Truncated affine Springer fibers and Arthur's weighted orbital integrals
Zongbin Chen

TL;DR
This paper presents an algorithm to compute Arthur's weighted orbital integrals by counting rational points on truncated affine Springer fibers using two reduction methods, enabling explicit calculations for certain groups.
Contribution
It introduces a novel approach combining Arthur-Kottwitz and Harder-Narasimhan reductions to relate rational point counts to weighted orbital integrals, with explicit examples for GL2 and GL3.
Findings
Derived recurrence relations between rational points and orbital integrals.
Successfully computed orbital integrals for GL2 and GL3.
Established a new method for calculating orbital integrals via point counting.
Abstract
We explain an algorithm to calculate Arthur's weighted orbital integral in terms of the number of rational points on the fundamental domain of the associated affine Springer fiber. The strategy is to count the number of rational points of the truncated affine Springer fibers in two ways: by the Arthur-Kottwitz reduction and by the Harder-Narasimhan reduction. A comparison of results obtained from these two approaches gives us recurrence relations between the number of rational points on the fundamental domains of the affine Springer fibers and Arthur's weighted orbital integrals. As an example, we calculate Arthur's weighted orbital integrals for the group and .
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Taxonomy
TopicsAdvanced Algebra and Geometry · Advanced Combinatorial Mathematics · Algebraic structures and combinatorial models
Truncated affine Springer fibers and Arthur’s weighted orbital integrals
Zongbin Chen
Jinchunyuan west building, office 255
Yau Mathematical Science center, Tsinghua University
100084, Haidian district
Beijing, China
Abstract.
We explain an algorithm to calculate Arthur’s weighted orbital integral in terms of the number of rational points on the fundamental domain of the associated affine Springer fiber. The strategy is to count the number of rational points of the truncated affine Springer fibers in two ways: by the Arthur-Kottwitz reduction and by the Harder-Narasimhan reduction. A comparison of results obtained from these two approaches gives us recurrence relations between the number of rational points on the fundamental domains of the affine Springer fibers and Arthur’s weighted orbital integrals. As an example, we calculate Arthur’s weighted orbital integrals for the group and .
1. Introduction
Let be the finite field with elements. Let be the field of Laurent series with coefficients in , the ring of integers of , the maximal ideal of . We fix an algebraic closure of , and also a compatible separable algebraic closure of . Let be the discrete valuation normalized by .
Let be a connected split reductive algebraic group over , assume that , being the Weyl group of . Let be the base change of to . Let be a maximal torus of . We make the assumption that the splitting field of is totally ramified over . Let be the maximal -split subtorus of , let be the centralizer of in , then is a Levi subgroup of and is elliptic in . Given an algebraic group, we use the Gothic letter to denote its Lie algebra.
Let be a regular element, it is elliptic in . Let be the set of Levi subgroups of containing . For , consider Arthur’s weighted orbital integral
[TABLE]
where is the characteristic function of the lattice in , is Arthur’s weight factor, and and are Haar measures on and respectively. One of our main results states that it can be expressed in terms of the number of rational points of the fundamental domains of the affine Springer fiber , . The main idea is to count the number of rational points of the truncated affine Springer fibers in two different ways: by the Arthur-Kottwitz reduction and by the Harder-Narasimhan reduction.
Before entering into the details of our approach, we give examples of results that can be obtained in this way. The calculations for the group is easy, the results are summarized in theorem 5.1, 5.2. But for the group , the calculations are already quite non-trivial. There are 3 cases to deal with: the element can be split, mixed or elliptic. When is split, we can find a set of simple roots in the root system of with respect to such that
[TABLE]
We call the root valuation of .
Theorem 1.1**.**
Let , the maximal torus of diagonal matrices. Let be a regular element with root valuation , with . Up to an explicit volume factor, we have
[TABLE]
For , let be the unique Levi subgroup containing with root system , then up to an explicit volume factor,
[TABLE]
and
[TABLE]
When is mixed, i.e. is isomorphic to , where is the unique totally ramified extension of of degree 2, it can be conjugate to a matrix of the form
[TABLE]
Let , we have
Theorem 1.2**.**
Let , let be a matrix in the form . When , up to an explicit volume factor,
[TABLE]
Similarly, when , up to an explicit volume factor,
[TABLE]
where denotes the maximal integer less than or equal to .
When is anisotropic, Arthur’s weighted orbital integral is just the orbital integral, and the result was essentially obtained by Goresky, Kottwitz and MacPherson [GKM2]. See theorem 8.1, 8.2 for the counting result.
Now let me explain our approach to the calculation of Arthur’s weighted orbital integrals using the geometry of the affine Springer fibers. For simplicity, we restrict to . The affine Springer fiber is the closed sub-scheme of the affine grassmannian defined by the equation
[TABLE]
They can be used to geometrize Arthur’s weighted orbital integrals. The group acts on by left translation. For , we write for . The map identifies with a subgroup of , which we denote by . It acts freely on and the quotient is a projective scheme of finite type over (see [KL] §3). A simple reformulation shows that
[TABLE]
where denotes the point and is a volume factor.
But this expression doesn’t facilitate the calculations of Arthur’s weighted orbital integral. We have to proceed in an indirect way. Let be a generic element (for the definition of , see the section of notations), Laumon and Chaudouard [CL2] introduce a variant of the weighted orbital integral
[TABLE]
with a slightly different weight factor . The two weight factors are closely related to each other. When is semisimple, Laumon and Chaudouard show that
[TABLE]
The variant has a better geometric interpretation. In fact, we can introduce a notion of -stability on the affine Springer fiber , and show that
[TABLE]
The advantage of this variant is clear: it is a plain count rather than a weighted count. Moreover, we can use the Harder-Narasimhan reduction to get recursively from , if only the latter is finite. Unfortunately, this is not the case, as can be seen from the fact that the free abelian group acts freely on .
Let be a positive -orthogonal family, we can introduce a truncation to overcome the finiteness issue. When is sufficiently regular, we can reduce the calculation of the rational points on to that of the fundamental domains , by the Arthur-Kottwitz reduction. Recall that the fundamental domain is introduced in [C3] to play the role of an irreducible component of (All the irreducible components of are isomorphic because acts transitively on a dense open sub-scheme of it). The Arthur-Kottwitz reduction is a construction that decomposes into locally closed sub-schemes, which are iterated affine fibrations over the fundamental domains , . The counting result is summarized in corollary 3.7. In particular, it shows that depends quasi-polynomially on the truncation parameter.
On the other hand, the Harder-Narasimhan reduction doesn’t behave well on . In fact, near the boundary, the Harder-Narasimhan strata are generally not affine fibrations over truncations of . To overcome this difficulty, we cut into two parts: the tail and the main body. Roughly speaking, the tail is the union of the “boundary irreducible components” of , and the main body is its complement. The Harder-Narasimhan reduction works well on the main body, and we can use it to count the number of rational points. The result is summarized in theorem 4.8, it can be expressed in terms of , . The counting points on the tail proceeds by the Arthur-Kottwitz reduction, and can be expressed in terms of ’s. But we are not able to obtain an explicit expression, we get a recursion.
These two different approaches to counting rational points on give us a recursive equation that involves the ’s and the ’s. Solving it, we can express the latter ones in terms of the former ones. The problem of calculating is thus reduced to counting points on .
The geometry of is simpler than that of : Goresky, Kottwitz and MacPhersion [GKM1] have conjectured that the cohomology of is pure in the sense of Deligne. As we have shown in [C3], this is equivalent to the cohomological purity of . In fact, it is even expected that admits a Hessenberg paving (This notion was introduced by Goresky, Kottwitz and MacPhersion [GKM2]). On the contrary, is generally not cohomologically pure, as one can see in case , or from the appearance of minus sign in the counting points result of theorem 6.6, 6.10, 6.14. Although one can still look at the quotient , being the maximal -split torus of the center of , it is clear that the quotient no longer admits a torus action, hence it has much less structure to explore than .
