Fractional Yamabe problem on locally flat conformal infinities of Poincare-Einstein manifolds
Martin Mayer, Cheikh Birahim Ndiaye

TL;DR
This paper addresses the fractional Yamabe problem on locally flat conformal infinities of Poincaré-Einstein manifolds, demonstrating existence results without relying on the positive mass theorem by employing algebraic topological methods.
Contribution
It extends the fractional Yamabe problem to locally flat conformal infinities of Poincaré-Einstein manifolds and introduces a topological approach to overcome the positive mass theorem limitation.
Findings
Existence of constant fractional scalar curvature metrics on the specified conformal infinities.
Application of algebraic topological methods to bypass positive mass theorem constraints.
Addresses both 2-dimensional and higher-dimensional cases of the problem.
Abstract
We study in this paper the fractional Yamabe problem first considered by Gonzalez-Qing on the conformal infinity of a Poincar\'e-Einstein manifold with either or and is locally flat - namely is locally conformally flat. However, as for the classical Yamabe problem, because of the involved quantization phenomena, the variational analysis of the fractional one exhibits also a local situation and a global one. Furthermore the latter global situation includes the case of conformal infinities of Poincar\'e-Einstein manifolds of dimension either 2 or of dimension greater than and which are locally flat, and hence the minimizing technique of Aubin- Schoen in that case clearly requires an analogue of the positive mass theorem of Schoen-Yau which is not known to hold. Using the algebraic topological argument of…
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Taxonomy
TopicsNonlinear Partial Differential Equations · Geometric Analysis and Curvature Flows · Advanced Mathematical Modeling in Engineering
Fractional Yamabe problem on locally flat conformal infinities of Poincaré-Einstein manifolds
Martin MAYERa, Cheikh Birahim NDIAYEb
a Scuola Superiore Meridionale,
Via Mezzocannone 4, Naples, ITALY.
b Department of Mathematics of Howard University
Annex 3, Graduate School of Arts and Sciences, # 217
DC 20059 Washington, USA.
11footnotetext: E-mail: [email protected], [email protected].
C. B. Ndiaye was partially supported by NSF grant DMS–2000164.
M.Mayer has been supported by the Italian MIUR Department of Excellence grant CUP E83C18000100006.
Abstract
We study the fractional Yamabe problem first considered by Gonzalez-Qing[36] on the conformal infinity of a Poincaré-Einstein manifold with either or and locally flat - namely is locally conformally flat. However, as for the classical Yamabe problem, because of the involved quantization phenomena, the variational analysis of the fractional one exhibits a local situation and also a global one. The latter global situation includes the case of conformal infinities of Poincaré-Einstein manifolds of dimension either or of dimension and which are locally flat, and hence the minimizing technique of Aubin[4]-Schoen[48] in that case clearly requires an analogue of the positive mass theorem of Schoen-Yau[49], which is not known to hold. Using the algebraic topological argument of Bahri-Coron[8], we bypass the latter positive mass issue and show that any conformal infinity of a Poincaré-Einstein manifold of dimension either or of dimension and which is locally flat admits a Riemannian metric of constant fractional scalar curvature.
Key Words: Fractional scalar curvature, Poincaré-Einstein manifolds, Variational methods, Algebraic topological argument, Bubbles, Barycenter spaces.
AMS subject classification: 53C21, 35C60, 58J60, 55N10.
Contents
1 Introduction and statement of the results
In recent years there has been a lot of study about fractional order operators in the context of elliptic theory with nonlocal operators, nonlinear diffusion involving nonlocal operators, nonlocal aggregations and balance between nonlinear diffusions and nonlocal attractions. The elliptic theory of fractional order operators is well understood in many directions like semi-linear equations, free-boundary value problems and non-local minimal surfaces (see [13], [14], [15], [16], [17], [25]). Furthermore a connection to classical conformally covariant operators arising in conformal geometry and their associated conformally invariant geometric variational problems is established (see [18], [24], [26], [28], [33], [35], [36]). In this paper we are interested in the latter aspect of fractional order operators, precisely in the fractional Yamabe problem first considered by Gonzalez-Qing[36].
To discuss the fractional Yamabe problem, we first recall some definitions in the theory of asymptotically hyperbolic metrics. Given a smooth manifold with boundary and , we say that is a defining function of the boundary in , if
[TABLE]
A Riemannian metric on is said to be conformally compact, if for some defining function the Riemannian metric
[TABLE]
extends to so that is a compact Riemannian manifold with boundary and interior . Clearly this induces a conformal class of Riemannian metrics
[TABLE]
on , where denotes the tangent bundle of , when the defining functions vary. The resulting conformal manifold is called conformal infinity of . Moreover a Riemannian metric in is said to be asymptotically hyperbolic, if it is conformally compact and its sectional curvature tends to as one approaches the conformal infinity of , which is equivalent to
[TABLE]
on , see [44], and in such a case is called an asymptotically hyperbolic manifold. Furthermore a Riemannian metric on is said to be conformally compact Einstein or Poincaré-Einstein (PE), if it is asymptotically hyperbolic and satisfies the Einstein equation
[TABLE]
where denotes the Ricci tensor of .
On one hand for every asymptotically hyperbolic manifold and every choice of the representative of its conformal infinity there exists a unique geodesic defining function of in such that in a tubular neighborhood of in the Riemannian metric takes the following normal form
[TABLE]
where is a family of Riemannian metrics on satisfying . We say that the conformal infinity of an asymptotically hyperbolic manifold is locally flat, if is locally conformally flat, and clearly this is independent of the representative of . Moreover we say that is umbilic, if is umbilic in where is given by (1) and is the unique geodesic defining function given by (2), and this is again independent of the representative of , as easily seen from the uniqueness of the normal form (2) or Lemma 2.3 in [36]. Similarly we say that is minimal if with denoting the mean curvature of in with respect to the inward direction, and this is again clearly independent of the representative of of , as easily seen from Lemma 2.3 in [36]. Finally we say that is totally geodesic, if is umbilic and minimal.
