This paper explores the properties of rings whose maximal spectra are nearly non-Hausdorff and totally disconnected, building on classical results about the topological structure of spectra of rings.
Contribution
It investigates rings that nearly have non-Hausdorff and totally disconnected maximal spectra, extending the understanding of spectral topologies in ring theory.
Findings
01
Constructed examples of rings with nearly non-Hausdorff spectra
02
Characterized conditions for maximal spectra to be totally disconnected
03
Linked spectral properties to ring-theoretic conditions
Abstract
In 1969 H\"ochster proved that for every quasi-compact T1-space X we can find a commutative ring R such that X is homeomorphic to the maximal spectrum Specm(R) of R. This result implies the existence of a commutative ring R that admits a non-Hausdorff and totally disconnected maximal spectrum Specm(R). However, there has not been an example of such a commutative ring yet. The aim of this paper is to investigate rings that almost admit a non-Hausdorff and totally disconnected maximal spectrum.
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TopicsRings, Modules, and Algebras · Advanced Topics in Algebra · Advanced Algebra and Logic
Full text
Maximal Spectra of rings consisting of regulated functions
Philipp Jukic
Abstract
In 1969 Höchster proved that for every quasi-compact T1-space X we can find a commutative ring R such that X is homeomorphic to the maximal spectrum Specm(R) of R. This result implies the existence of a commutative ring R that admits a non-Hausdorff and totally disconnected maximal spectrum Specm(R).
However, there has not been an explicit example of such a commutative ring yet.
We will construct a ring A such that Specm(A) is not Hausdorff and has only the singleton sets and itself as connected components.
1 Introduction
We are interested in the topological properties of the maximal spectrum Specm(R) of a commutative ring R, where Specm(R) is endowed with the Zariski-topology, i.e with the subspace induced from that of Spec(R). To be more precise, we want to study the relationship between maximal spectra that are either Hausdorff or totally disconnected.
By [9, Proposition 11] for each quasi-compact T1-space X we can find a commutative ring R such that X and Specm(R) are homeomorphic. Thus, there are commutative rings R such that Specm(R) is totally disconnected but not Hausdorff, since one can find a topological T1-space that has these properties. An example of such a topological space is X={−∞}∪N∪{∞}, where the topology is given by the topological sum of the two one-point compactifications N∪{∞} and N∪{−∞}. For more information see [16].
That just proved the existence of a commutative ring R such that Specm(R) has the desired topological properties. Our aim is now to give an explicit commutative ring that is as close as possible in satisfying the the above properties.
Before we give a short summary of the methods displayed in [9, Proposition 11], will first consider the ring of continuous functions C([0,1],R) over [0,1]. Each maximal ideal of Specm(C0([0,1],R)) corresponds to a point x∈[0,1].
We have a basis for the topology of Specm(C0([0,1],R)) given by {DM(f):f∈C0([0,1],R)}, where DM(f) is the principal open set D(f) intersected with Specm(C([0,1],R)). Each of the principal open sets DM(f) corresponds to an open set in [0,1] and DM(f) is connected if and only if it corresponds to a subinterval in [0,1]. Thus, Specm(C0([0,1],R)) is Hausdorff and not totally disconnected.
Consider again the space X={−∞}∪N∪{∞} and the ring C∗(X) of bounded continuous functions X→R. By [8, 4.9, p. 57] the maximal spectrum Specm(C∗(N∪{∞})) equals N∪{∞} as a set, i.e there is a one-to-one correspondence
[TABLE]
where mx={f∈C∗(N∪{∞}):f(x)=0}.
It is obvious that N∪{∞} and Specm(C∗(N∪{∞})) are not only equal as sets but also as topological spaces. However, this is not true anymore when we consider X and Specm(C∗(X)).
Let f∈C∗(X) with f(−∞)=b and f(∞)=a. For open neighborhoods Ub,Ua of a,b we get
[TABLE]
for some finite sets K1,K2⫅X. The vanishing of a implies the vanishing of b and vice versa. In other words, m∞=m−∞. This shows that Specm(C∗(X)) is homeomorphic to Specm(C∗(N∪{∞})) and not to X.
Using the methods in [9] we can find the following workaround: Start with a quasi-compact non Hausdorff T1-space X that is totally disconnected. Let V denote the set of all continuous functions X→W, where W={0,1} is endowed with the topology given by {∅,{0,1},{0}}. Furthermore, let WV denote the set of all mappings V→W. Let ev:X→WV be the evaluation map. Take X′ to be the closure of ev(X) in WV with respect to the patch topology defined in [8]. Finally, we endow X′ with the relative product topology of WV. By [8, Theorem 8, p. 56] the space X′ is nothing more than the spectralification of X. Furthermore, every point of X is closed in X′. On the other hand every closed point of X′ is contained in X. Theorem [8, Thoerem 6, p. 51] shows that X′ is homeomorphic to the spectrum of the ring R given by all continuous functions X′→R, where R is endowed with the discrete topology. Altogether, X is homeomorphic to Specm(R).
However, it is obvious that this approach will not allow us to describe the ring R in an explicit manner: One problem, for example, is to determine the set X′.
To produce rings that give us maximal spectra that are as ’close’ as possible in being totally disconnected and not Hausdorff, we will turn our attention to the rings of regulated functions Reg([0,1],R) on the interval [0,1].
The main result there is
Theorem**.**
The maximal spectrum Specm(Reg([0,1],R)) is totally disconnected and Hausdorff.
This result is also present in [1] but we will prove the same statement with a different approach.
