Ferroelectric $\pi$-stacks of molecules with the energy gaps in the sunlight range

TL;DR

This paper theoretically designs ferroelectric π-stacked molecular wires with energy gaps suitable for sunlight absorption, using band engineering and DFT analysis to optimize their electronic properties for solar cell applications.

Contribution

It introduces a novel molecular design approach for ferroelectric π-stacks with tailored energy gaps within the solar spectrum, analyzed through advanced DFT methods.

Findings

Energy gaps tailored to visible and infrared sunlight range

Electron-hole separation property preserved in larger molecules

Band engineering achieved via aromatic rings and dipole groups

Abstract

Ferroelectric $\pi$-stacked molecular wires for solar cell applications are theoretically designed, in such a way that their energy gaps fall within visible and infrared range of the Sun radiation. Band engineering is tailored by a modification of the number of the aromatic rings and via a choice of the number and kind of the dipole groups. The electronic structures of molecular wires and the chemical character of the electron-hole pair are analyzed within the density functional theory (DFT) framework and the hybrid DFT approach by means of the B3LYP scheme. Moreover, it is found that one of the advantageous properties of these systems - namely the separate-path electron and hole transport - reported earlier, still holds for the larger molecules, due to the dipole selection rules for the electron-hole generation, which do not allow the lowest optical transitions between the states localized at the same part of the molecule.

Tables

Table 1. Table 1: Dipole moment (in Debye) of benzene with chosen polar groups - a component perpendicular to the aromatic ring (D z ) - obtained from the LDA calculations and the Wannier-functions spreads according to Eq. 1.

Molecule	Dz
b1(COOH)1	-0.07
b1(CH2CN)1	-0.59
b1(CH2CF3)1	-0.35
b1(COOH,CH2CN)3	-2.06

Table 2. Table 2: Energy gaps (in eV) of the isolated molecules and molecular wires, obtained with the LDA and B3LYP methods. The last column displays the intermolecular distances (in Å italic-Å \AA ) in the wires (Dist.) - obtained with the LDA scheme and used also for the B3LYP calculations. All calculations have been performed with the QE code.

molecule	$E_{gap}$ (isolated)		$E_{gap}$ (wire)		$\Delta E_{gap}$ (wire-isolated)		Dist. (wire)
	LDA	B3LYP	LDA	B3LYP	LDA	B3LYP	LDA
benzene	5.119	6.717	4.026	5.452	-1.093	-1.265	3.8
b1(COOH)3	4.204	6.199	4.037	6.016	-0.167	-0.183	5.1
b1(COOH)6	3.956	5.875	3.857	5.813	-0.099	-0.062	5.1
b1(CH2CN)3	4.293	6.074	3.986	5.692	-0.307	-0.382	4.4
b1(COOH,CH2CN)3	3.611	5.503	2.963	5.050	-0.648	-0.452	4.6
b1(CH2CF3)3	4.759	6.359	4.607	6.119	-0.152	-0.239	5.2
b1(COOH,CH2CF3)3	4.084	5.958	3.946	5.871	-0.138	-0.087	5.2
b1(COOH,CH2CN,CH2CF3)1	4.249	6.196	4.025	5.989	-0.224	-0.207	5.0
b5(COOH)4	0.822	1.783	0.738	1.670	-0.084	-0.113	5.1

Table 3. Table 1: Numerical data set for Fig. 2: the LUMO-HOMO energies (in eV) of the isolated molecules with variable number of benzene rings and three dipole groups: X=COOH, Y=CH 2 CN, Z=CH 2 CF 3 .

b2X4	b2X8	b5X4	b5Z6	b5X8	b5Y10	b5X10	b5X14	b9X4	b9X8
4.384	4.099	1.783	1.745	1.770	1.766	1.748	1.677	0.820	0.814
b9Z10	b9Y14	b9X14	b9X22	b17X4	b17X8	b17Z18	b17X22	b17Y22	b17X38
0.808	0.821	0.810	0.778	0.568	0.568	0.547	0.556	0.544	0.549

Equations

$$d=\sum _a{Z}_a{R}_a-\sum _n{r}_n$$

Full text

I Introduction

The ability to absorb a wide range of Sun spectrum and convert this energy into the voltage between the electrodes is a key factor of the efficient solar battery. Therefore, the optically active materials ideally should be the composite materials of small-, middle- and wide-bandgap semiconductors, in order to cover the whole radiation range from the soft ultaviolet (350 nm) to the far infrared of a sunset (1400 nm). This possibility is offered by the multilayers of planar molecules or arrays of molecular wires.