Remark 1.1**.**
We remark that in the conformally compact Einstein case as in (2) has an asymptotic expansion which contains only even powers of , at least up to order , see [18]. In particular the conformal infinity of any Poincaré-Einstein manifold is totally geodesic.
Remark 1.2**.**
As every -dimensional Riemannian manifold is locally conformally flat, we will say locally flat conformal infinity of a Poincaré-Einstein manifold to mean just the conformal infinity of a Poincaré-Einstein manifold when or which is furthermore locally flat, when .
On the other hand to any asymptotically hyperbolic manifold with conformal infinity Graham-Zworsky[28] have attached a family of scattering operators , which is a meromorphic family of pseudo-differential operators on defined on , by considering Dirichlet-to-Neumann operators for the scattering problem for and a meromorphic continuation argument. Indeed it follows from [28] and [45] that for every and for every such that and is not an -eigenvalue of the following generalized eigenvalue problem
[TABLE]
has a solution of the form
[TABLE]
where is given by (2) and for those values of the scattering operator on is defined as
[TABLE]
Furthermore, using a meromorphic continuation argument, Graham-Zworsky[28] extend defined by (4) to a meromorphic family of pseudo-differential operators on defined on all and still denoted by with only a discrete set of poles including the trivial ones which are simple poles of finite rank, and possibly some others corresponding to the -eigenvalues of . Using the regular part of the scattering operators , to any such that
[TABLE]
with denoting the first eigenvalue of , Chang-Gonzalez[18] have associated the following fractional order pseudo-differential operators, referred to as fractional conformal Laplacians or fractional Paneitz operators
[TABLE]
where is a positive constant depending only on and chosen such that the principal symbol of is exactly the same as the one of the fractional Laplacian , when
[TABLE]
When there is no possible confusion with the metric , we just use the simple notation
[TABLE]
Similarly to the other well studied conformally covariant differential operators Chang-Gonzalez[18] associate to each the curvature quantity
[TABLE]
The functions are referred to as fractional scalar curvatures, fractional -curvatures or simply -curvatures. Of particular importance to conformal geometry is the covariance property
[TABLE]
verified by , see [18] or Subsection 3.2 in [43]. As for the classical scalar curvature, for the -curvature Gonzalez-Qing[36] have introduced the fractional -Yamabe problem which asks for conformal metrics of constant fractional scalar curvature . Moreover, for an asymptotically hyperbolic manifold with conformal infinity being minimal in case , Chang-Gonzalez[18] showed the equivalence between the Dirichlet-to-Neumann operators of the scattering problem (3) and the ones of some uniformly degenerate elliptic boundary value problems defined on , which coincide with the extension problem of Caffarelli-Silvestre[14] when
[TABLE]
and hence
[TABLE]
The latter established relation allows Gonzalez-Qing[36] to derive a Hopf-type maximum principle by taking inspiration from the work of Cabre-Sire[12], which deals with the Euclidean half-space, see Theorem 3.5 and Corollary 3.6 in [36]. Clearly the latter Hopf-type maximum principle of Gonzalez-Qing[36] opens the door to variational arguments for existence for the -Yamabe problem, as explored by Gonzalez-Qing[36], Gonzalez-Wang[37] and Kim-Musso-Wei[39].
In terms of geometric differential equations the fractional Yamabe problem is equivalent to finding a positive smooth solution to the semi-linear pseudo-differential equation with critical Sobolev nonlinearity
[TABLE]
for some constant . The non-local equation (7) has a variational structure and thanks to the regularity theory for uniformly degenerate elliptic boundary value problems (see [12], [25], [36]), the above cited local interpretation of of Chang-Gonzalez[18] and the Hope-type maximum principle of Gonzalez-Qing[36], we have that positive smooth solutions to (7) can be found by looking at critical points of the following fractional Yamabe functional
[TABLE]
where denotes the usual fractional Sobolev space on with respect to the Riemannian metric and
[TABLE]
with denoting the usual -space on with respect to and denoting the scalar product on . For more informations see [11], [31] and [50].
However, as for the classical Yamabe problem and for the same reasons, the variational analysis of has a local regime, namely the situation where the local geometry can be used to ensure a solution (even a minimizer), and a global one, where the local geometry cannot be used to find a solution and just a global one, usually called mass, can be used to apply the Aubin-Schoen’s minimizing technique. We refer to the introduction of [46] for a precise definition of local and global regimes.
Furthermore, still as for the classical Yamabe problem, there is a natural invariant called the -Yamabe invariant of , denoted by and defined by the formula
[TABLE]
From the work of Gonzalez-Qing[36] it is known that satisfies the rigidity estimate
[TABLE]
provided is minimal in case , where is the conformal infinity of the Poincaré ball model of the hyperbolic space. Moreover, as mentioned in the abstract, the global situation clearly includes the case of a locally flat conformal infinity of a Poincaré-Einstein manifold, as observed by Kim-Musso-Wei[39], while the existence results of Gonzalez-Qing[36], Gonzalez-Wang[37] and some part of the existence results in Kim-Musso-Wei[39] deal with situations which clearly belong to the local regime. Moreover in the global situation, as for the classical Yamabe problem, to run the minimizing technique of Aubin[4]-Schoen[48] one needs an analogue of the positive mass theorem of Schoen-Yau[49], which is not known to hold, see Conjecture 1.6 in Kim-Musso-Wei[39].
