserving surjection so that for all we have . Notice that in this situation, the graph of is the image of the graph of under the transformation . We will refer to such a as terminal. Theorem 1.2 can now be stated as follows.
Theorem 7.1**.**
Each dynamical diagram can be realized by a terminal .
Proof.
As in the proof of Theorem 1.1, it suffices to prove the theorem under the assumption that all bumps in are positive and all labels are distinct. Furthermore, by Proposition 3.2, we may assume that has no isolated bumps. Let denote the number of bumps of , set and
[TABLE]
observing that has the same cardinality as the set of feet of . Order by the order on the left endpoints of its elements. If , we will say that the interval in corresponds to the foot of .
For , let and be the intervals in which correspond to the left and right feet of the bump of , respectively. Note that since has no isolated bumps, . Define to be the bump which has support , maps to and is linear on and — see Figure 7.
If we assign the marker , then the feet of are either in or are the interior of an element of ; in particular, the feet of are disjoint. Thus is geometrically fast and has dynamical diagram isomorphic to .
Notice that the feet and of are each intervals of length contained in while the middle interval is of length for some positive integer . Moreover, since has no isolated bumps, there is an interval of between and ; in particular, . It follows that the slope of the graph of on its source and the slope of the graph of on its source are both at least 2.
Claim 7.2**.**
If is the set of positive bumps constructed above, then is dense in .
Remark 7.3*.*
Note that we are working under the assumption that has no isolated elements. If has isolated bumps, then can not be dense.
Proof.
Since every transition point of is in the closure of , it suffices to show that if , then contains an endpoint of an interval in for some . The proof is by induction on the minimum such that . Observe that if , then and thus must contain an endpoint of an interval in .
Next observe that if does not contain an endpoint of an element of , then is contained in the foot of some for . If , then since the derivative of is at least 2 on it source, it follows that is at least twice as long as . By our induction hypothesis, there is an such that contains an endpoint of . Similarly, if , then is at least twice as long as and we can find an such that contains an endpoint of . ∎
In order to see that is terminal, let be geometrically fast, have finitely many transition points, and have a dynamical diagram isomorphic to . Let be order preserving and satisfy that for all , where is the marked isomorphism. Define by
[TABLE]
where we adopt the convention that . Clearly is order preserving and extends . In particular its range contains , which by Claim 7.2 is dense in . It follows that is a continuous surjection (any order preserving map from to with dense range is a continuous surjection). That follows from the fact that this is true for and from the continuity of and . This completes the proof that is terminal. ∎
8. Fast generating sets for the groups
In this section we will give explicit generating sets for some well known variations of Thompson’s group . First notice that since is homeomorphic to by an order preserving map, all of the analysis of geometrically fast subsets of transfers to (with the caveat that must be considered as possible transition points of elements of ; see Example 10.3 below). Fix an integer . For , let be a homeomorphism from to itself defined by:
[TABLE]
In words, is the identity below , has constant slope on the interval , and is translation by above . We will use to denote . The group is one of the standard representations of Thompson’s group . (The more common representation of is as a set of piecewise linear homeomorphisms of the unit interval [10, §1].)
The groups are discussed in [9, §4] where is denoted , and in [6, §2] where is denoted . The standard infinite presentation of is given in [6, Cor. 2.1.5.1]. It follows easily from that presentation that the commutator quotient of is a free abelian group of rank . In particular the ’s are pairwise nonisomorphic.
We now describe an alternate generating set for which consists of positive bump functions and is geometrically fast. For , set and let denote . It is clear that generates . We claim that is a geometrically fast stretched transition chain. If , then is the identity outside . On that interval it is a positive, one bump function since chain rule considerations show that has slope on , slope one on and slope on . Thus the support of is and the support of is . In particular, forms a stretched transition chain.
Next we will show that is geometrically fast. Observe that for that we have:
[TABLE]
For set . It follows from the above computation that for , we have so that and . This makes the leftmost transition point in the support of and the rightmost transition point in the support of . By Proposition 4.3, is geometrically fast. Combining this with Theorem 1.1, we now have that any geometrically fast stretched transition chain generates a copy of .
Remark 8.1*.*
The above proof that is isomorphic to the group generated by a geometrically fast stretched transition chain of length is not an efficient way to reach this conclusion. There is a more straightforward argument based on the standard presentation of as indicated in the proof of [12, Proposition 1.11]. We included this example as an introduction to the variety of isomorphism classes in groups generated by geometrically fast sets.