When the torus splits, we [C4] make a conjecture on the Poincaré polynomial of , assuming the cohomological purity of . This gives a conjectural expression for . We reproduce it here for the convenience of the reader. Following Chaudouard and Laumon [CL1], under the purity assumption, the cohomology of can be expressed in terms of its -skeleton under the -action. Indeed, the -equivariant cohomology 111Here we actually mean the geometric H^{*}_{T_{\overline{\mathbf{F}}_{q}}}\big{(}F_{\gamma,\overline{\mathbf{F}}_{q}},\overline{\mathbf{Q}}_{\ell}\big{)}, we don’t specify the base change to to simplify the notation. Similar convention for the other cohomology groups. will then be a free -algebra, and we have
[TABLE]
The torus acts on with finitely many fixed points, but the -dimensional -orbits form a higher dimensional variety which we denote by . The bigger torus , being the rotational torus, acts on with finitely many -dimensional -orbits, let be their union. Let be the set of -fixed points on . Let
[TABLE]
Then the localization theorem of Goresky, Kottwitz and MacPheron [GKM4] implies an exact sequence of equivariant cohomology
[TABLE]
Let be the graph with vertices and with edges . Two vertices are linked by an edge if and only if they lie on the closure of the corresponding -dimensional -orbit. We call it the moment graph of with respect to the action of . The above result implies that the information about the cohomology of is encoded in . A direct calculation of the cohomology via equations (1.4), (1.5), (1.6) turns out to be very hard, and we look for a combinatorial way to get around it.
Let be a total order among the vertices of the graph , it will serve as the paving order. We associate to it an acyclic oriented graph such that the source of each arrow is greater than its target with respect to . For , denote by the number of arrows having source .
Definition 1.1**.**
The formal Betti number associated to the order is defined as
[TABLE]
We call
[TABLE]
the formal Poincaré polynomial associated to the order .
Definition 1.2**.**
For , we say that if the leading coefficient of is positive.
Conjecture 1.1**.**
Let be the Poincaré polynomial of , then
[TABLE]
where runs through all the total orders among the vertices of .
The conjecture can be thought of as a kind of Morse inequality, it has been verified in a lot of examples. For the group and with and , the moment graph of contains vertices, which are pairwise connected by an edge. It is clear that the conjecture holds in this case. In general, the moment graph of is easy to describe, and we have an algorithm to find an order which conjecturally should attain the minimum. Although we are not able to prove both conjectures at the moment, they have been very helpful for the construction of affine pavings of in concrete examples.
Under the purity assumption, conjecture 1.1 implies counting points result for . Indeed, the equations (1.4), (1.5), (1.6) are -equivariant, and the Frobenius endomorphism acts on by (the odd degree cohomologies vanish), hence it acts on in the same way and so
[TABLE]
Together with the recurrence relation between and , it gives a conjectural complete answer to the calculation of Arthur’s weighted orbital integrals in the split case.
Notations
We fix a split maximal torus of over . Without loss of generality, we suppose that . Let be the root system of with respect to , let be the Weyl group of with respect to . For any subgroup of which is stable under the conjugation of , we note for the roots appearing in . We fix a Borel subgroup of containing . Let be the set of simple roots with respect to , let be the corresponding fundamental weights. To an element , we have a unique maximal parabolic subgroup of containing such that , where is the unipotent radical of . This gives a bijective correspondence between the simple roots in and the maximal parabolic subgroups of containing . Any semi-standard maximal parabolic subgroup of is conjugate to certain by an element , the element doesn’t depend on the choice of , we denote it by .
We use the notation of Arthur. Let be the set of parabolic subgroups of containing , let be the set of Levi subgroups of containing . For every , we denote by the set of parabolic subgroups of whose Levi factor is , by the set of Levi subgroups of containing , and by the set of parabolic subgroups of containing . For , we denote by the opposite of with respect to .
Let and . Let and . The restriction induces an injection . Let be the subspace of generated by . We have the decomposition in direct sums
[TABLE]
The canonical pairing can be extended bilinearly to . For , we can embed in as the orthogonal subspace to . Let be the subspace orthogonal to . We have the dual decomposition
[TABLE]
let be the projections to the two factors. More generally, for , we also have a decomposition
[TABLE]
Let be the projections to the two factors. If the context is clear, we also simplify them to .
We identify with by sending to . With this identification, the canonical surjection can be viewed as
[TABLE]
We use to denote the quotient of by the coroot lattice of (the subgroup of generated by the coroots of in ). It is independent of the choice of , this is the algebraic fundamental group introduced by Borovoi [Bo]. According to Kottwitz [K1], we have a canonical homomorphism
[TABLE]
which is characterized by the following properties: it is trivial on the image of in ( is the simply connected cover of the derived group of ), and its restriction to coincides with the composition of (1.7) with the projection of to . Since the morphism (1.8) is trivial on , it descends to a map
[TABLE]
whose fibers are the connected components of . For , we denote the connected component by .
Finally, we suppose that satisfies to avoid unnecessary complications.
Acknowledgements
We want to thank Gérard Laumon for the discussions which have led to this work, and we want to thank an anonymous referee for the careful reading and very helpful suggestions.
2. (Weighted) orbital integrals and the affine Springer fibers
We recall briefly the geometrization of the (weighted) orbital integrals using the affine Springer fibers. We fix a regular element as in the introduction. Let be the unique element in which contains .
2.1. Orbital integrals
We begin by fixing the Haar measures. Let be the Haar measure on normalized by the condition \mathrm{vol}_{dg}\big{(}G(\mathcal{O})\big{)}=1. For the group , the definition is more involved as there is no natural -structure on . Let , it is the completion of the maximal unramified extension of . Let be the Frobenius automorphism of both and . We fix a separable algebraic closure of , let , it is the inertia subgroup of . According to Kottwitz [K2] §7.6, we have an exact sequence
[TABLE]
which implies another exact sequence if we take the -invariants,
[TABLE]
with . We fix the Haar measure on by setting \mathrm{vol}_{dt}\big{(}T(F)_{1}\big{)}=1. The group is discrete and cocompact in . The volume of the quotient is calculated in [GKM1] §15.3:
[TABLE]
Consider the orbital integral
[TABLE]
It can be interpreted as counting points on the affine Springer fiber:
Proposition 2.1** (Goresky, Kottwitz, MacPherson [GKM1]).**
[TABLE]
The -action on can be exploited to further simplify the computations. Let be the open sub-scheme of consisting of the points such that the image of under the reduction is regular nilpotent.
Proposition 2.2** (Bezrukavnikov [B]).**
The group acts transitively on .
Proposition 2.3** (Ngô [N] Prop. 3.10.1).**
The open sub-scheme is dense in .
Consequently, all the irreducible components of are isomorphic to each other and they are parametrized by . In particular, all the connected components of are isomorphic and they can be translated to each other under the -action. In the calculation of the orbital integral (2.3), we can thus restrict to the central connected component of , often this simplifies calculations.
The calculation of can be reduced to that of , it dates back at least to Harish-Chandra that
[TABLE]
Geometrically, this is a reflection of the existence of an affine fibration for each . Recall that for , we have the retraction
[TABLE]
which sends to , where is the Iwasawa decomposition. We want to point out that the retraction is not a morphism between ind--schemes, but its restriction to the inverse image of each connected component of :
[TABLE]
is actually a morphism over between ind--schemes. Moreover, these retractions satisfy obvious transitivity property.
Restricted to the affine Springer fibers, the retraction sends to . To see this, for , let be the Iwasawa decomposition as above. We can write with . Now that , we have
[TABLE]
for some . This implies that
[TABLE]
which means that .
Proposition 2.4** (Kazhdan-Lusztig [KL] §5, Prop.1).**
For any , the retraction
[TABLE]
is an iterated affine fibration over of relative dimension
The reader can also consult [C3], Prop. 3.2 for a proof.
2.2. Arthur’s weighted orbital integral
2.2.1. The weight factor
Let , roughly speaking, the weight factor is the volume of a polytope in generated by the point . Let be the unique map222Our definition differs from the conventional one by a minus sign. But as we will see, it simplifies computations. satisfying
[TABLE]
Notice that it is a group homomorphism. Moreover, it is invariant under the right -action, so it induces a map from to , still denoted by . For , let be the composition
[TABLE]
As shown in [CL1], Lemma 6.1, the map is constant on each connected component of , so it has a factorization . A simple calculation of the restriction of the map to shows that the map is just the one induced from the natural inclusion . Hence is also the composition
[TABLE]
The map has the following remarkable property. There is a notion of adjacency among the parabolic subgroups in : Two parabolic subgroups are said to be adjacent if both of them are contained in a parabolic subgroup such that and . Given such an adjacent pair, we define an element in the following way: Consider the collection of elements in obtained from coroots of in , we define to be the minimal element in this collection, i.e. all the other elements are positive integral multiples of it. Note that , and if , then is the unique coroot which is positive for and negative for . We denote also by for its image in if no confusion is caused.
Proposition 2.5** (Arthur [A1] Lemma 3.6).**
Let be two adjacent parabolic subgroups. For any , we have
[TABLE]
with .