In section 3, we will therefore consider the maximal prime ideals of regulated functions on an open interval. In fact, this consideration will lead us to the construction of a ring that gives us a non-Hausdorff maximal spectrum that has just the singletons and itself as connected components. The results in this section can be seen as an extension of the results presented in [1].
In sections 4 and 5 we will consider the ring Reg∘([0,1],R) that consists of all functions in Reg([0,1],R) that have only a finite amount of discontinuities. While section 4 is about the introduction and basic properties of these new rings, section 5 deals with connections to ultrafilters. The main result of these two sections is the following statement:
Theorem**.**
The space Specm(Reg∘([0,1],R)) is a profinite space.
Finally, in section 6 we will show that all the maximal prime ideals of the ring Reg([0,1],R) are real.
For the ring Reg∘([0,1],R) we even have that the real spectrum is homeomorphic to the prime spectrum:
Theorem**.**
The ring Reg∘([0,1],R) is real closed. Furthermore, Sper(Reg∘([0,1],R)) and Spec(Reg∘([0,1],R)) are homeomorphic. At last, the set Sperm(Reg([0,1],R)) of closed points of Sper(Reg([0,1],R)) and Specm(Reg([0,1],R)) are equal as sets.
Furthermore, we give an example of a one dimensional ring that has a maximal spectrum with the same properties as the maximal spectrum of the ring constructed in section 3. The main result here is
Theorem**.**
There is a semi-algebraic space (X,OX) with the following properties:
a
The maximal spectrum of the global sections Specm(OX(X)) has only itself and the singleton subsets as its connected components.
2. b
The maximal spectrum of the global sections Specm(OX(X)) is not Hausdorff.
3. c
The dimension of OX(X) is 1.
4. d
Sperm(OX(X)) is homeomorphic to Specm(OX(X)).
This result is entirely independent of the work done in the previous section. Hence it cannot be understood in the framework of [1] and therefore does not extend the results there.
The rest of the introduction is dedicated to introduce some central definitions and statements.
Definition 1.1**.**
A ring R is a called Gelfand if for any two distinct maximal right ideals m and m′ we can find two elements a∈R\m and a′∈R\m′ such that aRa′=0.
Things, however, get a lot simpler, since we are considering only commutative rings. In fact, we have the following simple lemma:
Lemma 1.2**.**
If R is a commutative Gelfand-ring, then the characterization in Definition 1.1 is equivalent to the following characterization: For each pair of distinct maximal ideals m and m′, there are ideals I1 and I2 of R such that I1m, I2m′ and I1I2=0.
Proof: Obvious. \boxempty
Proposition 1.3**.**
Let R be a commutative ring. Then the following statements are equivalent:
Let R be a semi-primitive commutative ring, i.e the Jacobson radical J(R) equals {0}. Suppose that R is Gelfand. Then we choose two distinct points m,m′∈Specm(R). By statement (b) in Proposition 1.4 we can find c1,c2∈R such that VM(m)⫅DM(c1), VM(m′)⫅DM(c2) and DM(c1)∩DM(c2)=∅. Thus, Specm(R) is Hausdorff. Conversely, suppose that Specm(R) is Hausdorff. Then for any two distinct points m,m′ in Specm(R) we can find ideals I1 and I2 of R such that m∈DM(I1), m′∈DM(I2) and DM(I1)∩DM(I2)=∅. Since R is semi-primitive this can only work if I1I2={0}. Hence, R is Gelfand. In fact, we proved a well known fact:
Proposition 1.5**.**
Let R be a commutative ring. The maximal spectrum Specm(R) is Hausdorff if and only if R/J(R) is a Gelfand-ring.
The usefulness of Proposition 1.5 is that all the information is included in the ring R if R is semi-primitive. Since the ring of continuous functions and the ring of piecewise-continuous functions is semi-primitive, we do not need to deal with quotients of rings. In the following all rings that appear will be commutative. The importance of Proposition 1.5 manifests itself in the following statement that will serve us as one of our main tools for analyzing Specm(R):
Proposition 1.6**.**
Let R be a ring. The following conditions are equivalent:
a
R is a Gelfand-ring and Specm(R) is totally disconnected.
2. b
R is clean, i.e every element of R can be written as a sum of a unit and an idempotent element of R.
In this section we will introduce the ring of regulated functions on the interval [0,1] and write down the most important properties of its maximal spectrum.
Definition 2.1**.**
Let Reg([0,1],R) denote the set of all functions f:[0,1]→R such that the following statements are always satisfied:
•
For every c∈[0,1) the limit f(c+)=limx→c,x>cf(x) exists.
•
For every c∈(0,1] the limit f(c−)=limx→c,x<cf(x) exists.
The functions in Reg([0,1],R) are called regulated functions. The set of regulated functions Reg((0,1),R) on the open interval (0,1) is defined in the same way.
Remark 2.2**.**
Strictly speaking the ring Reg((0,1),R) and its elements are not called regulated. One of the key properties of actual regulated functions is that they can be approximated by step functions with respect to the supremum norm. That is not the case with functions out of Reg((0,1),R).
Definition 2.3**.**
We define P+:Reg([0,1],R)→Reg([0,1),R) to be the operator that sends f∈Reg([0,1],R) to P+f∈Reg([0,1),R), where P+f(x)=f(x+) for every x∈[0,1). In the same manner, P−:Reg([0,1],R)→Reg((0,1],R) is defined by P−f(x)=f(x−) for x∈(0,1]. The operators P+:Reg((0,1),R)→Reg((0,1),R) and P−:Reg((0,1),R)→Reg((0,1),R) are defined in the same way.
We will use the notation that we established in Definition 2.3 for certain subrings of Reg([0,1],R) and Reg((0,1),R). It will be always clear from the context which definition of P+ resp. P− to consider.
