Noncollinear magnetic ordering in the Shastry-Sutherland Kondo lattice model: Insulating regime and the role of Dzyaloshinskii-Moriya interaction
Munir Shahzad, Pinaki Sengupta

TL;DR
This study explores how Dzyaloshinskii-Moriya interactions induce complex noncoplanar magnetic states in a half-filled, insulating Shastry-Sutherland Kondo lattice, revealing their dependence on external magnetic fields and specific interaction vectors.
Contribution
It demonstrates that finite Dzyaloshinskii-Moriya interactions are essential for stabilizing chiral magnetic phases in the insulating regime of the Shastry-Sutherland Kondo lattice.
Findings
Dzyaloshinskii-Moriya interaction is necessary for noncoplanar states at half filling.
A minimal set of DM vectors stabilizes chiral magnetic phases.
External magnetic fields can tune the noncoplanarity of magnetic structures.
Abstract
We investigate the necessary conditions for the emergence of complex, noncoplanar magnetic configurations in a Kondo lattice model with classical local moments on the geometrically frustrated Shastry-Sutherland lattice and their evolution in an external magnetic field. We demonstrate that topologically nontrivial spin textures, including a new canted flux state, with nonzero scalar chirality arise dynamically from realistic short-range interactions. Our results establish that a finite Dzyaloshinskii-Moriya (DM) interaction is necessary for the emergence of these novel magnetic states when the system is at half filling, for which the ground state is insulating. We identify the minimal set of DM vectors that are necessary for the stabilization of chiral magnetic phases. The noncoplanarity of such structures can be tuned continually by applying an external magnetic field. This is the first…
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Noncollinear magnetic ordering in the Shastry-Sutherland Kondo lattice model: Insulating regime and the role of Dzyaloshinskii-Moriya interaction
Munir Shahzad and Pinaki Sengupta
School of Physical and Mathematical Sciences, Nanyang Technological University, 21 Nanyang Link, Singapore 637371
Abstract
We investigate the necessary conditions for the emergence of complex, noncoplanar magnetic configurations in a Kondo lattice model with classical local moments on the geometrically frustrated Shastry-Sutherland lattice and their evolution in an external magnetic field. We demonstrate that topologically nontrivial spin textures, including a new canted flux state, with nonzero scalar chirality arise dynamically from realistic short-range interactions. Our results establish that a finite Dzyaloshinskii-Moriya (DM) interaction is necessary for the emergence of these novel magnetic states when the system is at half filling, for which the ground state is insulating. We identify the minimal set of DM vectors that are necessary for the stabilization of chiral magnetic phases. The noncoplanarity of such structures can be tuned continually by applying an external magnetic field. This is the first part in a series of two papers; in the following paper the effects of frustration, thermal fluctuations, and magnetic field on the emergence of novel noncollinear states at metallic filling of itinerant electrons are discussed. Our results are crucial in understanding the magnetic and electronic properties of the rare-earth tetraboride family of frustrated magnets with separate spin and charge degrees of freedom.
I Introduction
The study of strongly interacting quantum many-body systems with independent spin and charge degrees of freedom on frustrated lattices has attracted heightened interest in the recent past. The interplay between geometric frustration and strong interaction between itinerant electrons and localized moments in these systems results in novel quantum phases and phenomena that are not observed in their nonfrustrated counterparts Martin and Batista (2008); Barros et al. (2014); Ishizuka and Motome (2013a); Chern (2015); Kato et al. (2010); Machida et al. (2007); Nakatsuji et al. (2006); Udagawa and Moessner (2013). These competing interactions, together with crystal electric fields and coupling to the itinerant electrons, often stabilize noncoplanar ordering of these moments Martin and Batista (2008); Chern (2010); Akagi and Motome (2011); Akagi et al. (2012); Venderbos et al. (2012). When an electron moves through such background spin textures, it picks up a Berry phase which underlies several novel transport phenomena such as the topological (or geometric) Hall effect and unconventional magnetoresistive properties Karplus and Luttinger (1954); Ye et al. (1999); Xiao et al. (2010); Taguchi et al. (2001). The interest in these systems is driven by the desire both to understand the underlying mechanism driving the novel phenomena and to control their emergence by external tuning fields in order to harness their unique functionalities for practical applications.