Recently, the so-called covalent organic frameworks (COF) attract an attention due to their special optical, transport, and catalytic properties, as well as easy fabrication stang1 ; stang2 ; bein1 ; bein2 . From a point of view of the photovoltaics, stacks of the COFs are similar to the bulk or integrated heterojunctions bein2 ; bulk . By a change of the planar bonds between the molecules from the covalent to hydrogen bonds, one can restrict the electronic transport to the direction across the layers, i.e. along the stacks, while the electronic transport within the planes shall be suppressed. This is advantageous for the solar batteries, where the planar current would cause only a dissipation of an energy. Therefore, in the previous works go1 ; go2 , we studied the layers of molecules with the COOH terminal groups as the connecting parts for building the networks. The COOH group possesses also a small dipole moment.

The ferroelectrically ordered molecules, composed of benzene rings and two dipole groups (COOH and CH2CN), arranged in the $\pi$-type stacks of layers or the molecular wires, show many appealing effects go1 ; go2 . In particular, the energy levels of the subsequent layers (or molecules in a stack) are aligned in a cascade, and this holds for the valence and conduction band as well go1 ; go2 ; as . Each layer is simultaneously a donor and acceptor of electrons and holes, depending on a direction of the carrier motion go1 . The excitons in such layers are localized and have the charge-transfer character from the dipole group to the aromatic central ring. The electric field generated by the ferroelectrically ordered dipole groups leads to a polarization which is induced at electrodes. This effect for the graphene sheets, chosen as the electrodes, causes a change of the work function by $\pm$1.5 eV for the anode and cathode, respectively go1 . Moreover, the electrons and holes move across such $\pi$-stacks along different paths: the electrons through the central rings and holes between the dipole groups go2 . The carrier mobilities, obtained with the relaxation time estimated due to the elastic scattering and ionic intrusions, are higher than those in the organometal halide perovskites go2 ; SS ; snaith . For all the above reasons, it is interesting to investigate further properties of the ferroelectric molecular layers and stacks, in order to bring these systems closer to the experimental and industrial interest advmat .

In this theoretical work, we focus on the rules which govern the bandgap change. The energy gap should fall into an interesting for us range of the Sun radiation. Recently, a similar system (to the cases investigated by us) has been theoretically and experimentally investigated, namely 2D imine polymer lublin . The authors revealed that a bandgap tunning by expanding a conjugation of the backbone of the aromatic diamines is possible in this material lublin . It is also well known that the bandgap decreases with a size of a system taiwan ; usa-china . However, without calculations, the exact value of the energy gap is difficult to predict, as well as its dependence on a symmetry and the edge termination usa-china ; belgium .

We have begun our study by choosing a type of molecules, which could be most promising for our purpose. Fig. 1 presents some of the molecules which are analyzed in this work. The collection of the geometries of all other studied systems, not presented in figures here, is included in the supporting information. We have chosen three dipole groups: COOH, CH2CN, CH2CF3, and their combinations in various repetitions. The size of the mesogenic aromatic part was enlarged linearly. The number of the benzene-type rings is given in our notation by an integer number following the ”b” letter.

Firstly, we investigated an effect of a number of the aromatic rings and number of dipole groups on a size of the energy gap; it means, the difference between the energetic positions of the lowest unoccuped and the highest occupied molecular orbital (LUMO-HOMO). Secondly, we checked an effect of mixing various chemical groups as the terminal dipoles in one molecule. We estimated also an effect of the $\pi$-stacking. Finally, we analyzed how the molecular modiffications

• which were done in order to tailor the bandgap size - affect the exciton (electron-hole) character and the separation of the charge carrier paths.

