On the Markov inequality in the $L_2$-norm with the Gegenbauer weight
Geno Nikolov, Alexei Shadrin

TL;DR
This paper investigates the best constant in the Markov inequality for polynomials under the Gegenbauer weight in the $L_2$-norm, providing explicit bounds valid for all degrees and parameters.
Contribution
It derives explicit lower and upper bounds for the Markov constant in the Gegenbauer-weighted $L_2$-norm for all polynomial degrees and parameters.
Findings
Established explicit bounds for the Markov constant $c_n(\lambda)$
Bounds are valid for all polynomial degrees $n$ and parameters $\lambda$
Results contribute to understanding polynomial inequalities in weighted $L_2$ spaces.
Abstract
Let , where , be the Gegenbauer weight function, let be the associated -norm, and denote by the space of algebraic polynomials of degree . We study the best constant in the Markov inequality in this norm namely the constant We derive explicit lower and upper bounds for the Markov constant , which are valid for all and .
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Taxonomy
TopicsMathematical functions and polynomials · Analytic and geometric function theory · Functional Equations Stability Results
On the Markov inequality in the -norm with the Gegenbauer weight
G. Nikolov, A. Shadrin
Abstract
Let , where , be the Gegenbauer weight function, let be the associated -norm,
[TABLE]
and denote by the space of algebraic polynomials of degree . We study the best constant in the Markov inequality in this norm
[TABLE]
namely the constant
[TABLE]
We derive explicit lower and upper bounds for the Markov constant , which are valid for all and .
MSC 2010: 41A17
Key words and phrases: Markov type inequalities, Gegenbauer polynomials, matrix norms
1 Introduction
Let , where , be the Gegenbauer weight function, let be the associated -norm,
[TABLE]
and denote by the space of algebraic polynomials of degree . In this paper, we study the best constant in the Markov inequality in this norm
[TABLE]
namely the constant
[TABLE]
Our goal is to derive good and explicit lower and upper bounds for the Markov constant which are valid for all and , i.e., to find constants and such that
[TABLE]
with a small ratio .
It is known that, for a fixed , grows like , and that the asymptotic value
[TABLE]
is equal to , with being the first positive zero of the Bessel function , see [2, Thms. 1.1–1.3], whereby it can be shown that behaves like . There is also a number of more precise results.
For (the constant weight ), it follows from the Schmidt result [4] that
[TABLE]
For (the Chebyshev weights and , respectively), Nikolov [3] proved that
[TABLE]
In [1], we obtained an upper bound valid for all and ,
[TABLE]
however, the already mentioned asymptotics shows that this result is not optimal.
The main result of this paper is lower and upper bounds for which are uniform with respect to and . They show, in particular, that
[TABLE]
For the exact values of the Markov constant are easily computable:
[TABLE]
Therefore, we consider below the case . Our main result is
Theorem 1.1
For all and , the best constant in the Markov inequality
[TABLE]
admits the estimates
[TABLE]
where , .
As a consequence, we can specify the following bounds for the asymptotic value :
Corollary 1.2
For any , the asymptotic Markov constant satisfies the inequalities
[TABLE]
where .
The lower bound in (LABEL:[)e1] follows from that in (LABEL:[)e2] and is less accurate, we put it in this form to make the comparison between the two bounds in (LABEL:[)e1] more obvious.
The upper bound in (LABEL:[)e2] does not have the right order in (for fixed), however this bound serves not only for the case , but for a fixed and it is also better than the one in (LABEL:[)e1].
In the next corollary, we set in the upper estimate (LABEL:[)e2], and that improves the upper estimates in (LABEL:[)n] for the Chebyshev weights. When coupled with the lower estimate from (LABEL:[)n], this gives rather tight bounds.
Corollary 1.3
For the Chebyshev weights and , we have
[TABLE]
The lower and upper estimates in (LABEL:[)e1] have different orders with respect to . However we can get a perfect match with slightly less accurate constants.
Theorem 1.4
For all and , the best constant in the Markov inequality satisfies
[TABLE]
Corollary 1.5
For the Markov constant we have the following asymptotic estimates:
i) ;
ii) \displaystyle(n-\mbox{\large{\textstyle\frac{1}{2}}})(n-1)\leq\lim_{\lambda\to-\frac{1}{2}}c_{n}(\lambda)\cdot 2\sqrt{2\lambda+1}\leq(n+\mbox{\large{\textstyle\frac{3}{2}}})^{2} .