In this paper, we study the Kondo lattice model (KLM) on the geometrically frustrated Shastry-Sutherland lattice (SSL) with classical spins where the standard (antiferromagnetic) Heisenberg interaction between the local moments is supplemented by an additional Dzyaloshinskii-Moriya (DM) interaction. The SSL is a paradigmatic geometry to study the effects of competing interactions in the presence of frustration Shastry and Sutherland (1981). The Shastry-Sutherland Kondo lattice model (SS-KLM) has previously been studied with local moments Coleman and Nevidomskyy (2010); Bernhard et al. (2011); Pixley et al. (2014); Su and Sengupta (2015), where quantum fluctuations of the local moments play a crucial role in determining the character of the ground state. In the present study, we revisit this model, but with the local moments treated as classical spins. This is not simply of academic interest. There exists a complete family of rare-earth tetraborides (\ceB_4, =Tm, Er, Ho, Dy), quasi-two-dimensional metallic magnets in which the magnetic-moment-carrying rare-earth ions are arranged in a SSL in the layers. Due to strong spin-orbit coupling, the rare-earth ions in these compounds carry large magnetic moments and, consequently, can be treated as classical spins. They act as effective local fields that interact strongly with the electron spin Siemensmeyer et al. (2008); Wierschem et al. (2015); Sunku et al. (2016); Suzuki et al. (2010); Mat’aš et al. (2010); Suzuki et al. (2009); Iga et al. (2007); Michimura et al. (2009). In this study our goal is to construct a minimal model where topologically nontrivial chiral magnetic phases can be realized from physically relevant interactions and investigate their evolution in an external magnetic field. In particular, we explore the role of different components of the DM interaction in stabilizing different aspects of the local-moment configurations. What are the minimal DM vectors required to stabilize a tunable noncoplanar spin configuration? How does an applied field affect the noncoplanarity of the spin configuration? Does the nature of the chiral spin state change in the presence of an external field? These are some of the questions we address in this work. Our results reveal that multiple noncoplanar spin arrangements (characterized by different values of the scalar spin chirality) with long-range magnetic order are stabilized over an extended range of parameters. Not surprisingly, we find that DM interactions play a crucial role in stabilizing chiral spin configurations. Furthermore, we are able to tune the noncoplanarity (equivalently, the topological character) of the spin textures, changing and suppressing the net chirality, by applying an external magnetic field. This is in contrast to most previous studies in which the noncoplanar textures of the local moments were imposed by extraneous factors (e.g., crystal electric field in pyrochlores) and as such cannot be changed easily. In an accompanying paper Shahzad and Sengupta (2017), we follow this up by studying the role of thermal fluctuations, frustration, and magnetic field in stabilizing the noncollinear magnetic states and phase transitions at one-quarter and three-quarter filling of itinerant electrons, for which the ground state is metallic. Moreover, we found out that unlike the insulating case (discussed in this paper), the noncollinear textures emerge for metallic densities without a DM interaction between the local moments.
II Model
The Hamiltonian describing the SS-KLM with additional DM interactions is given by
[TABLE]
where represents the electronic Hamiltonian,
[TABLE]
The first term is the kinetic energy of the itinerant electrons; represents the Shastry-Sutherland bonds (viz., first neighbors along the principal axes and the second neighbors along the alternate diagonals), and are the transfer integrals for these bonds. The second term is the on-site Kondo-like interaction between the spin of the itinerant electrons and localized moments . The conduction electron spin is defined as , where is the vector element of the usual Pauli matrices. As mentioned in the Introduction, we treat the localized spins as classical vectors with unit length (). In this limit, the sign of (ferromagnetic or antiferromagnetic) is irrelevant since eigenstates that correspond to different signs are related by a global gauge transformation. The states of the localized spins are specified by the angular components as . The second part of the Hamiltonian (1) represents the classical localized spin part:
[TABLE]
where expresses the classical Heisenberg interaction between the localized spins, describes the DM interaction, where is the DM vector which is determined by the crystal symmetry of the lattice. The precise values (directions and magnitude) of DM vectors will depend on the details of the crystal symmetry of each compound. In this study, we choose a generic set of DM vectors and identify the minimal interactions that are necessary for stabilizing noncoplanar spin textures. The explicit form of the DM vectors on the different bonds is given in the caption of Fig. 1. The last term in the Hamiltonian (3) is the Zeeman term for the localized spins due to an external (longitudinal) magnetic field, . A Zeeman term for the itinerant electrons is not included explicitly since the instantaneous spin orientation of the electrons is determined completely by the local moments in the large limit that we consider in this study. Hereafter, the parameters with primes represent the interactions on diagonal bonds, while the unprimed ones refer to the axial bonds.
