The Saturation Number of Induced Subposets of the Boolean Lattice
Michael Ferrara, Bill Kay, Lucas Kramer, Ryan R. Martin, Benjamin, Reiniger, Heather C. Smith, Eric Sullivan

TL;DR
This paper investigates the minimum size of induced P-saturated families within the Boolean lattice, providing exact results, bounds, and a transformation to biclique cover problems to establish lower bounds.
Contribution
It introduces the concept of induced saturation for posets, extending existing saturation theory, and offers new bounds and exact results for various small posets.
Findings
Exact results and bounds for induced saturation numbers of small posets
A transformation to biclique cover problem for lower bounds
Logarithmic lower bound for an infinite family of posets
Abstract
Given a poset , a family of elements in the Boolean lattice is said to be -saturated if (1) contains no copy of as a subposet and (2) every proper superset of contains a copy of as a subposet. The maximum size of a -saturated family is denoted by , which has been studied for a number of choices of . The minimum size of a -saturated family, , was introduced by Gerbner et al. (2013), and parallels the deep literature on the saturation function for graphs. We introduce and study the concept of saturation for induced subposets. As opposed to induced saturation in graphs, the above definition of saturation for posets extends naturally to the induced setting. We give several exact results and a number of bounds on the induced saturation number for several small posets. We also use a transformation to the biclique cover problem to prove a…
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Taxonomy
TopicsAdvanced Graph Theory Research · Limits and Structures in Graph Theory · Graph theory and applications
The Saturation Number of Induced Subposets of the Boolean Lattice
Michael Ferrara
Department of Mathematical and Statistical Sciences, University of Colorado, Denver, CO 80204 (Ferrara, Sullivan)
,
Bill Kay
Department of Mathematics and Computer Science, Emory University, Atlanta, GA 30322 (Kay)
,
Lucas Kramer∗
Department of Mathematics, Briar Cliff University, Sioux City, IA 51104 (Kramer)
,
Ryan R. Martin
Department of Mathematics, Iowa State University, Ames, IA 50011 (Martin)
,
Benjamin Reiniger
Department of Applied Mathematics, Illinois Institute of Technology, Chicago, IL 60616 (Reiniger)
,
Heather C. Smith*†*
School of Mathematics, Georgia Institute of Technology, Atlanta, GA 30332 (Smith)
and
Eric Sullivan
Abstract.
Given a poset , a family of elements in the Boolean lattice is said to be -saturated if (1) contains no copy of as a subposet and (2) every proper superset of contains a copy of as a subposet. The maximum size of a -saturated family is denoted by , which has been studied for a number of choices of . The minimum size of a -saturated family, , was introduced by Gerbner et al. (2013), and parallels the deep literature on the saturation function for graphs.
We introduce and study the concept of saturation for induced subposets. As opposed to induced saturation in graphs, the above definition of saturation for posets extends naturally to the induced setting. We give several exact results and a number of bounds on the induced saturation number for several small posets. We also use a transformation to the biclique cover problem to prove a logarithmic lower bound for a rich infinite family of target posets.
Key words and phrases:
Posets, saturation, induced saturation
2010 Mathematics Subject Classification:
06A07, 05D05
††footnotetext: *†*Corresponding author††footnotetext: *∗*Much of the research done by L. Kramer was completed while affiliated with Bethel College, North Newton, KS and with Iowa State University, Ames, IA.††footnotetext: Email addresses: {michael.ferrara,eric.2.sullivan}@ucdenver.edu; [email protected]; [email protected]; [email protected]; [email protected]; [email protected].
1. Introduction
A partially ordered set (henceforth poset) consists of a set of elements and a binary relation that is reflexive, transitive, and antisymmetric. We say that a poset is a subposet, sometimes called a weak subposet, of if there exists an injective function such that if in then in . If a poset does not contain a target poset as a subposet, we say that is -free. The study of -free posets dates back to Sperner’s Theorem [12].
The -dimensional Boolean Lattice, , denotes the poset ( that consists of all subsets of ordered by inclusion. A significant amount of research focuses on , the size of the largest family of elements in (ordered by inclusion) that is -free, and is an analogue to the classical extremal function in graph theory. We refer the interested reader to [7] for a thorough survey.