The reader can consult [C3] Prop. 2.1 for a proof. For any point , we write for the convex hull in of the . For any , we denote by the face of whose vertices are . When , we omit the subscript to simplify the notation.
To define the volume, we need to choose a Lebesgue measure on . We fix a -invariant inner product on the vector space . Notice that and are orthogonal to each other with respect to the inner product for any . We fix a Lebesgue measure on normalised by the condition that the lattice generated by the orthonormal bases in has covolume .
The weight factor is the volume of the projection \pi_{M}^{G}\big{(}\mathrm{Ec}_{M}(g)\big{)}\subset\mathfrak{a}_{M}^{G}. We have to pass to because the polytope will lie in a hyperplane of if has non-trivial connected center. The weight factor has the following invariance properties: It is invariant under the right action of , i.e.
[TABLE]
This is evident from the definition of . It is not so evident but also true that
[TABLE]
Indeed, for any , we have As is a group homomorphism, this implies
[TABLE]
so is just the translation of by In particular, they have the same volume.
Similar to proposition 2.1, we can interpret Arthur’s weighted orbital integral as
[TABLE]
i.e. it is a weighted count of the rational points on the affine Springer fiber. Notice also that as for all .
2.2.2. A variant
In their work on the weighted fundamental lemma [CL2], Laumon and Chaudouard introduce a variant of the weighted orbital integral.
Assume that is semisimple, let be a generic element. For , they introduce the weight factor
[TABLE]
It is the number of integral points in the polytope . Similar to , the weight factor is invariant under the right -action and the left -action. In particular, it descends to a function on . Consider the following weighted orbital integral
[TABLE]
Remark 2.1*.*
For general reductive algebraic group , , as , we can define the weight factor uniquely by requiring it to be invariant under the left -action and the right -action, and that as a function on its restriction to coincides with the above definition for . In other words, for generic , we define
[TABLE]
where . Notice that the weight factor satisfies these conditions as well, and this justifies our definition in the general case.
The variant has a better geometric interpretation.
Lemma 2.6**.**
Let , then it is of finite volume and we have an exact sequence
[TABLE]
Proof.
The first assertion is due to the fact that is anisotropic modulo the center of . For the second assertion, only the surjectivity is non-trivial. Recall that we have the exact sequence
[TABLE]
and that the map is defined via a map , similar to the definition of . Hence the morphism factors through , and the surjectivity results from those of and the homomorphism
[TABLE]
∎
As a consequence, let , let , the quotient is of finite volume and we have an exact sequence
[TABLE]
Proposition 2.7**.**
We have the equality
[TABLE]
In particular,
[TABLE]
Proof.
Let be the characteristic function of . As
[TABLE]
we have
[TABLE]
Now we can rewrite
[TABLE]
∎
In particular, is a plain count of a subset of . In §4.1, we will see that the condition behaves as a stability condition (We believe that it is in fact a stability condition in the sense of Mumford). In particular, there is a Harder-Narasimhan type decomposition of associated with it.
Remark 2.2*.*
It is time to explain why we have imposed the assumption that is totally ramified over . Without it, the Frobenius acts non-trivially on , and the morphism in lemma 2.6 might fail to be surjective. (Indeed, it does fail for an unramified maximal torus in .) As a consequence, the interpretation of as in proposition 2.7 no longer holds.
For completeness, we compute the volume factors in proposition 2.7. We have the exact sequence
[TABLE]
Because is of finite index in and the morphism is surjective, the quotient is finite, and so
[TABLE]
2.2.3. Comparison of weighted orbital integrals
The weight factors and are closely related, we can compare the associated weighted orbital integrals.
Theorem 2.8** (Chaudouard-Laumon [CL2]).**
We have the equality
[TABLE]
Remark 2.3*.*
For general reductive algebraic group , with the definition of as explained in remark 2.1, the comparison theorem becomes
[TABLE]
as can be seen from the proof below.
Laumon and Chaudouard work over the ring of adèles, but their proof carries over to the local setting. We reproduce their proof here, but to simplify the exposition, we assume moreover that is simply connected. The key is to rewrite the convex polytope as alternating differences of translations of cones. We need some notations. For , take a Borel subgroup contained in . Let be the simple roots of with respect to , let and the associated coroots. The restriction induces a bijection from to a subset of denoted . Similarly, the projection induces a bijection from to a subset . Obviously, the definition of and is independent of the choice of . Moreover, they form basis of and respectively. Let be the basis of dual to .
For a generic element , let
[TABLE]
and let be the characteristic function of the cone
[TABLE]
According to Arthur [A3], the characteristic function of the convex polytope is equal to the function
[TABLE]
The proof is best illustrated by Figure 11.1 at [A4], page 63. It relies on the combinatorial identity
[TABLE]
for any finite set . Now we can rewrite
[TABLE]
We introduce an extra exponential factor to treat the infinite sum in (2.6), let
[TABLE]
The series converges absolutely for generic , hence
[TABLE]
where the limit is taken for generic .
We can calculate explicitly. Let with and for some . After a simple change of variables, we get
[TABLE]
where runs over the integers satisfying for and for . The geometric series can be calculated to be
[TABLE]
Let . Taking everything together, we get
[TABLE]
Similarly, we can rewrite (2.7) as
[TABLE]
Let , we get
[TABLE]
To deal with limits of the form (2.8) and (2.9) systematically, we need Arthur’s notion of -family [A2]. It is a family of smooth functions on which satisfy for any adjacent parabolic subgroups the property that for any on the hyperplane defined by the unique coroot in . For any such family, we define
[TABLE]
for generic . Arthur has shown in [A2] that the function extends smoothly over all . Let
[TABLE]
It generalizes the equation (2.9). Indeed, the functions
[TABLE]
form a -family, and the resulting is exactly Arthur’s weight factor. From this point of view, we call the volume of the -family .
Notice that the summands in (2.8) and (2.9) differ by a factor
[TABLE]
and that they form a -family. Let , they form a -family and equation (2.8) can be rewritten as
[TABLE]
In other words, we have expressed the lattice points counting weight factor as the volume of the product of two -families.
We need a result of Arthur on the volume of the product of two -families. Let , be two -families. For , let
[TABLE]
It is easy to see that form a -family. The function and the volume are defined in a similar way. From the -family , Arthur has defined a smooth function on . The definition is quite involved and we refer the reader to [A2] §6. Let .
Lemma 2.9** (Arthur [A2] Lem. 6.3 and Cor. 6.4).**
Let , be two -families, let be the product of the two -families, then for any , we have
[TABLE]
In particular,
[TABLE]
In our situation, this implies
[TABLE]
and
[TABLE]
Similar results hold for Levi subgroups containing :
[TABLE]
with deduced from the -family
[TABLE]
Setting in equation (2.13), and notice that
[TABLE]
we get
[TABLE]
where the second equality is just the equation (2.14).
Lemma 2.10**.**
[TABLE]
Proof.
Recall that given a -family , we can define a -family by setting
[TABLE]
for any . Moreover, the function deduced from the -family is the same as that from the -family by formula (6.3) in [A2]. In this way, we get the -family and the equality
[TABLE]
by the second assertion of lemma 2.9, where for each we take and the limit is taken for generic. Now that
[TABLE]
and for any , we get
[TABLE]
where the last equality follows from equation (2.15).
∎
By (2.11), we can rewrite as
[TABLE]
As is also left -invariant, we can define
[TABLE]
Let be the standard Levi decomposition. Let be the Haar measure on normalized by , let be the Haar measure on normalized by . Using Iwasawa decomposition, we can rewrite as
[TABLE]
where in the second and third lines we have used the equalities and respectively, they follow directly from definitions. Notice that
[TABLE]
where the last equality follows from Prop. 2.4. Continuing the calculation (2.16), we get
[TABLE]
Combining all the above calculations, we get
[TABLE]
where the last equality follows from lemma 2.10. This finishes the proof of theorem 2.8.
3. Counting points by Arthur-Kottwitz reduction
From now on, we will assume that is simply connected. The general case can be reduced to this one by focusing on each connected component. This extra assumption gives some technical convenience, for example, will be simply connected, will be torsion free and we get an inclusion . Moreover, we have , according to [CL2], lemma 11.6.1.
Fix , let be a sufficiently regular positive -orthogonal family. We count the number of points on , . Generalizing our work [C3], we show that it can be reduced to counting points on the intermediate fundamental domains , and the counting result depends quasi-polynomially on the truncation parameter. Moreover, counting points on can be further reduced to that of the fundamental domains for some “transversal” to .
