$l_{p}$-norms of Fourier coefficients of powers of a Blaschke factor
Oleg Szehr, Rachid Zarouf

TL;DR
This paper analyzes the asymptotic behavior of the $l_{p}$-norms of Taylor coefficients of powers of a Blaschke factor, extending known bounds to a broader range of p and establishing sharp asymptotics.
Contribution
It extends the asymptotic bounds of $l_{p}$-norms for powers of Blaschke factors to the range p in [1,4) and provides sharp estimates for p > 4, including the critical case p=4.
Findings
Extended bounds for $l_{p}$-norms to p in [1,4)
Derived sharp asymptotic estimates for $p>4$
Established the asymptotic sharpness of the bounds
Abstract
We determine the asymptotic behavior of the -norms of the sequence of Taylor coefficients of , where is an automorphism of the unit disk, , and is large. It is known that in the parameter range a sharp upper bound \begin{align*} \left|\!\left|b^{n}\right|\!\right|_{l_{p}^A}\leq C_{p}n^{\frac{2-p}{2p}} \end{align*} holds. In this article we find that this estimate is valid even when . We prove that \begin{align*} \left|\!\left|b^{n}\right|\!\right|_{l_{4}^A}\leq C_{4}\left(\frac{\log n}{n}\right)^{\frac{1}{4}} \end{align*} and for that \begin{align*} \left|\!\left|b^{n}\right|\!\right|_{l_{p}^A}\leq C_{p}n^{\frac{1-p}{3p}} & . \end{align*} We prove that our upper bounds are sharp as tends to i.e. they have the correct asymptotic dependence.
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Taxonomy
TopicsAnalytic and geometric function theory · Analytic Number Theory Research · Spectral Theory in Mathematical Physics
-norms of Fourier coefficients of powers of a Blaschke factor
Oleg Szehr
Department of Mathematics and Mechanics, Saint Petersburg State University, 28, Universitetski pr., St. Petersburg, 198504, Russia.
and
Rachid Zarouf
Aix-Marseille Université, CNRS, Centrale Marseille, LATP, UMR 7353, 13453 Marseille, France.
Department of Mathematics and Mechanics, Saint Petersburg State University, 28, Universitetski pr., St. Petersburg, 198504, Russia.
Abstract.
We determine the asymptotic behavior of the -norms of the sequence of Taylor coefficients of , where is an automorphism of the unit disk, , and is large. It is known that in the parameter range a sharp upper bound
[TABLE]
holds. In this article we find that this estimate is valid even when . We prove that
[TABLE]
and for that
[TABLE]
We prove that our upper bounds are sharp as tends to i.e. they have the correct asymptotic dependence.
Key words and phrases:
Powers of a Blaschke factor, Fourier coefficients, Taylor coefficients, norms
The work is supported by Russian Science Foundation grant 14-41-00010
1. Introduction
We denote by the open unit disk in the complex plane and by its boundary. For a given we denote by
[TABLE]
the elementary Blaschke factor corresponding to . Clearly is equivalent to . For any we have that is a bounded, holomorphic on and as such posses a natural identification with its boundary behavior on [NN]. It is well known that the Taylor- and Fourier- coefficients of such functions can be identified [NN] and we will use these terms interchangeably in what follows. Let denote the Taylor expansion of . We write
[TABLE]
for the usual -norm of the sequence of Taylor coefficients of . In the limit of large we set . We observe that our -norms only depend on the absolute values and we have
[TABLE]
In what follows we therefore assume . We use the following notation: for two positive functions we say that is dominated by , denoted by , if there is a constant such that and we say that and are comparable, denoted by , if both and . In this article we seek to determine the asymptotic behavior of the norm
[TABLE]
in the limit of large . This appears to be a relatively well-studied topic. J-P. Kahane [JK] has shown that . The sharp numerical constant , i.e. such that as tends to , was computed in [DG] but the proof was carried out more precisely in [BHl]. The discussion of -norms for occured in [BS], where the asymptotic behavior
[TABLE]
is derived. Our aim is to extend this discussion to the whole interval . For us this is motivated by a line of research that aims at Schäffer’s question [JG, GMP]. We intend to sharpen the results of [GMP] using precise estimates for . The results appear in a forthcoming article [SZ2]. In [BS] the authors study the composition operator defined by the relation . To assess if is a bounded linear operator from one Banach space of analytic functions into another it is often enough to know the asymptotic behavior of . For example the closed graph theorem shows that is bounded from to iff the norms are uniformly bounded. Our main result is as follows.