In this paper, we are interested in the minimum size of a poset that is maximal with respect to being -free. In particular, given a host poset , a target poset , and a family , we say is -saturated in if the following two properties hold:
- •
is not a subposet of (ordered by the restriction of to ), and
- •
for any with , is a subposet (ordered by the restriction of to ).
For and poset , one can describe the extremal function as the maximum size of a -saturated family in . Focusing on the case where the host poset is the Boolean lattice, , we define to be the minimum size of a family that is -saturated in . This quantity, , is termed the saturation number or saturation function of .
The study of saturation problems in posets parallels the rich literature on graph saturation problems. Given graphs and , we say that is -saturated when does not contain as a subgraph, but for any edge , the graph contains . The classical extremal number is the maximum number of edges in an -saturated graph with vertices. Of interest here is the minimum number of edges in an -saturated graph, denoted . Erdős, Hajnal and Moon [3] introduced this concept, determined , and characterized the unique saturated graph of minimum size for all and . For a thorough survey of saturation in graphs and hypergraphs, we refer the reader to [4].
Gerbner et al. [6] introduced the saturation function in the setting of posets. Let denote the -element chain, which is the poset with elements in which each pair of elements is comparable. A main result of [6] is the following.
Theorem 1** (Gerbner et al. [6]).**
For sufficiently large,
[TABLE]
Shortly thereafter, the upper bound was improved using an iterative construction.
Theorem 2** (Morrison, Noel, Scott [10]).**
There exists such that for all and for sufficiently large,
[TABLE]
We call an induced subposet of if there exists an injective function such that if and only if . For any family , the poset induced by in is precisely the induced subposet of where is the restriction of to . Because has no incomparabilities, is a subposet of poset if and only if it is an induced subposet of . However, this is not the case in general.
In this paper, we introduce a notion of induced--saturation. In the case of the chain , our definition aligns with the framework in [6] and [10]. However, as might be expected, we show that this notion is substantially more involved than -saturation for many other choices of .
1.1. Induced Subposets
Before we formally define the notion of induced saturation in posets, we require some terminology from poset theory. For any poset and distinct , we use to denote that is incomparable to (i.e. and ). We say that is covered by (also covers ) if () and there is no such that .
The Hasse diagram of is a diagram where the elements in are represented as points in the plane, with lower than and a line segment drawn from upwards to if and only if covers . It is frequently convenient to represent by a Hasse diagram. The posets with Hasse diagrams displayed in Figure 1 are of particular interest here.
1.2. Induced Poset Saturation
The focus of this paper is to explore the notion of poset saturation for induced subposets. Given a host poset , a target poset , and a family , we say is induced--saturated in if the following two properties hold:
- •
the poset induced by in does not contain an induced copy of , and
- •
for every with , the poset induced by in contains an induced copy of .
Given and a poset , let be the minimum size of a family that is induced--saturated in . If is not an induced subposet of , then , vacuously. Note that when , the proof of which is left to the reader.
It is worthwhile to note that induced saturation is less straightforward to define in graphs than in posets. For instance, determining a notion of induced saturation that encompasses , a set of pairwise nonadjacent vertices, as a potential target graph is nontrivial. Indeed, in the natural first extension of the definition of an -saturated graph to the induced setting, has no “induced" saturation number when the number of vertices in the host graph is at least . Hence induced saturation for graphs needs additional ideas, such as in [8], where the authors utilize trigraphs [1] to address such issues. As we discuss below, however, the natural extension of the saturation function for posets to the induced framework easily extends to antichains, which are the nearest poset analogue to independent sets in graphs.
As is often the case with graph saturation problems, induced saturation in posets is not monotone. In particular, one cannot conclude that if is an induced subposet of , then . For example, let be the poset with two elements, and , which are incomparable. It fairly easy to see that . On the other hand, let be the poset with 3 elements, , , and , such that , but is incomparable to both and . The family is induced--saturated in .
