Koszul cycles and Golod rings
J\"urgen Herzog, Rasoul Ahangari Maleki

TL;DR
This paper provides an explicit description of Koszul cycles for quotients of polynomial or power series rings, enabling the identification of Golod ideals and applications to various classes of rings.
Contribution
It introduces a new explicit description of Koszul cycles in terms of free resolutions, advancing the understanding of Golod rings and their ideals.
Findings
Explicit description of Koszul cycles in terms of free resolutions
Identification of classes of Golod ideals including powers of monomial ideals
Application to stretched local rings
Abstract
Let be the power series ring or the polynomial ring over a field in the variables , and let , where is proper ideal which we assume to be graded if is the polynomial ring. We give an explicit description of the cycles of the Koszul complex whose homology classes generate the Koszul homology of with respect to . The description is given in terms of the data of the free -resolution of . The result is used to determine classes of Golod ideals, among them proper ordinary powers and proper symbolic powers of monomial ideals. Our theory is also applied to stretched local rings.
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Taxonomy
TopicsCommutative Algebra and Its Applications · Algebraic structures and combinatorial models · Advanced Combinatorial Mathematics
Koszul cycles and Golod rings
Jürgen Herzog and Rasoul Ahangari Maleki
Jürgen Herzog, Fachbereich Mathematik, Universität Duisburg-Essen, Campus Essen, 45117 Essen, Germany
School of Mathematics, Institute for Research in Fundamental Sciences (IPM), P.O. Box: 19395-5746, Tehran, Iran
[email protected], [email protected]
Abstract.
Let be the power series ring or the polynomial ring over a field in the variables , and let , where is proper ideal which we assume to be graded if is the polynomial ring. We give an explicit description of the cycles of the Koszul complex whose homology classes generate the Koszul homology of with respect to . The description is given in terms of the data of the free -resolution of . The result is used to determine classes of Golod ideals, among them proper ordinary powers and proper symbolic powers of monomial ideals. Our theory is also applied to stretched local rings.
Introduction
Let be the power series ring or the polynomial ring over a field in the variables , and let be a proper ideal of , which we assume to be a graded ideal, if is the polynomial ring. Consider a finitely generated -module . The formal power series ring is called the Poincaré series of . Since is also an -module, we may as well consider the Poincaré series , similarly defined. Note that is a polynomial, since is regular. By a result of Serre [11], there is a coefficientwise inequality
[TABLE]
The ring (or itself) is called Golod, if equality holds. In this case the Poincaré series is a rational function, which in general for the Poincaré series of the residue field is not always the case, see [2]. Interestingly, over Golod rings we have rationality not only for but also for Poincaré series of all finitely generated -modules.
In Section 1 of this note we give a canonical and explicit description of the cycles of the Koszul complex whose homology classes generate the Koszul homology of with respect to , see Theorem 1.3. The description is given in terms of the data of the free -resolution of , and allows us to identify interesting classes of Golod ideals.
The same strategy, namely to give a nice description of Koszul cycles, has been applied by the first author and Huneke [8] to show, among other results, that in the polynomial case, the powers of are Golod for all , provided the characteristic of is zero. In that result, the annoying assumption that the characteristic of should be zero, arises from the fact that if the authors use the result from [7] which says that , then the desired Koszul cycles can be described in terms of Jacobians derived from the maps in the graded minimal free -resolution of . To avoid this drawback, we choose a different description of the Koszul cycles which can be given for any characteristic of the base field, and only depends on the given order of the variables.
Apart from an explicit description of Koszul cycles, our approach to prove Golodness for certain classes of ideals and rings is based on the Golod criterion [1, Proposition 1.3], due to the second author of this paper. He showed that if are ideals with and such that the natural maps are zero for all , then is Golod. As an easy consequence of our description of the Koszul cycles it is shown in Section 2 that is the zero map for all , where is the ideal generated by the elements for and a system of generators of . The operator is defined by
[TABLE]
In combination with the above Golod criterion we then obtain that is a Golod ideal, if . If this is the case we say that is -Golod. The operators depend on the order of the variables. If happens to be -Golod after a permutation of the variables, then we say that is -Golod, and we call strongly -Golod, if it is -Golod for any permutation .
As one of the main applications of this approach we obtains (that for a monomial ideal , all proper ordinary powers, saturated powers or symbolic powers of are Golod. The same holds true for the integral closures of the powers for , see Theorem 3.1 and Proposition 3.2. The same results can be found in [8] for graded ideals, but under the additional assumption that . Here we have no assumptions on the the characteristic but we prove these results only for monomial ideal. However, with our methods, a new class of non-monomial Golod ideals in the formal power series ring is detected, see Proposition 3.4.