III Method and observables
To investigate the above model, we use an unbiased Monte Carlo (MC) method that has been used previously in the study of similar models Ishizuka and Motome (2012); Kato et al. (2010); Ishizuka and Motome (2013b, 2015). A brief review of this method is presented here closely following Refs. Motome and Furukawa, 1999; Furukawa and Motome, 2004. The dynamics of large localized moments of the rare-earth ions is slow compared to itinerant electrons, and accordingly, we can decouple their dynamics from that of the itinerant electrons. While studying the latter, we treat the local moments as static classical fields at each site. The electronic part of the Hamiltonian is bilinear in fermionic operators. Using the single-electron basis, can be represented as a matrix for a fixed configuration of classical localized spins, where is the number of sites.
In order to explore the thermodynamic properties, we write the partition function for the whole system by taking two traces,
[TABLE]
where and represent the traces over the classical localized spins denoted by and the itinerant-electron degrees of freedom, respectively. The trace over itinerant-electron degrees of freedom can easily be calculated by the numerical diagonalization of Hamiltonian matrix for a fixed configuration of localized spins ,
[TABLE]
where is the chemical potential, is the inverse temperature, and is the number density operator for conduction electrons. The partition function for the whole system then takes the form
[TABLE]
The corresponding effective action is , where . The grand-canonical trace over localized spin degrees of freedom is evaluated by sampling the spin configuration space using a MC method. The probability distribution for a particular configuration of localized spins can be written as
[TABLE]
The thermodynamic quantities that depend on localized spins are calculated by the thermal averages of spin configurations, while the quantities that are associated with itinerant electrons are calculated from the eigenvalues and eigenfunctions of . We start the simulations with a random configuration of localized spins and calculate Boltzmann action for this configuration. The spin configuration is updated via the Metropolis algorithm based on the change in the effective actions of the configurations resulting from random updates, . To identify magnetic orderings we calculate the magnetization per unit site as well as the spin structure factor, which is the Fourier transform of the spin-spin correlation function,
[TABLE]
where is the position vector from the th to th site and represents the thermal average over the grand-canonical ensemble. In order to describe the evolution of the ground state under the influence of an external magnetic field, we calculate the magnetization per site, defined as
[TABLE]
To elucidate the difference between topological trivial and nontrivial states we evaluate the local scalar spin chirality. On a triangle the chirality is defined as
[TABLE]
We use the total static spin chirality (where the sum is over all the triangles formed on the plaquettes with diagonal bonds and is the number of unit cells of SSL) as a quantitative measure of chiral order. This quantity is zero for collinear or coplanar magnetic states such as ferromagnetic (FM), antiferromagnetic (AFM), and pure flux states, whereas it is nonzero for noncoplanar configurations, e.g., all-out and three-in–one-out states observed in pyrochlores. Finally, as an additional characterization of the chiral nature of the spin configurations, we measure the circulation of the in-plane components around each square plaquette as , where is the spin at site and are the vectors connecting sites and around the square plaquette in a counterclockwise direction. A nonzero circulation identifies a flux configuration of the local moments.
IV Results
Simulations of the Hamiltonian (1) are performed in lattices of dimension , with , over a wide range of parameters. For smaller lattices, we use the exact-diagonalization Monte Carlo (ED-MC) method where the full Hamiltonian is diagonalized to calculate the effective action for each MC step. For the larger lattices, we use the traveling cluster approximation (TCA) method Kumar and Majumdar (2006a); Mukherjee et al. (2015); Kumar and Majumdar (2006b, 2005): a cluster of SSL is used to calculate the effective action for one MC sweep. Once the system is equilibrated, the thermal averages are evaluated by diagonalizing the full Hamiltonian matrix. To avoid the severe freezing of the localized spins that happens at low temperature and to speed up the equilibration, we use simulated annealing. For this, we start the simulations at a relatively high temperature with a random localized spin configuration and run the system for equilibration and then use the final configuration at this temperature to perform the equilibration at . We repeat this process with a step of temperature , finally calculating the thermal averages of the observables at temperature . For the lattice sizes studied, the thermal gap to the lowest excitation is greater than the finite-size gap at . In other words, is sufficiently small that ground-state estimates of the measured observables can be reliably obtained. Measurements are done for MC steps after steps discarded in total for thermalization.