9. Excision of extraneous bumps in fast generating sets
Sometimes fast generating sets use bumps which do not affect the marked isomorphism type of the resulting group. This section gives a sufficient condition for when those bumps can be excised while preserving the marked isomorphism type. We make no finiteness assumptions in this section.
If and is a set of positive bumps, then we define to be the function which agrees with on
[TABLE]
and is the identity elsewhere. If is a fast generating set and is a set of positive bumps, we define .
Now let be a fast generating set and let be an interval. We say a set of bumps is extraneous in as witnessed by if for some :
- •
every element of is an isolated bump used in whose support is contained in ;
- •
there is a bump used in not in such that contains a foot of ;
- •
is disjoint from the feet of all .
Observe that if is extraneous in , then preserves the canonical ordering of .
Theorem 9.1**.**
If is a (possibly infinite) geometrically fast set and is an extraneous set of bumps used in , then the map extends to an isomorphism between and .
Proof.
Fix and as in the statement of the theorem and let be an interval witnessing that is extraneous and be the element of such that the elements of occur in . Let denote the set of bumps used in , denote , and denote . Set and . Observe that since the elements of are isolated in and since every element of is in for some , it follows that . In particular, is -invariant and hence defines a homomorphism of to .
Recall that, by Theorem 5.12, defines an isomorphism between and . Similarly, defines an isomorphism between and . Since , it suffices to show that is injective on . That is, if is an -word, is a marker for an , and for some -word , then there is a such that . Equivalently we need to show that for every marker of an and -word , if , then there is a with . To this end let such , , and be given with .
Claim 9.2**.**
If there is an such that , then there is a such that .
Proof.
Suppose that for some . Let be a locally reduced at such that with maximal such that ; notice that . Since is isolated, and thus by Lemma 5.2 . It follows that must move an endpoint of , both of which are in the closure of . Hence moves an element of . ∎
We may therefore assume that but that maps to . Let be a factorization of into minimal positive length words which define maps from into . Let be the bump used in with and such that contains a foot of . Let be sufficiently close to the transition point of which is in such that for all with , .
Claim 9.3**.**
For all , there is a such that .
Proof.
If begins with or , then it must have length and there is nothing to show. If begins with , then either is contained in or disjoint from the support of and it is disjoint from all of the feet of . If is the identity, then again has length 1.
Now suppose that is contained in the support of where is neither nor and has in its support. Notice that since is disjoint from the feet of , is contained in the support of a single bump of .
We will now show that . Let be a minimal prefix of such that . By Lemmas 5.9 and 5.16, there is an -word which is locally reduced on and such that and coincide on . Since is locally reduced at and is locally reduced at , the free reduction of is locally reduced at . If this free reduction is not , then it must be that was freely reduced and . Since , would have to end in or . But then if is the result of deleting the last symbol of , then is in and, by Lemma 5.15, coincides with for some proper prefix of . This contradicts the minimal choice of . It must therefore have been that . It follows that and coincide on and thus is the identity on . By minimality of , and thus is the identity on . ∎
Applying the claim, there are for such that:
[TABLE]
In particular, since , it follows that . ∎
Corollary 9.4**.**
If is geometrically fast and finite, then there is a geometrically fast which has finitely many transition points such that is marked isomorphic to .
Proof.
Let be given and let consist of the maximal intervals such that for some (dependent on ):
- •
contains at least one transition point of ;
- •
contains no transition points of ;
- •
is disjoint from the feet of .
Observe that since is geometrically proper, is finite. The proof is by induction on the number of elements of which contain infinitely many transition points of . Suppose that contains infinitely many transition points of some . Let consist of all but one of the isolated bumps of with support contained in . Notice that witnesses that is extraneous in . By Theorem 9.1, is marked isomorphic to . We are now finished by our induction hypothesis. ∎
10. The existence of geometrically proper generating sets
In this section we consider the question of when finitely generated subgroups of admit geometrically proper generating sets. Our first task will be to prove:
Theorem 1.5.
Every -generated one orbital subgroup of either contains an isomorphic copy of or else admits an -element geometrically proper generating set.