As a last application of the techniques presented in this paper we have a result of more general nature. In Theorem 3.5 it is shown that if is a stretched local ring or a standard graded stretched -algebra, then is Golod, if one of the following conditions is satisfied: (i) is standard graded, (ii) is not Artinian, (iii) is Artinian and the socle dimension of coincides with its embedding dimension.
The result that is Golod, if (iii) is satisfied, has been shown in the recent paper [4]. Our proof of this case can be deduced without any big efforts from the case that is standard graded. The latter case is accessible to our theory, since after a suitable extension of the base field, the defining ideal of a standard graded stretched -algebra turns out to be -Golod for a suitable permutation of the variables.
1. A description of the Koszul cycles
Let be a field, and let stand for power series ring or the polynomial ring over . For we simply write . Since is naturally embedded into we may view any element in also as an element in . We denote by the maximal (resp. the graded) maximal ideal of .
Let . Then
[TABLE]
where the coefficients belong to .
For and , we set
[TABLE]
Then the following rules hold:
- (i)
, and 2. (ii)
for .
Note that the operators are uniquely determined by (i) and (ii).
The following example demonstrates this definition: let and . Then and .
Of course the definition of the depend on the order of the variables. Like partial derivatives, the operators are -linear maps, and there is a product rule which is however less simple than that for partial derivatives. Indeed one has
Lemma 1.1**.**
Let and be an integer with . Then
- (i)
* is a -linear map and so ;* 2. (ii)
.
Proof.
(i) is obvious. (ii) follows easily from (1) and the equations
[TABLE]
for and .
Let be the free -module of rank with basis . We denote by the exterior algebra of . Note that is a graded -algebra with graded components . In particular, and is a free -module with basis
[TABLE]
Let be the -linear map given by
[TABLE]
To simplify our notation we shall write for .
The complex is nothing but the Koszul complex with respect to the sequence , and so is a minimal free -resolution of the residue field of .
Now let be a proper ideal of and a minimal free -resolution of . Then for each we have the following isomorphism
[TABLE]
Tracing through this isomorphism one obtains -cycles in whose homology classes form a -basis of .
We recall that an element is a cycle in if and only if
[TABLE]
Now the isomorphism can be describe as follows: let and choose a cycle such that maps to under canonical epimorphism . Then
[TABLE]
where denotes the image of in and its homology class in .
In order to make this description of more explicit one has to choose suitable cycles . There are of course many choices for such cycles. In [7] the partial derivatives were used to describe these cycles. Here we replace the partial derivatives by our -operators.
Let be the rank of . For each we choose a basis , and let
[TABLE]
for all .
The following result is the crucial technical statement of this note.
Proposition 1.2**.**
Consider the element with and
[TABLE]
for all .
Then
[TABLE]
for all .
Proof.
Since it is obvious that . Thus the assertion is true for . Now let . Then
[TABLE]
where
[TABLE]
In order to prove the assertion it suffices to show that for all we have
[TABLE]
where
[TABLE]
By applying rule (i), we see that
[TABLE]
where
[TABLE]
Since , Lemma 1.1 implies that
[TABLE]
By using this identity, we obtain for the expression
[TABLE]
Next we use the analogue to formula (4) corresponding to the fact that . Then the sum in the bottom row of the previous expression for can be rewritten as
[TABLE]
Proceeding this way, we obtain that
[TABLE]
where
[TABLE]
Here, by definition, and .
On the other hand,
[TABLE]
Comparing this with (5) the desired equality (3) follows.
As a consequence of Proposition 1.2 we obtain
Theorem 1.3**.**
For and let
[TABLE]
and denote its image in by . Then for all and , the element are cycles of , and the homology classes with form a -basis of .
Proof.
The elements with form a -basis of . Proposition 1.2 together with (2) implies that , and this yields the assertion.
2. A Golod criterion
Let be as before and with . As before we assume that is a graded ideal, if is the polynomial ring.
We will use the following Golod criterion given in [1] by the second author.
Theorem 2.1**.**
Let be ideals with and such that the natural maps
[TABLE]
are zero for all . Then is Golod.
Let . We define to be the ideal generated by the elements with and . Note that and that does not depend on the particular choice of the generators, but of course on the order of the variables. If is a relabeling the variables given by the permutation , then for we set
[TABLE]
and let be ideal generated by the elements .