With its multidimensional parameter space, the Hamiltonian (1) is expected to support a rich array of ground-state phases over different ranges of the parameters. In the present work, we restrict our attention to the magnetic behavior at an electronic filling factor , for which the system is in an insulating state. The choice for the rest of the Hamiltonian parameters is guided by experimental observation in real materials. The electronic hopping matrix elements along the axial bonds are chosen as ; this sets the energy scale for the problem. The diagonal hopping is set to , and the values of the exchange interactions along the axial and diagonal bonds are set at and . This choice is motivated by the experimental observation of approximately equal bond lengths in the rare-earth tetraboride family of compounds. In most materials of relevance to the present model, strong DM interactions exist. While the exact nature of DM interaction depends on the crystal symmetries, we have chosen a generic form of DM interaction for our study. Indeed, investigating the role of DM interaction in stabilizing noncoplanar spin configurations is a central goal of the present study. Finally, following the experimental observation in other frustrated metallic magnets such as pyrochlores, the strength of the Kondo coupling is chosen to be the strongest energy scale in the problem, .
IV.1 Effect of DM interaction
In the first part of the study, a systematic variation of the different components of the DM vectors is performed to identify the minimal set of vectors necessary for noncoplanar configurations of the local moments. We study the effects of the DM vectors normal to the plane of the lattice and two in-plane components, and (Fig .1). It is found that while is essential for the emergence of noncollinearity, and stabilize the noncoplanarity of the ground state.
IV.1.1 Role of
We start our discussion by analyzing the nature of the magnetic ground state at zero field. The evolution of the ground state as is varied is shown in Fig. 2(a), where we have plotted the magnitude of the peaks in the spin structure factor at and . At , the ground state has predominantly longitudinal AFM order as the magnitude of the peak at is almost and the value of the magnetization is almost zero. With increasing the value of , the ground state remains in the same phase up to a critical value , beyond which there is a discontinuous transition to a state characterized by a large magnitude of the peak at . The static spin structure factor exhibits two sharp and equal-magnitude peaks at and . Nominally, such features in the structure factor point towards a canted AFM state. However, the strong Kondo-like interaction precludes such ordering in the double-exchange model, as described in Ref. Yamanaka et al., 1998. The true nature of the ground state is illustrated by a snapshot of the real-space (periodic) equilibrium spin configuration obtained from the simulations and shown schematically in Fig. 2(b). The in-plane components of the local moments are arranged in a near-ideal flux pattern along vanishingly small chirality; that is, the magnetic ground state is a noncollinear flux state. The net magnetization and the chirality remain vanishingly small across the range of studied, further confirming the coplanar character of the flux state. Such complex spin textures are essential ingredients for the observation of unusual transport and electronic phenomena as noncollinear and noncoplanar magnetic ordering of localized spins behave like emergent electromagnetic fields.
IV.1.2 Role of
After finding the minimum value of that causes the phase transition to a noncollinear state, we discuss the effect of on stabilizing the noncoplanarity of the ground state. The results for chirality and magnetization per unit site as a function of are shown in Figs. 3(a) and 3(b). For weak , the chirality [Fig. 3(a)] decreases systematically with increasing system size. This suggests that the chirality scales to zero in the thermodynamic limit, but a careful finite-size scaling is needed to ascertain that. For stronger , the data are converged with system size and convincingly indicate a nonzero chirality for the magnetic ground state. A strong value of results in an enlarged out-of-plane component of the localized spins making the ground state more canted. With increasing the noncoplanarity of the magnetic ordered state increases monotonically [see Fig. 3(a)]. The same effect is observed in the behavior of the magnetization per unit site: decreases with increasing system sizes at weak but is finite (and nonzero) for and increases monotonically with . The enlarged out-of-plane component of the spins contributes to an increase in zero-field magnetization [shown in Fig. 3(b)]. The static spin structure factor at (not shown here) exhibits a subdominant peak at , consistent with the finite net magnetization. Similarly, a real-space snapshot of the ground state (not shown here) shows that canting of spins increases with the introduction of ; we call this a canted flux state. It is worth mentioning that cannot induce a phase transition to a noncollinear flux state on its own; one always needs a nonzero value of for that. In contrast to pyrochlores in which the tetrahedral ordering of the local moments is fixed by the crystal-field effects, the canted flux state in our study arises dynamically from competing interactions in the presence of geometric frustration. This enables us to control these complex magnetic orderings continually via an external magnetic field.