Definition 2.4**.**
Let x1∈[0,1), x2∈(0,1] and x3∈[0,1]. We define
[TABLE]
If not otherwise stated, the same notation will also be used for other subrings of Reg([0,1],R).
Proposition 2.5**.**
Let x1∈[0,1), x2∈(0,1] and x3∈[0,1]. The sets Px1+, Px2− and Mx3 are all maximal ideals in Reg([0,1],R). Moreover, we have
The maximal spectrum Specm(Reg([0,1],R)) is totally disconnected and Hausdorff.
Proof: According to Proposition 1.5 it is enough to prove that the ring Reg([0,1],R) is Gelfand. By Proposition 1.6 it is enough to verify that Reg([0,1],R) is clean. For every function f∈Reg([0,1],R) we can find a characteristic function χA and some ε>0 such that for all x∈[0,1] we have ∣f(x)−χA(x)∣≥ε for a suitable union A of subintervals. By Lemma 2.6 we know that χA is an idempotent an therefore we are done. \boxempty
Remark 2.8**.**
Proposition 2.7 gives an alternative proof of [1, Theorem 1, p.19] without using the fact that the step functions are dense in Reg([0,1],R) with respect to the supremum norm. Furthermore, Theorem 2.7 shows that Specm(Reg([0,1],R)) is a profinite space.
3 Regulated functions on the open interval (0,1)
In the following we will consider the rings Reg((0,1),R) and its three subrings:
•
Reg∘((0,1),R), the ring of all functions of Reg((0,1),R) with finitely many discontinuities.
•
BReg((0,1),R), the ring of bounded regular functions on (0,1).
•
BReg∘((0,1),R), the ring of bounded regular functions on (0,1) that have only a finite number of discontinuities.
•
In general, we will use the notation Reg∘ to denote the subring that consists of all functions with finitely many discontinuities.
Our primary concern will be the ring Reg∘((0,1),R). The major difference between Reg([0,1],R) and Reg∘((0,1),R) is not that each function in Reg∘((0,1),R) has a finite number of discontinuities, but that all functions in Reg∘((0,1),R) are defined on the open interval (0,1).
Thus Reg∘((0,1),R) contains functions f such that f(0+) does not exist, which is impossible in the ring Reg([0,1],R).
These new functions in Reg∘((0,1),R) give rise to a new set of maximal prime ideals.
Let Z be a set of functions f∈Reg∘((0,1),R) that is maximal with respect to the following conditions:
A
For any finite subset L⫅Z at least one of the sets
[TABLE]
is not empty.
2. B
We have
[TABLE]
Remark 3.1**.**
Let us take a closer look at the conditions (A) and (B):
Condition A: Condition A guarantees that the ideal generated by a finite amount of functions in Z does not contain a unit.
Condition B: We need this condition to make sure that Z is not contained in any maximal ideal that corresponds to the ones we already know about. More precisely, Z is not contained in any of the ideals Px+,Px−,Mx for x∈(0,1).
Conditions (A) and (B) impose obviously a restriction on the size of the sets Z. And this restriction is in such a way that Z becomes a maximal ideal.
Lemma 3.2**.**
Each set Z maximal with respect to the conditions (A) and (B) is a maximal ideal in Reg∘((0,1),R), BReg∘((0,1),R) and Reg((0,1),R). Furthermore, Z is not contained in any of the ideals Mx,Px+ and Px− for x∈(0,1).
Proof:
It is enough to prove the assertion for the ring Reg∘((0,1),R).
Step 1: Z is a proper ideal:
It is not difficult to see that Z is closed under multiplication with Reg∘((0,1),R).
Let ⟨Z⟩ be the ideal generated by Z. The set ⟨Z⟩ is a proper ideal since any sum ∑i=1rfi of elements f1,…,fr out of Z is not a unit by condition (A). Furthermore, ⟨Z⟩ satisfies condition (A) and condition (B). By maximality of Z we get Z=⟨Z⟩.
Step 2: The ideal Z is not contained in Px+,Px− or Mx: That is condition (B).
Step 3: The ideal Z is maximal: Any maximal ideal containing Z must satisfy condition (A) and by step 2 also condition (B). The maximality of Z with respect to the condition (A) and (B) implies that it is also a maximal ideal. \boxempty
From condition (A) and (B) we get that 0∈Z(f) or 1∈Z(f) for any f∈Z. Thus the set B of all the ideals Z constructed above splits into a union
[TABLE]
where B1 consists of all Z with 1∈Z(f) for all f∈Z and B0 of those with 0∈Z(f) for all f∈Z.
The elements out of B1 will be denoted with Z1 and those out of B0 will the denoted with Z0.
Proposition 3.3**.**
The ideals of Specm(Reg∘((0,1),R)) and Specm(Reg((0,1),R)) are given by the illustration below:
Proof: Suppose that there is a maximal ideal P that does not equal Px+,Px−,Mx for all x∈(0,1) . Then we know that for each x∈(0,1) there are functions f1,f2,f3∈P such that the three inequalities
[TABLE]
are satisfied. In other words, we have
[TABLE]
Note, that this resembles condition (B) from the construction of the ideals Z. Now, if L⫅P is some finite subset, then one of the intersections ⋂f∈LZ(f), ⋂f∈LZ(P+f), ⋂f∈LZ(P−f) is not empty. If all of these intersections would be empty, i.e
[TABLE]
then ∑f∈Lf2 is a unit.
Note, that this resembles condition (A). Now, it is not hard to see that P is contained in B1 or B0. \boxempty
Definition 3.4**.**
For every n>>1 we define
ϕn:(0,1)→R by
[TABLE]
Let I0 be the ideal generated by the family (ϕn)n∈N.