Part ii) follows from (LABEL:[)e2]. Though part i) does not formally follow from Theorem 1.4, it follows from a part of its proof.
Let us describe briefly how these results are obtained.
It is well-known that the squared best constant in the Markov inequality in the -norm with arbitrary (and possibly different) weights for and is equal to the largest eigenvalue of a certain positive definite matrix, in our case we have
[TABLE]
where the matrix is specified in Sect. 2. We obtain then lower and upper bounds for using three values associated with the matrix and its eigenvalues (note that ):
a) the trace
[TABLE]
b) the max-norm
[TABLE]
c) the Frobenius norm
[TABLE]
Clearly, we have
[TABLE]
and generally , where is any matrix norm. The upper estimate (LABEL:[)l_1] cited from [1] is exactly the first inequality , and as we noted, this estimate is not optimal. The better upper bounds (LABEL:[)e1]-(LABEL:[)e2] in Theorem 1.1 are obtained from (1.9.ii) and (1.9.iii), respectively.
For the lower bounds we use the inequalities
[TABLE]
Inequality (i’) gives the lower estimates in (LABEL:[)e1]-(LABEL:[)e2], and combination of (i’) and (ii’) yields the lower bound in (LABEL:[)e4].
The paper is organised as follows. In Sect. 2, following our previous studies [1], we give an explicit form of the matrix appearing in (LABEL:[)B]. Sects. 2-4 contain some auxiliary inequalities. In Sect. 5, we find an upper bound for the max-norm , and in Sect .6 we give both lower and upper estimates for the Frobinuis norm . Finally, in Sect. 7 we prove the upper and the lower estimates in Theorems 1.1-1.4 using inequalities (LABEL:[)mu¡]-(LABEL:[)mu¿] and relation (LABEL:[)B]. Here we have used the expression for and for diagonal elements found in [1].
The formulas for the trace, the max-norm and the Frobenius norm of a matrix are straightforward once the matrix elements are known, so the main technical issues are, firstly, in finding reasonable upper and lower bounds for the entries of the matrix which are expressed initially in terms of the Gamma function , and, secondly, in finding reasonable estimates for their sums. The first issue is dealt with in Sect. 3, where we show that
[TABLE]
and the second one in Sect. 4 , where we give elementary but effective upper and lower bounds for the integrals of the type
[TABLE]
2 Preliminaries
In this section, we quote a result obtained earlier in [1], which equate the Markov constant with the largest eigenvalue of a specific matrix .
Definition 2.1
For , set and define symmetric positive definite matrices with entries and given by
[TABLE]
so that
[TABLE]
with the same outlook for . The numbers and are given by
[TABLE]
where
[TABLE]
Note that
[TABLE]
Definition 2.2
For , set
[TABLE]
Theorem 2.3** ([1], Theorem 3.2)**
Let be the best constant in the Markov inequality (LABEL:[)e1.1]. Then
[TABLE]
where is the largest eigenvalue of the matrix .
Remark 2.4
Appearance of two matrices and reflects the fact that the extreme polynomial for the Markov inequality with an even weight function is either odd or even. The latter is a relatively simple conclusion, what is not obvious though is whether is of degree exactly and not . In [1], we proved that for the Gegenbauer weights ,
[TABLE]
and this implies that , hence is the largest eigenvalue of or for or , respectively.
We finish this section by simplifying the expressions for and thus for the matrix as follows. From (LABEL:[)ab0], we derive
[TABLE]
so that
[TABLE]
Respectively,
[TABLE]
Note that and are embedded. An analogous representation and embedding hold for .
3 Estimates for and
We will need upper and lower estimates for the elements of matrices and , namely
[TABLE]
We found expression for and in [1, Lemmas 2.1(ii) and 2.2(ii)], those are quoted in Proposition 3.1, and in this section we obtain inequalities for the ratios .
Proposition 3.1** ([1])**
The following identities hold:
[TABLE]
where
[TABLE]
Proposition 3.2
Let , . Then the coefficients in (LABEL:[)b] satisfy the following relations:
(i) If or , then
[TABLE]
(ii) If , then
[TABLE]
Proof. Denote the left-hand, the middle and the right-hand side terms in (LABEL:[)b¡]-(LABEL:[)b¿] by , and , respectively. From definitions (LABEL:[)b] and (LABEL:[)h_i] we have
[TABLE]
and using the functional equation we see that
[TABLE]
We shall prove inequalities (LABEL:[)b¡]-(LABEL:[)b¿] for the logarithms of the values involved.
