A new proof of the $C^\infty$ regularity of $C^2$ conformal mappings on the Heisenberg group
Alex D. Austin, Jeremy T. Tyson

TL;DR
This paper presents a novel proof demonstrating that $C^2$ smooth conformal mappings on the Heisenberg group are infinitely differentiable, using hypoelliptic operators and quasiconformal flows instead of nonlinear potential theory.
Contribution
It introduces a new proof technique for $C^ abla$ regularity of conformal maps on the Heisenberg group, avoiding nonlinear potential theory and leveraging hypoelliptic operators.
Findings
Proof avoids nonlinear potential theory
Relies on hypoellipticity of Hörmander operators
Establishes $C^ abla$ regularity for conformal mappings
Abstract
We give a new proof for the regularity of smooth conformal mappings of the sub-Riemannian Heisenberg group. Our proof avoids any use of nonlinear potential theory and relies only on hypoellipticity of H\"ormander operators and quasiconformal flows. This approach is inspired by prior work of Sarvas and Liu.
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A new proof of the regularity of conformal mappings on the Heisenberg group
Alex D. Austin
ADA: Department of Mathematics
University of California, Los Angeles
Box 951555
Los Angeles, CA 90095-1555
and
Jeremy T. Tyson
JTT: Department of Mathematics
University of Illinois at Urbana-Champaign
1409 West Green St.
Urbana, IL 61801
Abstract.
We give a new proof for the regularity of smooth conformal mappings of the sub-Riemannian Heisenberg group. Our proof avoids any use of nonlinear potential theory and relies only on hypoellipticity of Hörmander operators and quasiconformal flows. This approach is inspired by prior work of Sarvas and Liu.
2010 Mathematics Subject Classification. Primary 30L10; Secondary 30C65, 53C17, 35J70
Key words and phrases. Heisenberg group, conformal mapping, Korányi–Reimann flow.
JTT was supported by NSF Grant DMS-1600650 ‘Mappings and measures in sub-Riemannian and metric spaces’.
Dedicated to Bogdan Bojarski
1. Introduction
In this paper we give a new proof of the regularity of smooth conformal mappings of the Heisenberg group.
Recall that Liouville’s rigidity theorem states that conformal mappings of Euclidean domains in dimension at least three are the restrictions of Möbius transformations. In particular, they are smooth.
Liouville’s theorem has a long and storied history which is closely tied to the development of geometric mapping theory and analysis in metric spaces throughout the latter half of the twentieth century. The first proof, for diffeomorphisms, is due to Liouville in 1850. Gehring’s proof [6] of the Liouville theorem for -quasiconformal mappings was a major turning point and inaugurated a line of research aimed at identifying optimal Sobolev regularity criteria. An extension of the Liouville theorem to -quasiregular mappings was first obtained by Reshetnyak; see for instance his books [13] and [14]. Since that time the topic has been extensively investigated by many people, including Bojarski, Iwaniec, Martin and others. The book by Iwaniec and Martin [8] gives an excellent overview.
Our present work is motivated by a recent proof of Liouville’s theorem due to Liu [11]. In contrast with previous proofs, which relied on nonlinear PDE and the regularity theory for -harmonic functions, Liu’s proof uses purely linear techniques, specifically, an analysis of Ahlfors’ conformal strain operator and quasiconformal flows. An earlier paper by Sarvas [15] used similar methods to derive Liouville’s theorem in the category.
Modern developments in the theory of analysis in metric spaces motivate the study of quasiconformal and conformal mappings beyond Riemannian environments. The sub-Riemannian Heisenberg group was historically the first such space in which quasiconformal mapping theory was considered, and remains an important testing ground for ongoing research. Mostow [12] used quasiconformal mappings of the Heisenberg group in the proof of his eponymous rigidity theorem for rank one symmetric spaces. Korányi and Reimann [9], [10] undertook a comprehensive development of Heisenberg quasiconformal mapping theory. In particular, in [9] the authors prove a Liouville theorem for conformal mappings of the first Heisenberg group via the boundary behavior of biholomorphic mappings and the Cauchy–Riemann equations in .
The first proof of Liouville’s theorem for -quasiconformal maps of the Heisenberg group was by Capogna [1]. Capogna’s proof, similar to those of Gehring and others in the Euclidean setting, relied on nonlinear potential theory, specifically, regularity estimates for -harmonic functions (here is the homogeneous dimension of the Heisenberg group). More recent developments include the work of Capogna–Cowling [2] (smoothness of -quasiconformal maps in all Carnot groups), Cowling–Ottazzi [4] (classification of conformal maps in all Carnot groups), and Capogna–Le Donne–Ottazzi [3] (smoothness of -quasiconformal maps of certain sub-Riemannian manifolds).
In this paper we return to the setting of the Heisenberg group . Our aim is to give a new proof of the following theorem.
Theorem 1.1**.**
Every smooth conformal mapping between domains of the Heisenberg group is smooth.