Similarly, we define the ideal
I1 to be generated by the family (ϕn′)n∈N, where
[TABLE]
Remark 3.5**.**
Obviously, I0 and I1 are not prime.
Remark 3.6**.**
Let V=VM(I) be a proper closed subset of the closed set B0. Then there is a function f∈I such that Z(f)∩(0,ε) is an infinite discrete set for some small ε>0. That follows from the fact that each f has only finitely many discontinuities and that I must satisfy condition (A) and (B). To every such function we associate the set Con(Z(f)) of connected components of Z(f) and define the set
[TABLE]
If I is maximal, then it is easy to see that S(I) satisfies the following conditions:
•
The empty set is not contained in S(I).
•
The set S(I) is stable under intersections.
•
Any subset S⫅(0,1) that is connected and contains one element out of S(I) as a subset is already contained in S(I).
Conversely, the three conditions give rise to a unique element in B0. In other words, there is a 1-to-1 correspondence Z0↦S(Z0). The same is also true if we consider B1 instead of B0. However, if we consider the ring Reg((0,1),R) instead Reg∘((0,1),R) this correspondence does not hold anymore, since functions in Reg((0,1),R) are allowed to have infinitely many jumps. In fact, this discussion shows that Specm(Reg((0,1),R)) and Specm(Reg∘((0,1),R)) have prime ideals that are given by the same characterizations but the topological spaces Specm(Reg((0,1),R)) and Specm(Reg∘((0,1),R)) fail to be homeomorphic.
The reason why we are looking at functions f∈Reg∘((0,1),R) that have an infinite amount of connected components emerges from the following observation: Consider the one of the maximal ideals Z0 and suppose, for the sake of simplicity, that there is a function f∈Z0 such that ∣Con(Z(f))∣=1. Obviously, Z(f) cannot be just one point, since Z(P+f) and Z(P−f) are also finite and therefore Z0 would not be a proper ideal anymore. Assume that Z(f) is one interval C⫅(0,1) with 0,1∈/C. Without loss of generality, we can assume that C is a proper subset of (0,1). Let C′⫅(0,1) be a closed interval such that C⫅C′ and Z(P+f),Z(P−f)⫅C′. Consider the restriction
[TABLE]
and Z0 under this map, i.e χC′Z0. Now, we have the following sequence
[TABLE]
Using this sequence to transport χC′Z0 into Reg∘((0,1),R) shows, by construction of Z0, that χC′Z0 is not contained in any proper ideal. Thus, χC′Z0 must contain a unit under these conditions. It is not difficult to deduce that Z0 must contain a unit, contradicting the fact that Z0 is assumed to be proper.
If the interval C satisfies 0∈C, then situation is different because we cannot find a closed interval in (0,1) that contains C. However, it is not difficult to see that any function f with that property 0∈C is contained in every Z0∈B0. This shows that the relevant functions that really characterize Z0 are the ones where the vanishing set has an infinite amount of connected components.
Lemma 3.7**.**
We have VM(I0)=B0 and VM(I1)=B1 in Specm(Reg∘((0,1),R)). Furthermore, ⋂Z0∈B0Z0=I0 resp. ⋂Z1∈B1Z1=I1.
Proof:
It is enough to prove the assertion for I0.
Let us start with the inclusion VM(I0)⫆B0: Since ⟨Z0,I0⟩ is a proper ideal for every Z0∈B0, we get that ⟨Z0,I0⟩=Z0 resp. I0⫅Z0. The other inclusion VM(I0)⫅B0 follows from the fact that ⋂f∈I0Z(f)=⋂f∈I0Z(P+f)=⋂f∈I0Z(P−f)=∅.
By now, we know that I0⫅⋂Z0∈B0Z0. Let us verify the opposite inclusion. The ideal I0 consists of all functions f∈Reg∘((0,1),R) that satisfy (0,ε)⫅Z(f) for some ε>0. However, any function f∈Z0 that does not satisfy (0,ε)⫅Z(f) for some ε>0 must satisfy Con(Z(f))∈S(Z0). But it is clear that we can find Z0′∈B0 with Con(Z(f))∈/S(Z0′). Thus, ⋂Z0∈B0Z0⫅I0. \boxempty
Proposition 3.8**.**
Any closed proper subset V⫅Specm(Reg∘((0,1),R)) of B0 resp. B1 with more than one element is not connected.
Proof: Without loss of generality we can assume that V=VM(I) is infinite. Under these circumstances the set S(I) is not empty. Let L⫅(0,1) be such that Con(L)∈S(I). Take two other sets L1,L2⫅(0,1) with 0∈L1,L2 and Con(L)=Con(L1)⊎Con(L2). For every Z0∈V we have that either Con(L1)∈S(Z0) or Con(L2)∈S(Z0). Now, take two distinct Z0,Z0′∈V such that there are functions f∈Z0 and g∈Z0′ with Con(Z(f))=Con(L1) and Con(Z(g))=Con(L2). Consider the ideals I1=⟨I,f⟩ and I2=⟨I,g⟩. It is not hard to see that if Con(L1)∈S(Z0) resp. Con(L2)∈S(Z0), then Z0∈VM(I1) resp. Z0∈VM(I2). Altogether we get V=VM(I1)⊎VM(I2). \boxempty
Proposition 3.9**.**
The topological space Specm(Reg∘((0,1),R)) has two connected components: The two sets
[TABLE]
and
[TABLE]
Proof: Both sets are closed and Proposition 3.8 implies that both are connected. Now, there are no other connected sets:
Without loss of generality, we can take a closed set V=VM(I) such that VM(I0)∪VM(I1)⫋V. Let ϕ1,ϕ2:[0,1]→R be given by
[TABLE]
and
[TABLE]
Then
[TABLE]
\boxempty
Proposition 3.10**.**
Specm(Reg∘((0,1),R)) and Specm(BReg∘((0,1),R)) are not homeomorphic.
