Balanced subdivisions and flips on surfaces
Satoshi Murai, Yusuke Suzuki

TL;DR
This paper investigates the connectivity of balanced triangulations of surfaces, demonstrating that certain local operations can connect all such triangulations on a sphere except for octahedral cases.
Contribution
It introduces new local operations and proves their sufficiency for connecting balanced triangulations of surfaces, answering a question by Izmestiev, Klee, and Novik.
Findings
Balanced triangulations are not always connected by stellar subdivisions and welds.
Three local operations suffice to connect any two balanced triangulations of a surface.
On the 2-sphere, pentagon contractions connect all non-octahedral triangulations.
Abstract
In this paper, we show that two balanced triangulations of a closed surface are not necessary connected by a sequence of balanced stellar subdivisions and welds. This answers a question posed by Izmestiev, Klee and Novik. We also show that two balanced triangulations of a closed surface are connected by a sequence of three local operations, which we call the pentagon contraction, the balanced edge subdivision and the balanced edge weld. In addition, we prove that two balanced triangulations of the 2-sphere are connected by a sequence of pentagon contractions and their inverses if none of them are octahedral spheres.
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Taxonomy
TopicsAdvanced Combinatorial Mathematics · Computational Geometry and Mesh Generation · Geometric and Algebraic Topology
Balanced subdivisions and flips on surfaces
Satoshi Murai
Satoshi Murai, Department of Pure and Applied Mathematics, Graduate School of Information Science and Technology, Osaka University, Suita, Osaka, 565-0871, Japan
and
Yusuke Suzuki
Department of Mathematics, Niigata University, 8050 Ikarashi 2-no-cho, Nishi-ku, Niigata, 950-2181, Japan.
Abstract.
In this paper, we show that two balanced triangulations of a closed surface are not necessary connected by a sequence of balanced stellar subdivisions and welds. This answers a question posed by Izmestiev, Klee and Novik. We also show that two balanced triangulations of a closed surface are connected by a sequence of three local operations, which we call the pentagon contraction, the balanced edge subdivision and the balanced edge weld. In addition, we prove that two balanced triangulations of the -sphere are connected by a sequence of pentagon contractions and their inverses if none of them are octahedral spheres.
1. Introduction
It is a classical result in the combinatorial topology [Al] which shows that two PL-homeomorphic simplicial complexes are connected by a sequence of stellar subdivisions and their inverses. A closely related result is Pachner’s result [Pa1, Pa2] which shows that two PL-homeomorphic combinatorial manifolds are connected by a sequence of bistellar flips (see also [Li] for the proofs of both results). A combinatorial -manifold is a triangulation of a -manifold all whose vertex links are PL -spheres. A combinatorial -manifold is said to be balanced if its graph is -colorable. Recently, Izmestiev, Klee and Novik [IKN] proved an analogue of Pachner’s result for balanced combinatorial manifolds. They introduced a version of bistellar flips that preserves the balanced property, which they call cross-flips, and proved that two PL-homeomorphic balanced combinatorial manifolds are connected by a sequence of cross-flips. In this paper, we study the following questions related to their result in the special case of triangulated surfaces.
- •
There is an analogue of stellar subdivisions for balanced simplicial complexes, called balanced stellar subdivisions (see [IKN, §2.5]). Are two PL-homeomorphic combinatorial manifolds connected by a sequence of balanced stellar subdivisions and their inverses?
- •
It is known that not all cross-flips are necessary to connect any two PL-homeomorphic balanced combinatorial manifolds. How many different types of cross-flips are indeed necessary?