Theorem 1**.**
Let denote a Blaschke product, let and . Then for the -norms of the Taylor coefficients of we have the following asymptotic behavior
[TABLE]
for some constants depending on and .
Our proof is based on a detailed analysis of the asymptotic growth of the Taylor coefficients both with respect to and . As it turns out this analysis is delicate. Holomorphy of implies that for any fixed the coefficients decay exponentially when grows large. Similarly, it is not difficult to see that at any fixed the coefficient decays exponentially with , see Proposition 2 below. The interesting behavior, which is relevant for determining the norms , therefore occurs when is a sequence. As grows large the region of values that provide the dominating contribution to can change. For instance in case of we can guess that the supremum will be achieved on a coefficient whose index depends on . The question is now, what is actually the right sequence such that is achieved. More generally, for our exercise it is crucial to identify for each , which values of provide the dominating contribution to . We therefore decompose the set of values for into -depending “intervals” and show that the regions of that provide the dominating contributions to depend on and . This fact is one of the main findings of the article at hand and was not observed in preceding publications. In this fact lies also the reason for the structure of the asymptotic behavior provided in Theorem 1. Depending on whether or the dominating contribution stems from different regions of resulting in the differing asymptotics. The dependence on can be described in terms of the “critical” values and , which will be stationary points for the expansion of integrals in our asymptotic analysis. For now a simple way of understanding their critical nature is to view them as values that identify the slowest decay for in the sense that at and we observe the slowest decay of when grows large. A summary of decay rates of is provided in Table 1.1.
In this article we split the discussion of and conceptually in the derivation of upper and lower estimates. In Section 2 we derive upper estimates and compute the resulting upper estimates for . In Section 3 we prove the asymptotic sharpness of our upper estimates. Our proof of upper bounds on will be based on a well-known Van der Corput type estimates, Lemma 3. It turns out that in the interval sharpness follows from a simple application of Hölder’s inequality. The proof of sharpness in the range , however, requires new methods. A core step will be the introduction and development of the so-called uniform method of stationary phase [VB, CFU], which we employ to derive an asymptotic expansion of when is near to . This method will provide the sharpness of our upper bound when .
2. Upper estimates
To prove the upper bounds in Theorem 1 we estimate the norm of the -th Taylor coefficient of the -th power of . Summing the individual coefficients will provide the desired bounds for Theorem 1.
Proposition 2**.**
Let with and . Set and choose a fixed . In the following we consider sequences and all assertions are meant to hold for large enough .
- (1)
If then decays exponentially as tends to . Similarly if then decays exponentially as tends to . 2. (2)
If then
[TABLE] 3. (3)
If then
[TABLE] 4. (4)
If , then
[TABLE]
We begin with a well-known lemma due to Van Der Corput. It will be the key ingredient for the upper estimates of Proposition 2.
Lemma 3**.**
Let be a continuously differentiable real function on , such that and are monotone and does not vanish on Then
[TABLE]
Proof.
Integration by parts shows that
[TABLE]
This provides the rough upper estimate
[TABLE]
Since is monotone on we have either or on and consequently
[TABLE]
∎
To apply the lemma we rewrite in a convenient way. First for any and there exists a real valued function so that
[TABLE]
Deriving the above equality with respect to we find
[TABLE]
which shows that
[TABLE]
For the Taylor coefficient with and we can write
[TABLE]
where
[TABLE]
Computing derivatives we find that , and
[TABLE]
This implies that is strictly decreasing on with
[TABLE]
Proof of Proposition 2.
For simplicity we focus on the case where is closer to than to . The discussion in the alternative case is identical.
- (1)
This is a direct application of [SZ, Theorem 2, point (3)]. We recapitulate the main steps for completeness. It is well known [JG] that for we have upper and lower bounds on the elementary Blaschke factor as
[TABLE]
Fourier coefficients can be expressed using the usual contour integral
[TABLE]
For the magnitude of the integral we find that
[TABLE]
If then there exists such that [SZ]. If then there exists such that [SZ]. 2. (2)
If then In particular on and is strictly increasing while is decreasing on this interval. Applying Lemma 3 we get
[TABLE] 3. (3)
If then might be positive or negative depending on the choice of . We fix a constant (independent of ) whose exact value is to be specified later. We split the integral
[TABLE]
and notice that
[TABLE]
To estimate the second integral we intend to apply the Van der Corput-type Lemma 3, which requires a lower estimate on for . To achieve this we expand the function in a neighborhood of , which provides
[TABLE]
as tends to [math]. Hence for the decreasing function we find that for large and we have
[TABLE]
where we made use of the assumption and have chosen appropriate for the last inequality. Applying Lemma 3 on we obtain
[TABLE] 4. (4)
If then the equation has exactly one solution on , see [SZ]. Direct computation shows that
[TABLE]
We choose whose exact value is to be specified later. We split the integral
[TABLE]
and notice that
[TABLE]
The remaining integrals are treated via Lemma 3. Since is decreasing on and we have
[TABLE]
As always we assume that is closer to so that and we seek for a suitable lower bound for . This is achieved as follows. First we use the mean-value theorem for integrals to see that there is with
[TABLE]
for some . By the mean-value theorem for differentiation there exists also such that
[TABLE]
For the last inequality we use that is bounded from below. We also made use of the assumption that is closer to than , which implies that is bounded by a constant. In particular assuming we have and
[TABLE]
In summary we find
[TABLE]
A similar reasoning applies to . We obtain in total
[TABLE]
which completes the proof.