II Theoretical methods

The molecular calculations have been performed with the Gaussian code gauss , using the correlation-consistent valence double-zeta atomic basis set with polarization function cc-pVDZ gaubas . Molecular geometries were optimized with the hybrid-functional method in the B3LYP flavor b3lyp , which mixes the density functional theory (DFT) dft in the BLYP blyp1 ; blyp2 parametrization with the Hartree-Fock exact exchange in 80$\%$ and 20$\%$, respectively. The optimized atomic structures were used to build the molecular wires.

Further calculations for the molecules and 1D structures have been performed with the Quantum ESPRESSO suite of codes qe . This package is based on the plane-wave basis set and the pseudopotentials for the core electrons. The normconserving pseudopotentials were used with the energy cutoff for the plane-waves set to 35 Ry. Moreover, some of the results, such as optimized intermolecular distances, were checked to be the same as using the larger energy cutoff of 45 Ry. The intermolecular distances were obtained within the local density approximation (LDA), since it is known to give better geometries than the generalized gradient approximation (GGA). The LDA-optimized separations between molecules in the stack were then used for the B3LYP calculations for the molecular wires. The uniform Monkhorst-Pack k-points mesh in the Brillouin zone mp was chosen for 1$\times$1$\times$10 for the wires. For the B3LYP scheme, we used the meshes 1$\times$1$\times$9 and 1$\times$1$\times$3 for the k- and q-point grids, respectively.

In order to obtain the band structures projected onto the local groups of atoms, we employed the wannier90 package w90 , which interpolates bands using the maximally-localized Wannier functions wan ; RMP . The same tool has been used for the calculations of the dipole moment, which can be obtained from the positions of the maximally-localized Wannier centers, $r_{n}$, using the formula polar

[TABLE]

where $Z_{a}$ and $R_{a}$ are the atomic pseudopotential charge and its position, correspondingly, and indexes $a$ and $n$ run over the number of atoms and Wannier functions, respectively.

III Results

III.1 Dipole moment

There are a number of important implications of using the dipole groups: i) the hydrogen bonds via the COOH groups within the planes restrict the electronic transport and dissipation of energy in the directions perpendicular to the photovoltaic path, ii) the polarization generated across the solar device orders the energy levels in a cascade go1 , iii) the electronic transport along the $\pi$-stacks is restricted to the $\pi$-conjugated rings for the electrons, and holes move between the dipole groups go2 , iv) an adsorption of the optically active molecules at the surfaces of the transparent conductive oxides, used as the electrodes, leads to the high power conversion when it is realized with the COOH group adsor . Therefore, it is usefull to examine various dipole groups for their impact on the energy gaps. In table 1, the dipole moments in the direction parallel to the photovoltaic transport for all studied groups attached to one aromatic ring are collected.

III.2 LUMO-HOMO energy differences

A collection of molecules with various lengths of the aromatic chains is gathered in Fig. 2. The energy gaps are presented on a scale of the Sun radiation activity from the soft ultraviolet (350 nm) to the far infrared of a cloudy sky (1400 nm). The impact of various dipole groups on the LUMO-HOMO energy difference does not change with the group types, when they are attached to the long chains (above five benzene rings). Moreover, increasing a number of the dipole groups does not change the energy gap for the longer molecules. Due to the lack of this effect, we can focus on the transport properties when a design of the dipole groups is considered.

It is a well known fact, that the energy gaps obtained with the density functional theory - both in the local density approximation (LDA) and the generalized gradient approximation (GGA)

• are underestimated, while the energy gaps from a pure Hartree-Fock method are largely overestimated. Thus, we used the hybrid-functional scheme by means of the B3LYP functional which contains 20$\%$ of the exact exchange. The presented series of the energies could be an approximation of the optical gaps - when just a tendency of the size and chemical group effect on the gaps is studied. The experimental data are usually closer to the combined GW+BSE approach taking into account both the quasi-particle and the excitonic binding energy effects GWall ; BSE . However, from the presented data, it is obvious that a realization of the highly efficient - from the light-absorption point of view - matrices of molecular stacks is possible. Especially, if one combines the layers with columns of various molecules, which have different size and different absorption profiles.