A triangulation of a closed surface is a simple graph embedded on the surface such that each face of is bounded by a -cycle and any two faces share at most one edge. By a result of Izmestiev, Klee and Novik [IKN, Theorem 1.1], two different balanced triangulations of a fixed closed surface are connected by a sequence of cross-flips. A cross-flip in dimension is an operation that exchanges a shellable and co-shellable -ball in the boundary of the cross -polytope with its complement (see [IKN] for the precise definition). In dimension , there are different types of cross-flips, but it is known that only flips, described in Figure 1, are necessary (see [IKN, Remark 3.9]). Note that, in Figure 1, it is not allowed to make a double edge by the operations and each triangle must be a face. In this paper, we call these six operations, a balanced triangle subdivision (BT-subdivision or BTS), a balanced triangle weld (BT-weld or BTW), a balanced edge subdivision (BE-subdivision or BES), a balanced edge weld (BE-weld or BEW), a pentagon splitting (P-splitting or PS) and a pentagon contraction (P-contraction or PC). A BT-subdivision (resp., -weld) and a BE-subdivision (resp., -weld) are collectively referred to as balanced subdivisions (resp., -welds). Izmestiev, Klee and Novik [IKN, Problem 3] asked if balanced subdivisions and balanced welds suffice to transform any balanced triangulation of a closed surface into any other balanced triangulation of the same surface. We answer this question.
Theorem 1.1**.**
For every closed surface , there are balanced triangulations and of such that cannot be obtained from by a sequence of balanced subdivisions and welds.
Next, we consider how many different types of cross flips are necessary. The above result shows that at least a P-contraction or a P-splitting is necessary. Then since we can apply neither a P-contraction nor a P-splitting to the octahedral sphere (the boundary of the cross -polytope), we at least need three different cross-flips to transform any balanced triangulation of the -sphere to any other balanced triangulation of the -sphere. We show that a result proved by Kawarabayashi, Nakamoto and Suzuki in [KNS] implies the following result which guarantees that three flips are indeed enough.
Theorem 1.2**.**
Any two balanced triangulations of a closed surface are transformed into each other by a sequence of BE-subdivisions, BE-welds and P-contractions.
As we mentioned, the set of three moves in the theorem is minimal possible. However, somewhat surprisingly, we show in Theorem 4.3 that most balanced triangulations of a fixed closed surface are actually connected by only P-splittings and P-contractions. In particular, we prove the following strong statement for the -sphere.
Theorem 1.3**.**
Any two balanced triangulations of the -sphere except the octahedral sphere can be transformed into each other by a sequence of P-splittings and P-contractions.
This paper is organized as follows. In the next section, we introduce some operations defined for bipartite graphs, and show a key lemma to prove our main theorem. Section 3 is devoted to prove our first main result in the paper. In Section 4, we discuss how many different types of cross-flips are sufficient to connect given two balanced triangulations of a closed surface.
2. Operations for Bipartite graphs
In this section, we consider bipartite graphs which are not necessarily embedded on surfaces, and prove the key lemma to prove our first main theorem.
We first introduce some notation. In the paper, we consider simple graphs. Let be a simple graph. We denote by the vertex set of . The degree of the vertex in is the number of edges of that contains . The minimal degree of is the minimum of degrees of vertices of . An edge on vertices and will be denoted by and a face on vertices and will be denoted by . A graph is -colorable if there is a map such that for any edge of . A -colorable graph is called a bipartite graph. For bipartite graphs, we define the following three operations: Let be a bipartite graph.
- (I)
Add a pendant edge with and . (A pendant edge is an edge such that one of its vertex has degree one.)
- (II)
Replace an edge of with three edges , where and are new vertices.
- (III)
Add a vertex and two incident edges where and have distance in (i.e., is not an edge of and there is a vertex such that and are edges of ).
The inverse operations of the above (I), (II) and (III) are represented by (I’), (II’) and (III’), respectively (see Figure 2). In particular, we call (II) the subdivision of and call (II’) the smoothing of the edges . Note that each of these six operations preserves the bipartiteness of the graph.
A set of two adjacent vertices of degree in a bipartite graph is said to be smoothable if it is possible to apply (II’) that removes the vertices and to ; that is, there exists no cycle of length containing and . Furthermore, a vertex of degree in a bipartite graph is said to be removable if we can remove the vertex by applying (III’); that is, there exists a -cycle in containing . The following lemma plays an important role when we prove our main theorem in the next section.
Lemma 2.1**.**
Let be a bipartite graph with minimum degree at least . If is obtained from by a sequence of operations (I), (II), (III), (I’), (II’) and (III’), then is obtained from by a sequence of operations (I), (II) and (III).
Proof.
In the following argument, we say that a bipartite graph is configurable from (by at most steps) if it can be obtained from by applying operations (I), (II) and (III) (at most times).