IV.1.3 Role of
The other in-plane component of the DM vector simply reinforces noncoplanar configurations driven by (increased ) and increases the uniform magnetization by enhancing the canting of the local moments out-of- plane.
IV.2 Effects of an external magnetic field
One of the most intriguing features of the canonical (purely magnetic) Shastry-Sutherland model is the appearance of magnetization plateaus in an applied magnetic field. DM interactions are expected to strongly modify the plateau structure. Our results show that magnetization plateaus are completely suppressed in the range of simultaneous DM and Kondo-like interactions studied in this work. For (which is necessary to stabilize the noncoplanar spin textures that we are interested in) and in the absence of , the magnetization increases monotonically all the way to saturation. The ground state is in a canted flux state at zero magnetic field. The peak at in the static structure factor, , decreases continuously to zero at a saturation field strength of . With increasing field, the canting of the local moments (which is nonzero but small at zero field due to the DM interaction) increases continuously until the local moments are fully polarized. Interestingly, the approach to saturation is distinct from that of a standard two-dimensional Heisenberg AFM in the absence of an increased slope in the magnetization curve, further underscoring the difference of the canted flux state from a conventional canted AFM state. For nonzero , there is a sharp increase in magnetization upon the application of a small longitudinal field () to a state with a finite that depends on the strength of . Whether or not this happens via a discontinuous transition at is not clear from our results. Upon further increasing the longitudinal field, the magnetization increases monotonically up to saturation, with the saturation field increasing with increasing . The nature of the magnetic ground state remains a canted flux state throughout the field range. It remains to be seen if magnetization plateaus can be stabilized for any range of DM interaction and coupling between the local moments and the itinerant electrons.
Finally, we discuss the topological nature of the magnetic ground state as it is tuned by an external field. Figure 4(b) shows the evolution of the net static spin chirality with increasing magnetic field for a representative set of DM vectors where the zero-field ground state is a canted flux state. With the increase of the canting of the localized spins increases even at zero field. The ground-state spin texture remains noncoplanar in nature over the entire range of applied field strength up to saturation. The chirality increases monotonically up to an intermediate value of the applied field and then decreases continuously to zero at saturation. The change in chirality is simply driven by the increasing canting of the spins along the direction of the applied field (and a subsequent decrease in the magnitude of the in-plane component of the local moments). Once again, a snapshot of local spin configurations elucidates the true nature of the magnetic ground state in an applied field [Figs. 5(a) and 5(b)]. The in-plane components of the local moments are arranged in a flux pattern on alternating plaquettes, whereas there is a net canting of the longitudinal component parallel to the applied field. The transition to saturation is marked by the complete breaking of the flux pattern driven by the polarization of all the spins in the direction of magnetic field. The qualitative features of Figs. 5(a) and 5(b) can be quantified partially in terms of the circulation of the in-plane components around each square plaquette, . A nonzero circulation identifies a flux configuration of the local moments. Figures 5(c) and 5(d) present plots of the local circulation for the same sets of parameters as in Figs. 5(a) and 5(b). For the circulation is equal in magnitude and opposite in sign for the plaquettes with diagonal bonds, whereas it is vanishingly small in the other plaquettes. In other words, the in-plane components form a flux pattern. The complete breaking of the flux pattern at is reflected in the vanishingly small magnitude of the circulation not only for the plaquettes without diagonal bonds but also for the plaquettes with diagonal bonds [Fig. 5(d)], thus complementing the information inferred from Figs. 5(a) and 5(b).
V Summary
To summarize, we have studied the Kondo lattice model with additional DM interaction on the Shastry-Sutherland lattice. Our results show that complex, noncoplanar spin configurations can be generated dynamically from purely short range interactions and coupling to itinerant electrons. We conclude that DM interactions are necessary for the emergence of chiral spin configurations when the electronic spectrum is gapped; that is, the system is in an insulating state. We have carefully identified the minimal DM vectors necessary for the stabilization of noncoplanar configurations of the local moments. Furthermore, such noncoplanar structures can be tuned continually by applying an external magnetic field. These results provide insight into the origin and nature of topologically nontrivial magnetic phases in metallic magnets. They will also be crucial in understanding the magnetic and electronic properties of the rare-earth tetraboride family of frustrated magnets.
Acknowledgements.
It is a pleasure to thank G. Alvarez and Y. Kato for useful discussions on the development of the numerical method. This work is partially supported by Grant No. MOE2014-T2-2-112 from the Ministry of Education, Singapore.
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