1.3. Summary of Results
Next, we summarize the results that will be proven in Sections 2 and 3. To begin, let denote the -antichain, which is the poset with elements in which each pair of elements is incomparable. Note that since any saturated family that has no (weak) copy of has at least elements and any family that has at least elements contains a (weak) copy of . In contrast, the induced saturation number of the -antichain is linear in :
Theorem 3**.**
If , then
[TABLE]
In particular, .
Next, note that because any family that has no (weak) has at least elements and the family is -saturated. By symmetry, . But again the induced saturation number is linear in :
Theorem 4**.**
If , then
[TABLE]
The diamond ( in Figure 1) further emphasizes the distinction between saturation numbers and induced saturation numbers. We note that since any -saturated family has at least elements and the family is -saturated. However, in the induced setting, we have Theorem 5:
Theorem 5**.**
If , then
[TABLE]
We note that , as any -saturated family has at least elements, and the family is -saturated. On the other hand, we prove Theorem 6:
Theorem 6**.**
If , then
[TABLE]
The last particular poset we would like to highlight is the butterfly ( in Figure 1). We note that as any -saturated family has at least elements and a little more work gives a lower bound of 4. For the upper bound, the family is -saturated. However, Theorem 7 indicates different behavior for the induced saturation number:
Theorem 7**.**
If , then
[TABLE]
In each of the above instances, we remark that is bounded by a constant, while . However, unlike , , and , we do not know the growth rate of for the diamond, , or the butterfly.
Next we define an infinite class of posets and show in Theorem 8 that the induced saturation number of each is at least logarithmic in . This class includes the diamond, , and the butterfly, so that the lower bounds in Theorems 5 - 7 all follow from Theorem 8.
Definition 1** (Unique Cover Twin Property).**
Let be a poset. We say that has the Unique Cover Twin Property (UCTP) if for every element that has precisely one cover there exists , , such that also covers . Let denote the collection of all posets that have at least 2 elements and have UCTP.
Notice that all posets in Figure 1 have UCTP. Our main result, Theorem 8, provides a logarithmic lower bound on the saturation numbers of all non-trivial posets with UCTP.
Theorem 8**.**
If , then
[TABLE]
The proof of this result appears in Section 3, and follows from an analysis of the biclique cover number of an auxiliary graph that will be defined later.
2. Upper Bounds On Induced Saturation Numbers
In order to prove an upper bound on for some poset and some integer , we find a family in that is induced--saturated. For instance, consider the family composed of maximum chains in () whose pairwise intersection is precisely . This family has cardinality and is easily seen to be induced--saturated for (see Figure 2) implying Proposition 1.
Proposition 1**.**
If and , then
[TABLE]
Proposition 1 provides the upper bounds in Theorems 4 and 5. Note that when , the family is also induced--saturated. Hence, extremal examples need not be unique.
While Proposition 1 provides an upper bound for , this is not best possible. For , suppose for some odd integer . (Note: With care, this construction can be tweaked to remove this restriction on .)
Consider the following families of elements of :
[TABLE]
One can view this as the lower half of the Boolean lattice (described by ) and a copy of the top half of (described by ) connected by disjoint chains (described by ).
We claim that is an induced--saturated family. To see this, first observe that has width as it can be decomposed into chains. Thus does not contain a copy of . Now consider any set , . We will show that the family contains an induced copy of .
If , then forms an antichain of size with the elements in that have the same size as . If , then there exists , . So forms an antichain of size with from . On the other hand, if , then forms an antichain of size with the sets in of size .
The size of this induced--saturated family is . From the fact that , the value of is asymptotically which implies . This is an improvement of the upper bound of obtained from the disjoint chains construction. However they are asymptotically the same in .
Next we turn our attention to the poset. For consistency, let denote the poset in Figure 1, with , , and . Proposition 2 provides the upper bound in Theorem 6.
Proposition 2**.**
For , .
Proof.
Consider the family
[TABLE]
Let be an induced copy of in . We will show that and cannot all be in . Because and are incomparable, both must have size at least 1. Thus and , which are incomparable, each have size at least 2. But all sets in with size at least 2 lie on a chain and thus are comparable. Therefore has no induced copy of .