3.1. Truncations on the affine grassmannian
Recall the following definition of Arthur [A1], which is a formalization of the orthogonal properties in proposition 2.5.
Definition 3.1**.**
A family of elements in is called a positive -orthogonal family if it satisfies
[TABLE]
for any two adjacent parabolic subgroups .
Given such a positive -orthogonal family, we will denote again by the convex hull of the ’s. For , parallel to , we denote by the face of whose vertices are . With the projection , it can be seen as a positive -orthogonal family. This sets up a bijection between the set and the set of the faces of . Moreover, we denote by or the element for any . One can show that \big{(}\lambda_{Q}(\Pi)\big{)}_{Q\in\mathcal{P}(L)} forms a positive -orthogonal family. Later on, we also use the notation for , and we use the notation or to indicate the vertex of indexed by .
Following Chaudouard and Laumon [CL1], we define the truncated affine grassmannian to be
[TABLE]
We want to point out that its connected components are also parametrized by , but they are not isomorphic in general. However, there is periodicity in the connected components: Let be the adjoint group of , let be the projection induced by the natural projection . For , we have
[TABLE]
because they can be translated to each other by elements in .
For regular element , we can truncate the affine Springer fiber similarly by defining
[TABLE]
and the same observation on the connected components of holds also for .
3.2. The intermediate fundamental domain
We generalize our construction of the fundamental domain in [C3].333In [C3], we have confused and . With our current notations, there are morphisms and . Generally, they are not isomorphic. In particular, is not a fundamental domain for the -action, i.e. . Moreover, the group may have complicated torsion subgroup, this implies that may have complicated irreducible components as well, contrary to our expectation there. Actually, there should be a bijection between and , and both are isomorphic to . Nevertheless, other results of [C3] hold if we assume that is simply connected, and the general case can be reduced to that one. This extra assumption is to make sure that for any Levi subgroup we have being torsion free and we get an inclusion , they hold as is simply connected. Moreover, we have , according to [CL2] lemma 11.6.1.
Let be two adjacent parabolic subgroups. Let be the unique positive integer such that the image of in is equal to . Let
[TABLE]
It can be verified that is an integer.
Proposition 3.1** (Goresky-Kottwitz-MacPherson).**
Let .
- (1)
For any two adjacent parabolic subgroups , we have
[TABLE] 2. (2)
The point is regular in if and only if the following two conditions hold:
- (a)
the point is regular in for all ; 2. (b)
for any two adjacent parabolic subgroups in , one has
[TABLE]
Notice that although Goresky, Kottwitz and MacPherson work over the field , their proof works for any field with . Their result motivates our definition:
Definition 3.2**.**
Take a regular point . Let
[TABLE]
We call it an intermediate fundamental domain of with respect to .
We should have used the notation to indicate the dependence on , but they are isomorphic to each other for any choice of the regular point . Indeed, for any two regular points , we can find such that . Now that , the intermediate fundamental domain given by is just the translation by of that given by . Notice that for , we recover the fundamental domain . For simplicity, we assume that .
Unlike the fundamental domain, the intermediate is no longer of finite type for . Nonetheless, we have
Proposition 3.2**.**
The free discrete abelian group acts freely on , and the quotient is of finite type.
Proof.
Recall that by definition, hence it preserves because left translation by doesn’t change the polytope due to the property
[TABLE]
For the finiteness issue. Let be the kernel of the natural projection . By definition, we have
[TABLE]
which implies that
[TABLE]
Now that and is of finite index, the quotient is of finite cardinal. Hence the quotient is dominated by union of finitely many translations of under the natural projection . As is of finite type, so is the quotient .
∎
Similar proof applies to:
Proposition 3.3**.**
Let be a regular positive -orthogonal family. For any , the free discret abelian group acts freely on , and the quotient is of finite type. In particular,
[TABLE]
Remark 3.1*.*
In the definition of (weighted) orbital integral, we are concerned more about analogues of \Lambda^{H_{M}}\backslash\big{(}\mathscr{X}_{\gamma}^{\nu}(\Pi)(\mathbf{F}_{q})\big{)}, but notice that there is bijection between
[TABLE]
because acts freely on and the Galois group acts trivially on . We will decompose the scheme in different ways, the bijection above implies that we can deduce equality of rational points over from the decomposition of schemes.
In the following, we simplify the notation to . For , let
[TABLE]
As we have explained before, it depends only on the class . For , we simplify to and to .
3.3. The Arthur-Kottwitz reduction
Recall that we can reduce the geometry of to that of its fundamental domain by the Arthur-Kottwitz reduction [C3]. The construction can be generalized to our current setting.
Let be the unique parabolic subgroup in which contains . Let be such that is positive but almost equal to [math] for any . Let be the -orthogonal family given by
[TABLE]
where is any element satisfying . For , define to be the subset of satisfying conditions
[TABLE]
This gives us a partition which dates back at least to Arthur [A3]:
[TABLE]
It induces a disjoint partition of via the map , as we have perturbed with . The Fig. 1 gives an illustration of the partition for the group and .
Similar to the key lemma 3.1 of [C3], we have the following result due to proposition 3.1:
Lemma 3.4**.**
For any , there exists a unique such that
[TABLE]
The referee has suggested an equivalent form of the lemma, which is much easier to understand and to prove: Let be the partition as above attached to the positive -orthogonal family \big{(}H_{P}(x_{0})-H_{P}(x)+w\cdot\varsigma\big{)}_{P\in\mathcal{P}(M)}, then the statement is equivalent to the existence of a unique such that . Here the positiveness of the -orthogonal family is due to proposition 3.1. Let
[TABLE]
We get thus a disjoint partition
[TABLE]
For each parabolic subgroup , consider the restriction of the retraction to , its image is . Recall that the connected components of are fibers of the map . For , let be its fiber at . Let
[TABLE]
we have
[TABLE]
Proposition 3.5**.**
The strata are locally closed sub-schemes of , and the retraction is an iterated affine fibration over of dimension
[TABLE]
Indeed, by the bound on given by proposition 3.1, we get
[TABLE]
It is an iterated affine fibration over by proposition 2.4.
The decomposition (3.3) can thus be refined to
[TABLE]
where we have loosely used to mean elements in whose projection to lies in . Similar notations will be used later on. The decomposition (3.4) will also be called the Arthur-Kottwitz reduction. Notice that the stratum is an iterated affine fibration over , and the later is related to again by Arthur-Kottwitz reduction, similar to that explained in lemma 3.4 of [C3].
As in [C3], the existence of Arthur-Kottwitz reduction implies:
Corollary 3.6**.**
For any , suppose that is cohomologically pure for any proper Levi subgroup . Then is cohomologically pure if and only if is.
We can restrict the Arthur-Kottwitz reduction to the truncated affine Springer fibers. A positive -orthogonal family is said to be regular with respect to if . In this case, each is either contained in or disjoint from it. So we have
[TABLE]
The reduction can be further restricted to each connected component of :
[TABLE]
As we have explained, left translation by elements in doesn’t change the polytope , hence the group acts on each item of equation (3.6). Now that we have finiteness results–proposition 3.2 and 3.3, combined with proposition 3.5 and the periodicity of in , the equation (3.6) implies counting points equality:
Corollary 3.7**.**
We have the equality
[TABLE]
Notice that the term counts the number of lattice points in a polytope. Well-known techniques from toric geometry tells us that the counting result depends quasi-polynomially on the size of the polytope.
Remark 3.2*.*
As the above constructions rely ultimately on the bound of given by proposition 3.1, they continue to work if we replace from the beginning by any integral positive -orthogonal family which satisfies
[TABLE]
for any two adjacent parabolic subgroups . The resulting decomposition will also be called the Arthur-Kottwitz reduction.
3.4. Counting points on the intermediate fundamental domains
Although the intermediate fundamental domains looks like something new, it turns out that counting points of can be reduced to that of the fundamental domains.