- Let us start with the proof of the left-hand side inequalities in (LABEL:[)b¡]-(LABEL:[)b¿]. Consider the difference of the logarithms of the middle and the left-hand side terms,
[TABLE]
We need to prove that for and that otherwise. Since by (LABEL:[)lmr], it suffices to show that for all , i.e., that .
From (LABEL:[)b1], we have
[TABLE]
therefore, using the digamma function , we obtain
[TABLE]
From the equation it follows that , and the latter implies
[TABLE]
whence
[TABLE]
and that proves the left-hand inequalities in (LABEL:[)b¡]-(LABEL:[)b¿].
- We approach in the same way to the proof of the right-hand inequalities in (LABEL:[)b¡] and (LABEL:[)b¿], by taking the difference of the logarithms of the middle and the right-hand terms,
[TABLE]
We need to show that for and that otherwise. Since by (LABEL:[)lmr], it suffices to show that for and that for .
2a) Let us show that for . From (LABEL:[)h] using (LABEL:[)m’], we obtain
[TABLE]
For the sum, since the function is decreasing, we have
[TABLE]
hence
[TABLE]
and for and , the right-hand side is negative. Thus, for .
2b) Next, we prove that if , then . From (LABEL:[)h’], we derive
[TABLE]
The first term in the right-hand side is estimated as follows
[TABLE]
where for the sum we have used the inequality .
Next, for and x\geq\mbox{\large{\textstyle\frac{1}{2}}} the function is increasing, hence for the second term in (LABEL:[)h”] we have
[TABLE]
Substituting the above upper bounds in the expression (LABEL:[)h”]-(LABEL:[)h”2] for , we obtain
[TABLE]
since and .
Proposition 3.3
Let , . Then the coefficients in (LABEL:[)wb] satisfy the following relations.
(i) If or , then
[TABLE]
(ii) If , then
[TABLE]
Proof. By equality (LABEL:[)wbb], we have
[TABLE]
Then all the relations throughout (LABEL:[)b1]-(LABEL:[)h”3] remain valid with the substitution
[TABLE]
The only exception is inequality (LABEL:[)h”3] which fails for , , and , since the factor \big{[}(k-\frac{1}{2})(j-\frac{1}{2})-\lambda^{2}\big{]} is not positive then.
Let us prove that in this case as well. Since , it is sufficient to prove that for and , . We have
[TABLE]
so substituting , into (LABEL:[)h’1], we find that for
[TABLE]
4 Three lemmas
In the next two sections, we deal with lower and upper estimates for the sums , in particular for , where are given in (LABEL:[)F] below. For that purpose, we need the following three lemmas.
We use the following notation:
[TABLE]
Lemma 4.1
For a convex integrand , we have
[TABLE]
Proof. The inequalities reveal well-known properties of the midpoint and the trapezoidal quadrature formulas relative to the corresponding integrals.
Lemma 4.2
For , the functions
[TABLE]
are convex on and increasing on .
Proof. 1) For , all the factors of , in (LABEL:[)F] are convex, positive and increasing on , hence the statement.
- For the functions
[TABLE]
are non-negative and increasing on . Further, is convex on , because it can be written in the form
[TABLE]
where both terms are convex for , whereas is convex on because
[TABLE]
Therefore, both and are convex on and increasing on .
- Let . Then
[TABLE]
and
[TABLE]
hence and are increasing on . Further, the function
[TABLE]
is convex for because all the terms are convex for , hence is convex whenever is nonnegative, i.e., for , thus for . Finally, for
[TABLE]
we obtain
[TABLE]
and it is easy to check that, for , the quadratic polynomial has no real zeros. Hence, is convex and so is for .
Lemma 4.3
Let , , , and let
[TABLE]
Then, for any , where , we have
[TABLE]
Proof. Set
[TABLE]
It suffices to show that for . We have
[TABLE]
and similarly
[TABLE]
Remark 4.4
We can refine the upper estimate as follows:
[TABLE]
Indeed, with , it suffices to show that for every . We have the equivalent relations
[TABLE]
and the latter is simply the inequality between the geometric and harmonic means
[TABLE]
5 An upper bound for for
Proposition 5.1
For , we have
[TABLE]
Proof. Let us recall that
[TABLE]
and, as is seen from (LABEL:[)A_m], .