Our proof differs from previous proofs in the literature by making no use of nonlinear potential theory, nonlinear PDE, or the boundary behavior of biholomorphic mappings. The only tools which we use are hypoellipticity of Hörmander operators and quasiconformal flows. Our method is inspired by, but differs in important respects from, the work of Liu and Sarvas.
For the benefit of the reader we provide a brief sketch of the proof of Theorem 1.1 in the setting of the lowest dimensional Heisenberg group . Let be a conformal mapping between domains in the Heisenberg group, write in coordinates, and let , and denote the canonical left invariant vector fields spanning the Lie algebra of . Let and be the complexified left invariant horizontal vector fields derived from and . We differentiate the conformal flow
[TABLE]
at and use hypoellipticity of the Hörmander operators to deduce smoothness of the horizontal Jacobian . In fact, we show that is a distributional solution of the equation and appeal to the identity
[TABLE]
to conclude that is smooth. We then repeat the argument for the conformal flows
[TABLE]
and
[TABLE]
to deduce that for . Hence and are smooth. It follows that and are smooth, after which smoothness of follows from the contact property of Heisenberg conformal mappings.
The proof in higher dimensional Heisenberg groups follows a similar line of reasoning but uses all possible complexified horizontal second derivatives and the symplectic structure of the horizontal tangent spaces.
2. Background and definitions
2.1. The Heisenberg group
We model the th Heisenberg group as equipped with the nonabelian group law
[TABLE]
where . Sometimes it is convenient to introduce the complex coordinate . Then is modeled as with group law
[TABLE]
where is the standard symplectic form in and .
Let and . The left invariant vector fields
[TABLE]
span a -dimensional subspace in the full tangent space at a point . The subbundle is known as the horizontal bundle; it defines the accessible directions at . Since the distribution is nonintegrable — note that
[TABLE]
for any where — the Chow–Raskevsky theorem implies that is horizontally connected. The Carnot–Carathéodory metric is defined as follows: is the infimum of the lengths of absolutely continuous horizontal curves joining to . Horizontality of means that for a.e. . Length of a horizontal curve is measured with respect to the smoothly varying family of inner products defined in the horizontal subbundle making into an orthonormal frame. It is well known that is a geodesic and proper metric space. The metric is topologically equivalent to the underlying Euclidean metric on , but is not bi-Lipschitz equivalent to any Riemannian metric on .
The Lie algebra of can be identified with the tangent space at the origin. Abusing notation, we write , and for the values of the corresponding vector fields at the origin, and note that these elements form a basis for . We will denote by the exponential mapping from to . Since is connected and simply connected, is a global diffeomorphism.
The first-order differential operators and are self-adjoint. The Laplacian (sometimes known as the Kohn Laplacian) on is the operator
[TABLE]
For any , the operator
[TABLE]
is of Hörmander type and hence is hypoelliptic. That is, if and , then . See, e.g., [7].
The horizontal gradient of a function is
[TABLE]
and the horizontal divergence of a horizontal vector field is
[TABLE]
Note that .
We make extensive use of the complexified first-order differential operators
[TABLE]
Note that
[TABLE]
Moreover,
[TABLE]
For notational convenience, we sometimes write and similarly . However, we continue to denote the final coordinate by and we write .
Let be a domain in . Write for the real valued distributions on .
Lemma 2.1**.**
Suppose that , and that for all . Then may be identified with a function.
Proof.
Let be the operator defined in (2.2). An easy computation yields the identity
[TABLE]
see, e.g., [10, p. 76]. Since is real valued, the hypothesis also implies that for all . Hence
[TABLE]
Since is a product of hypoelliptic operators, it is also hypoelliptic. Thus as asserted. ∎
Remark 2.2**.**
The second order differential operators also arise in Korányi and Reimann’s theory of Heisenberg quasiconformal flows [10, Section 5]. To wit, if
[TABLE]
for some compactly supported , then the flow maps , , solving the ODE , , are quasiconformal. Specifically, is -quasiconformal, where satisfies
[TABLE]
Here is the matrix of norms of the functions , and denotes the Hilbert–Schmidt norm of a matrix .
2.2. Conformal mappings of the Heisenberg group
A reference for the material in this section is [10, Section 2.3]. We consider mappings where is a domain in . All mappings will be assumed to be diffeomorphisms which are at least smooth. We write in coordinates and denote the standard contact form in by
[TABLE]
A diffeomorphism is contact if it preserves the contact structure. In other words,
[TABLE]
for some nonzero real-valued function . We must have either everywhere in or everywhere in ; we assume that the former condition holds.
Contact maps preserve the horizontal distribution. Denoting by the differential of at the point , we have for all . Moreover, the restriction of to the horizontal tangent space, denoted , is a multiple of a symplectic transformation. Indeed, and defines the standard symplectic structure in . Since is a volume form, the full Jacobian satisfies
[TABLE]
while the horizontal Jacobian satisfies
[TABLE]
Since , (2.4) implies that for , or more explicitly,
[TABLE]
for each . Furthermore,
[TABLE]
We now come to the definition of the main objects of study in this paper.
Definition 2.3**.**
A diffeomorphism between domains in is conformal if is contact, , and the equation
[TABLE]
holds for all .