As explained in the proof of proposition 3.2, we have
[TABLE]
and
[TABLE]
Let , let be a basis of which is positive with respect to . For , we say that if is a linear combination of ’s with positive coefficients. This defines a partial order on . For , let
[TABLE]
Then is a semi-infinite polytope in and is the integral points in it. Similar definitions for and . But notice that is not a semi-infinite polytope, it is the union of finitely many semi-infinite polytopes of the form , . Let
[TABLE]
and similarly
[TABLE]
It is the union of finitely many , . Let
[TABLE]
Being difference of closed sub-schemes, is locally closed in . As is semi-infinite unions of translations of the fundamental domains, they are all isomorphic; Similarly for . Hence are all isomorphic. Moreover,
[TABLE]
by induction, and
[TABLE]
From all these we conclude:
Proposition 3.8**.**
* is isomorphic to each other for all . In particular,*
[TABLE]
Counting points on can be reduced to the fundamental domains via a process similar to the Arthur-Kottwitz reduction. To begin with, notice that is bounded only in directions that are positive with respect to . Indeed, its vertices are indexed by satisfying and its faces indexed by such that . Then, we define a semi-infinite polytope which is a translation of : Let be the set of simple roots in with respect to , let , with being the unipotent radical of . For , let be the corresponding fundamental coweights. Let
[TABLE]
where is the projection to the second factor in the orthogonal decomposition . Then is a translation of by the same vector. Now let be a generic element such that is positive but almost equal to [math] for any . We perturb the semi-infinite polytope to a similar one , with vertices
[TABLE]
where is any element satisfying . Both and can be seen as limits of positive -orthogonal families containing , hence we can apply an analogue of the Arthur-Kottwitz reduction to get a decomposition of the complement . For satisfying , define to be the subset of satisfying conditions
[TABLE]
This gives us a partition
[TABLE]
It induces a disjoint partition of . For , split and , we get Fig. 2.
Running the same construction as in §3.3. For and , let
[TABLE]
and let
[TABLE]
We get a disjoint partition
[TABLE]
The strata are locally closed sub-schemes of , and the retraction is an iterated affine fibration over of dimension
Proposition 3.9**.**
We have the equality
[TABLE]
Moreover, the index set consists of at most one element, it is non-empty if and only if is not contained in any .
Proof.
For the first assertion. By construction, the points are characterized by the property
[TABLE]
for some . Since this is also the property characterizing points on the right hand side of the equality, we get the equality as claimed. The second assertion follows from the observation that is a slight expansion of , hence the regions , contained in some maximal parabolic subgroup in , contain no elements in .
∎
If the index set is non-empty, we denote by the unique element in it. Let be the unique element such that for all , then we have
[TABLE]
Combining with the fact that
[TABLE]
is an iterated affine fibration, we get
Corollary 3.10**.**
For , we have the equality
[TABLE]
where refers to the conditon that and .
Notice that the equation doesn’t involve the fundamental domain . Together with corollary 3.7 and proposition 3.8, we get an expression of |\big{(}\Lambda^{H_{M}}\backslash\mathscr{X}_{\gamma}^{\nu_{0}}(\Pi)\big{)}(\mathbf{F}_{q})| in terms of , . Recall that counting points on can be reduced to that of , , by the Arthur-Kottwitz reduction, we get an expression of |\big{(}\Lambda^{H_{M}}\backslash\mathscr{X}_{\gamma}^{\nu_{0}}(\Pi)\big{)}(\mathbf{F}_{q})| in terms of .
4. Counting points by Harder-Narasimhan reduction
The number of points |\big{(}\Lambda^{H_{M}}\backslash\mathscr{X}_{\gamma}^{\nu_{0}}(\Pi)\big{)}(\mathbf{F}_{q})|,\,\nu_{0}\in\Lambda_{G}, can also be counted by the Harder-Narasimhan reduction. The comparison with results from last section gives us a recursive relation between Arthur’s weighted orbital integrals and the number of rational points on the fundamental domains.
4.1. Harder-Narasimhan reduction on the affine Springer fibers
We have introduced a notion of -stability on the affine Grassmannian and constructed the associated Harder-Narasimhan reduction in [C2]. In this section, we generalize it to a broader set-up. The following lemma is an analogue of [CL2], proposition 5.6.1. Let be an affine -scheme and . For every point , let be the base change of to the residue field of S at . Let be the map on which sends every point to the convex polytope .
Lemma 4.1**.**
Suppose that is noetherian. The map from to the set of convex polytopes in ordered by inclusion is lower semi-continuous. In other words, for any convex polytope , the set
[TABLE]
is open.
Proof.
To begin with, we show that is constructible and it takes only finitely many values. Passing to the irreducible components of , we can suppose that is irreducible. Let be the generic point of . Let g_{\eta}\in G\big{(}k(\eta)(\!(\epsilon)\!)\big{)} be a representative of . For , we have the Iwasawa decomposition
[TABLE]
where n_{\eta}\in N\big{(}k(\eta)(\!(\epsilon)\!)\big{)}, a_{\eta}\in A\big{(}k(\eta)(\!(\epsilon)\!)\big{)} and k_{\eta}\in G\big{(}k(\eta)[\![\epsilon]\!]\big{)}. Because is the generic point and the map is essentially the valuation map, there exists an open sub-scheme of such that for any . As is the convex hull of , the map takes the constant value on the intersection of all such open sub-schemes . This proves the constructibility of . By the noetherian induction, the map takes only finitely many values.
To finish the proof, we only need to show that the map decreases under specialisation. In other words, let be the spectrum of a discret valuation ring, let be its special point and its generic point, then
[TABLE]
This is equivalent to the assertion that
[TABLE]
where is the order on such that if and only if is a positive linear combination of positive coroots with respect to .
Let . By definition, we have
[TABLE]
where is the unipotent radical of . So
[TABLE]
which implies the relation (4.1).
∎
Definition 4.1**.**
Let be a generic element. A point is said to be -stable if the polytope \pi^{G}\big{(}\mathrm{Ec}_{M}(x)\big{)} contains .
As , the subset
[TABLE]
is an open sub-ind--scheme of by lemma 4.1. This been shown, all the other constructions of [C2] generalize.
Remark 4.1*.*
When , we recover the -stability of [C2]. In that work, we prove that the notion of -stability coïncides with the notion of stability for a twisted action of on . We believe that this holds also in the current setting with the torus playing the role of . If this holds, we can conclude that the quotient exists as an ind--scheme.
Harder-Narasimhan reduction works as well in this setting. For , let be the image of in . For any point , we define a cone in ,
[TABLE]
Definition 4.2**.**
For any geometric point , we define a semi-cylinder in by
[TABLE]
By definition, we get a partition
[TABLE]
for which the interior of any two parts doesn’t intersect. The picture is similar to Fig. 1. Hence for any , there exists a unique parabolic subgroup such that as is generic. In this case, is -stable, where . Let
[TABLE]
we have the decomposition of the affine grassmannian
[TABLE]
For , let be the parabolic subgroup opposite to with respect to . Let \Lambda^{\xi}_{L,Q}=(\pi_{L}^{G})^{-1}\big{(}D_{Q^{-}}(\xi_{L})\big{)}\cap\Lambda_{L}, we have the disjoint partition
[TABLE]
For , let The stratum can be further decomposed into -orbits
[TABLE]
Each orbit is locally closed in , they are infinite dimensional homogeneous affine fibrations on under the retraction . The above discussions can be summarized as:
Theorem 4.2**.**
The affine grassmannian can be decomposed as
[TABLE]
Each stratum is an infinite dimensional homogeneous affine fibration over .
Now that , we can restrict the above constructions to . Let , it is an open sub-scheme of . As is surjective, the connected components of can be translated to each other by elements of . Moreover, for different choices of generic element , the corresponding can be translated to each other by elements of . Hence doesn’t depend on the choice of .
The Harder-Narasimhan reduction restricts to
[TABLE]
By proposition 2.4, the retraction
[TABLE]
is an iterated affine fibration over of relative dimension
Coming back to the weighted orbital integrals. With the definition for general reductive algebraic groups as explained in remark 2.1, proposition 2.7 can be reformulated as
Proposition 4.3**.**
Let be a generic element, then
[TABLE]
In particular, let be a generic element, then
[TABLE]
Proof.
When is semisimple, the proposition is a reformulation of proposition 2.7. The complexity arises when has non-trivial connected center.
As is totally ramified over , with the exact sequence (2.2), we see that the morphism is surjective, hence , and so
[TABLE]
with and . Following calculations in proposition 2.7, we get result similar to what we claim, with replaced by and replaced by . Notice that by lemma 6.1 of [CL1], we have
[TABLE]
and
[TABLE]
and the proposition is proved. ∎
The volume factors have been calculated in equation (2.5).
4.2. Harder-Narasimhan reduction for the truncated affine Springer fibers
In contrast to the Arthur-Kottwitz reduction, the Harder-Narasimhan reduction doesn’t work well on the truncated affine Springer fiber . We need to cut it into two parts, the tail and the main body. The Harder-Narasimhan reduction works well on the main body, and we can handle the tail with the Arthur-Kottwitz reduction.