∎
We prove the upper bound in Theorem 1.
Proof of upper bound in Theorem 1.
We set and split the sum
[TABLE]
For the proof we focus on the second sum, i.e. we assume that is closer to than to . (This is for completeness of the exposition and complementary to the proof of Proposition 2, where we focus on closer .) The discussion of the first sum is identical. Let . We split the sum over according to the regions of Proposition 2
[TABLE]
We make use of the respective estimates of Proposition 2 to bound the individual sums.
- •
We begin by the “large values of ”, where coefficients decay exponentially. We have
[TABLE]
Using the first estimate in (2.1) we find
[TABLE]
We choose the radius , which gives
[TABLE]
Moreover
[TABLE]
In total we get
[TABLE]
- •
We estimate
[TABLE]
We set and bound the Riemann sum
[TABLE]
We find for
[TABLE]
and for
[TABLE]
- •
We estimate
[TABLE]
- •
We estimate
[TABLE]
We set and we bound the Riemann sum
[TABLE]
where . Evaluating the integral gives the following upper estimates. If then
[TABLE]
if then
[TABLE]
and if then
[TABLE]
∎
3. Lower Estimates
Before going into the details of a technical discussion of sharpness in Theorem 1 we summarize some known facts and provide a simple argument for sharpness in the interval . The discussion of sharpness in the interval is build on an expansion of the Taylor coefficients of in terms of the Airy function. The most complicated case turns out the boundary case , which is treated separately in the end. We notice that the upper bound in Theorem 1 is sharp for as a consequence of [SZ, Theorem 2, point (2)]. In that reference the behavior of the largest coefficient, is analyzed and it is shown that to first order we have . For the case the limit is computed in [JK, DG, BHl]. The case is trivial and a direct consequence of Plancharel’s theorem
[TABLE]
where the last step makes use of the fact that for . Lower estimates are derived in the whole range in [BS], which imply that the theorem is sharp in this region. The asymptotic statement of Theorem 1 is actually sharp for . This is a consequence of the upper estimate in Theorem 1.
Corollary 4**.**
For we have
[TABLE]
Here is an elementary proof which holds curiously for only. (The rest of the interval is covered already in [BS] and there is no need to reproduce the discussion.)
Proof of corollary 4.
Let denote the Hölder conjugate of i.e. . By assumption and . It follows from the upper estimates in Theorem 1 (proved in the previous section) that
[TABLE]
A straightforward application of Hölder’s inequality gives:
[TABLE]
We conclude that
[TABLE]
with . ∎
For our discussion of sharpness we can henceforth assume that . We have already seen in Proposition 2 point (1) that if is a sequence with of for some then decay exponentially as . This means that for any the main contribution in the norms of is due to a critical range of with . In this section we compute an asymptotic expansion of as and tend simultaneously to and approaches the right boundary of from inside:
[TABLE]
In this region the asymptotic behavior of can be written in terms of the Airy function . For real arguments the latter can be defined as an improper Riemann integral
[TABLE]
For us the most interesting will be the oscillatory behavior of for large negative arguments. We have the asymptotic approximation
[TABLE]
Proposition 5** (Asymptotic expansion of for in a left neighborhood of ).**
Let with and and set . Consider sequences with such that . For the Taylor coefficients of we have the following asymptotic expansion as
[TABLE]
where
The slowest decay of occurs at the boundary . Here the supremum is attained and corresponds to the -norm. In this situation we can recover some of the findings of [SZ, Proposition 4]. We find that the boundary behavior as gets large (at ) is
[TABLE]
which proves (as already shown in [SZ]) that . This can be extended to the whole interval . We find the corresponding corollary to Proposition 5 and Proposition 2.
Corollary 6**.**
For
[TABLE]
Proof of Corollary 6.