In this section we will use the standard embedding of Thompson’s group in and we will make use of the homomorphism defined by \pi(f):=\big{(}\log_{2}\left(f^{\prime}(0)\right),\log_{2}\left(f^{\prime}(1)\right)\big{)}. If is a subgroup of , we will write for . It is well known that is exactly the kernel of and that is simple. We will need the following lemma which combines the main result of [4] and Lemma 3.11 of [1].
Lemma 10.1**.**
Let be a finitely generated subgroup of with connected support into which does not embed. The image of the homomorphism is either trivial or cyclic.
Proof of Theorem 1.5.
Let be a one orbital subgroup of which is generated by a finite set . By conjugating by an appropriate affine homeomorphism of , we may assume that the support of is . We assume that does not embed in . By Lemma 10.1, the image of must then be isomorphic to . Let be the composition of with this isomorphism. If there is more than one element of not in the kernel of , then we apply the Euclidean algorithm and repeatedly reduce by replacing at each stage some by , for some suitably chosen and , where . Note that this replacement does not change the cardinality of . Thus we can assume that there is only one element of not in the kernel of .
If , define to be the number of pairs such that for some either is left transition point of both and or a right transition point of both and . Observe that is finite since has only finitely many transition points and that is geometrically proper precisely if . Notice also that if is a pair counted by , then can be neither 0 nor 1.
Assume that , and let be a point that contributes to with two functions in with a common left transition point or common right transition point of both and . Since , our assumption on the support of implies that there is an with . Let be the set of transition points of that are moved by . Since each point in is moved to infinitely many places by powers of and since the set of transition points of elements of is finite, we can find a power of so that no element of is a transition point of an element of . Let be obtained from by replacing by . We have arranged that , that , that there is only one element of outside the kernel of , and that . By induction admits a geometrically proper generating set. ∎
The assumption that the support of be connected in Theorem 1.5 turns out to be necessary as the next example shows. Before proceeding we will develop some notation which will be helpful in proving Theorem 1.6 as well. For the remainder of the section, fix two elements and of which are one bump functions whose supports are, respectively, and and which satisfy . Notice that is a positive bump and is a negative bump.
Example 10.2**.**
The group is isomorphic to but has no geometrically proper generating set. We leave the details as an exercise for the reader.
Example 10.3**.**
It was shown in [17] that subgroup of is free. Since any minimal generating set for a free group is a free basis for the group, any minimal generating set is algebraically fast. On the other hand this group is not embeddable into by [7] and hence by Corollary 1.3 is not isomorphic to a group with a geometrically proper generating set.
Next we will prove Theorem 1.6, which shows that the “-less” hypothesis in Theorem 1.5 can not be removed. Note that no assumption is made in this theorem concerning the number of bumps used in the geometrically proper generating set.
Theorem 1.6.
If a finite index subgroup of is isomorphic to for some geometrically proper , then it is isomorphic to .
Proof.
Let be a subgroup of of finite index such that for some finite geometrically proper . Let denote and be a fixed isomorphism. We must show that is isomorphic to .
By [3] we know that, since is of finite index, it is of the form for some finite index subgroup of . Furthermore, also by [3], is isomorphic to if and only if admits a generating set of the form for .
Observe in any case that admits a two element generating set , as it is finite index in . We will first derive some properties of which come from viewing it as a subgroup of . Define . It is shown in [3] that can be generated by . For with both and in we let denote the subgroup of consisting of those elements of whose support is contained in . It is standard that and that if , then generates .
Next we claim that the kernel of is . It is trivial that and since is simple and not abelian it follows that we also have . On the other hand, since we have . Since the image of is abelian, we have is contained in the kernel of . Lastly, .
Claim 10.4**.**
If is such that neither coordinate of is [math], then there is a finite subset of with .
Proof.
Notice that there is an so that moves all points in and . It follows that for some in the images of under integral powers of cover . Hence the conjugates of under integral powers of generate . The claim now follows from the fact that is generated by two elements. ∎
In what follows, we will refer to the closure of the support of an as the extended support of .
Claim 10.5**.**
Suppose has connected extended support and . If commutes with then commutes with .
Proof.