For , we define the positive -orthogonal family , which as a polytope is the union of the translations , , such that Let
[TABLE]
We call them the tail and the main body of , they are closed and open sub-schemes of respectively. Fig. 3 gives an example of for the group when .
Before proceeding, we make precise the condition of being sufficiently regular. We would like it to satisfy the following conditions:
- (1)
is -regular. 2. (2)
For all , . 3. (3)
The complement is a polytope associated to a positive -orthogonal family, let be a slight shrinking of it (The definition is similar to equation (3.1), with the sign “” replaced by “”). We require that is sufficiently large: For all , the face contains the translations of in which have as one of its vertices.
Remark 4.2*.*
As is convex, the condition (3) implies that for any the intersection contains translations of in the hyperplane which have as one of its vertices. By definition of -stability, this implies
[TABLE]
Actually, this is the reason to impose condition (3).
4.2.1. The main body
By definition, a Harder-Narasimhan stratum , , intersects non-trivially with if and only if . So, after restriction, the Harder-Narasimhan reduction becomes
[TABLE]
The problem is that the retraction
[TABLE]
is not necessarily an iterated affine fibration. This problem disappears on the main body . We begin by analyzing the polytope .
Lemma 4.4**.**
For , suppose that
[TABLE]
then for some .
Proof.
By proposition 3.1, it is enough to prove the lemma for . In this case, the polytope is a translation of . As is the union of translation of along the facets of , there must be a maximal parabolic subgroup such that . By definition, this means that .
∎
Lemma 4.5**.**
Let . Suppose that
[TABLE]
then .
Proof.
We only need to show that . Let . As , we have
[TABLE]
By the previous lemma, this is equivalent to
[TABLE]
Suppose that , then for some . As , the parabolic subgroup need to satisfy . Now that and that is a positive -orthogonal family, we have
[TABLE]
As , this implies that
[TABLE]
Hence , so
[TABLE]
This is in contradiction with the relation (4.4), hence must lie in .
∎
Restricting the Harder-Narasimhan reduction (4.3) to the main part , we have
[TABLE]
The retraction behaves much better on the stratum :
Proposition 4.6**.**
Let . We have
[TABLE]
Hence the retraction
[TABLE]
is an iterated affine fibration over .
Proof.
Notice that the second assertion is the corollary of the first one, as follows from proposition 2.4. It is thus enough to show the first one. In particular, it is enough to show
[TABLE]
as the inclusion in the other direction is obvious.
Let , we claim that . According to remark 4.2, the condition (3) of being sufficiently regular implies
[TABLE]
because . This implies that by proposition 3.1 because of the inclusion
[TABLE]
where the condition refers to
[TABLE]
The inclusion (4.5) also implies that
[TABLE]
So , and the proof is concluded.
∎
We summarize the above discussions in a proposition.
Proposition 4.7**.**
The main body has a decomposition
[TABLE]
and the retraction on each stratum
[TABLE]
is an iterated affine fibration over of dimension
Of course, we can restrict the decomposition to each connected component , . Let , the decomposition implies
[TABLE]
Here for the second equality we have used the fact that all the connected components of are isomorphic. Moreover, the last term in the equation counts the number of lattice points in a polytope, it can be calculated effectively with methods from toric geometry. In summary,
Theorem 4.8**.**
For any , the number of rational points on the main body is
[TABLE]
4.2.2. The tail
As the polytope satisfies
[TABLE]
by the inclusion-exclusion principle, we have
[TABLE]
where the notation means the semisimple rank. Although the polytope is not -regular, we can use the general Arthur-Kottwitz reduction as explained in remark 3.2 repeatedly to decompose into locally closed sub-schemes which are iterated affine fibrations over , . This gives a formula for |\big{(}\Lambda^{H_{M}}\backslash\mathscr{X}_{\gamma}^{\nu_{0}}(E_{Q}(\Pi))\big{)}(\mathbf{F}_{q})| in terms of the |\big{(}\Lambda^{H_{M}}\backslash F_{\gamma}^{L,M}\big{)}(\mathbf{F}_{q})|’s, which can be further reduced to counting points on the fundamental domains by proposition 3.8 and corollary 3.10. This process applies to a large family of truncated affine Springer fibers.
We introduce a family of operators on the set of all positive -orthogonal families. Recall that is the unique parabolic subgroup in which contains . For , let . For a positive -orthogonal family, we say that two faces of it are conjugate if their associated parabolic subgroups are conjugate to each other by the Weyl group . In particular, the edges of the polytope are parametrized by minimal elements in . An edge is said to be of type if it is conjugate to the edge having vertices , where is the simple reflection associated to . Let be the operator on the set of positive -orthogonal families defined as follows: As a polytope, it increases by one the length of all the edges whose image in under the projection are of type , and keep the length of all the others invariant. To check that it actually sends a positive -orthogonal family to another one, it suffices to verify for the faces of dimension , but this is clear. Then we set the vertex
[TABLE]
to make symmetric with respect to . Here is the fundamental coweight corresponding to . By definition, we see that the operators commute with each other. When , we simplify the notation to .
Given a tuple of non-negative integers , let
[TABLE]
It is easy to see that the polytopes can be made by iterating this process. For , let be the tuple taking value at and [math] otherwhere. By remark 3.2, the Arthur-Kottwitz reduction works for the complement . The process is completely the same as explained in §3.3, we don’t repeat it here. The resulting strata are iterated affine fibrations over truncated affine Springer fibers of the form , . Iterating this process, can be decomposed as disjoint union of locally closed sub-schemes, which are iterated affine fibrations over , . In particular, counting points on can be reduced to counting points on , which can be further reduced to counting points on the fundamental domains as we have explained in §3.2. This process applies to counting points on By equation (4.6), it gives an expression of |\big{(}\Lambda^{H_{M}}\backslash{}^{t}\mathscr{X}_{\gamma}^{\nu_{0}}(\Pi)\big{)}(\mathbf{F}_{q})| in terms of .
4.3. Application to Arthur’s weighted orbital integral
By theorem 2.8 and proposition 4.3, Arthur’s weighted orbital integral calculates essentially |\big{(}\Lambda^{H_{M}}\backslash\mathscr{X}_{\gamma}^{0,\,\xi}\big{)}(\mathbf{F}_{q})|, as is the union of -copies of . The two approaches in §3 and §4 to calculate |\big{(}\Lambda^{H_{M}}\backslash\mathscr{X}_{\gamma}^{0}(\Pi)\big{)}(\mathbf{F}_{q})| give us a recurrence relation involving |\big{(}\Lambda^{H_{M}}\backslash F_{\gamma}^{L,M,\,\mu}\big{)}(\mathbf{F}_{q})| and |\big{(}\Lambda^{H_{M}}\backslash\mathscr{X}_{\gamma}^{L,\,0,\,\xi^{L}}\big{)}(\mathbf{F}_{q})|, for . If we are able to solve this recurrence relation, we will get an expression for |\big{(}\Lambda^{H_{M}}\backslash\mathscr{X}_{\gamma}^{0,\,\xi}\big{)}(\mathbf{F}_{q})| in terms of |\big{(}\Lambda^{H_{M}}\backslash F_{\gamma}^{L,M,\,\mu}\big{)}(\mathbf{F}_{q})|’s, which can be further reduced to counting points on fundamental domains as explained in §3.2.
5. Calculations for the group
Let , let be a regular semi-simple integral element. Assume that and the splitting field of is totally ramified over . The torus is isomorphic either to or to , where is a separable totally ramified field extension over of degree . We call elements in these cases split and anisotropic respectively.