We consider as the case is clear from above. Since the prefactor in Proposition 5 is comparable to a positive constant
[TABLE]
We consider the set of integers in
[TABLE]
where the constant is chosen such that for . Explicitly this condition reads as
[TABLE]
i.e. we can choose . This choice of ensures that for the quantity lies in the compact interval on which the Airy function takes values that are separated from [math],
[TABLE]
(The first negative zero of the Airy function occurs at approximately ). In other words from Proposition 5 we have for sufficiently large and all an estimate of the form
[TABLE]
with a constant . Therefore we have
[TABLE]
∎
Notice that for we have that such that the argument given above does not reach the lower bound of Corollary 4 for the interval . Since Proposition 5 provides the exact asymptotic behavior we can conclude that the dominant contribution to the norms of does not come from the interval when . Instead for estimates are achieved in the region IV of Table 1.1. As we will see in this situation the main contribution to
[TABLE]
comes from a small interval around , see [SZ, Proposition 4, point 2)]. For technical convenience we focus our analysis on the integral representation of , which is the same as as is real. We fix and split as
[TABLE]
where . We write the integrals in a way that is convenient for asymptotic analysis. We introduce a function with and
[TABLE]
where denotes the principal branch of the complex logarithm. We have
[TABLE]
To prove Theorem 5 we proceed by the following steps
- (1)
We prove that , where we make use of a Van der Corput type lemma, see Lemma 7 below. 2. (2)
We compute an asymptotic expansion for \frac{1}{2\pi}\int_{-\varepsilon}^{\varepsilon}b_{\lambda}^{-n}(z)z^{k}\Bigg{|}_{z=e^{i\varphi}}\textnormal{d}\varphi relying on the so-called uniform method of stationary phase [VB, Section 2.3 p. 41]. The technical core of the latter will be a locally one-to-one cubic transformation of the integrand’s argument following the methods of [CFU].
Lemma 7**.**
Let be a sequence that approaches from the left, i.e. . Given fixed we have as that
[TABLE]
Proof.
We define a function on by setting . Deriving with respect to we find
[TABLE]
For we have
[TABLE]
where
[TABLE]
as tends to . For sufficiently large
[TABLE]
for any . Therefore an application of Lemma 3 provides
[TABLE]
∎
The next step is to compute an asymptotic expansion of
[TABLE]
We will see that is well suited for an application of the uniform method of stationary phase [VB, Section 2.3 p. 41], which is based in turns on a locally one-to-one cubic transformation of , which is described in [CFU] and [RW, p. 366], [BH, p. 369]). In order to apply the result from [CFU] we perform a locally one-to-one cubit transformation to the function . First we notice that both and are critical values in the sense that for the function has two distinct saddle points and of rank . However, if the points and merge to a single saddle point (respectively ) of rank . For notational convenience we shall write the function with an additional argument instead of the index, . To be precise the conditions for mentioned saddle points read
[TABLE]
for for saddle-points , of rank one and
[TABLE]
respectively
[TABLE]
for saddle points of rank . Computing derivatives we find
[TABLE]
The function has a stationary point if and only if , i.e. iff
[TABLE]
Solving the latter for gives
[TABLE]
and we write with and . Observe that , and
[TABLE]
We distinguish the two cases 1) and 2) , which are characterized by the presence of a stationary point of order one ( but ) in Case 1) and of order two ( but ) in Case 2).
Case 1) If then the zeros and of are distinct points located on with and . Plugging in we see that
[TABLE]
*Case 2) * If then has a unique zero. If then and
[TABLE]
with
[TABLE]
If then and
[TABLE]
The contour of integration in is chosen so that it is located in a neighborhood of . This leads to considering the right boundary so that and lie in for some and close to (3.2) and (3.1) are clearly satisfied. We are now ready to perform the one-to-one cubic transformation of [CFU].
Proposition 8**.**
For near the cubic transformation
[TABLE]
has exactly one branch which can be expanded into a power series in with coefficients which are continuous in . On this branch the points correspond, respectively, to . Furthermore the mapping of to is one-to-one locally on a neighborhood of [math] onto for some positive .
Proof.