In view of (2.6), (2.9) can alternatively be written in the form
[TABLE]
It is known that conformal maps satisfy a Cauchy–Riemann type equation. Defining we have
[TABLE]
for all . See [10, Theorem C].
The only properties of conformal mappings which we will use in the proof of Theorem 1.1 are (2.10) and (2.11), together with the facts that inverses and compositions of conformal mappings are conformal. The latter facts are easy to see from the above definition.
Now assume that is . For fixed consider equation (2.7) for the two indices and . Differentiating the first using and the second using and subtracting yields
[TABLE]
Simplifying the result using (2.8) leads to the identity
[TABLE]
valid for each . Equation (2.12) can also be derived from the fact that is a multiple of a symplectic matrix.
3. Proof of Theorem 1.1
Let be a conformal mapping between domains of the Heisenberg group . Our goal is to prove that for each . Let and write .
Let be a left invariant vector field. Fix a domain and choose so that the conformal flow
[TABLE]
is well defined for all with and . Write .
Denote by the projection map and write . By an application of the chain rule we find that
[TABLE]
for each and all . Consequently,
[TABLE]
where denotes the Kronecker delta.
We now define the matrix-valued flow
[TABLE]
Since is conformal for each , for all and ; see (2.10). Hence, if denotes the entry of the matrix , we have
[TABLE]
Here and henceforth we use primes to denote differentiation with respect to the time parameter . On the other hand,
[TABLE]
Since , we may use (3.1) to conclude that
[TABLE]
We compute using (2.12). We only need this value in the case . We choose in (2.12) and obtain
[TABLE]
Hence
[TABLE]
In the following lemma we identify the value of for each and . For a left invariant vector field , we denote by the right invariant mirror of , i.e., the unique right invariant vector field whose value at the origin agrees with that of . For instance, if then . Observe that
[TABLE]
and that any of the vector fields , and commute with all of the left invariant horizontal vector fields . To see why the latter claim is true, it suffices to verify that commutes with and that commutes with . In fact,
[TABLE]
and a similar computation shows that .
Lemma 3.1**.**
For any and with , we have
[TABLE]
Proof of Lemma 3.1.
First, we show that for a real-valued function on and a point , we have
[TABLE]
We use the identity to compute
[TABLE]
We apply the preceding identity with and to conclude that
[TABLE]
Finally, since commutes with we have
[TABLE]
The proof is complete. ∎
We now return to the proof of the theorem. The previous discussion has implied that
[TABLE]
We now suppose that there exists a real-valued function on such that
[TABLE]
for all . Then for we have
[TABLE]
and
[TABLE]
Recalling (2.3) we conclude that
[TABLE]
Exhausting with a sequence of compactly contained subdomains , we conclude that
[TABLE]
By Lemma 2.1, is a function.
In order to take advantage of the preceding discussion, we must find an appropriate potential function corresponding to each of the right invariant vector fields , and .
First, we consider . We claim that
[TABLE]
verifies (3.2) for this choice of . Since it suffices to prove that
[TABLE]
and
[TABLE]
We verify (3.3). First
[TABLE]
Since commutes with we may rewrite this in the form
[TABLE]
Since is a contact map,
[TABLE]
and so
[TABLE]
Using again the fact that commutes with we conclude that
[TABLE]
by (3.1). The proof of (3.4) is similar. As previously discussed, this shows that the function , and hence itself, is a function.
We now consider the right invariant vector field , for which we claim that the potential function verifies (3.2). We use (2.10) to deduce that
[TABLE]
and we use (2.11) to deduce that
[TABLE]
for all . Thus
[TABLE]
where the first line follows from the definition of and the second line uses (3.5) and the previous formula for . Using (3.6) we conclude that
[TABLE]
A similar computation shows that
[TABLE]
as claimed. As in the previous argument we conclude that , and hence also , are for each . Repeating the argument for the right invariant vector fields shows that the components are for each .
Finally, the contact equation
[TABLE]
implies that is a vector field, and hence . Hypoellipticity of the Kohn Laplacian now implies that is . We have shown that all of the components of are smooth. This completes the proof of Theorem 1.1.
Remark 3.2**.**
It would be interesting to know if the methods introduced here could be extended to relax the regularity assumption to regularity or even to the Sobolev regularity natural for quasiconformal mappings. Such extension is not without its challenges: for one thing, we differentiate in the vertical and right-invariant directions, and a horizontal Sobolev assumption gives no a priori regularity along these paths. The matter is somewhat subtle, in that one should not be tempted to use the nonlinear theory it was our purpose to avoid. It may be possible to recast the argument, first smoothing some or all of the objects, then justifying the correct limits. Mollification in the sub-Riemannian context has the difficulty that a smoothed contact mapping is likely no longer contact. Depite this, such arguments have been made to work before, and the interested reader might like to consult [5] as a useful starting point.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 6[6] F. W. Gehring. Rings and quasiconformal mappings in space. Trans. Amer. Math. Soc. , 103:353–393, 1962.
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