5.1. Split elements
We can take to be the maximal torus of of the diagonal matrices and a regular element. Let
[TABLE]
which we call the root valuation of . The dimension of the affine Springer fiber is known to be
[TABLE]
In the remaining of the section, we assume that , as the case reduces to the group . Recall that we have calculated in [C3]. Let be the usual identification, let , let
[TABLE]
We have , and its number of rational points is
[TABLE]
by the Bruhat-Tits decomposition of . As , has only one variant , we can calculate its number of rational points to be
[TABLE]
Let , let be the positive -orthogonal family defined by
[TABLE]
Assume that , then is sufficiently regular in the sense of §4.2. We can calculate easily
[TABLE]
by the Arthur-Kottwitz reduction. We see that is polynomial in . By theorem 4.8, we have
[TABLE]
The tail is the disjoint union of two fundamental domains, so its number of rational points is
[TABLE]
Because
[TABLE]
we get the equation
[TABLE]
Solving it, we get
[TABLE]
Now that has volume , by proposition 4.3, we have
[TABLE]
On the other hand, we can use equation (2.4) to calculate easily the orbital integral
[TABLE]
Combined with theorem 2.8, the above calculations can be summarized as:
Theorem 5.1**.**
Let be a regular semisimple integral element of root valuation . It has orbital integral The number of rational points on is
[TABLE]
and Arthur’s weighted orbital integral equals
[TABLE]
5.2. Anisotropic elements
In this case . Suppose that under the isomorphism , with . Under the basis of over , the element is of the form
[TABLE]
It is clear that the affine Springer fibers and are isomorphic, so we can assume that . Let , we can write
[TABLE]
Put in this form, it has been shown by Goresky, Kottwitz and MacPherson [GKM2] that admits an affine paving which is induced by the standard Bruhat-Tits decomposition of the affine Grassmannian. More precisely, let be the standard Iwahori subgroup, i.e. it is the pre-image of under the reduction , then
[TABLE]
and each intersection, denoted , is isomorphic to a standard affine space. We calculate that is not empty if and only if
[TABLE]
and that
[TABLE]
Notice that this is also the dimension of , so they must be the same. Summarize the above calculations, and notice that have volume 1, we get
Theorem 5.2**.**
Let be the matrix . For , we have
[TABLE]
As a corollary, we have
[TABLE]
6. Calculations for –Split case
Let , let be a regular semisimple integral element. Assume that and the splitting field of is totally ramified over . The torus is isomorphic to either , or , or , where are separable totally ramified field extensions over of degree and respectively. We call elements in these cases split, mixed and anisotropic respectively. Notice that in all these cases have volume 1, hence by proposition 4.3 we have
[TABLE]
and so
[TABLE]
by theorem 2.8 and the remark following it.
In this section, we restrict ourselves to the split case. After conjugation, we take to be the maximal torus of of the diagonal matrices. Then and the other proper Levi subgroups in can be parametrized as follows: For a nonempty subset , let be the parabolic subgroup of which stabilizes the flag
[TABLE]
Let be the standard Levi factorization, we have . As with being the complement of , it is enough to calculate and .
Let be a regular element. As we show in the appendix of [C1], up to conjugation by the Weyl group, we can suppose that
[TABLE]
In this case, is said to be in minimal form, and we call
[TABLE]
the root valuation of . The dimension of the affine Springer fiber is known to be
[TABLE]
In the remaining of the section, we assume that , as the case reduces to the group . Recall that we have calculated the Poincaré polynomial of in [C3].
Proposition 6.1**.**
The fundamental domain admits an affine paving, its Poincaré polynomial depends only on the root valuation , and it is
[TABLE]
In particular,
6.1. Calculation of
Let , let be the positive -orthogonal family defined by
[TABLE]
Assume that is sufficiently regular in the sense of §4.2, which means that and
[TABLE]
We will calculate
[TABLE]
following the two approaches that we have explained, and draw conclusions on Arthur’s weighted orbital integral.
6.1.1. Counting points by Arthur-Kottwitz reduction
We will work out each term in corollary 3.7. Look at the summands indexed by the Borel subgroups. Each stratum contributes , so it remains to count the number of lattice points
[TABLE]
where the equality is due to the symmetry of with respect to . We identify
[TABLE]
in the usual way. Let , let
[TABLE]
Up to a suitable translation, we have
[TABLE]
We can express it as the difference of two lattice point counting problems. Let
[TABLE]
then we have
[TABLE]
We count as follows:
[TABLE]
where means the largest integer that is less than or equal to . Similarly, we have
[TABLE]
In summary, the summands in corollary 3.7 indexed by the Borel subgroups contributes
[TABLE]
Now we calculate the contributions of the summands indexed by the maximal parabolic subgroups. They are parametrized at the beginning of the section by nonempty subsets . For , let , for any which projects to . Let be the unique element in , a simple calculation with the affine Springer fibers for the group shows that
[TABLE]
For , it is easy to see that
[TABLE]
The summands indexed by in corollary 3.7 with contributes in total
[TABLE]
Similarly, the summands indexed by with contributes in total
[TABLE]
Summing up the contributions from equations (6.1), (6.2), (6.3), we obtain
Proposition 6.2**.**
We have
[TABLE]
In particular, it depends quasi-polynomially on .
6.1.2. Counting points by Harder-Narasimhan reduction
We begin by counting points on the main body, we need to work out each term in theorem 4.8. For , it is easy to see that , and we need to count the number of lattice points in Notice that for this we can shrink to the convex hull of , we conserve the notation for the shrunk polytope. In our work [C3], §6, we calculate for a particular choice of regular point , we can adapt the result to our current setting. Let be the permutation sending to , the vertices of are:
[TABLE]
The vertices of can be calculated to be
[TABLE]
We will count the lattice points in indirectly. We complete the hexagon to a triangle , whose vertices are
[TABLE]
Let be the complement of in , as shown in Fig. 4. Notice that the ’s don’t contain their common boundary with , so
[TABLE]
The right hand side is much easier to calculate.
The length of the edges of is , so
[TABLE]
The length of the edges of is . As we don’t count the lattice points on the common boundary of and , we have
[TABLE]
Similarly, the length of the edges of is and we have
[TABLE]
The triangle is of the same size as , so
[TABLE]
Finally,
[TABLE]
We go on to calculate for the other Levi subgroups . Let be the distance between the facets and , where . It is easy to see that
[TABLE]
The set consists of elements, they are Levi factors of the parabolic subgroups . Use the explicit expression of the vertices of , we can calculate
[TABLE]
Now that has been calculated in equation (5.1), we can insert the equations (6.1.2) to (6.7) to the equation in theorem 4.8, and get
Proposition 6.3**.**
The number of rational points on the main body is
[TABLE]
Now we proceed to counting points on the tail. To begin with, we write down the vertices of .
[TABLE]
For nonempty subset , we simplify the notation to . Using the coordinates of vertices of , we can calculate the lengths of the edges of , and find the following expression for : When , we have
[TABLE]
When , we have
[TABLE]
As explained before, we can use the Arthur-Kottwitz reduction inductively to count the number of rational points on . We give the details for , the others can be calculated in the same way.
Applying Arthur-Kottwitz reduction to pass from to , the picture is similar to Fig.2, we obtain
[TABLE]
From this relation and the equation (6.8), we deduce that
[TABLE]
Similarly, we have
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Inserting the equations (6.1.2) to (6.1.2) to the equation (4.6), we get
Proposition 6.4**.**
The number of rational points on the tail equals
[TABLE]
The sum of results in proposition 6.3, 6.4 gives us another expression for .
Corollary 6.5**.**
[TABLE]
In particular, this shows that depends polynomially on . As a corollary, the expression for in proposition 6.2 is also a polynomial in , although it doesn’t seem to be so.
6.1.3. Arthur’s weighted orbital integral
Now we can compare the two expressions in proposition 6.2 and corollary 6.5 for . Look at their constant terms , as in this case, we obtain
Theorem 6.6**.**
Chaudouard-Laumon’s weighted orbital integral for equals
[TABLE]
By theorem 2.8 and the remark following it, we get Arthur’s weighted orbital integral as well. For the orbital integral , as is split, we can calculate it easily by equation (2.4):
[TABLE]
6.2. Calculation of
We parametrize the Levi groups as before, with the further simplification . Let and , notice that
[TABLE]
Moreover, and have the same geometry as they have the same root valuation (indeed, they have the same affine paving), which implies that
[TABLE]
Hence it is enough to calculate and . Notice that corresponds to the root and to the root .
As usual, we identify and with the hyperplane of . The subspace becomes the line and the subspace becomes . The lattice is identified with by the mapping
[TABLE]
Its inclusion in is described by the mapping
[TABLE]
We identify with by identifying with , the inclusion becomes the natural embedding . On the other hand, the discrete free abelian group is naturally identified with , the morphism can be calculated to be
[TABLE]
Hence is freely generated by the element .
According to proposition 3.1, we can take to be the interval in . For , let be the interval , regarded as a -orthogonal family in , we are going to calculate \big{(}\Lambda^{H_{M_{1}}}\backslash\mathscr{X}_{\gamma}(\Pi_{N})\big{)}(\mathbf{F}_{q}) by the two approaches described above.