The important conclusion that arises from our description of the Koszul cycles is the following
Corollary 2.2**.**
Let be a proper ideal of and be any permutation of the integers . Then the natural map
[TABLE]
induced by the surjection is zero for all .
Proof.
We first notice that for any -module the Koszul homology is functorially isomorphic to . Thus it suffice to show that the map is the zero map for all . It is enough to show this for the basis elements of as given in Theorem 1.3. These cycles have coefficients in and hence their image, already in , is zero.
Now combining Theorem 2.1 with Corollary 2.2 we obtain
Theorem 2.3**.**
Let be a proper ideal such that for some permutation . Then is a Golod ideal.
We say that is -Golod, if satisfies the condition of the theorem, and simply say that -Golod, if is -Golod for . Finally we say that is strongly -Golod, if is -Golod for all permutations of the set .
For monomial ideals can be easily computed. If is a monomial and is the smallest integer such that divides , then and for all . Thus, for example, if , then , and for the permutation with and .
Obviously, one has the following implications:
[TABLE]
In the above example, is -Golod, but not -Golod. In particular, -Golod does not imply strongly -Golod. Also, a Golod ideal is in general not -Golod for any . For example, the ideal is Golod, but not -Golod.
On the other hand, if and is a monomial ideal, then is strongly Golod in the sense of [8] if and only if it is strongly -Golod. This follows from the remarks at the begin of Section 3 in [8], where it is observed that a monomial ideal is strongly Golod if and only if for all monomial generators and all integers and with and it follows that . Indeed, it is obvious that strongly Golod implies strongly -Golod. Conversely, let be monomials with and . If or , then clearly . Suppose now that and . Then , and we may assume that . Choose any permutation of such that and . Then and , and since is -Golod we get that .
3. Applications
Let and be ideals of . The ideal is called the saturation of with respect to . For , this saturation is denoted by . The th symbolic power of , denoted by , is the saturation of with respect to the ideal which is the intersection of all associated, non-minimal prime ideals of .
As a first application we prove a result analogue to [8, Theorem 2.3], whose proof follows very much the line of arguments given there. The new and important fact is that no assumptions on the characteristic of the base field are made.
Theorem 3.1**.**
Let be ideals. Assume that is a permutation of the integers . Then the following holds:
- (a)
If and are -Golod, then and are -Golod. 2. (b)
If and are -Golod and , then is -Golod. 3. (c)
If is a strongly -Golod monomial ideal and is an arbitrary monomial ideal such that , then is strongly -Golod. 4. (d)
If is a monomial ideal, then , and are strongly -Golod for all . 5. (e)
If are monomial ideals and is -Golod, then is -Golod.
Proof.
For the proofs of (a) and (b) we may assume that . The proof for a general permutation is the same.
(a) By assumption, and . Hence, since , it follows that , and this shows that is -Golod.
Now let and . Then Lemma 1.1(ii) implies that . Therefore, , and hence, , as desired.
(b) Since by assumption, , and , it follows that , which shows that is -Golod.
(c) Let be two monomials and and be integers with and . We must show that .
Assume that are arbitrary. Therefore and . Since is strongly -Golod, it follows that . Hence, .
(d) We first show that is strongly -Golod for all . For this we have to show that is -Golod for all and all permutations of . We prove this for . The proof for general is the same. So now let be a monomial generator of with for , and let be the smallest integer which divides . We may assume that divides . Then for and . It follows that , and hence .
The remaining statements of (d) now result from the following more general fact: let be a strongly -Golod ideal and an arbitrary monomial ideal. Then the saturation of with respect to is strongly -Golod.
For the proof of this we observe that, due to the fact that is Noetherian, there exists an integer such that for . Thus if . Then , and the claim follows from (c).
(e) Let and be monomials. Assume that is the smallest integer such that and is the smallest integer such that . We need to show that
If and , then since is -Golod. If and , then since . If and , then since is -Golod. The case and is similar.
Let be a monomial ideal. We denote by the integral closure of . The following result and its proof are completely analogue to that of [8, Proposition 3.1], where a similar result is shown for strongly Golod monomial ideals.
Proposition 3.2**.**
Let be a monomial ideal which is -Golod. Then is -Golod. In particular, is strongly -Golod for all .
A monomial ideal of polynomial ring is called stable if for all monomial one has for all , where is the largest integer such that divides .
We use Theorem 3.1 to reprove and generalize a result of Aramova and [3] who showed that stable monomial ideals are Golod.
Corollary 3.3**.**
Let be a stable monomial ideal. Then is a Golod ideal for any with . In particular, is Golod.
