Some Connections Between Cycles and Permutations that Fix a Set and Touchard Polynomials and Covers of Multisets
Ross G. Pinsky

TL;DR
This paper explores the relationship between permutation cycles, Touchard polynomials, and multiset covers, introducing a new permutation statistic and providing a simpler derivation of related generating functions.
Contribution
It offers a novel proof linking permutation cycles to Touchard polynomials and introduces a new permutation statistic for fixed set counts.
Findings
New proof connecting permutation cycles and Touchard polynomials.
Introduction of a permutation statistic counting fixed sets.
Simplified derivation of generating functions for multiset covers.
Abstract
We present a new proof of a fundamental result concerning cycles of random permutations which gives some intuition for the connection between Touchard polynomials and the Poisson distribution. We also introduce a rather novel permutation statistic and study its distribution. This quantity, indexed by , is the number of sets of size fixed by the permutation. This leads to a new and simpler derivation of the exponential generating function for the number of covers of certain multisets.
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Taxonomy
TopicsBayesian Methods and Mixture Models · Advanced Combinatorial Mathematics · Advanced Mathematical Identities
Some Connections Between Cycles and Permutations that Fix a Set and
Touchard Polynomials and Covers of Multisets
Ross G. Pinsky
Department of Mathematics
Technion—Israel Institute of Technology
Haifa, 32000
Israel
[email protected] http://www.math.technion.ac.il/ pinsky/
Abstract.
We present a new proof of a fundamental result concerning cycles of random permutations which gives some intuition for the connection between Touchard polynomials and the Poisson distribution. We also introduce a rather novel permutation statistic and study its distribution. This quantity, indexed by , is the number of sets of size fixed by the permutation. This leads to a new and simpler derivation of the exponential generating function for the number of covers of certain multisets.
Key words and phrases:
permutations that fix a set, covers of multisets, Touchard Polynomials, Dobínski’s formula, Bell numbers, cycles in random permutations, Ewens sampling distribution
2000 Mathematics Subject Classification:
60C05, 05A05, 05A15
1. Introduction and Statement of Results
In this paper, we present a new and simpler proof of a fundamental result concerning cycles of random permutations which gives some intuition for the connection between Touchard polynomials and the Poisson distribution. We also introduce a rather novel permutation statistic and study its distribution. This quantity, indexed by , is the number of sets of size fixed by the permutation. This leads to a new and simpler derivation of the exponential generating function for the number of covers of certain multisets.
We begin by recalling some basic facts concerning Bell numbers and Touchard polynomials, and their connection to Poisson distributions. The facts noted below without proof can be found in many books on combinatorics; for example, in [11], [12]. The Bell number denotes the number of partitions of a set of distinct elements. Elementary combinatorial reasoning yields the recursive formula
[TABLE]
where . Let
[TABLE]
denote the exponential moment generating function of . Using (1.1) it is easy to show that , from which it follows that
[TABLE]
A random variable has the Poisson distribution Pois, , if . Let denote the moment generating function of , and let denote the th moment of . Since , we have
[TABLE]
However a direct calculation gives
[TABLE]
From (1.2)-(1.5), it follows that the th moment of a Pois-distributed random variable satisfies
[TABLE]
Since
[TABLE]
we conclude that
[TABLE]
which is known as Dobínski’s formula.
The Stirling number of the second kind denotes the number of partitions of a set of distinct elements into nonempty sets. Elementary combinatorial reasoning yields the recursive formula
[TABLE]
From this, it is not hard to derive the formula
[TABLE]
where is the falling factorial, and one defines . Now using (1.8) and the fact that for , we can write the th moment of a Pois-distributed random variable as
[TABLE]
The Touchard polynomials , , are defined by
[TABLE]
Thus, (1.9) gives the formula
[TABLE]
Since
[TABLE]
we conclude from (1.10) that
[TABLE]
Since , the Dobínski formula (1.7) is contained in (1.11).
Let denote the set of permutations of . For , let denote the number of cycles of length in . Let denote the uniform probability measure on . We can now think of as random, and of as a random variable. Using generating function techniques and/or inclusion-exclusion formulas, one can show that under , the distribution of the random variable converges weakly to , where has the Pois-distribution; equivalently;
[TABLE]
More generally, we consider the Ewens sampling distributions, , , on as follows. Let denote the number of cycles in the permutation , and let denote the number of permutations in with cycles. It is known that the polynomial is equal to the rising factorial , defined by . For , define the probability measure on by
[TABLE]
Of course, reduces to the uniform measure . The following theorem can be proven; see for example, [1], [10].
Theorem C**.**
Under , the random vector converges weakly to , where the random variables are independent, and has the Pois-distribution:
[TABLE]
equivalently,
[TABLE]
We will use the method of moments to give a new and simpler proof of Theorem C, which will give intuition for (1.10), or equivalently, for (1.11); that is for the connection between the moments of Poisson random variables and Touchard polynomials.
We now consider a permutation statistic that hasn’t been studied much. (Indeed, it was only after completing the first version of this paper that we were directed to any papers on this subject.) For and , define . If , we will say that fixes . Let denote the number of sets of cardinality that are fixed by . (Note that , the number of fixed points of .) A little thought reveals that
[TABLE]
For example, if is written in cycle notation as , then , with the sets for which and being .
We consider the uniform measure on . From Theorem C and (1.15) it follows that the random variable under converges weakly as to the random variable
[TABLE]
where are independent and has the Pois-distribution.
Remark. Note that , , .