We would like to point out that in case of a locally flat conformal infinity of a Poincaré-Einstein manifold, using geometric flow techniques, in [21] solvability of (7) is proved under the extra assumption of positivity of the classical Yamabe invariant. There are also works related to the issue of compactness of (7), see [38] and [40], and on the singular fractional Yamabe problem, see [2], [3], [22], [35]. Finally we refer the reader to the survey by Gonzalez[34] for more informations about the fractional Yamabe problem.
Our main goal in this work is to show that with the analytical results provided by the works of Caffarelli-Silvestre[14], Chang-Gonzalez[18], Gonzalez-Qing[36] and Mayer-Ndiaye[43] at hand we can perform a variational argument for existence for the fractional Yamabe problem for a locally flat conformal infinity of a Poincaré-Einstein manifold, bypassing the lack of knowledge of a fractional analogue of the positive mass theorem of Schoen-Yau[48] and a positivity assumption on the classical Yamabe invariant. Indeed, using a suitable scheme of the algebraic topological argument, also called barycenter technique of Bahri-Coron[8], as implemented in our previous work [42], we show the following existence theorem.
Theorem 1.3**.**
Let be a positive integer, be a Poincaré-Einstein manifold with conformal infinity , , and . Assuming that either or and is locally flat, then carries a Riemannian metric of constant -curvature.
Remark 1.4**.**
We point out that, as observed by Gonzalez-Qing[36], the -Yamabe problem for Poincaré-Einstein manifolds is equivalent to the Riemann mapping problem of Cherrier[20]-Escobar[23], which is completely solved after the series of works of [1], [19], [23], [41], [42], [47].
As already mentioned, to prove Theorem 1.3 we use variational arguments by applying a suitable scheme of the Barycenter Technique of Bahri-Coron[8]. Indeed, exploiting that the conformal infinity is locally flat, the ambient space is Poincaré-Einstein, the conformal covariance property (6), the works of Caffarelli-Silvestre[14] and Chang-Gonzalez[18], the Hopf-type maximum principle of Gonzalez-Qing[36] and the standard bubbles attached to the related optimal trace Sobolev inequality, we define some bubbles and show that they can be used to run a suitable scheme of the barycenter technique of Bahri-Coron[8] for existence, which among others has been used in the works [29], [30], [47] and [46]. We give below a brief discussion of the main ideas behind the argument and refer to the introduction of our paper[42] for a more geometric description as well as to [30] for a detailed and concise exposition.
The barycenter technique of Bahri-Coron[8] is an argument by contradiction, thus we assume the problem has no solution. Then, denoting for the limiting energy of -many non collapsing bubbles, see (41), by
[TABLE]
putting and considering for some the sublevels
[TABLE]
on one hand we construct recursively singular chains in , which generate non zero classes in the relevant -homologies of the topological pairs , precisely
[TABLE]
as follows. The starting point is the existence of and non triviality of
[TABLE]
which follow from , embedding into via bubbling
[TABLE]
and, that based on the quantization phenomenon, which enjoys, survives via the deformation Lemma 5.3 and selection map (58) topologically in , see Lemma 5.6. We then start piling up masses over , thereby iteratively moving from the level to the level . At each step one constructs a singular chain with a non zero class , which reads
[TABLE]
see Lemma 5.7. Indeed, denoting by for the Dirac measure at and recalling the space of formal barycenter of , defined as
[TABLE]
the set as a cone over with top survives as a non trivial cone in , when embedding into via -convex combinations of the bubbles . Again the latter survival is based on the quantization phenomenon, which enjoys, via the deformation Lemma 5.3 and the selection map (58). Since for all we have the existence of
[TABLE]
see [8], we then obtain for some , which is the image of a representative of , and (11) is established. On the other hand, because of the strong interaction phenomenon, for some large we are actually passing from the level to the level for some , that is
[TABLE]
Moreover, since in absence of solutions and due to the quantization phenomenon the Palais-Smale condition holds on the sets for all and , the pair retracts by deformation onto the pair and we conclude
[TABLE]
In particular in contradiction to (11) for and so a solution must exist.
Remark 1.5**.**
Clearly the Poincaré-Einstein structure reflects the flatness of the conformal infinity into the interior of , namely, as observed by Kim-Musso-Wei[39], the metric on takes locally the form , i.e. is flat to order . However, since we base the calculation of the fractional Yamabe energy of a bubble on comparison via maximum principle, the appearance of a logarithmic term in the construction of a suitable barrier solution, cf. (54), in case highly suggests the limitation of our argument to the latter order of flatness.