Proof:
Let M∞ be the set of all functions f in BReg∘((0,1),R) such that ∣f(x)∣→0 for x→0 or x→1. Let ι:BReg∘((0,1),R)↪Reg∘((0,1),R) the canonical inclusion. We define M∞′ to be the set of all functions in ι(M∞) that satisfy f∈/P for all P∈Specm(Reg∘((0,1),R)).
Finally, we set M~∞=ι−1(M∞′) and introduce the ring
[TABLE]
We will show that Specm(R) is homeomorphic to Specm(BReg∘((0,1),R)), which will automatically prove the assertion since Specm(R) and Specm(Reg∘((0,1),R)) are not homeomorphic.
Since M∞′⫅Reg∘((0,1),R)× we get an embedding R↪Reg∘((0,1),R) which extends ι. In other words, we get an induced mapping
[TABLE]
Step I: Ψ is injective: The only situations that needs checking is when we restrict Ψ onto B0∪B1. Without loss of generality, we can consider Ψ on B0. Take two distinct prime ideals Z0,Z0′∈B0. By Remark 3.6 we can find functions f,g∈Reg∘((0,1),R) such that Con(Z(f))∈S(Z0), Con(Z(f))∈/S(Z0′), Con(Z(g))∈S(Z0′) and Con(Z(g))∈/S(Z0). Furthermore, f and g can be chosen to be in BReg∘((0,1),R). From there it is not difficult to see that the images of Z0 and Z0′ cannot be the same under Ψ.
Step II: Ψ is surjective: It is enough to show that the ring extension Reg∘((0,1),R)∣R is integral. It is enough to show that a function f∈Reg∘((0,1),R) with the two properties ∣f(x)∣→∞ as x→0 and 0<∣f(x)∣<∞ as x→1 satisfies an integral equation. There is some ε>0 such that Z(f∣(0,ε))=∅. Let g∈BReg∘((0,1),R) be given by
[TABLE]
It is not difficult to see that g is contained in M~∞. Since
[TABLE]
we are done. \boxempty
Proposition 3.11**.**
The following statements hold:
a
We have the following bijections of sets:
[TABLE]
2. b
None of the maximal spectra of the rings
[TABLE]
are homeomorphic to each other.
Proof:
(a): That is clear.
(b):
Step I: The space Specm(Reg([0,1],R)):
The only case that needs checking is if Specm(Reg([0,1],R)) is homeomorphic to Specm(Reg∘([0,1],R)).
Both Reg([0,1],R) and Reg∘([0,1],R) are clean rings. Let u∈Reg([0,1],R) be a function such that Z(P+u) is an infinite discrete subset of [0,1]. Then the set VM(u) is infinite. But all closed subsets in Specm(Reg∘([0,1],R)) that are contained in {Px+:x∈[0,1)} are finite. Thus, these two spaces cannot be homeomorphic.
Step II: The space Specm(Reg∘([0,1],R)): This case is clear by what we have done in the first step.
Step III: The space Specm(Reg((0,1),R)): By Remark 3.6 we already know that the spaces Specm(Reg((0,1),R)) and Specm(Reg∘((0,1),R)) are not homeomorphic. The only case that needs checking is the one if Specm(Reg((0,1),R)) is homeomorphic to Specm(BReg((0,1),R)). From the canonical inclusions we get the following diagram
It is not hard to deduce that the above diagram gives us a homeomorphism between Specm(BReg∘((0,1),R)) and Specm(Reg∘((0,1),R)). But that contradicts Proposition 3.10.
Step IV: The space Specm(Reg∘((0,1),R)): By what we know already and Proposition 3.10 this case is clear.
Step V: The spaces Specm(BReg((0,1),R)) and Specm(BReg∘((0,1),R)): Both spaces are certainly not homeomorphic to each other. By what we already know, each one of these spaces cannot be homeomorphic to any other space mentioned in the formulation of this proposition. \boxempty
Theorem 3.12**.**
The rings Reg∘((0,1),R)/I0 and Reg∘((0,1),R)/I1 have the following properties
a
Both rings are semi-primitive and not clean.
2. b
The spaces Specm(Reg∘((0,1),R)/I0) and Specm(Reg∘((0,1),R)/I1) are not Hausdorff.
3. c
The topological spaces Specm(Reg∘((0,1),R)/I0) and Specm(Reg∘((0,1),R)/I1) have only themselves and the singleton subsets as their connected components.
Proof:
It is enough to prove the assertions for Reg∘((0,1),R)/I0.
(a):
The spaces
[TABLE]
and
[TABLE]
are homeomorphic.
By Lemma 3.7 we know that the intersection of all ideals in VM(I0) is contained in I0. Therefore, the intersection of all ideals in Specm(Reg∘((0,1),R)/I0) equals {0}. Hence, Reg∘((0,1),R)/I0 is semi-primitive.
Th ring Reg∘((0,1),R)/I0 is not clean: Take the residue class sin(x−1)+I0 of sin(x−1). There cannot be an idempotent e+I0 such that sin(x−1)+e+I0 is a unit u+I0: For every element g∈u+I0⫅Reg∘((0,1),R) we have either u(0+)∈R or ∣u(0+)∣=∞, which is not true for every element out of the right hand side.