Let be a graph obtained from by a sequence of operations (I), (II), (III), (I’), (II’) and (III’). Then, there is a sequence of bipartite graphs such that is obtained from by one of the six operations for , as shown in the following diagram.
[TABLE]
We claim that is configurable from by at most steps. We proceed by induction on . Since any vertex of has degree at least , must be (I), (II) or (III). Thus the assertion is obvious when . Suppose . To prove the desired assertion, it only suffices to show the case when each of is one of (I), (II) and (III), and is one of (I’), (II’) and (III’).
[Case 1] Suppose that is (I’) which removes a vertex and an edge from . If is not a vertex of , then should be (I) which add and ; note that each of (II) and (III) does not generate a new vertex of degree . In this case, it is clear that and hence is configurable. Thus, we assume that is a vertex of . Since none of (I), (II) and (III) decrease the degrees of vertices, has degree in . Let denotes the unique neighbor of in .
First, suppose that . In this case, should be (II) that subdivide , and hence a graph isomorphic to can be obtained from by adding a pendant edge to by applying (I) (see Figure 3). Next, we suppose that . We delete a vertex from and denote the resulting graph by . Since is an operation (I’), by the induction hypothesis, is configurable from by at most steps. Furthermore, since is not (II) which subdivides , we can apply the same operation as to and obtain a graph isomorphic to . Therefore, is configurable from also in this case.
[Case 2] Suppose that is (II’) that replace edges with . First, suppose that both and are vertices of and is smoothable in . Let and denote the vertices such that are edges of . We apply (II’) that replace with to and denote the resulting graph by . By the induction hypothesis, is configurable from by at most steps. If is not (II) which subdivides either or , then we can apply to and obtain a graph isomorphic to . On the other hand, if is (II) that subdivides either or , then and are clearly isomorphic. In either case, is configurable from by at most steps.
By the above argument, we only need to discuss the case when at least one of and is not a vertex of or is not smoothable in . We divide the argument into three cases (A), (B) and (C) depending on the situation.
(A) Neither nor is a vertex of : In this case, is clearly an operation adding and , that is, is (II) that subdivides in . It is easy to see that .
(B) is a vertex of but is not of : Note that there exists no cycle of length containing and in since is smoothable in . Under the condition, must be added by , and we can conclude that is (II) that subdivide an edge incident to . (If is (III), then and would lie on a -cycle in .) As a result, is isomorphic to and hence is configurable from .
(C) Both of and are the vertices of : Here note that and are adjacent and have degree at most in since each of (I), (II) and (III) does not decrease the degrees of vertices and does not join two non-adjacent vertices. If one of and , say , has degree , then should be (I) that add an edge incident to since (III) would generate a -cycle containing and . In this case, a graph isomorphic to can be obtained from by deleting using operation (I’), and hence is configurable from by the induction hypothesis (see the upper diagram in Figure 4). On the other hand, if each of and has degree , then there should exist a -cycle containing and in under our assumption. Since is smoothable in , should be (II) that subdivide an edge on the -cycle. In any case, and is isomorphic to each other (see the bottom diagram in Figure 4).
[Case 3] Suppose that is (III’) deleting a vertex of degree and two edges and . Note that must have a -cycle that contains . First assume that is a vertex of and is removable in . Let and denote the vertices adjacent to in . Now, since there exists a -cycle containing in , is not (II) that subdivides or . Thus, we have . We delete from by applying (III’) and denote the resulting graph by . Since is not (II) subdividing or , we can apply the same operation as to and obtain a graph isomorphic to . By the induction hypothesis, is configurable from by at most steps.
By the above argument, we may assume that is not a vertex of or is not removable in . It suffices to discuss the following three cases (A), (B) and (C).
(A) is not a vertex of : Clearly, must be added by . Since has a -cycle containing , cannot be (II); that is, should be (III). Then, it is easy to see that .
(B) has degree in : In this case, is clearly (III). We assume that adds a vertex and edges and (see Figure 5). We remove from by applying (I’), and denote the resulting graph by . By the induction hypothesis, is configurable from by at most steps. Furthermore, is obtained from by (I) which adds an edge incident to . Thus, is also configurable from by at most steps.