Proof.
Let be the permutation reversing the order of the variables. Then . Hence for all monomials one has , since is stable. It follows that is -Golod. Therefore the desired result follows from Theorem 3.1(e).
In the following proposition we present new family of -Golod ideals which are not necessarily monomial ideals.
Proposition 3.4**.**
Let be an ideal for , and be the ideal generated by . Then is -Golod for all .
Proof.
Note that for any we have
[TABLE]
where the are non-negative integers. By convention, if . Thus we see that is generated by elements of the form
[TABLE]
with integers such that and with for ,
One has
[TABLE]
Hence, we see that for all and all with , and this shows that is -Golod for all .
The last application we have in mind is of more general nature and deals with stretched local rings. Let be a Noetherian local ring with maximal ideal and residue field or a standard graded -algebra with graded maximal ideal . The ring is said to be stretched if is a principal ideal.
We set and , where is the socle of . Moreover, if is Artinian, we let be the largest integer such that . Note the is the Loewy length of .
Stretched local rings have been introduced by Sally [10]. She showed that the Poincaré series of is a rational function. Indeed, she showed that
[TABLE]
Very recently in [4] it was shown that all finitely generated modules over a stretched Artinian local ring have a rational Poincaré series with a common denominator by studying the algebra structure of the Koszul homology of . Among other results they proved in [4, Theorem 5.4] that is Golod, if . By using our methods we give an alternative proof of the result and show
Theorem 3.5**.**
Let be a stretched local ring or a stretched standard graded -algebra. Then is Golod if one of the following conditions is satisfied:
(i)* is standard graded, (ii) is not Artinian, or (iii) is Artinian and .*
The following lemma will be needed for the proof of the theorem.
Lemma 3.6**.**
Let be a stretched standard graded -algebra with and in Artinian case. Then the following holds:
- (i)
, if is Artinian. 2. (ii)
, if is not Artinian.
Proof.
Since is standard graded, for if is Artinian, and for all if is not Artinian. Since for all with , it follows that if is Artinian, and if is not Artinian. Thus in order to prove (i) and (ii) we must show that .
After an extension of the base field we may assume that is algebraically closed. Indeed, a base field extnesion does not change the Hilbert function, not does it change the socle dimension of the .
We proceed by induction on . We first assume that . Since and since is algebraically closed, [9, Lemma 2.8] implies that there exists a non-zero linear form such that . Assume that . Then , and , contradicting the assumption that . Thus , and hence , and the assertion follows for . Now let , and let be a -linear subspace of such that . Then it follows that . Therefore the standard graded -algebra is a stretched -algebra of embedding dimension . By induction hypothesis, . Let span the -vector space . These elements are also socle elements of and together with , they span a vector space of dimension , as desired.
Remark 3.7**.**
Suppose that is a stretched standard graded -algebra, where is the polynomial ring with is an algebraically closed field, and where . The proof of Lemma 3.6 shows that after a suitable linear change of coordinates one has that
- (i)
, if is Artinian; 2. (ii)
, if is not Artinian.
Proof of Theorem 3.5.
Let us first assume that is a standard graded -algebra. After a suitable base field extension, which does not affect the Golod property, we may assume that is generated as described in Remark 3.7. We order the variables as follows: , and let be the corresponding permutation of . Then in the Artinian case, and and in the non-Artinian case. Clearly in both cases. Thus in any case is a Golod ring. This proves case (i).
In order to prove Golodness of in the case (ii), we consider the associated graded ring of , which, as can be seen from its Hilbert function, is a standard graded stretched -algebra. We claim that is a Koszul algebra. Koszulness of a standard graded -algebra is characterized by the property that , where denotes the Hilbert series for . Therefore, it is enough to prove the claim for a suitable base extension, because a base extension does not change the Poincaré series of a -algebra, nor does it change its Hilbert series, as already noticed before. Hence after this base field extension we may assume that is generated by quadratic monomials as described in Remark 3.7. By a result of Fröberg [6], this implies that is Koszul. Now by another result of Fröberg [5] it follows that . By case (i), is Golod, and hence
[TABLE]
The coefficientwise inequality in these formulas follows from the well-known fact that there is the coefficientwise inequality . Since the opposite inequality always holds, we have equality and is Golod.
Finally suppose that (iii) is satisfied. Then is a stretched Artinian -algebra, and hence by Lemma 3.6 we have for . By our assumption, also for . Thus (6) implies that . As in (ii) it follows from this equation that is Golod, since is Golod.
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