(b): Let Z0 and Z0′ be two distinct elements in B0. Let Z0∈DM(f) and Z0′∈DM(g) be two principal open sets. The intersection DM(f)∩DM(g) consists of all primes that do not contain f and g. But there are infinitely many of them: It easy to construct an ideal I with VM(I)⫅B0 such that Con(Z(f)),Con(Z(g))∈/S(I), for example by forcing I to contain a function h with Con(Z(h))∩Con(Z(f))=Con(Z(h))∩Con(Z(g))=∅. Since VM(I) is not empty, we see that DM(f)∩DM(g) is not empty. Thus, Specm(Reg∘((0,1),R)/I0) is not Hausdorff.
(c): It is clear that Specm(Reg∘((0,1),R)/I0) is connected. By Proposition 3.8 the other connected components are the singleton sets of Specm(Reg∘((0,1),R)/I0). \boxempty
4 Finite amount of discontinuities
Definition 4.1**.**
Let S⫅[0,1] be a finite subset. Then we define RegS([0,1],R) to be the set of all functions f∈Reg([0,1],R) such that all points where f is discontinuous is contained in S.
Lemma 4.2**.**
For each finite set S⫅[0,1] the set RegS([0,1],R) is a ring. For a finite subset A⫅[0,1] we define the function ψA:[0,1]→R with the property that ψA(x)=1 if and only if χA(x)=0 and ψA(x)=0 if and only if χA(x)=1 for x∈[0,1]. Whenever A is a union of sub-intervals of [0,1] we have ψA∈Reg([0,1],R). If A⫅S, then ψA∈RegS([0,1],R).
Proof: We have that ψA=χ[0,1]\A. Since A is finite, the set [0,1]\A can be written a union of sub-intervals of [0,1]. Thus, ψA∈Reg([0,1],R). The second assertion is obvious. \boxempty
Lemma 4.3**.**
Let ι∗:Spec(Reg([0,1],R))→Spec(RegS([0,1],R)) be induced by the inclusion ι:RegS([0,1],R)↪Reg([0,1],R). The restriction of ι∗ onto Specm(Reg([0,1],R)) gives a bijection
[TABLE]
Proof: It is enough to verify that
[TABLE]
for
[TABLE]
and S⫅(0,1).
Obviously, Specm(RegS([0,1],R)) is at least as big as the right-hand side of Equation 2. Let m be an arbitrary prime out of Specm(RegS([0,1],R)) and M the ideal generated by M in Reg([0,1],R). Suppose that VM(M)=∅. Let M′∈VM(M).
Maximality implies m=M∩RegS([0,1],R)=M′∩RegS([0,1],R)
and therefore m=mx or m=px+ or m=px−. Suppose that VM(M)=∅, i.e the ideal M that is generated by m in Reg([0,1],R) is not a proper ideal in Reg([0,1],R). That means there are f1,…,fn∈m and g1,…,gn∈Reg([0,1],R) such that
[TABLE]
for some fixed ε>0 and all x∈[0,1]. Now, there cannot be one x∈[0,1] such that the functions f1,…,fr are contained in mx.
For any δ>0 we can choose a point x∈[0,1] such that
[TABLE]
since m is assumed to be proper. We already know that ∑i=1nfi2 does not have a root in [0,1]. Hence, there is only one possibility on how the above Inequality 4 can be satisfied:
There is some y∈S such that f1,…,fr∈py+ or f1,…,fr∈py−.
But then inequality 3
cannot hold, resulting in a contradiction. Hence, VM(M) cannot be empty, and we are done. \boxempty
Remark 4.4**.**
The space Specm(RegS([0,1],R)) is not totally disconnected: Let S be a finite set with x=min(S) and take a function f∈RegS([0,1],R) such that Z(f) is a proper subinterval of [0,x]. Then VM(f) is a connected component of Specm(RegS([0,1],R)).
Theorem 4.5**.**
Specm(RegS([0,1],R)) is Hausdorff and not totally disconnected.
Proof: The first assertion follows from Remark 4.4. The second assertion follows from the following facts: The singleton sets {Mx},{Px+} and {Px−} are closed-open for x∈S.
There is a split exact sequence of R-vector spaces
[TABLE]
where the first map is given by
[TABLE]
and the second one
[TABLE]
by restricting the function onto [0,1]\S. Let S={x1,…,xk}. Then
[TABLE]
From the isomorphism in 6 it is not hard to see that Specm(χ[0,1]\SRegS([0,1],R)) is Hausdorff and not totally disconnected. Now, using the sequence 5 and embed ∏SR into RegS([0,1],R) we see that Specm(RegS([0,1],R))≅Specm(χ[0,1]\SRegS([0,1],R))⊎DM(∏SR)≅VM(∏SR)⊎DM(∏SR) is Hausdorff and not totally disconnected. \boxempty
Let G⫅2[0,1] be the set of all finite subsets of [0,1]. The set G is partially ordered by inclusion and for any two S1,S2∈G with S1⫅S2 we have an inclusion RegS1([0,1],R)↪RegS2([0,1],R). From this information we can construct the ring limS∈GRegS([0,1],R).
Applying the Spec-functor gives morphisms
[TABLE]
and these morphisms map closed points onto closed points, leading to
[TABLE]
From this information we can construct the space limS∈GSpecm(RegS([0,1],R)).
Theorem 4.6**.**
The topological space
[TABLE]
is homeomorphic to
[TABLE]
Proof: By [12, Lemma 4.6 ,p. 5] we get a homeomorphism
[TABLE]
Now, limS∈GRegS([0,1],R)≅Reg∘([0,1],R) implies that limS∈GSpecm(RegS([0,1],R)) equals Specm(Reg∘([0,1],R)) as a set and as a topological space. \boxempty
5 Spectra of direct products of rings
Let C0([0,1]) the set of all continuous functions [0,1]→R. In this situation [8, Theorem 2.3, p. 25] provides us with the following interesting relationship:
Theorem 5.1**.**
a
If I is an ideal in C0([0,1]), then the family
[TABLE]
is a filter.