Further, consider any set , with , that is not in . Note that . Choose the smallest . Since , . If , then is an induced copy of in . If , then is an induced copy of . ∎
We now establish the upper bound for the induced saturation number of the butterfly as stated in Theorem 7. Let denote the butterfly with elements , , , and where and are the minimal elements.
Proposition 3**.**
For , .
Proof.
Consider the family where , , and . Suppose is an induced butterfly in . Since the maximal elements must be incomparable and is a chain, either or must be in and thus the two incomparable minimal elements, and , are from . However the only supersets of both and in are and sets in that contain . But these are all comparable, so contains no induced .
Let , where , be an element of (so ). Further, let be the smallest value not in and note that . For , the butterfly is induced. Thus, is induced--saturated, proving the proposition. ∎
3. Lower Bounds on the Induced Saturation Number
In this section, we establish lower bounds on the induced saturation number for specific choices of . For the poset , the lower bound matches the upper bound asymptotically (up to a constant multiple). For and , the lower bounds match the upper bounds exactly, and thus we know the induced saturation numbers. We conclude with a general logarithmic lower bound on for a rich class of posets.
3.1. Asymptotic and Exact Induced Saturation Numbers
One class of posets for which our upper and lower bounds for match asymptotically is antichains. Recall that denotes the antichain with elements, a collection of pairwise incomparable elements. To address , we will make use of the classical theorem of Dilworth.
Theorem 9** (Dilworth [2]).**
Let be a (finite) poset. If is the maximum size of an antichain in , then there exist disjoint chains such that .
We can now establish the lower bound in Theorem 3.
Proposition 4**.**
If , then
[TABLE]
Proof.
For contradiction, suppose that is an induced--saturated family with at most elements. Since is the maximum size of an antichain in , there exist disjoint chains (not necessarily maximal chains) such that by Dilworth’s Theorem (Theorem 9). Let be an arbitrary extension of to a maximal chain in for . The maximal chains form a chain cover of (not necessarily disjoint) and remain -free by Dilworth’s Theorem. Since is maximal with respect to containing no induced copy of , the union of these full chains is .
Since and are comparable to every element of and thus cannot participate in any -antichain, both are in . Hence, .
Suppose contains only one set, , of cardinality for some . Then all chains, and in particular and contain . Further, contains , , and for some and . Consider the set of size . In particular, and yet if we replace with , we have a cover of with chains. Thus does not contain an induced copy of , contradicting the choice of . So we may assume that contains at least 2 sets of each cardinality .
Since , there must be some for which contains exactly two sets of cardinality , say and . Now consider the sets in of size . If , there must be at least two sets and in that have cardinality . (Note: If , then consider sets of cardinality rather than . A similar argument will hold.) It is not possible to have and since they are incomparable and both have size . Without loss of generality, .
Since and , there must be a chain, say , that contains and that chain must also contain . In particular, for some and , , , and are on . Let . If there are at least two chains that contain , then replacing with yields a chain cover of with chains, a contradiction to the choice of as before. If instead the only chain that contains is , then at least two chains contain since . In particular, these chains pass through both and as . Let be one of these chains. In particular, contains , , and . Let . If , then replace with to obtain a cover of with chains, a contradiction as before. If , then replace with and replace with to obtain a chain cover of with chains, a contradiction. ∎
Proposition 4 and Proposition 1 yield the bounds on in Theorem 3. It is worth mentioning that and . The first is clear. For the second, an induced--saturated family can be decomposed into two chains. The proof for Proposition 4 showing that contains at least two sets of cardinality for each also holds in this case, giving the desired result.
Now we turn our attention to the diamond, , and begin with the following lemma. In addition to providing a starting point for proving the lower bound on , this result also allows us to determine several other induced saturation numbers exactly.
For ease of notation, we will use to denote the diamond on four distinct elements, , , , and where is the unique minimal element, is the unique maximal element, and and are incomparable. Note that and describe the same diamond.
Lemma 5**.**
Let be an induced--saturated family in the Boolean lattice , . If or , then .
Proof.