We would like to make some comments about the application of the barycenter technique of Bahri-Coron[8] in our situation and in the case of the classical Yamabe problem for locally conformally flat closed Riemannian manifolds, as studied by Bahri[6]. The latter situations are counterpart to each other, however the nonlocal aspect of our situation creates an additional difficulty, that is not in its counterpart for the classical Yamabe problem, which is of local nature. In fact, even if both problems are conformally invariant and after a conformal change we are locally in the corresponding model space of singularity
- truly in the classical case and up to a critical, but handleable lower order term in the fractional scenario, cf. Remark 1.5 - we have that the lower order term, i.e. the scalar curvature, vanishes locally for the classical Yamabe problem, because of its local nature, while for the fractional Yamabe problem that does not necessarily imply that the -curvature vanishes locally, because of the nonlocal aspect of the problem. This is the source of the difficulty we mentioned before, which is similar to the one encountered by Bahri-Brezis[7] and in a different framework Brendle[10]. To overcome the latter issue, we use the works of Caffarelli-Silvestre[14], Chang-Gonzalez[18] and Gonzalez-Qing[36] to reduce ourselves to a local situation. Having done that, we then encounter the problem of not having an explicit knowledge of the standard bubble corresponding to the reduced local situation, and clearly such an explicit knowledge plays an important role in the corresponding situation of the classical Yamabe problem. To deal with this lack of explicit knowledge of the standard bubbles corresponding to the reduced local situation on the -dimension augmented half space, we observe that its integral representation given in Caffarelli-Silvestre[14] can be interpreted as a suitable interaction of standard bubbles on the boundary of the latter augmented half space with different points and scales of concentration. This interpretation provides the required estimates of the latter argument, which one gets for free from an explicit knowledge, and this is made rigorous in this work, see Lemma 3.1 and Corollary 3.3. We point out that the role of interaction of bubbles in the existence mechanism of Yamabe type problems has been observed for the first time by Bahri-Coron[8]. The idea behind is, that interaction pushes the energy down from the expected critical value at infinity for multiple bubbles. This has been successfully used in the study of other Yamabe type problems (see [7], [29], [30], [42], [47], [46]) and in the study of Yamabe flow (see [9], [10]).
Remark 1.6**.**
We would like to emphasize the analogy between our function given by Definition 4.3 and the notion of mass appearing in the context of the classical Yamabe problem. Moreover we point out that our work in [43] answers the first part of the Conjecture of Kim-Musso-Wei[39] about the structure of the Green’s function, see Theorem 1.4 in [43] and gives rise to the definition of . We add that under the global assumption our sharp estimate in Lemma 5.4 gives directly the existence of a fractional Yamabe minimizer.
The structure of the paper is as follows. In Section 2 we recall the standard bubbles of the variational problem, give some preliminaries and fix notations. In Section 3 we analyse the standard bubbles on , introduce the relevant Schoen’s and Projective bubbles in the curved scenario and prove some interaction estimates of the latter. In Section 4 we establish sharp -estimates for the difference between these bubbles and derive a sharp selfaction estimate for the Projective one. In Section 5 we present the variational and algebraic topological argument to prove Theorem 1.3. It is divided into two subsections. In Subsection 5.1 we present a variational principle which extends the classical variational principle by taking into account the non-compactness phenomena via our Projective bubbles. In Subsection 5.2, we present the barycenter technique or algebraic topological argument for existence. Finally in Section 6 we collect the proofs of some technical lemmas and estimates.
Acknowledgements
The authors worked on this project when they were visiting the department of Mathematics of the University of Ulm in Germany. Parts of this paper were written when the authors were visiting the Mathematical Institute of Oberwolfach in Germany as Research in Pairs and the Institut des Hautes Études Scientifiques in Paris. We are very grateful to all these institutions for their kind hospitality.
2 Preliminaries and notations
In this section we give some preliminaries and fix notations. We start with the standard bubbles.
For and we define the standard bubbles on as
[TABLE]
They are solutions of the pseudo-differential equation
[TABLE]
where is a positive constant depending only on and . From we then define via
[TABLE]
and the quantities
[TABLE]
where
[TABLE]
cf. (5), which relate via and
[TABLE]
The standard bubbles after stereographic projection also minimize
[TABLE]
with as in (10), and therefore
[TABLE]
See also Section 3 and we refer to our previous work [43] for details. Furthermore we set
[TABLE]
We remark that by [14]
[TABLE]
with being the Poisson kernel at the origin of the operator
[TABLE]
and given by
[TABLE]
see (19). We also have
[TABLE]
Following [36], for an asymptotically hyperbolic manifold of dimension and with conformal infinity we introduce
[TABLE]
with , the unique geodesic defining function associated to and
[TABLE]
where
[TABLE]
denotes the conformal Laplacian of . This operator realizes via the Dirichlet to Neumann map
[TABLE]
the conformal fractional Laplacian , provided
[TABLE]
We refer to our work [43] for details, where the existence and asymptotic behavior of the Poisson kernel of , the Green’s functions of under weighted normal boundary condition and of the fractional conformal Laplacian have been studied.
The fundamental solutions , and are defined via
[TABLE]
[TABLE]
[TABLE]
where is as in (16), and are linked by
[TABLE]
In particular
[TABLE]
Notation: We conclude this section with fixing some notations, used in this paper.
denotes the set of non negative integers, the set of positive integers and for , stands for the standard -dimensional Euclidean space, the open positive half-space of and its closure in . For simplicity we let and . For we denote respectively by
[TABLE]
the open and open upper half ball of of center [math] and radius , and set
[TABLE]
We recall that with is a manifold of dimension with boundary and closure . For any Riemannian metric defined on , and we use the notation to denote the geodesic ball with respect to of radius and center . We also denote by the geodesic distance with respect to between two points . denotes the Riemannian measure associated to the metric on . For we use the notation to denote the exponential map with respect to on .
Similarly for any Riemannian metric defined on , and we use the notation to denote the geodesic half ball with respect to of radius and center . We also denote by the geodesic distance with respect to between two points . denotes the Riemannian measure associated to the metric on . For we use the notation to denote the exponential map with respect to on .
For let denote the permutation group of elements and let denote the Cartesian product of copies of . We define
[TABLE]
where is the diagonal of .
For , a Riemannian metric defined on , let denote the space of infinitely differentiable functions on with respect to .
Large positive constants are usually denoted by and the value of is allowed to vary from formula to formula and also within the same line. Similarly small positive constants are denoted by and their values may vary from formula to formula and also within the same line.
stands for quantities, which are bounded. For we denote by any quantity, which tends to [math], as . For we denote by and respectively and .