III.3 Impact of the $\pi$-stacking for the energy gaps

The absorption efficiency is correlated with the thickness of the photoactive layer (Beer-Lambert Law), which cannot be too small making the material to be transparent abseff . Hence, all 2D structures for the solar cells should be examined for their properties across the layers. Stacking causes the band dispersions in the direction perpendicular to the slab. This bandwidth broadening, in turn, acts for the closure of the energy gap. In Table 2, we present an effect of the wire formation on the band gap, and compare the LDA and B3LYP computational methods for chosen systems.

The last column in Table 2 displays the intermolecular distances obtained with the LDA method. The separation of benzenes, by 3.8 $\AA$, is not much larger than that of the graphene multilayers, which is around 3.4 $\AA$ graphene . The most distant are molecules with the CH2CF3 groups, of 5.2 $\AA$. This is due to the fact that they are the largest of all atomic groups attached to the rings studied here, and the F atoms do not attract the H atoms at the bottom of the upper neighbor. The COOH groups are the smallest here, but separations of the molecules terminated by them are also large - of 5.1 $\AA$ - because the oxygen atoms from the neighboring rings repel each other. The CH2CN groups, although they are also quite large, attract each other between the neighboring rings. This is because N and C tend to ”exchange” hydrogen, and this effect leads to the smallest intermolecular distances, of 4.6 $\AA$. The separations of molecules in a wire rule an effect of the bandgap size in the stack; this effect is the strongest for the benzene wires and molecules containing the CH2CN groups. It is interesting to note, that an addition of COOH to the rings with other dipole groups weakens an effect of stacking on the band gap. This holds even at the same intermolecular distance (see for instance b1(CH2CF3)3 and b1(COOH,CH2CF3)3, or b1(COOH)3 and b1(COOH)6 in Table 2). The origin of this effect will be more clear in the next subsection.

Comparison of the LDA and B3LYP approaches for the isolated molecules and wires, usually, exhibits a bit stronger effect of the stacking on the band gap for the hybrid-functional scheme. Also the origin of this effect is similar to that of an addition of COOH, and relies on the order of the energy levels. Because the experimental results for the band gaps of the molecules studied here do not exist yet, it is not easy to determine how good is the B3LYP method in this case. However, one could expect that this method will work similar as in the case of benzene. In order to evaluate effectiveness of the B3LYP method used in our study, we compared energies for benzene calculated by different theoretical methods with experimental result. The energy gap of the benzene molecule (isolated) of 6.72 eV by means of the B3LYP should be compared with the value from the GW approach, of 10.5 eV Louie , because both approaches do not take into account the excitonic effects. However, the measured optical gap is around 3.6 eV opt , due to the effect of large exciton binding energy in small molecules. This excitonic effect can be theoretically obtained from the difference of the gaps obtained with the GW and the GW+BSE (BSE means Bethe-Salpeter equation). For benzene, the GW+BSE band gap is around 3.1 eV BSE . Although the B3LYP scheme is much simpler then the GW and GW+BSE methods, and designed for the fundamental gap only, its results are closer to the optical absorption than these of the GW aproach. Therefore, we expect that the energy gaps obtained by us with the B3LYP method show the same trends in a series of similar molecules - which differ only with a size or number or type of the dipole groups - as the optical measurements.

III.4 Order of the energy levels

The characters of the highest occupied and lowest unoccupied states determine the excitonic radius and binding energy, the oscillator strength of the absorption of light, as well as the electronic transport properties.

In the previous work go2 , we showed that one of the systems studied here, namely a wire of b1(COOH,CH2CN)3 molecules, possesses very localized state at the conduction band minimum (CBM) and the valence band top (VBT). Under the applied voltage, the electrons moved from the central aromatic ring of the molecule to the neighboring ring, while the holes hopped between the dipole groups. This property might reduce a recombination of carriers and is very desired for solar cell devices perovskite . Therefore, we characterize the states around the band gap for the wires composed of some of the $\pi$-stacked molecules, studied in this work for their absorption energy. Plots of the projected density of states (PDOS) for wires of benzene and pentacene decorated with various dipole groups are collected in Fig. 3. The choice for the smallest molecule (benzene) is motivated by a need of making a comparison (of the results for the decorated benzene) to our previous studies [7], using the hybrid-DFT method. While the pentacene molecule has been chosen, since it possesses the gap in the sunlight range - and in the same time varying a type and an arrangement of the dipole groups. We varied the type and the arrangement of the dipole groups attached to these molecules in order to check the transport properties. As one will see further, changing the mesogenic part of the molecule does not alter the conclusions.