For a fixed , , we consider the sum of the elements in the -th row of ,
[TABLE]
By (LABEL:[)al] and by (LABEL:[)b¡],
[TABLE]
where
[TABLE]
hence
[TABLE]
For the first sum, since is increasing, we apply an integral estimate and then Lemma 4.3 to obtain
[TABLE]
For the second sum, since is decreasing (and ), an integral estimate gives
[TABLE]
Replacement in the right-hand of (LABEL:[)a0] yields
[TABLE]
- We estimate as follows.
[TABLE]
where in the last line we set
[TABLE]
Let us evaluate and . On , for a fixed , the function has a unique local extremum, a maximum, which is attained at
[TABLE]
Then
[TABLE]
The function is increasing (since is increasing for ), thus
[TABLE]
Consequently, putting the estimates (LABEL:[)phi]-(LABEL:[)psi] into (LABEL:[)A], we obtain
[TABLE]
- For in (LABEL:[)a1] we use the trivial upper estimate
[TABLE]
- Thus, from (LABEL:[)a1], we derive
[TABLE]
where we have used that \frac{(\lambda+2)(\lambda+3)}{2\lambda+1}<\mbox{\large{\textstyle\frac{\lambda}{2}}}+3 for . Hence,
[TABLE]
and (LABEL:[)A1] is proved.
Proposition 5.2
For , and , we have
[TABLE]
Proof. Recall that
[TABLE]
Let us rewrite (LABEL:[)A1’] as
[TABLE]
where
[TABLE]
We derived this upper bound from two estimates in (LABEL:[)ab], namely
[TABLE]
Now, we note that, by (LABEL:[)wb¡] and (LABEL:[)wtal], we have similar estimates
[TABLE]
and it is easy to see that all the inequalities for the sum throughout (LABEL:[)a0]-(LABEL:[)A1’] remain valid with the substitution , hence
[TABLE]
Now, from (LABEL:[)AB], (LABEL:[)AK] and (LABEL:[)wtAK], we obtain that for any
[TABLE]
where the last inequality follows by relation between geometric and arithmetic means, namely , with . This proves (LABEL:[)B1’]-(LABEL:[)B1].
6 Lower and upper estimates for
for
Proposition 6.1
For , we have
[TABLE]
where , , and
[TABLE]
Proof. By the definition of the Frobenius norm,
[TABLE]
Since matrices are symmetric and embedded, we have
[TABLE]
where means that the last summand is halved. Recall that by (LABEL:[)al]
[TABLE]
- The case . In that case, by (LABEL:[)b¡],
[TABLE]
so we obtain from (LABEL:[)N0]
[TABLE]
where
[TABLE]
Note that, by Lemma 4.2, both functions are convex on and monotonely increasing on , and that
[TABLE]
Set
[TABLE]
Those will play the roles of and when we apply Lemma 4.3.
1a) For the upper estimate, since is convex and increasing, we have by Lemmas 4.1 and 4.3 for ,
[TABLE]
so that, for ,
[TABLE]
hence
[TABLE]
Then,
[TABLE]
where is convex, and by Lemmas 4.1 and 4.3 we obtain
[TABLE]
and this proves the upper estimates in (LABEL:[)AF] for , with the constant .
1b) For the lower estimate, we get by Lemmas 4.1 and 4.3,
[TABLE]
hence
[TABLE]
Then,
[TABLE]
where is convex, therefore, by Lemmas 4.1 and 4.3,
[TABLE]
and the lower estimate in (LABEL:[)AF] follows, with .
- The case . In that case, by (LABEL:[)wb¡], we have
[TABLE]
so we obtain
[TABLE]
i.e., the same inequality as in (LABEL:[)N], but with and interchanged.
2a) Then the upper estimates will run in the same way only with instead of , and because
[TABLE]
we arrive at the same inequality (LABEL:[)Ng2], so that the final upper estimate for for is the same as (LABEL:[)up].
2b) Similarly, the lower estimates for will run in the same way only with instead of , and because of (LABEL:[)ff1] we arrive at the same inequality (LABEL:[)Ng1], so that the final lower estimate for for is also the same as (LABEL:[)low].