For a topological space let denote the singular homology of with coefficients and for a subspace of let denote the relative homology. For a map with and topological spaces we denote by the induced map in homology.
3 Bubbles and related interaction estimates
In this section we recall the definition of the standard bubbles on and their interpretation as a suitable interaction of standard bubbles on . Furthermore we establish some new sharp estimates of independent interest for the interaction of the standard bubbles on and use the latter to derive sharp estimates for the standard bubbles on . Moreover we recall the Schoen’s bubbles associated to the standard bubbles on and use them to define other bubbles, called them Projective bubbles, which talk to the local formulation of the problem. Finally we derive sharp interaction estimates for the Projective bubbles.
3.1 The bubbles on as an interaction of standard ones on
In this subsection we deal with the standard bubbles on . They are the natural extension of the fractional bubbles on with respect to , cf. (21), and are given by the convolution of the Poisson kernel of , cf. (20), and can be treated as a standard bubble interaction on . Indeed (20) is equivalent to
[TABLE]
This interpretation will be used to derive sharp estimates for relating it to the scale of the Green’s function , which is necessary for sharp energy estimates. Recalling that interaction always relates to suitable scales of the Green’s function, see Lemma 3.1 for instance, then clearly (30) provides a way to achieve that and we will follow this approach.
We then need the following Lemma 3.1 on interaction estimates for standard bubbles on , which are new in the fractional setting, sharp and of independent interest. While these estimates are completely analogous to the classical ones, e.g. in case of the conformal Laplacian and famously to those in [5], they do not only serve the purpose of understanding the interaction of different bubbles on , but by virtue of (30), as explained above, give also rise to sharp estimates on their extensions on . We anticipate that the proof of Lemma 3.1 is postponed to the appendix given by Section 6.
Lemma 3.1**.**
For given by (19), and there holds
- (i)
** 2. (ii)
** 3. (iii)
** 4. (iv)
**
for and .
Lemma 3.1 has the following impacts on the standard bubbles on .
Corollary 3.2**.**
For and we have on
- (i)
** 2. (ii)
** 3. (iii)
** 4. (iv)
**
Proof. Let and . Then (30) and Lemma 3.1 (i) show
[TABLE]
whence (i) follows. From (22), (30) and Lemma 3.1 (ii) we infer using that
[TABLE]
whence (ii) follows. Likewise (iii),(iv) follow from (30) and Lemma 3.1 (iii),(iv) respectively.
Corollary 3.3**.**
For and we have on
- (i)
** 2. (ii)
** 3. (iii)
**
Proof. Let and . Then (22), (30) and Lemma 3.1 (i) give
[TABLE]
whence (i) follows. Moreover we find from (30) and Lemma 3.1 (ii) as before
[TABLE]
whence
[TABLE]
and (ii) follows. (iii) follows analogously from (30) and Lemma 3.1 (iii).
3.2 Schoen’s bubbles and Projective bubbles
In this subsection we recall the Schoen’s bubbles associated to the standard bubbles on for an asymptotically hyperbolic manifold of dimension with and minimal conformal infinity . Moreover we use them to define another type of bubbles, called them Projective bubbles, whose construction is motivated by the local interpretation of the problem under study. Furthermore we establish some interaction estimates for our Projective bubbles, which by the way coincide with the Schoen’s bubbles on the conformal infinity.
First of all, because of (2) and minimality of the conformal infinity, we can consider a geodesic defining function splitting the metric
[TABLE]
in such a way, that . Moreover, using the existence of conformal normal coordinates, cf. [32], there exists for every a conformal factor
[TABLE]
inducing a conformal normal coordinate system close to on , in particular in normal coordinates with respect to
[TABLE]
we have for some small , that . As clarified in Subsection 3.2 of [43] the conformal factor then naturally extends onto via
[TABLE]
where close to the boundary is the unique geodesic defining function, for which
[TABLE]
and there still holds . Consequently
[TABLE]
With respect to -normal coordinates centered at we define the standard bubble
[TABLE]
for some small , identifying , and the Schoen’s bubble associated to by
[TABLE]
with as (27), a cut-off function defined in -normal Fermi-coordinates by
[TABLE]
and such that
[TABLE]
cf. (33) and see [43] for an expansion of .
In what follows we will always choose for instance , and hence may write by abusing the notation. We define our Projective bubbles on by
[TABLE]
cf. (25), i.e. uniquely solves
[TABLE]
and is the canonical extension of to with respect to as in (23). Using -normal Fermi-coordinates , we consider as a second extension
[TABLE]
with as in (26), namely the Schoen’s bubble associated to the standard bubble on , cf. (14) and (15), solving
[TABLE]
where is as in (21). Readily enjoys analogous, but weaker identities, namely
[TABLE]
In fact, recalling (38), the first property in (40) is due to (26) and (35), while the second one is by definition. Furthermore, due to and, since extends smoothly to the boundary away from , cf. (28), there holds
[TABLE]
whence by (i) of Corollary 3.2 and again by and
[TABLE]
where the last equality is due to being written -normal Fermi-coordinates and the third property in (39). Finally we set
[TABLE]
3.3 Interaction estimates for and related identities
In this subsection we derive several interaction estimates for in (41). Indeed we give estimates for the higher exponent interaction as well as for the linear and nonlinear interaction and relate the latter two. Recalling (36), we start with the higher exponent interaction estimates.
Lemma 3.4**.**
For there holds
- (i)
* for all * 2. (ii)
**
where
[TABLE]
The type of estimates stated in the latter lemma are standard, so we delay the proof to the appendix and pass to establishing the linear and nonlinear interaction estimates mentioned above.