By duality, it suffices to prove the case when . Fix , an induced--saturated family in the Boolean lattice , , with . We will define an injection . If , let . Consider such that . Because is induced--saturated and , there exists such that is in . In particular, . Among all such pairs , choose the pair with maximum cardinality, breaking ties by minimizing the cardinality of and set .
Claim**.**
.
Proof.
For contradiction, suppose . So , which implies there exist sets , , that together with induce a in . Note that cannot be the minimal element in the diamond formed because then would also be a diamond formed entirely by elements in . Similarly, cannot be the maximal element of the diamond because would be a diamond in . Thus we have diamond in . If more than one such induced diamond is present in , consider the one in which has maximum cardinality. At present, the Hasse diagram in Figure 3 shows the general setting with the possibility of more comparabilities.
Next, we study the relationship between and . Since , either or is incomparable to . However, if is incomparable to , then we have the diamond in , a contradiction to the choice of .
Next, suppose that . Because and are incomparable, we may conclude . Thus, either or . In the first case, we have the diamond in , a contradiction to the choice of . In the second case, we have diamond . Because in this case, we have a contradiction to the choice of as having maximum size.
It remains to consider the case where . Under this assumption, we can conclude that as and . Since , the pair in contradicts the choice of because .
Having obtained a contradiction when and were comparable and when they were incomparable, this concludes the proof of the claim. ∎
We finish the proof of the lemma by showing that is injective. Suppose otherwise that there exists a pair and sets with in . The sets and must be non-empty and incomparable, since and . We conclude that is a diamond in , which contradicts the hypothesis that contains no induced copy of . Hence is injective and as desired. ∎
We now establish the lower bound for and presented in Theorem 4, which is a direct consequence of Lemma 5.
Proposition 6**.**
For ,
[TABLE]
Proof.
We will prove the result for . The result for follows by symmetry. Let be an induced--saturated family. Then because is not contained in any induced copies of in .
It remains to show that is also induced--saturated. To see that contains no induced copy of a diamond, we remark that contains no induced copy of that is an induced subposet of the diamond. Hence, contains no copy of the diamond. For any , there exists so that and induce a . In particular, none of these three sets can be . However, and , together with form an induced copy of in . Hence is induced--saturated. Thus is a direct consequence of Lemma 5. ∎
3.2. Separability
In this section, we introduce our main tool for establishing lower bounds on induced saturation numbers: the separability graph. Using this tool we will provide a lower bound on the induced saturation number for members of (see Definition 1).
Definition 2** (Separating points).**
For any and for we say that separates and if
The study of set systems that separate every pair of points was initiated by Rényi [11].
Definition 3** (Separability Graph).**
Let be arbitrary. Define to be the graph with vertex set in which distinct vertices and are adjacent if and only if and are separated by some . We call the separability graph of .
Notice that if contains only one set , then is a complete bipartite graph with elements of in one partite class and elements of in the other partite class. Further, observe
[TABLE]
A biclique cover of a graph is a collection of complete bipartite graphs such that
[TABLE]
The minimum size of a biclique cover of a graph is the biclique cover number, denoted (cf. [9, 5]). The bicliques form a biclique cover of , implying that
[TABLE]
This establishes the following proposition and corollary.
Proposition 7**.**
Let be arbitrary. If is the separability graph of , then
[TABLE]
The fact that yields the following corollary:
Corollary 10**.**
Let be a family of sets such that for any pair , there exists a set that separates and . Then
[TABLE]
Proof.
If separates every pair , the graph is isomorphic to . ∎
Next, we prove that for each , any induced--saturated family separates every pair , and so by Corollary 10 we have that , establishing Theorem 1. To this end, we begin with the following lemma.
Lemma 8**.**
Let be in and let be an induced--saturated family in , where . If there exists a pair so that no set separates and , then for all .
Proof.
Fix a family that is induced--saturated in , . Suppose there is a pair so that for every , . Define a partition where, for each , contains those sets with .
Towards a contradiction, suppose is non-empty, and let be a set of minimum size such that . For ease of notation, let denote and denote . As , there exists some such that induces a copy of . We will obtain a contradiction by showing that induces a copy of in . First observe that for any , if , then .
Claim**.**
For any , if , then .