(C) is a vertex of degree in : Denote two vertices adjacent to in by and . By our assumption, is not removable in , that is, there exists no cycle of length containing . On the other hand, is removable and there exists such a -cycle in . To satisfy these conditions, should be (III) which adds a vertex and two edges and . However, it is easy to see that is isomorphic to (see Figure 6).
Now, we have considered all cases and hence the lemma follows. ∎
3. Proof of Theorem 1.1
An even embedding of a closed surface is a graph embedded on such that each face of is bounded by a cycle of even length. For an even embedding of , its face subdivision, denoted by , is the triangulation of obtained from by adding a new vertex into each face of and joining it all vertices on the corresponding boundary cycle. Since is -colorable and since no vertices of which are not the vertices of are adjacent, is a balanced triangulation. Conversely, for any balanced triangulation of , we can obtain an even embedding of such that by removing vertices of one color from . We denote by the number of edges of a graph . Since equals the sum of and the number of faces of , by Euler’s formula, for even embeddings and of a fixed closed surface one has if and only if .
For each closed surface , there are infinitely many even embeddings whose minimal degree is at least . Hence the next result proves Theorem 1.1.
Theorem 3.1**.**
Let and be even embeddings of a closed surface whose minimal degree is at least . If is not isomorphic to , then cannot be obtained from by a sequence of balanced subdivisions and welds.
Proof.
We may assume , and in particular . Let and let be a balanced triangulation of which can be obtained from by a sequence of balanced subdivisions and welds. To prove the desired statement, it is enough to prove that .
Since balanced subdivision and welds preserve the balancedness, there is an even embedding of such that and is obtained from by a sequence of operations shown in Figure 7 which comes from balanced subdivisions and welds. Furthermore, it is not difficult to check that each operation in Figure 7 can be realized by a combination of the operations (I), (II), (III), (I’), (II’) and (III’). Then, by Lemma 2.1, the bipartite graph is obtained from by a sequence of operations (I), (II) and (III). Recall and . Since implies and since we assume , we have , which proves as desired. ∎
Remark 3.2**.**
Face subdivisions and could be isomorphic even if . Indeed, for a balanced triangulation , one could obtain different even embeddings whose face subdivision is by removing the vertices of one color from . On the other hand, it is easy to make even embeddings and with . For example, if , then we have , and therefore .
Remark 3.3**.**
The proof of Theorem 3.1 says that, in the theorem, if we assume , then we do not need to assume that has minimal degree . For example, if is the face subdivision of the cube and is the octahedral sphere, then cannot be obtained from by a sequence of balanced subdivisions and welds.
4. Necessary operations for balanced triangulations
In this section, we discuss how many different types of cross-flips are necessary. We first introduce operations called an -flip and a -flip originally defined in [NSS], as shown in Figure 8. (An -flip is also found in cross-flips in [IKN, Figure 1].) Note that it is not allowed to make a double edge by the operations and each triangle in Figure 8 must be a face. Using those operations, Kawarabayashi et al. [KNS] proved the following theorem.
Theorem 4.1** (Kawarabayashi, Nakamoto and Suzuki [KNS]).**
For any closed surface , there exists an integer such that any two balanced triangulations and on with can be transformed into each other by a sequence of - and -flips.
We now prove Theorem 1.2 in the introduction, saying that BE-subdivisions, BE-welds and P-contractions are enough.
Proof of Theorem 1.2.
Clearly, a -flip can be replaced with a combination of a BE-subdivision and a BE-weld. Furthermore, an -flip is replaced with a sequence of BE-subdivisions, P-contractions and a single BE-weld, as shown in Figure 9. Since a BE-subdivision increases the number of the vertices by two and a P-contraction decreases the number of the vertices by one, the desired assertion follows from Theorem 4.1. ∎
Next, we show that most balanced triangulations of a fixed closed surface are connected by a sequence of P-contractions and P-splittings. The following simple fact can be observed from Figure 10.
Lemma 4.2**.**
Let and be balanced triangulations of a closed surface such that is obtained from by applying the BE-subdivision to the edge in . Let and be the faces of that contains and let be the vertex such that is a face of . If is not an edge of , then is obtained from by a sequence of P-splittings.
Theorem 4.3**.**
Any two balanced triangulations of a closed surface other than finite exceptions (depending on ) can be transformed into each other by a sequence of P-splittings and P-contractions.