We know that 0 or 1 is in the extended support of and both 0 and 1 are fixed by . Since has only finitely many bumps, it has finitely many transition points. If any of these are moved by , then at least one fixed point of is moved by or at least one fixed point of is moved by . In either case this implies that does not commute with . If no transition point of is moved by , then the orbitals of are those of . It follows from the chain rule that on each orbital of , and agree on a small neighborhood of the endpoints of . By [8, §4] two elements of commute over a common orbital of support only if they admit a common root over that orbital. In particular, if and agree in a neighborhood of the endpoints of and they commute, then they must be equal. Hence commutes with over each orbital of support of , so and commute. ∎
We now turn our attention to our representation of as a subgroup of where is geometrically proper. If has more than one component of support, then the restriction to each is a quotient of . Since no non-trivial element of commutes with every element of and since is simple, it follows that every nontrivial normal subgroup of contains . Consequently every proper quotient of is abelian. Thus if no restriction were an isomorphism, would be abelian (which is absurd). We can thus replace by its restriction to a component of its support on which the restriction is faithful, and further, we can conjugate by a homeomorphism of so that the support is . Note that this new embedding of in is geometrically proper if the original embedding is geometrically proper.
Let denote the restriction of the germ homomorphism to and denote the restriction of to ; define . Observe that since is geometrically proper we have that for each , there is at most one element of which is not in the kernel of . Observe that this implies the image of is abelian and hence .
Claim 10.6**.**
The image of is not cyclic.
Proof.
Recall that and . In particular, induces a well defined homomorphism from to . If the image of were cyclic, then this homomorphism would have a nontrivial kernel.
Pick in the kernel of . The element will have connected extended support. As we must have the support of is contained in for some . As the support of is there is an so that , and for this we have commutes with , but not with . Now, commutes with , but not with , however, , contradicting Claim 10.5. ∎
At this point we know that, by the geometric properness of , for each coordinate there is a unique element so that is in the extended support of and so that . The fact that and are distinct and unique implies that the image of is the product of the images of and .
Claim 10.7**.**
For each element of whose extended support contains 0 or 1, there is no finite subset of the kernel of so that .
Proof.
Let be given and suppose without loss of generality that [math] is in the extended support of . As noted above, can not be in the extended support of . Since , there are nontrivial elements in . Because the orbital of is , there are points arbitrarily close to 0 and 1 moved by elements of . It follows that if is finite, then there is a neighborhood of fixed by all elements of and thus cannot contain all of . ∎
In order to finish the proof, it suffices to show that and generate the image of and that each have exactly one (necessarily different) nonzero coordinate. Since, by the proof of Claim 10.6, induces an isomorphism , it follows that must generate . On the other hand, by Claims 10.4 and 10.7, it must be that one coordinate of must be 0 for each . This shows that these two elements, which generate the group , together make a set of the form for some non-zero and , and therefore . ∎
Remark 10.8*.*
The group is a subgroup of which is not of the form and hence is a finite index subgroup of which is not isomorphic to . In particular, there are finite index subgroups of which do not admit geometrically proper generating sets.
11. Abstract Ping-Pong Systems
In this section we will abstract the analysis of geometrically fast systems of bumps in previous sections to the setting of permutations of a set . (By permutation of we simply mean a bijection from to .) Our goal will be to state the analog of Theorem 1.1 and its consequences. The proofs are an exercise for the reader.
Suppose now that is a collection of permutations of a set such that . A ping-pong system on is an assignment of sets to each element of such that whenever and are in and :
- •
and if , then there is an integer such that ;
- •
if , then if and only if ;
- •
if , then is empty;
- •
if , then .
The following lemma summarizes some immediate consequences of this definition.
Lemma 11.1**.**
Given a set and a collection of permutations of equipped with a ping pong system, the following are true:
- •
if and , then there is a unique such that:
[TABLE]
- •
if , then ;
In particular, all elements of have infinite order.
As remarked in Section 3, geometrically fast sets of bumps admit a ping-pong system. The meanings of source, destination, and locally reduced word all readily adapt to this new context. Furthermore, the proofs of Lemmas 5.1–5.11 given in Section 5 use only the axiomatic properties of a ping-pong system and thus these lemmas are valid in the present context. The next example is simplistic, but it will serve to illustrate a number of points in this section.
Example 11.2**.**
View the real projective line as and as a group of fractional linear transformations of . The homeomorphisms and of defined by
[TABLE]
generate . If we take , then
[TABLE]
[TABLE]
defines a ping-pong system. It is well known that is free; in fact this is one of the classical applications of the Ping-Pong Lemma.