All results are obtained with the BLYP functional, except for only one case - namely b1(COOH,CH2CN,CH2CF3) - for which the PDOS is calculated also with the B3LYP method. Figs. 3(g) and 3(h) compare these two methods and lead to the following conclusions:

1. The orders of the energy bands are the same - specifically, the O-projected states are close to the Fermi level, and N-projected DOS is deeper in the energy, while the C-ring PDOS is between the O- and N-projected states.
2. The only difference is for the width of the energy band localized at the C-ring - it is more narrow in the B3LYP case and leads to the higher value of the PDOS at the edge of the valence band. Since using the more compuationally expensive method does not change the conclusions, we continue with the DFT approach for the PDOS analysis.

When the COOH or CH2CN dipole groups are attached to a single benzene ring, the highest occupied levels are composed of the states localized at dipoles and partially on the central aromatic ring, while the lowest unoccupied states are built mainly of the C-ring localized orbitals. The oxygen orbitals are closer to the Fermi level than states of the N origin. The fluorine states are the deepest in the energy of all studied dipole groups. Moreover, if only CH2CF3 groups are attached to benzene then both holes and electrons are predicted to move through the central ring, which is a very unwanted situation. Summarizing results in Figs. 3(a)-(h): the best space separations of the carrier paths are for CH2CN and COOH. Combinations of these groups work as well. The COOH group is used as a connecting part for the planar structures, as studied in the previous work go1 . It has been demonstrated adsor , that using the COOH group for a deposition of the optical material at the transparent electrodes in the solar cell devices one can obtain the highest photovoltaic conversion of all experimentally tested contacts. Thus, only combinations of the COOH and CH2CN dipoles attached to pentacene molecules are studied further, because they represent the group of molecules which have the energy gaps falling within a considered range of the Sun spectrum.

In Figs. 3(i)-(o), for each studied case, the highest occupied states of the dipole-group origin are separated from the Fermi level by at least one band. It seems that the carriers separation, found for the decorated benzene in our previous studies go2 , may not work very well for larger molecules. However, the PDOS for the dipole localized states is very high, which might cause that the oscillator strength for the absorption is larger than that for the band positioned at the Fermi-level. The calculations of the optical properties by means of the GW+BSE aproach are necessary for a full insight. On the other hand, when one builds the planar systems with $\pi$-stacking, and adds the electrodes, and applies the voltage

• which leads to the Stark shift of the energy levels - then the hole transport between the dipole groups omitting the central aromatic frame might be plausible.

Additionally, we checked a few more possible connections of two aromatic rings, through: (i) the acetylene (-Ac-), or (ii) nitrogen (-N-) bridges, or (iii) -C-C- bond. The PDOS of naphthalene and bi-phenyl with four CH2CN groups, and similar systems with the above bridges, are presented in Figs 4(a)-(d). There is only a little improvement of the positioning of the dipole groups in the PDOS, and it is when the -N- bridge is used, with respect to the other possibilities. This means that after an addition of COOH, the light holes will move between the carboxyl groups and the heavy holes between the CH2CN dipoles, if many terminal groups are attached to the edges. Figs 4(e)-(f) display the projected DOS for the decorated coronene molecule. They confirm earlier findings for the linear aromatic molecules.