In the Arthur-Kottwitz approach, we need to calculate
[TABLE]
Combining proposition 3.8 and corollary 3.10, we get
[TABLE]
For the second one, since and , we have
[TABLE]
The reduction process is illustrated by a figure similar to Fig.2. By corollary 3.7, we have
Proposition 6.7**.**
[TABLE]
In the Harder-Narasimhan approach, we begin with counting points on the tail. By construction,
[TABLE]
Then, we calculate
[TABLE]
By theorem 4.8, this implies
[TABLE]
Combining the equation (6.16) and (6.17), we obtain
Proposition 6.8**.**
[TABLE]
Comparing proposition 6.7 and 6.8, we get
Proposition 6.9**.**
[TABLE]
It remains to calculate the volume factor \mathrm{vol}_{dt}\big{(}\Lambda^{H_{M_{1}}}\backslash T(F)_{M_{1}}^{1}\big{)}. By equation (2.5), it equals because and the morphism is surjective. The above calculations can be summarized as:
Theorem 6.10**.**
We have
[TABLE]
6.3. Calculation of
We make identifications as before. The subspace becomes the line and the subspace becomes , they are identified with as before. The lattice is identified with by the mapping
[TABLE]
The inclusion becomes again the natural embedding . Similarly, the group is freely generated by the element .
By proposition 3.1, we can take to be the interval in . For , let be the interval , regarded as a -orthogonal family in . We calculate \big{(}\Lambda^{H_{M_{3}}}\backslash\mathscr{X}_{\gamma}(\Pi_{N})\big{)}(\mathbf{F}_{q}) in two ways as before.
Similar calculation as above, we get
[TABLE]
and
[TABLE]
With Arthur-Kottwitz reduction, we obtain
Proposition 6.11**.**
[TABLE]
For the Harder-Narasimhan reduction, we count the points on the tail
[TABLE]
and the -stable points
[TABLE]
hence the points in the main body
[TABLE]
Combining them, we get
Proposition 6.12**.**
[TABLE]
Comparing proposition 6.11 and 6.12, we get
Proposition 6.13**.**
[TABLE]
As before, the volume factor \mathrm{vol}_{dt}\big{(}\Lambda^{H_{M_{3}}}\backslash T(F)_{M_{3}}^{1}\big{)} equals 1, and so
Theorem 6.14**.**
We have
[TABLE]
7. Calculations for –Mixed case
Let , a regular semi-simple integral element. Assume that , with a separable totally ramified field extension over of degree . As before, we can reduce to the case that is a matrix of the form
[TABLE]
with , . Let .
Let be the parabolic subgroup . Let be the standard Levi decomposition. We identify in the usual way. This gives us an identification and hence , we also identify with the line in , which can be further identified with by taking the coordinate . Under these identifications, the moment polytope of the fundamental domain can be taken to be the closed interval
[TABLE]
To simplify the notations, we abbreviate to . We have
[TABLE]
By definition, we can take
[TABLE]
This can be refined a little bit. For , let be the positive -orthogonal family as indicated in Fig. 5 (The dashed part not included).
Consider the positive -orthogonal families . For , let
[TABLE]
where is considered as an element of by the identification . By theorem 5.2, we have
[TABLE]
This implies that
[TABLE]
It is possible but quite hard to construct an affine paving of and to count the number of rational points with it. Instead, we take an indirect way. Let be the completion of into a triangle as indicated in Fig. 5. We can count the number of rational points on quite easily, using the affine pavings in [C1], proposition 3.6. The complementary can be treated by the Arthur-Kottwitz reduction. Taking their difference, we find .
We calculate the number of rational points on . For , let
[TABLE]
According to [C1], proposition 3.6, when , we have an affine paving
[TABLE]
The dimension of the affine paving can be calculated using [C1], lemma 3.1, together with theorem 5.2. When , i.e. is not equivalued, the dimension of the paving is
[TABLE]
Otherwise, the intersection is empty. When , i.e. is equivalued, the dimension of the paving is
[TABLE]
Otherwise, the intersection is empty. We summarize the situation in the following two pictures, Fig. 6 and Fig. 7. The triangle is cut into 4 parts by the two long red lines, the dimension of the fibration restricted to the affine pavings in different parts are given by different formulas. The two dashed lines bound the region where is non-empty.
Proposition 7.1**.**
Let be a matrix in the form . When , we have
[TABLE]
In the summation, we use the convention that a summand is empty if its subscript is greater than its superscript.
Proof.
Summing along the dotted blue lines in the 4 regions of Fig. 6, we get:
[TABLE]
After rearranging the summand, we get the proposition.
∎
Proposition 7.2**.**
Let be a matrix in the form . When , we have
[TABLE]
Proof.
Summing along the dotted blue lines in the 4 regions of Fig. 7, we get:
[TABLE]
After rearranging the summand, we get the proposition.
∎
Now we calculate the number of rational points on the complement . For , let
[TABLE]
where is considered as an element of by the identification .
Proposition 7.3**.**
Let be a matrix in the form . We have
[TABLE]
where is regarded as an element in by the identification . Its number of rational points over equals
[TABLE]
Proof.
Observe that the second assertion is a direct consequence of the first one by proposition 2.4, it is hence enough to show the first assertion.
Let , notice that it doesn’t belong to if and only if
[TABLE]
because . This implies that
[TABLE]
To finish the proof, we only need to show that
[TABLE]
for . The inclusion “” is obvious, we only need to show its inverse. For any point , the inclusion (7.2) holds. By proposition 3.1, together with the fact that is a positive -orthogonal family, we have
[TABLE]
whence the equality we want.
∎
Summarize all the above discussions, we get:
Theorem 7.4**.**
Let be a matrix in the form . When , we have
[TABLE]
When , we have
[TABLE]
Now it is easy to deduce the weighted orbital integral . For , let
[TABLE]
We can count the number of rational points in two ways. By the Arthur-Kottwitz reduction, we have
[TABLE]
By the Harder-Narasimhan reduction, we have
[TABLE]
here we use the fact that for any because is anisotropic in . The comparison of the two expressions implies
[TABLE]
By theorem 7.4 and 5.2, we have
Theorem 7.5**.**
Let be a matrix in the form . When , we have
[TABLE]
When , we have
[TABLE]
By theorem 2.8 and the remark following it, we get Arthur’s weighted orbital integral. As before, the orbital integral can be calculated by equation (2.4):
[TABLE]
8. Calculations for –Anisotropic case
Let , a regular semisimple integral element. Assume that and , with . As before, take the basis of over , we can assume that is of the form
[TABLE]
with and . In this case, Arthur’s weighted orbital integral is the same as the orbital integral, and both are equal to . The matrix is equivalued of valuation if , and equivalued of valuation if . According to Goresky, Kottwitz and MacPherson [GKM2], the affine Springer fiber admits affine paving
[TABLE]
Let be the cell . Restricted to the connected component , we can calculate that is non-empty if and only if
[TABLE]
and that it is of dimension
[TABLE]
with . The results are summarized in Fig. 8. Summing up, we get
Theorem 8.1**.**
Let be the matrix in the form . Suppose that , it is then equivalued of valuation . The orbital integral associated to equals
[TABLE]
where denotes the largest integer less than or equal to , and denotes the smallest integer greater than or equal to .
Same calculations for , with the difference that is non-empty if and only if
[TABLE]
and that it is isomorphic to an affine space of dimension
[TABLE]
These are summarized schematically in Fig. 9. Summing up, we get
Theorem 8.2**.**
Let be the matrix in the form . Suppose that , it is then equivalued of valuation . The orbital integral associated to equals
[TABLE]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[A 2] J. Arthur, The trace formula in invariant form , Ann. of Math., 114 (1981), 1-74.
- 3[A 3] J. Arthur, A local trace formula , Inst. Hautes Études Sci. Publ. Math. No. 73 (1991), 5–96.
- 4[A 4] J. Arthur, An introduction to the trace formula . Harmonic analysis, the trace formula, and Shimura varieties, 1–263, Clay Math. Proc., 4, Amer. Math. Soc., Providence, RI, 2005.
- 5[B] R. Bezrukavnikov, The dimension of the fixed point set on affine flag manifolds , Math. Res. Lett. 3 (1996), 185–189.
- 6[Bo] M. Borovoi, Abelian Galois cohomology of reductive groups . Mem. Amer. Math. Soc. 132 (1998), no. 626, viii+50 pp.
- 7[C 1] Z. Chen, Pureté des fibres de Springer affines pour GL 4 subscript GL 4 \mathrm{GL}_{4} , Bull. SMF 142, fascicule 2 (2014), 193-222.
- 8[C 2] Z. Chen, The ξ 𝜉 \xi -stability on the affine grassmannian . Math. Z. 280 (2015), no. 3-4, 1163–1184.