2. b
If F is a filter, then the family Z(F)={f:Z(f)∈F} is an ideal in C0([0,1]).
There is a 1-to-1 correspondence between the ultra-filters of C0([0,1]) and Specm(C0([0,1])).
Theorem 5.3**.**
Let I be an infinite index set and S the set of all functions I→{F:Fa finite set of positive prime integers}. In addition let Φ∈S denote the blank function Φ(i)=∅ for all i∈I. If F is an ultrafilter on some σ∈S\{Φ}, then the set Z(F)={a∈∏IZ:ϱa∈F} is a maximal ideal of ∏IZ, where ϱa is defined by ϱa(i)={p∈σ(i):pdividesai}. Furthermore, for every maximal prime ideal m of ∏IZ, there is an ultrafilter F on some σ∈S\{Φ} such that m=Z(F).
Proof: That is [10, Theorem 3] and [10, Theorem 2]. \boxempty
Theorem 5.4**.**
Let S be the set of all functions [0,1]→F2 and let Φ denote the blank function as in Theorem 5.3. Let F be some ultrafilter on some σ∈S\{Φ}. Each such ultrafilter gives rise to maximal ideals
[TABLE]
[TABLE]
and
[TABLE]
where ϱf corresponds to the set Z(f)∈S, ϱf+ to the set Z(P+f)∈S and ϱf− to the set Z(P−f)∈S. Moreover, the maps
[TABLE]
are bijections from the set of ultrafilters over some σ∈S\{Φ} onto the set of maximal ideals {Mx,x∈[0,1]}, {Px+,x∈[0,1)}, and {Px−,x∈(0,1]}.
Proof:
Recall the definition of a ultrafilter F on some function σ:
a
We have Φ∈/F and σ∈F.
2. b
For two functions ϱ1,ϱ2∈F let L1 and L2 be the corresponding sets in 2D of ϱ1 resp. ϱ2. Then ϱ1∧ϱ2 is the function that corresponds to the set L1∩L2 and is contained in F.
3. c
For two functions ϱ1,ϱ2 with L1⫅L2 we write ϱ1≤ϱ2. If ϱ≤σ, then either ϱ∈F or σ\ϱ∈F, where σ\ϱ is the function we get from the complement of the corresponding sets.
Obviously, the ideals given by Z(F) correspond to the ideals {Mx:x∈[0,1]},
the ideals given by Z+(F) correspond to the ideals {Px+:x∈[0,1)}, and the ideals given by Z−(F) correspond to the ideals {Px−:x∈(0,1]}. In other words, the mappings
[TABLE]
are all bijections. \boxempty
Let S={x1,…,xn} be a finite subset of [0,1]. Reconsider sequence 5 given by
[TABLE]
Applying the functor limS∈G leads again to a split exact sequence
[TABLE]
The homeomorphism
[TABLE]
shows that
Specm(limS∈Gχ[0,1]\SRegS([0,1]) is profinite:
The space limS∈GSpecm(χ[0,1]\SRegS([0,1]) compact Hausdorff and it is not hard to see that it is even totally disconnected, i.e profinite.
The exact sequence above tells us that Specm(limS∈GRegS([0,1],R)) is also profinite. In fact, we have found an alternative proof of the statement:
Theorem 5.5**.**
The space Specm(Reg∘([0,1],R)) is profinite space.
Proof: The same arguments as in Theorem 2.7. \boxempty
Remark 5.6**.**
For any finite set S⫅[0,1] we have that Spec(∏SR) equals Spec(∏SK) for any field K. This shows that we can replace the field R in the two identifications that we get from the two split exact sequences above. However, there is no chance that we can replace R by an arbitrary ring R. While any product of fields is a von Neumann regular ring, the product of arbitrary rings is not always von Neumann regular. Take ∏SZ instead of ∏SK: The ring ∏SK is von Neumann regular and has dimension [math]. But the dimension of ∏SZ is certainly not [math].
The product ∏SZ appears in the following context:
Let RegS((0,1),Z) be the subring of Reg((0,1),R) of Z-valued functions that only have discontinuities at S⫅(0,1). For a discrete set S the sequence 5 becomes a split exact sequence
[TABLE]
of Z-modules. By identifying (0,1) with R we can consider the ring RegN(R,Z).
In order to study Specm(RegN(R,Z)) we need to study the maximal ideals of a infinite copy of Z.
Theorem 5.3 tells us that the maximal ideals of RegN(R,Z) correspond to certain ultrafilters.
Theorems 5.4 and 5.3 illustrate how far more complicated Specm(RegN(R,Z)) is than Specm(Reg∘((0,1),R)) resp. Specm(Reg((0,1),R)).
6 From a real algebraic point of view
Finally, we are going to investigate the rings Reg([0,1],R), Reg∘((0,1),R) and Reg∘([0,1],R) about their real algebraic properties: In particular we are interested in the real prime ideals of these rings and in the real spectrum Sper of these rings. For more information about real prime ideals and the real spectrum we refer to [2].
Proposition 6.1**.**
Every ideal in Specm(Reg([0,1],R)) is real.