Lemma 3.5**.**
For and letting
- (i)
** 2. (ii)
** 3. (iii)
,
there holds
- (i)
** 2. (ii)
** 3. (iii)
* and ,*
where and are given by (14) and (19).
Proof. Writing abbreviatively we first remark
[TABLE]
We will prove (42) in the appendix. Then, since and are symmetric in and , we may assume for the rest of the proof. Consider
[TABLE]
where for the second equality we have applied the covariance property (6) to the conformal metric
[TABLE]
cf. (31) and (32). Denoting by the geodesic defining function attached to and choosing close to a corresponding -normal Fermi-coordinate system , we find from (24), (37) and the divergence theorem, that
[TABLE]
We first show smallness of , i.e. (46). Recalling (23), since due to (37), we have
[TABLE]
and there holds, as we will prove in the appendix,
[TABLE]
Let us estimate
[TABLE]
Recalling (40), on , whereas on we have
[TABLE]
by writing in -normal Fermi-coordinates, see Subsection 4.2 of [43]. Then
[TABLE]
due to . Then (35) and Corollary 3.3 show
[TABLE]
whenever and is chosen sufficiently large. Letting
[TABLE]
we evaluate
[TABLE]
where we made use of formula (14) of [43], and
[TABLE]
From (45) and Corollary 3.2 we then find
[TABLE]
for and chosen sufficiently large. Moreover from (45) we find
[TABLE]
whence , cf. Subsection 4.2 of [43]. Thus, using (45), we obtain
[TABLE]
for any choice . Collecting terms we conclude
[TABLE]
which in conjunction with (44) implies
[TABLE]
As we will prove in the appendix, this gives
[TABLE]
Recalling (43) we thus arrive at
[TABLE]
whence by virtue of (40)
[TABLE]
where . Moreover, using Corollary 3.3, we have
[TABLE]
for any choice large. We conclude
[TABLE]
We turn to analyse . From (47) we have
[TABLE]
Changing coordinates and rescaling we obtain
[TABLE]
In particular
[TABLE]
and, as we will prove in the appendix,
[TABLE]
Now (49) and (50) show , whence by virtue of (48) for sufficiently small
[TABLE]
This shows (i), i.e. that and are pairwise comparable. In particular (ii) follows from (48). In view of (50) we are left with verifying , but this follows easily from (ii) and (50) combined with (19). The proof of the lemma is thereby complete.
4 Locally flat conformal infinities of Poincaré-Einstein manifolds
In this section we discuss Fermi-coordinates in case of a Poincaré-Einstein manifold with locally flat conformal infinity . Furthermore, in this particular case, we establish sharp -estimates for and as well as selfaction estimates for .
4.1 Fermi-coordinates in the particular case
By our assumptions we have
- (i)
a geodesic defining function splitting the metric
[TABLE]
and for every a conformal factor as in (31), whose conformal metric close to admits an Euclidean coordinate system, on . As clarified in Subsection 3.2 in [43] and recalling Remark 1.1, this gives rise to a geodesic defining function , for which
[TABLE]
the boundary is totally geodesic and the extension operator is positive. 2. (ii)
in -normal Fermi-coordinates around for some small
[TABLE]
as observed by Kim-Musso-Wei in case , cf. Lemma 43 in [39], and for due to Remark 1.1 and the existence of isothermal coordinates.
4.2 Comparing Schoen’s bubbles and the Projective bubbles
In this subsection we compare the Schoen’s bubbles and our Projective bubbles . Indeed we establish sharp -estimates for and, using the maximum principle for under Dirichlet boundary conditions, sharp -estimates for .
Lemma 4.1**.**
Writing in -normal Fermi-coordinates
[TABLE]
where depends on only, cf. Theorem 1.4 in [43], there holds
- (i)
** 2. (ii)
**
provided for some sufficiently large.
Proof. Recalling (23) and (38), since , we have
[TABLE]
and start evaluating
[TABLE]
where we made use of . Then (35) and Corollary 3.3 show
[TABLE]
whenever and is chosen sufficiently large. Secondly, letting
[TABLE]
we use of formula (14) of [43], (51) and the splitting of the metric to evaluate
[TABLE]
cf (45) for the non flat case. From (52) and Corollary 3.2 we then find
[TABLE]
Moreover (52) and Theorem 1.4 in [43] imply , whence
[TABLE]
Due to the structure of , cf. Theorem 1.4 in [43], we have
[TABLE]
with denoting the constant in the expansion of the Green’s function . Recalling (35) we then get
[TABLE]
Collecting terms we conclude
[TABLE]
This and, that by definition, show (i). And (ii) follows from the maximum principle for under Dirichlet boundary conditions. Indeed consider
[TABLE]
i.e. a cut-off function for the boundary, and
[TABLE]
with constants . We then find from (37), (38), (53) and that
[TABLE]
for suitable and according to Proposition 3.1 in [43] we may solve
[TABLE]
for constants with .
4.3 Selfaction estimates for and the emergence of mass
In this short subsection we derive two selfaction estimates for . In particular we identify the fractional analogue of the mass for the classical Yamabe problem in the locally conformally flat case.
Lemma 4.2**.**
Writing in -normal Fermi-coordinates
[TABLE]
where depends on only, cf. Theorem 1.4 in [43], there holds
- (i)
** 2. (ii)
**
provided for sufficiently large.