Following [CFU] let us define by the equation
[TABLE]
where and are to be determined. This transformation is shown in [CFU] to be locally one-to-one and analytic for all in a neighborhood of . By differentiating the above equation with respect to we obtain
[TABLE]
Since should yield a conformal map we must require that is finite and nonzero. We see from the above equality that difficulties can only arise when and when . We change variables such that we have when . More precisely it follows from [CFU] that (see [RW, Theorem 1 p.368]):
-
the parameters and can be explicitely determined so that the transformation (3.4) has exactly one branch which can be expanded into a power series in with coefficients which are continuous in for near ,
-
on this branch the points correspond to respectively,
-
for near the correspondence to is locally one-to-one that is to say from a neighborhood of 0 onto a neighborhood of say for some positive . Indeed the two simple saddle points and for (resp. and for ) coalesce to a single saddle point of order when or equivalentely when . Determination of and .We show that
[TABLE]
It follows from (3.4) that
[TABLE]
and
[TABLE]
so that
[TABLE]
and
[TABLE]
Since
[TABLE]
implies
[TABLE]
which gives us
[TABLE]
We observe that is not uniquely determined by the above equality. Indeed when it defines three values of . We discuss below this ambiguity and compute .
Computation of .
- Plugging in (3.5) with close to we get
[TABLE]
which yields (since )
[TABLE]
- We observe that and so that
[TABLE]
and
[TABLE]
which gives
[TABLE]
Since (whatever is close to or not) the above equality implies that
[TABLE]
It follows from (3.7) and (3.8) that .
- We use finally . Differentiating (3.5) with respect to and specifying the corresponding identity at we get
[TABLE]
that is to say
[TABLE]
It follows from (3.3) that
[TABLE]
and
[TABLE]
In particular taking the arguments
[TABLE]
where as tends to Passing after to the limit as we obtain the third equation
[TABLE]
because as Adding (3.7) and (3.8) and comparing it with 3.11 we find
[TABLE]
and we conclude that and .
Computation of and . Differentiating (3.5) two times with respect to and specifying the corresponding identity at and we get
[TABLE]
Since
[TABLE]
Together with (3.6) this gives
[TABLE]
∎
With the developed theory we are ready to conclude the proof of Proposition 5. We will apply the uniform method of stationary phase [VB, Section 2.3 pp. 41-44] to
[TABLE]
making use of the above one-to-one cubic transformation of .
Proof of Proposition 5.
We will rely on Lemma 7. Differentiating with respect to
[TABLE]
it follows from (3.9) and (3.10) that
[TABLE]
and
[TABLE]
which shows that is perfectly suited for applying the approach in [VB, Section 2.3 p. 41] (with and ). Observe that
[TABLE]
and
[TABLE]
This gives
[TABLE]
A straightforward application of [VB, formula (2.36) p. 43] gives
[TABLE]
where and are given (see [VB, formula (2.36c) p. 44]) by
[TABLE]
and
[TABLE]
This yields
[TABLE]
and the result follows. ∎
We conclude our analysis with the discussion of the lower bound for .
Proposition 9**.**
For we have
[TABLE]
Proof.
The upper bound is shown in Section 2. The proof of the lower bound will be concluded in four steps.
Step 1. *Application of *Theorem 5 *and sommation over a suitable range of . *
Given we recall the notation we finally chose: . We define to be the following set of integers
[TABLE]
A direct application of Theorem 5
[TABLE]
where Plugging in the oscillatory behavior of
[TABLE]
we find
[TABLE]
because and is fixed in (0,1). Plugging in the value of this yields
[TABLE]
where , denoting the fractional part of and
Step 2. Equidistribution of .
Given in and in we consider
[TABLE]
To estimate the above sum we use one of Van der Corput’s lemma [AZ, Ch. 5, Lemma 4.6]: if or on then
[TABLE]
where is an absolute constant. We shall apply this lemma to the case , and . We have and where and . In particular for we have so that , as tends to and
[TABLE]
[TABLE]
For large enough we obtain that for any
[TABLE]
Step 3. Approximation by trigonometric polynomials and Abel’s transformation.
We reproduce and adapt the proof of [DG, Lemma 3] We define . Our aim is to prove that there exists a limit:
[TABLE]
We observe that is continuous and 1-periodic on the real line. In particular according to Fejér’s Theorem, for any there is a trigonometric polynomial
[TABLE]
such that for .
We put . Using the monotonicity and positivity of we compare with an integral to obtain . After a change of variable we find that is to say
[TABLE]
We now write
[TABLE]
and by applying Abel’s summation formula we get for
[TABLE]
This yields
[TABLE]
In particular
[TABLE]
but by construction on the interval and therefore
[TABLE]
Passing after to the limit as tends to we get
[TABLE]
Substracting this yields
[TABLE]
on one hand and
[TABLE]
on the other hand. Since is arbitrarily small we obtain and in the same way . The result follows.
Step 4. Conclusion
With the result from Step 3 and going back to Step 1
[TABLE]
which completes the proof. ∎
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