In order to better understand when is a set of permutations admitting a ping-pong system, it will be helpful to represent as a family of homeomorphisms of a certain space . This compact space can be thought of as a space of histories in the sense of Section 5. If is the underlying set which elements of permute, let denote the collection of all sets of the form
[TABLE]
where . Elements of will play the same role as the initial markers of a geometrically fast collection of bumps.
Example 11.3**.**
Continuing with the Example 11.2, consists of two points: and . We can also restrict the action of on to the irrationals. In this case is empty.
It will be convenient to define and . Define to be all such that:
- •
is a suffix closed family of finite strings in the alphabet ;
- •
if are consecutive symbols of an element of , then ;
- •
for each , there is at most one element of of length ;
- •
if and does not contain a symbol from , then is a proper suffix of an element of .
The second condition implies that elements of are freely reduced since if , then . Observe that if is in , the only occurrence of an element of in must be as the first symbol of (and there need not be any occurrence of an element of in ).
Notice that every has at least one element other than and that all elements of of positive length must have the same final symbol. We define where is the final symbol of every element of other than . We topologize by declaring that is closed and open. Notice that if is finite, it is an isolated point of .
Proposition 11.4**.**
* is a Hausdorff space and if is finite, then is compact.*
Each defines a homeomorphism by:
[TABLE]
Thus is obtained by appending to the end of every element of , collecting the local reductions, and possibly including . Set .
We say that a ping-pong system on is faithful if is dense in (i.e. whenever is in some , there is a finite which has as an element).
Example 11.5**.**
As noted above, if we restrict the elements of to the irrationals, then and in particular the system is not faithful. On the other hand,
[TABLE]
[TABLE]
defines a ping-pong system in which contains a single element .
While not every ping-pong system is faithful, the reader is invited to verify that if admits a ping-pong system, then admits a faithful ping-pong system.
Theorem 11.6**.**
If is a set of permutations which admits a ping-pong system, then extends to an epimorphism of onto . If the ping-pong system is faithful, then the epimorphism is an isomorphism.
The map defined in Section 5 adapts mutatis mutandis to define a map from into . It is readily verified that if and , then . The existence of a faithful ping-pong system also has the following structural consequence which follows readily from the abstract form of Lemma 5.7.
Proposition 11.7**.**
If admits a faithful ping-pong system, then is torsion free.
This shows in particular that — which contains elements of finite order such as — does not admit a ping-pong system.
A blueprint for a ping-pong system is a pair such that:
- •
is a set and is a binary relation on which is interpreted as a set-valued function: if ;
- •
if and is nonempty, then ;
- •
if , then there is a unique with .
Additionally, setting we require that:
- •
if , then where .
Two blueprints are isomorphic if they are isomorphic as structures. If is a set of permutations which admits a ping-pong system, then the blueprint for the system is defined by with if . Also, if is a blueprint for a ping-pong system, then one defines and homeomorphisms for by a routine adaptation of the construction above. In fact is can be regarded as factoring though its blueprint in the sense that modulo identifying and . It is routine to check that the following theorem holds as well.
Theorem 11.8**.**
If and are isomorphic blueprints for ping-pong systems, then the isomorphism induces an homeomorphism such that defines an isomorphism between and .
If is a set of permutations which admits a faithful ping-pong system, then the blueprint for and for are canonically isomorphic whenever is an assignment of a positive integer to each element of .
Corollary 11.9**.**
Any set of permutations which admits a faithful ping-pong system is an algebraically fast generating set for .
If the system is not faithful, then may contain new markers, as was illustrated in Example 11.5. Notice that in this example, both and are free — and hence marked isomorphic — even though the blueprints associated to the ping-pong systems are not isomorphic.
A blueprint is (cyclically) orderable if there is a (cyclic) ordering on such that for all , is an interval in the (cyclic) ordering with endpoints and . It is readily checked that the (cyclic) order on induces a reverse lexicographic (cyclic) order on which is preserved by the homeomorphisms for .
Corollary 11.10**.**
If is a finite set of permutations which admits a faithful ping-pong system, then embeds into Thompson’s group . If the blueprint of is cyclically orderable, then embeds into . If the blueprint of is orderable, then embeds into .
Proof.
It is readily verified that any finite blueprint can be realized as the blueprint of a ping-pong system of a finite subset of . Moreover, if the blueprint is cyclically orderable (or orderable), then it can be realized by elements of (respectively ). The corollary follows by Theorem 11.8. ∎
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