Proposition 6.2
For and , we have
[TABLE]
where
[TABLE]
Proof. Recall again that
[TABLE]
and rewrite (LABEL:[)AF] as
[TABLE]
Then, for odd , by the same arguments as in the proof of Proposition 5.2, we obtain
[TABLE]
so that, for all ,
[TABLE]
Simplifying we obtain
[TABLE]
and this gives the lower bounds in (LABEL:[)B2]-(LABEL:[)B3] with the constant
[TABLE]
For the upper bounds we get
[TABLE]
where we used the inequality . The last term does not exceed , if , and , if .
That proves the upper bounds in (LABEL:[)B2]-(LABEL:[)B3].
7 Proof of the main results
Firstly, we will prove Theorem 1.1 by establishing separately the lower and the upper bounds therein.
Theorem 7.1
For the upper bounds, we have
[TABLE]
where .
Proof. We proved in Propositions 5.2 and 6.2 that
[TABLE]
where is the -th line in (LABEL:[)c¡], and since , and the largest eigenvalue is smaller than any matrix norm, the upper bounds (LABEL:[)c¡] follow.
Theorem 7.2
For the lower bounds, we have
[TABLE]
where .
Proof. 1) The first inequality in (LABEL:[)c¿] follows from second, since
[TABLE]
- Let us prove the second inequality in (LABEL:[)c¿] splitting the cases and . We proved in Proposition 6.2 that
[TABLE]
where
[TABLE]
Next, we will need an expression for the trace of , which we obtained in [1, p. 17],
[TABLE]
where
[TABLE]
From (LABEL:[)tr] we can get a common upper bound for both odd and even as follows. For odd , we obtain from (LABEL:[)tr]
[TABLE]
and
[TABLE]
and it is clear the both estimates (LABEL:[)tr1]-(LABEL:[)tr2] give upper bounds for for even in (LABEL:[)tr] as well.
Set
[TABLE]
2a) Then, for , from (LABEL:[)mu¿], (LABEL:[)B¿] and (LABEL:[)tr1] we have
[TABLE]
since for and
[TABLE]
2b) Similarly, for , from (LABEL:[)mu¿], (LABEL:[)B¿] and (LABEL:[)tr2], we have
[TABLE]
since for and
[TABLE]
This proves the lower estimates (LABEL:[)B¿].
For the proof of Theorem 1.4, we need yet one more lower bound.
Lemma 7.3
For all and , we have
[TABLE]
Proof. For any symmetric matrix , its largest eigenvalue satisfies the inequality , . Therefore,
[TABLE]
and by (LABEL:[)al]-(LABEL:[)wtal], with , we have
[TABLE]
We will prove Theorem 1.4 by establishing a slightly stronger statement.
Theorem 7.4
For and , we have
[TABLE]
where
[TABLE]
Proof. 1) For the upper bound, using the upper bound in (LABEL:[)B1’], we have
[TABLE]
where
[TABLE]
- For the lower bound, we consider two cases.
2a) If , we use the lower estimate (LABEL:[)e1]
[TABLE]
where
[TABLE]
2b) For , we use the estimate (LABEL:[)c1¿],
[TABLE]
where
[TABLE]
Proof of Theorem 1.4. Since
[TABLE]
and
[TABLE]
we derive from (LABEL:[)e4’] that
[TABLE]
and that proves (LABEL:[)e4].
Proof of Corollary 1.5. Claim i) is equivalent to
[TABLE]
The upper estimate follows from (LABEL:[)e4’], while the lower estimate follows from (LABEL:[)c1¿]. Claim ii) follows from estimates (1.6).
Remark 7.5
The approach proposed here is applicable for derivation of tight two sided estimates for the best constant in the Markov inequality with the Laguerre weight . The results will appear in a forthcoming paper.
Acknowledgement. This research was performed during a three week stay of the authors in the Oberwolfach Mathematical Institute in April, 2016, within the Research in Pairs Program. The authors thank the Institute for hospitality and the perfect research conditions.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] A. Böttcher, P. Dörfler, Weighted Markov-type inequalities, norms of Volterra operators, and zeros of Bessel functions. Math. Nachr. 283 , 357–367 (2010).
- 3[3] G. Nikolov, Markov-type inequalities in the L 2 subscript 𝐿 2 L_{2} -norms induced by the Tchebycheff weights, Arch. Inequal. Appl. 1 (2003), no. 3-4, 361–375.
- 4[4] E. Schmidt, Über die nebst ihren Ableitungen orthogonalen Polynomensysteme und das zugehórige Extremum (in German), Math. Ann. 119 (1944), 165–204.