Proof. Recalling (37) and (40), we calculate the quadratic form
[TABLE]
and from (33), (34) and close to we easily find
[TABLE]
whence by integration by parts and any choice sufficiently large
[TABLE]
Clearly and from Lemma 4.1 (i) we obtain
[TABLE]
since, whenever we choose , then
[TABLE]
where . Moreover from Lemma 4.1 we easily find
[TABLE]
whence . Collecting terms we obtain
[TABLE]
From Lemma 4.1 (i) we then find
[TABLE]
where integrating by parts, using (35), we have
[TABLE]
with the latter integral being of order , since
[TABLE]
due to formula 14 in [43], (51), (53). Collecting terms we derive
[TABLE]
provided we choose and . Recalling (18), from (40) we then find
[TABLE]
and arguing as for (55) we conclude
[TABLE]
cf. (19). This shows (i) and to see (ii) we have, again arguing as for (55), that
[TABLE]
provided for sufficiently large. The assertion then follows immediately from conformal covariance properties (6) and (32).
Definition 4.3**.**
In analogy to the classical Yamabe problem we define the fractional mass map as
[TABLE]
where is given by Lemma 4.1, and the fractional minimal mass as .
5 Variational and algebraic topological argument
In this section we present the proof of Theorem 1.3 and therefore assume that we are under the assumptions of Theorem 1.3. Furthermore, because of Remark 1.4 and the work of Gonzalez-Qing[36], we assume also that and , and hence for the Green’s function. With the above agreement we carry out the variational and algebraic topological argument for existence. We point out that the algebraic topological argument of Bahri-Coron[8] has been used [29], [30], [47], [42] and [46]. Hence we will omit some standard poofs and encourage readers to find them in [42].
5.1 Variational principle in a non-compact setting
In this subsection we extend the classical variational principle to this non-compact setting. Clearly our bubbles can be used to replace the standard bubbles in the analysis of diverging Palais-Smale sequences of in [27] with as in (8). Relying on this fact, we derive a deformation lemma that takes into account the bubbling phenomena via our bubbles , cf (41).
To do so, we first define for
[TABLE]
where is as in (17).
Next we introduce the neighborhood of potential critical points at infinity of , which depends on a universal constant determined by Proposition 5.5 below.
Definition 5.1**.**
For and (for some small ) we call
[TABLE]
the -neighborhood of potential critical points at infinity of , where denotes the norm associated to the scalar product defined by (9).
Concerning the sets , we have
Lemma 5.2**.**
For every there exist and such that for every
[TABLE]
where for is defined by
[TABLE]
Furthermore, for every and , we consider the selection map
[TABLE]
Here denotes the permutation group acting on and is derived from a minimizer associated to by virtue of Lemma 5.2. Since Lemma 5.2 not only assures existence of a minimizer, but also its uniqueness up to permutations of indices, the class is uniquely determined by and therefore well defined.
Now, having introduced the neighborhoods of potential critical points at infinity of , we are ready to state a deformation lemma, which follows from the same arguments as for its counterparts in classical application of the barycenter technique for existence of Bahri-Coron[8] and the fact that the can replace the standard bubbles in the analysis of diverging Palais-Smale sequences of . Indeed we have the following result, which was the aim of this subsection.
Lemma 5.3**.**
Assuming that has no critical points, then for every , up to taking given by (57) smaller, we have that for every the topological pair retracts by deformation onto with , where is a very small positive real number and depends on .
5.2 Algebraic topological argument of Bahri-Coron
In this subsection we present the algebraic topological argument or barycenter technique of Bahri-Coron[8] for existence to prove Theorem 1.3. To that end we start establishing sharp -energy estimates for . As in [46], we will follow the presentation of the barycenter technique in [42] and hence omit some standard proofs and direct the readers to [42] for details. Recalling (8), we have
Lemma 5.4**.**
With as in (19) there holds
[TABLE]
Proof. The proof is a direct application of Lemma 4.2.
Next we define for and
[TABLE]
with as in (12). Using Lemmas 3.5 and 5.4, we will prove that at true infinity the quantity
[TABLE]
has at most a linear growth in with a negative slope and this uniformly in and large, namely at infinity
[TABLE]
About estimate (59) we precisely show the following proposition.
Proposition 5.5**.**
There exists such that for every and every there exists such that for every and for every we have,
- (i)
if or there exist such that , then
[TABLE] 2. (ii)
if and for every we have , then
[TABLE]
where , is as in Definition 4.3 and defined in (29).
Proof. The proof is the same as the one of Proposition 3.1 in [42] using Lemmas 3.5, 4.2, 5.4, 3.4.
Now we start transporting the topology of the manifold into sublevels of the Euler-Lagrange functional by bubbling via . Recalling (13) and (56), we have
Lemma 5.6**.**
Assuming that has no critical points and , then up to taking smaller and larger, we have that for every
[TABLE]
is well defined and satisfies
[TABLE]
Proof. The proof follows from the same arguments as the ones used in the proof of Lemma 4.2 in [42] by using the selection map (see (58)), Lemma 5.3 and Lemma 5.4.
Next we use the previous lemma and pile up masses by bubbling via in a recursive way. Still recalling (13) we have
Lemma 5.7**.**
Assuming that has no critical points and , then up to taking smaller and and larger, we have that for every
[TABLE]
and
[TABLE]
are well defined and
[TABLE]
implies
[TABLE]
Proof. The proof follows from the same arguments as the ones used in the proof of Lemma 4.3 in [42], by using the selection map (see (58)), Lemma 5.3 and Proposition 5.5.
Finally we use the strength of Proposition 5.5 - namely point (ii) - to give a criterion ensuring that the recursive process of piling up masses via Lemma 5.7 must stop at least after a very large number of steps.
Lemma 5.8**.**
Setting
[TABLE]
and recalling (56), then and there holds .
Proof. The proof is a direct application of Proposition 5.5.
Proof of Theorem 1.3 It follows by a contradiction argument from Lemma 5.6 - Lemma 5.8.