Proof.
First, observe that each of BE-subdivisions and BE-welds applied in Figure 9 satisfies the assumption of Lemma 4.2. Hence any -flip can be replaced by a sequence of P-splittings and P-contractions. Similarly, a -flip is replaced with a combination of P-splittings and P-contractions by Lemma 4.2. This observation also implies that if we can apply either an -flip or a -flip to a balanced triangulation, then we can apply a P-splitting.
Now, let and be balanced triangulations of with where is the integer obtained in Theorem 4.1. By Theorem 4.1, can be transformed into another balanced triangulation with the same number of vertices by a sequence of - and -flips. Note that this implies that we can apply a P-splitting to . After applying a P-splitting to , we obtain a balanced triangulation of with vertices. We can repeat the argument until the number of vertices becomes ; denote the resulting graph by . By Theorem 4.1 and the above argument and can be transformed into each other by a sequence of P-splittings and P-contractions. Therefore, we conclude that and are connected by only P-splittings and P-contractions. Then the assertion follows since there exist only finitely many balanced triangulations of with the number of vertices less than . ∎
It would be natural to ask what are the exceptions in Theorem 4.3. Let be a closed surface and let be an integer given in Theorem 4.1. The proof of the Theorem 4.3 says that two balanced triangulations are connected by a sequence of P-splittings and P-contractions if they have at least vertices. We say that a balanced triangulation of is exceptional if cannot be connected to a balanced triangulation of with by a sequence of -splittings and P-contractions (this condition does not depend on a choice of ). If we can apply a P-splitting to , that is, there is a graph such that is obtained from by a P-splitting, then we can again apply a P-splitting to . Thus if we can apply a P-splitting to , then is not exceptional. Also, if it is possible to apply a -contraction to , then it is also possible to apply a -splitting to . Thus we have the following criterion.
Proposition 4.4**.**
A balanced triangulation is not exceptional if and only if have faces such that is not an edge of .
We thinks that exceptional balanced triangulations are quite rare. Indeed, for the -sphere we have the following result, which proves Theorem 1.3.
Theorem 4.5**.**
The octahedral sphere is the only exceptional balanced triangulation of the -sphere.
Proof.
Let be an exceptional balanced triangulation of the -sphere. Since the octahedral sphere is the only triangulation of the -sphere all whose vertices have degree , it suffices to show that every vertex of has degree .
Let be a vertex of and an edge of . We claim that has degree . Let and be the faces of that contains . Also, let and be the vertices such that and are faces of . Note that since they have different colors, and similarly . By applying Lemma 4.2 to faces and , we have that must be an edge of . Similarly, by applying Lemma 4.2 to faces , we have that must be an edge of . Then, since does not contains the complete bipartite graph of size by the planarity, must be equal to , which implies that has degree as desired (see Figure 11). ∎
We close the paper with a few remarks and one question.
Remark 4.6**.**
In Theorem 4.1, it is also true that there is a sequence of -flips and -flips that transform into and a given coloring of into a given coloring of (this can be seen from the first paragraph of the proof of [KNS, Theorem 3]). Thus, like [IKN, Theorem 1.1], this stronger property is also true in Theorems 1.2 and 4.3.
Remark 4.7**.**
There is a balanced triangulation of the torus whose underlying graph is the complete tripartite graph . By Proposition 4.4, this triangulation is exceptional. We do not know other examples of exceptional balanced triangulations.
Remark 4.8**.**
Any two balanced triangulations of a closed surface can be transformed into each other by a sequence of BT-subdivisions, BT-welds, P-contractions and P-splittings. Indeed, Figure 12 shows that one can replace BE-subdivisions and BE-welds with combinations of BT-subdivisions, BT-welds, P-splittings and P-contractions.
Remark 4.9**.**
It was asked in [IKN, Problem 4] if two even triangulations of the same combinatorial manifold with the same coloring monodoromy are connected by cross-flips. Since Theorem 4.1 also holds for even triangulations having the same monodoromy, the answer to this problem is yes for closed surfaces. Also, Theorems 1.2 and 4.3 hold in this generality.
Question 4.10**.**
Is there a generalization of Theorem 1.2 (or Theorem 4.3) in higher dimension?
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