Proof: Take f1,…,fr∈Reg([0,1],R) such that f12+⋯+fr2∈Mx. From
[TABLE]
we get that f1,…,fr∈Mx. To finish the proof it suffices to consider the case where the functions f1,…,fr∈Reg([0,1],R) satisfy f12+⋯+fr2∈Px+. By applying the operator P+ we get
[TABLE]
implying that f1,…,fr∈Px+. \boxempty
Proposition 6.2**.**
Every ideal in Specm(Reg∘((0,1),R)) is real.
Proof: The ideals Px+,Px−,Mx∈Specm(Reg∘((0,1),R)) can be treated with the same arguments as in Proposition 6.1. It remains to verify that Z0 is real. If f12+⋯+fr2∈Z0, then Z(f12+⋯+fr2)=⋂i=1rZ(fi)=∅. Since ⟨Z0,f1,…,fr⟩ is a again a proper ideal, we get that it equals Z0 by maximality. \boxempty
Proposition 6.3**.**
For every P∈Specm(Reg([0,1],R)) the field Reg([0,1],R)/P has the following properties:
a
If P=Mx for some x∈[0,1], then Reg([0,1],R)/P≅R.
2. b
If P=Px+ for some x∈[0,1), then Reg([0,1],R)/P≅R.
3. c
If P=Px− for some x∈(0,1], then Reg([0,1],R)/P≅R.
Proof: (a): That is obvious.
(b): Let f∈Reg([0,1],R) be a function such that f is continuous at x. Then it is obvious that f can be written as a sum of an element in Px+ and one number in R. Suppose that f has a discontinuity at x. If we take a=limc→x,c>xf(c), then f−a∈Px+, implying that f is a sum of an element in Px+ and some number in R. Altogether we have Reg([0,1],R)/Px+≅R.
(c): The same argument as in (b). \boxempty
Definition 6.4**.**
A ring R is called real closed if the following conditions are satisfied:
a
The set of squares of R is the set of non-negative elements of a partial order ≤ on R. Furthermore, the ring R together with the partial order ≤ is an f-ring.
2. b
Let a,b∈R. If 0≤a≤b, then b∣a2.
3. c
For every p∈Spec(R) the ring R/p is integrally closed and the field of fractions of R/p is real closed.
Lemma 6.5**.**
Let S⫅[0,1] be a finite subset. Then RegS([0,1],R) is a real closed ring.
Proof: We will prove the assertion in the following two steps:
Step I: The direct product R1×R2 of two real closed rings is real closed: Conditions (a) and (b) from Definition 6.4 are clear. Only condition (c) needs checking. For each p∈Spec(R1×R2) there is an p1∈Spec(R1) or p2∈Spec(R2) such that we have one of the two isomorphism
[TABLE]
From this it is clear that also condition (c) holds, i.e R1×R2 is a real closed ring.
Step II: The ring χ[0,1]\SRegS([0,1],R) is real closed: Without loss of generality, we can assume that S={x1,…,xn}⫅(0,1). We need to verify that the rings of the form
which proves that these rings are all real closed.
Step III: The ring RegS([0,1],R) is real closed: By the split exact sequence 5 we know that
[TABLE]
as a R-vector space. But it is easy to verify that the mapping
[TABLE]
is an isomorphism of R-algebras. Step II implies that RegS([0,1],R) is real closed. \boxempty
Theorem 6.6**.**
The ring Reg∘([0,1],R) is real closed. Furthermore Sper(Reg∘([0,1],R)) and Spec(Reg∘([0,1],R)) are homeomorphic. At last, the set Sperm(Reg([0,1],R)) of closed points of Sper(Reg([0,1],R)) and Specm(Reg([0,1],R)) are equal as sets.
Proof: From [13, p. 34] we know that a direct limit of real closed rings is again real closed. This fact combined with Lemma 6.5 proves the first assertion. The second assertion follows from the well known fact that the real spectrum of a real closed ring is homeomorphic to its prime spectrum. Finally, the rest follows from Proposition 3.11. \boxempty
Corollary 6.7**.**
The space Sperm(Reg([0,1],R)) is profinite.
Proof: That is Theorem 6.6 and Theorem 5.5. \boxempty
Definition 6.8**.**
(See [6, Definition 1, p. 1]) Let Sper(R) be the real spectrum of a ring R. A pair (X,OX) consisting of
a constructible subset X of Sper(R) and the sheaf OX of abstract semialgebraic functions on X is called a semialgebraic subspace of Sper(R).
Theorem 6.9**.**
There is a semi-algebraic space (X,OX) with the following properties:
a
The maximal spectrum of the global sections Specm(OX(X)) has only itself and the singleton subsets as its connected components.
2. b
The maximal spectrum of the global sections Specm(OX(X)) is not Hausdorff.
3. c
The dimension of OX(X) is 1.
4. d
Sperm(OX(X)) is homeomorphic to Specm(OX(X)).
Proof: Let X=Sper(R[x]). We will show that (X,OX) satisfies all three conditions.
(a): By [2, Proposition 7.3.2, p. 146] we have that OX(X) is the ring of all semi-algebraic functions R→R. Let f∈OX(X) be a semi-algebraic function that vanishes nowhere. The semi-algebraic mappings
R→R2,x↦(x,f(x)), R2→R,(x,y)↦y and R\{0}→R2,x↦(x,x−1) can be composed to a sequence
[TABLE]
which gives a semi-algebraic mapping R→R2,x↦(x,x). Thus, every non-vanishing function in OX(X) is a unit. It is easy to see that all the maximal prime ideals of OX(X) are ideals of the form mx={f∈OX(X):f(x)=0}. Since any semi-algebraic function in OX(X) has only finitely many roots, we see that the non-trivial closed sets of Specm(OX(X)) are all finite, which implies the assertion.
(b): Follows from the fact that all the non-trivial closed sets of Specm(OX(X)) are all finite.