Proof.
Indeed, if , then there exists , so that . Otherwise, if , then for some . By the choice of , . However, , as and are incomparable by the hypothesis of this case. Thus and so and are incomparable as desired. ∎
Claim**.**
For any , if covers in the poset induced by }, then and covers in .
Proof.
Let be the sets that cover in , which are necessarily pairwise incomparable, and consequently form an antichain. The fact that and implies . Further, if , then must be a proper subset of each , which implies the claim.
Thus, suppose is the only set in that covers . If , then and covers in . If instead , then recall has the UCTP. Thus there is a set such that covers in the poset induced by . If , then , which means , contradicting the fact that covers both and . Thus, , and so for some . Since and , this contradicts the choice of . It follows that , as desired. ∎
Since induces a copy of , the two claims imply that also induces a copy of . However, , which means that contains an induced copy of , a contradiction. ∎
The following lemma is a dual result to Lemma 8.
Lemma 9**.**
Let and let be an induced--saturated family in , where . If there exists a pair such that no set separates and , then for all .
Proof.
Let and let be an induced--saturated family in the Boolean lattice such that there is a pair for which no set in separates and . Define to be the dual poset of where in if and only if in . Define to be the family .
First note that is induced--saturated because is induced--saturated. Further, does not separate and because does not. Finally, if an element in is covered by some , then covers in .
Next we show that has the UCTP. Consider an element that is covered by in . Since has the UCTP, either is covered by and in , or has exactly one cover in such that also covers in . The first case implies is covered by that also covers in . The second case implies is covered by both and in . Therefore has the UCTP.
By Lemma 8, for each in , . Therefore for each . ∎
Proof of Theorem 8.
If is a non-trivial poset with the UCTP and is an induced--saturated family that does not separate all pairs of points, then Lemmas 8 and 9 imply that . However has at least two elements, so any induced--saturated family must have at least one element. Thus must separate all pairs of points. By Corollary 10, , completing the proof. ∎
Since each of , and are in , Theorem 8 implies the lower bounds in Theorems 5, 6, and 7.
4. Future Work
We have determined the exact induced--saturation number when is or and up to a constant when is . While many of our bounds do not match, we are prepared to conjecture the asymptotic value of for several of the posets of interest in this paper.
Conjecture 1**.**
For , .
Conjecture 2**.**
For ,
Conjecture 3**.**
For , .
Toward Conjecture 2, Lemma 5 implies that we only require better lower bounds for induced--saturated families that do not contain either or . The family
[TABLE]
is such an induced--saturated that avoids and and has size . Asymptotically we believe this to be the right answer. However, similar to the initial step (when ) of the iterative construction for Theorem 2, it is likely that a small constant improvement can be made. In light of this, we pose the following conjecture:
Conjecture 4**.**
There exists a universal constant such that if is an induced--saturated family that avoids and , we have:
[TABLE]
In this paper, we used the biclique cover number to provide a logarithmic lower bound for whenever is non-trivial and has the UCTP (Theorem 8). The biclique cover number result in Lemma 7 can be applied to any family . It would be interesting to see Lemma 7 applied in a case where .
More generally, there are many open questions in this subject. Here are a few to consider.
Problem 1**.**
For which posets is unbounded?
Problem 2**.**
For which posets is unbounded?
Problem 3**.**
For which posets does the limit exist?
Problem 4**.**
Is there function such that for any poset , ?
5. Acknowledgements
We would like to thank the referees for their helpful suggestions to improve the presentation of this paper. Their suggestions also led to improving the lower bounds in Theorem 3 and Proposition 4 to from . One can improve this further to , but the proof is much more tedious. Since this remains far from the upper bound, we leave further improvements for future work.
All authors were supported in part by NSF-DMS grant #1427526, “The Rocky Mountain-Great Plains Graduate Research Workshop in Combinatorics." Ferrara, Kay, Martin, and Smith were supported by a grant from the Simons Foundation (#426971, Michael Ferrara). Martin was supported by a grant from the Simons Foundation (#353292, Ryan R. Martin). Smith was supported in part by NSF-DMS grant #1344199.
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