For , consider the multiset consisting of copies of the set . A collection such that each is a nonempty subset of , and such that each appears in exactly from among the sets , is called an -cover of of order . Denote the total number of covers of , regardless of order, by . Note that when , we have , the th Bell number, denoting the number of partitions of a set of elements. Also, it’s very easy to see that and .
By calculating directly the moments of , we will prove the following theorem.
Theorem 1**.**
For ,
[TABLE]
In particular, and ; thus, Var.
Remark. It is natural to suspect that converges weakly to 0 as ; that is, . This is in fact a hard problem. In [8] it was shown that , for and . Thus indeed, converges weakly to 0 as . A lower bound on of the form was obtained in [5]. These results were dramatically improved in [9] where it was shown that as , where . And very recently, in [7], this latter bound has been refined to .
Let
[TABLE]
denote the exponential generating function of the sequence . Of course, by Theorem 1 is also the moment generating function of the random variable : . Using (1.16) and Theorem 1, we will give an almost immediate proof of the following representation theorem for . We use the notation , where .
Theorem 2**.**
[TABLE]
where
[TABLE]
Remark. When , the above formula reduces to
[TABLE]
The formula for was proved by Comtets [3] and the formula for was proved by Bender [2]. The case of general was proved by Devitt and Jackson [4]. They also prove that there exists a number such that the extraction of the coefficient from the exponential generating function can be done in no more than arithmetic operations.
In section 2 we will give our new proof of Theorem C via the method of moments. In section 3 we prove Theorems 1 and 2.
2. A proof of Theorem C via the method of moments
If a sequence of nonnegative random variables satisfies , then the sequence is tight, that is, pre-compact with respect to weak convergence. Let be distributed as one of the accumulation points. If for some , exists and equals , and , then the are uniformly integrable, and thus . Thus, if
[TABLE]
then , for all . The Stieltjes moment theorem states that if
[TABLE]
then the sequence uniquely characterizes the distribution [6]. We conclude then that if a sequence of nonnegative random variables satisfies (2.1) and (2.2), then the sequence is weakly convergent to a random variable satisfying .
An extremely crude argument shows that the Bell numbers satisfy ; thus
[TABLE]
By (1.10), the th moment of the Pois-distributed random variable is equal to . Now is bounded from above by , for all , and . Thus, in light of (2.3) and the previous paragraph, if we prove that
[TABLE]
where denotes the expectation with respect to , then we will have proved that under converges weakly to , for all . And if we then prove that
[TABLE]
then we will have completed the proof of Theorem C.
We first prove (2.4). In fact, we will first prove (2.4) in the case of the uniform measure, . Once we have this, the case of general will follow after a short explanation. Assume that . For with , let be equal to 1 or 0 according to whether or not possesses an -cycle consisting of the elements of . Then we have
[TABLE]
and
[TABLE]
Now if and only if for some , there exist disjoint sets such that . If this is the case, then
[TABLE]
(Here we have used the assumption that , since otherwise will be negative for certain .) The number of ways to construct disjoint, ordered sets , each of which consists of elements from , is . Given the , the number of ways to choose the sets so that is equal to the Stirling number , the number of ways to partition a set of size into nonempty parts. From these facts along with (2.7) and (2.8), we conclude that for ,
[TABLE]
proving (2.4) in the case .
For the case of general , we note that the only change that must be made in the above proof is in (2.8). Recalling that denotes the number of permutations in with cycles, we have
[TABLE]
Thus, instead of (2.9), we have
[TABLE]
We now turn to (2.5). The method of proof is simply the natural extension of the one used to prove (2.4); thus, since the notation is cumbersome we will suffice with illustrating the method by proving that
[TABLE]
Let . By (2.6), we have
[TABLE]
Now if and only if for some and some , there exist disjoint sets , such that . If this is the case, then
[TABLE]
The number of ways to construct disjoint, ordered sets , with the each consisting of elements from and the each consisting of elements from , is . Given , the number of ways to choose the ordered sets so that and is equal to . We have
[TABLE]
From these fact along with (2.12) and (2.13), we conclude that for ,
[TABLE]
proving (2.11).
3. Proofs of Theorems 1 and 2
Proof of Theorem 1. Since converges weakly to , it follows from the discussion in the first paragraph of section 2 that it suffices to show that
[TABLE]
Let . For , let equal 1 or 0 according to whether or not induces an embedded permutation on . Then we have
[TABLE]
and
[TABLE]
There is a one-to-one correspondence between collections , satisfying and , and collections of disjoint sets satisfying and satisfying
[TABLE]
where
[TABLE]
The correspondence is through the formula
[TABLE]
Now if and only if for all , induces an embedded permutation on . Thus, we have
[TABLE]
Given the values , , the number of ways to construct the disjoint sets is . Using this with (3.3)-(3.7), it follows that equals the number of solutions to (3.4).
To complete the proof, we will show that the number of solutions to (3.4) is . Consider the set . Label the elements of this set by . Of course, . Now construct the sets by . By construction, the sets form an -cover of (of order ). There is a one-to-one correspondence between solutions to (3.4) and covers of ; indeed, .
Proof of Theorem 2. We use (1.16) to calculate . We have
[TABLE]
Thus, to complete the proof, we only need to show that
[TABLE]
where
[TABLE]
Expanding with the binomial formula, we have
[TABLE]
From (3.11) and (3.10), it follows that (3.9) holds.
Acknowlegement. The author thanks Ron Holzman and Roy Meshulam for a discussion and references with regard to multisets, and Ron Holzman for the reference [7].
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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