6 Appendix
In this section we provide the proofs of Lemmas 3.1, 3.4 and of some technical estimates.
Proof of Lemma 3.1. Let us write for simplicity.
- (i)
Due to
[TABLE]
we may assume . We then have with
[TABLE]
Since we may expand on
[TABLE]
for sufficiently small
[TABLE]
Thus with
- (i)
2. (ii)
3. (iii)
4. (iv)
We get
[TABLE]
with , and . Moreover
[TABLE]
Otherwise we may assume and decompose
[TABLE]
where for a sufficiently large constant
[TABLE]
We then may estimate
[TABLE]
and
[TABLE]
so Collecting terms the claim follows. 2. (ii)
It is sufficient to consider the case , since
[TABLE]
First we deal with the case . We have
[TABLE]
whence
[TABLE]
Since we may expand on
[TABLE]
for sufficiently small
[TABLE]
From this we derive as before with
[TABLE]
whence
[TABLE]
We turn to the case . We then have and
[TABLE]
whence
[TABLE]
We may expand on for sufficiently small
[TABLE]
As before we find with
[TABLE]
Collecting the results in cases and the claim follows. 3. (iii)
By translation invariance and symmetry we may assume . Then
[TABLE]
Since we may expand on
[TABLE]
for sufficiently small
[TABLE]
Using radial symmetry we obtain with
[TABLE]
In case the last summand above is of order
[TABLE]
Thus we may assume . Letting and
[TABLE]
we may expand on
[TABLE]
and find using radial symmetry
[TABLE]
Rescaling this gives
[TABLE]
Moreover letting we may estimate
[TABLE]
Collecting terms the claim follows. 4. (iv)
By translation invariance and symmetry we may assume . Then
[TABLE]
Since we may expand on
[TABLE]
for sufficiently small
[TABLE]
up to some integrable odd terms and thus obtain
[TABLE]
where and
[TABLE]
In case the integral above is of order
[TABLE]
Thus we may assume , i.e. for
[TABLE]
On we then may expand
[TABLE]
Using radial symmetry and for , we obtain
[TABLE]
Moreover letting we may estimate
[TABLE]
Collecting terms the claim follows.
Thereby (i)-(iv) are proven and so is the lemma.
Proof of Lemma 3.4
- (i)
Let , so . We distinguish the cases
- ()
”” We estimate for small
[TABLE]
up to some . Thus by we get
[TABLE]
up to some , whence the claim follows in cases
[TABLE]
Else we may assume and
[TABLE]
We then get with
[TABLE]
Note, that in case remains bounded, we are done. Else
[TABLE]
whence due to the claim follows. 2.
”” We estimate for small
[TABLE]
which by gives
[TABLE]
up to some . Since by assumption , there holds
[TABLE]
Thus for
[TABLE]
since for we may due to assume . Therefore
[TABLE] 2. (ii)
By symmetry we may assume and thus
[TABLE]
In case for some we estimate
[TABLE]
Thus we assume, that is arbitrarily small. Then for we estimate passing to normal coordinates around
[TABLE]
up to some terms of order . Decompose into
2.
3.
for some fixed . We then find
[TABLE]
and
[TABLE]
and
[TABLE]
Collecting terms the assertion follows.
We turn now to the proofs of the estimates (42), (44), (46) and (50).
Proof of the estimate (42). First we notice, that due to Corollary 4.6 in [43] and (34) we have
[TABLE]
for any choice , whence
[TABLE]
up to some . In case we thus get
[TABLE]
by conformal covariance of the Green’s function, i.e.
[TABLE]
Therefore (42) follows by symmetry in this case. Otherwise we may assume and rewriting the Green’s function in (60) in -normal coordinates via (61) we obtain
[TABLE]
up to some . Using and
[TABLE]
we thus find up to some
[TABLE]
This shows , cf. Lemma 3.1 (i), and calculating back we find
[TABLE]
Thereby (42) follows.
Proof of the estimate (44). Note, that due to Corollary 4.3 in [43] we have
[TABLE]
for , whence
[TABLE]
and thus
[TABLE]
As all the distances involved are comparable to , the first summand above vanishes for and the claim follows. Else we may assume and find passing to integration over by standard interaction estimates as given in Lemma 3.1
[TABLE]
The proof is thereby complete.
Proof of the estimate (46). We let and start showing
[TABLE]
In case we have
[TABLE]
so (62) holds true in this case for any choice . Thus we may assume for the rest of the proof and moreover, that
[TABLE]
Passing to - normal Fermi-coordinates and rescaling we then have
[TABLE]
In particular (62) holds in case , so we may assume
[TABLE]
We subdivide the region of integration, i.e. into
- (i)
2. (ii)
3. (iii)
for and suitable and obtain easily
[TABLE]
up to some for any choice . Note, that on we have
[TABLE]
so for . We then find up to some
[TABLE]
whence (62) holds again and thus in any case. We are left with proving
[TABLE]
But this follows line by line as when showing (62).
Proof of the estimate (50). We know
[TABLE]
and have to show
[TABLE]
Since , we may expand on
[TABLE]
for small and
[TABLE]
Thus for
- (i)
2. (ii)
3. (iii)
4. (iv)
5. (v)
We then find with
[TABLE]
whereas by radial symmetry and . Moreover
[TABLE]
in case . Else we have and decompose
[TABLE]
where for a sufficiently large constant
[TABLE]
We may assume , since otherwise , and estimate
[TABLE]
Changing coordinates via we get
[TABLE]
and thus . Moreover
[TABLE]
Therefore . Collecting terms we get
[TABLE]
By conformal covariance of the Green’s function, cf. (61), we conclude
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