As promised earlier in this work, we comment now on the two stacking effects mentioned in the preceding subsection. The strength of the bandgap lowering due to stacking is related to the bands broadening close to the Fermi level. This, in turn, is a function of a strength of the interaction between the neighboring molecules, and of course the distance between them (the closest neighboring groups of atoms are the CH2 moieties below the molecular plane and the CN or CF3 tops of the dipoles below). Since addition of the COOH group moves the levels of other dipoles down in the energy, the band broadening of these deeper states does not affect so much the energy gap. Therefore, addition of COOH weakens the effect of stacking on the gaps of molecules with CH2CN or CH2CF3 dipoles. In the same way, the B3LYP method - which lowers a contribution of the dipole-group projected DOS at the Fermi level with respect to the BLYP - leads to a smaller stacking effect on the band gap. The latest effect is due to the fact that, the C-ring states of the neighboring molecules originate from the groups of atoms, which are more distant than the neighboring dipoles in the stack.

III.5 Absorption spectra of three molecules in a series of the growing size of the mesogenic part

At the end, we compare the theoretical absorption spectra for a series of three molecules with growing number of benzene rings in a chain, i.e. 2, 5 and 9, but having the same number and type of the dipole groups, namely four COOH moieties attached on the both sides of the longer molecular axis, as in Fig. 1 for b9(COOH)4 (i.g. b9X4) and in Fig. 3(i) for b5X4. These spectra are simulated with the Yambo code yambo , using its possibility to calculate the dielectric function. The response function was obtained on the random phase approximation level. In Fig. 5, both the interacting ($Im\;\varepsilon$) and noninteracting ($Im\;\varepsilon_{0}$) dielectric functions show the blue shift of the dominant absorption peaks with the growing molecular size.

The imaginary part of the noninteracting dielectric functions have the absorption edges at the energies which correspond to the DFT energy gaps - which are: 2.99 eV for b2X4, 0.84 eV for b5X4, and 0.04 eV for b9X4. Measured absorbance is more similar with the interacting dielectric function, which has the prominent peaks between 2 and 4 eV for b5X4 and b9X4, and between 4 and 6 eV for b2X4. The GW+BSE spectrum would be shifted up due to the many-body effects and down due to the excitonic effects. Nevertheless, our main message that it is possible to tune the optical spectra of the dipole decorated molecules in the $\pi$-stacks is still valid.

The second optimistic message is connected to the transport properties, which are correlated with the oscillator strenth of the dipole optical transitions and creation of the electron-hole pairs. As we see from the interacting dielectric function, the lowest absorption peak is much higher in the energy than the HOMO-LUMO gap. This means that the optical transitions between the DOS peaks which are the most close to the Fermi level (on its occupied and unoccupied sides) are not allowed. These peaks were of the same origin, namely they were localized at the central C-rings and not the dipole groups. Instead, the higher energetic positions of the first abroption peaks in these molecules suggest that the allowed transitions are between the C-rings and dipole groups. This is a wanted property, because the electron-hole pairs will be generated on the spacially distant parts of the molecule. Thus, we retain the space separation of the charge transport for electrons and holes again, for the larger molecules than benzene.

IV Conclusions

Our aim is to tailor the band gap in the molecular $\pi$-stacks, in order to propose systems - with ferroelectric properties investigated earlier go1 ; go2 - for the solar cell applications. Tunning the optical properties is possible by varying a number the benzene rings and a choice of the dipole groups when the molecules are small. While in cases of larger molecules, with longer aromatic chains, the band gaps are almost independent on the terminal groups. On the other hand, a choice of the dipole groups and their number are critical parameters for the atomic localization of the highest occupied and lowest unoccupied states. Therefore, the character of the photogenerated electron-hole pair is sensitive to the chemical connections between the neighboring molecules in the stacks and this, in turn, determines the transport properties go2 .

Summarizing: the linear chains, between five and nine of the aromatic rings, are good candites for building blocks of the organic nanostructes for photovoltaic applications, when they are terminated with the COOH and CH2CN groups. While using the CH2CF3 groups does not give the desired properties. The dipole selection rules for the optical transitions retain the charge-paths selectivity, which appears to be lost when looking just at the PDOS.

V Acknowledgement

This work has been supported by The National Science Centre of Poland (the Project No. 2013/11/B/ST3/04041). Calculations have been performed in the Cyfronet Computer Centre using Prometheus computer which is a part of the PL-Grid Infrastructure, and by part in the Interdisciplinary Centre of Mathematical and Computer Modeling (ICM).

VI Supplementary information