On the removable singularities of complex analytic sets
E.M.Chirka

TL;DR
This paper establishes sufficient conditions under which singularities in complex-analytic sets can be removed, enhancing understanding of their structure in complex domains.
Contribution
It provides new criteria for the removability of singularities in complex-analytic sets within complex Euclidean spaces.
Findings
Identifies sufficient conditions for singularity removability.
Advances theoretical understanding of complex-analytic set singularities.
Offers criteria applicable to complex analysis and geometry.
Abstract
There is proved the sufficiency of several conditions for the removability of singularities of complex-analytic sets in domains of .
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On the removable singularities
of complex analytic sets
E.M.Chirka
Steklov Math.Institute RAS
[email protected] The work is supported by the Russian Science Foundation under grant 14-05-00005.
Abstract
There is proved the sufficiency of several conditions for the removability of singularities of complex-analytic sets in domains of
1. Introduction. A closed subset of a complex manifold is called below -removable if for every respectively closed purely -dimensional complex analytic subset its closure in is an analytic set. We omit "complex" in what follows. Thus "analytic set" below means a set such that for every point there exists a neighborhood of such that is the set of common zeros of a family of holomorphic functions in . Such a set has in general singular points but the set of them is removable in sense of given definition and in essence we study below the boundary sets the adding of which to does not spoil the analyticity.
By we denote the Hausdorff measure of dimension (see e.g. [5] Ch.III). There is well-known sufficient metrical condition (Shiffman theorem): * is -removable if *; see [8] or [2] § 4.4. We assume some smooth metric on being fixed and Hausdorff measures are taken with respect to this metric. The vanishing of -measure of a set in does not depend on the choice of smooth metric.
The condition of Shiffman theorem is non-improvable in the scale of Hausdorff measures and for its weakening one needs in additional assumptions. For the following remarkable theorem is obtained by Lee Stout ([10] Theorem 3.8.18):
Let be an arbitrary domain in and is relatively closed purely one-dimensional analytic subset of where is a compact in such that and the set is either empty or a point. Then is one-dimensional analytic set.
This is the first statement on removable singularities which I know with conditions on the boundaries of tested sets.
Here denotes ech cohomology and the condition is purely topological. By Bruschlinsky theorem it is equivalent to the condition that any continuous function without zeros on has continuous logarithm (see [1] or [10] p.19). Such sets are called also simply co-connected. There are for instance all totally disconnected compact sets (the connected components are points), simple Jordan arcs, plane compact sets with connected complements e.t.c.
Some conditions on are necessary in general for the removability of . If for example is the unit ball in and is its diameter on the axis then consists of two points only but for the semi-disk the set is not analytic. Nevertheless, the condition in Stout theorem can be weakened in the following way.
Theorem 1. Let be an arbitrary domain in and be its bounded relatively closed subset. Assume that and the one-point compactification is simply co-connected. Then is -removable.
One-point compactification of a topological space is the topological space with the same topology on and additional point which punctured neighborhoods are the complements to compact subsets of the space . (Here and everywhere below means the union of disjoint sets.) If is a point (as in Stout theorem) then as topological spaces, and in the example with diameter of a ball the set is homeomorphic to a circle and thus is not simply co-connected. The condition for relatively closed is evidently equivalent to the condition that every continuous function without zeros on and constant on has on a continuous logarithm which is also constant on .
The problems with singularities for analytic sets of dimension are in some sense simpler due to Harvey – Lawson theorem (see for instance theorem 20.2 on compact singularities in [2]), but the proofs need in additional pseudoconvexity type assumptions. The following theorem is valid for arbitrary .
Theorem 2. Let be a domain in be its relatively closed bounded subset, and . Assume that and . Then is -removable.
Here means the polynomially convex hull of a compact set that is the set .
Remark that the Theorems, Propositions and Corollaries below are extending in obvious way onto domains in Stein manifolds (instead of as in the text) in view of the proper imbeddebility of such manifolds into suitable . One should only to substitute the polynomials and polynomially (or rationally) convex hulls by global holomorphic (meromorphic) functions and corresponding hulls. If is a complex submanifold in , is a domain on and then is a domain in , the sets are contained in and one can apply the results in restricting to .
The paper is organized as follows. In sect.2 we prove mainly topological preliminaries in spirit of argument principle and degrees of continuous mappings. Sect.3 contains the proof of Theorem 1 in more general situation of Proposition 1. Examples in sect.4 stress that simple sufficient conditions of Theorem 1 are not necessary at all. The proof of Theorem 2 is placed in sect.5 and the corollaries of both theorems are collected in sect.6. At the end we discuss natural relations with removable singularities of holomorphic (and meromorphic) functions and stste some open questions.
There are many references in the text on the book of E.L.Stout [10] but the given proofs are complete; the references indicate simply the corresponding statements and arguments in [10].
2. Preliminaries. First of all we endow by the structure of metrical space inducing the same topology as described above. Let be relatively closed and bounded subset of a domain . The point is connected and we have to transform into a connected set. Define . Let be a continuous nonnegative function in with zero set and where is the euclidean metric in and the infimum is taken by all smooth curves containing the points . Then is symmetric and satisfies the triangle inequality. It is degenerated on but the corresponding distance function for for and defines a metric on as we need.
The following reduction is used in both proofs.
Lemma 1. Let be relatively closed subset of a domain such that and is relatively closed purely -dimensional analytic subset such that is analytic for any irreducible component of . Then is analytic.
Let be the decomposition onto irreducible components and . As there is a complex plane of complex dimension such that the set is locally finite. Without loss of generality we can assume that and is the coordinate plane . Then there is such that and . Let us show that there exists a neighborhood intersecting only finite number of .
Assume not. Then there is a sequence of points such that and for . As the decomposition is locally finite in we can assume (passing to a subsequence) that there is such that for all . Then the restrictions of the projection onto are proper, in particular, their images contain the ball . The projection of into has zero volume and thus there is a point with . By the construction there are points such that . Passing to a subsequence we can assume that there is such that as . But then and we obtain the contradiction with local finiteness of the decomposition into irreducible components (in a neighborhood of ).
Thus there is a neighborhood in and a finite number of indexes such that if . By the condition the sets are analytic and thus is also analytic. As is arbitrary the set is analytic.
For the proofs of main results we need in the following lemmas in a spirit of argument principle.
Lemma 2. Let be a compact subset of zero -measure in the closure of a domain and is compact. Then every continuous map which is constant on extends to a continuous map of which is constant on .
(see [10] Lemma 3.8.16). As there is constant such that on . Then there exists a continuous map which is equal to on to a constant on and smooth on the set .
The image of a set with zero -measure by a smooth map to also has zero -measure, hence there is , such that the map does not have zeros on . Let be a diffeomorphism such that if and . Then is a desired extension.
Corollary 1. If then for any relatively closed subset .
The notion of Hausdorff measures is well defined for an arbitrary metric space. With the metric on defined above we have evidently , hence . With this property, the condition is equivalent to that every continuous map of into the unit sphere in is homotopic to a constant one in the class of continuous mappings into (see Theorems VII.3 and VIII.2 in [6]). The "projection" such that for and for is continuous. The map is constant on . By Lemma 2 there is a continuous map equal to on and to a constant () on . Set on and . As the map is homotopic to a constant one in the class of continuous mappings into . The same is true for and thus .
Lemma 3. Let be compact sets in and is a bounded purely -dimensional analytic set, , with . Assume that
* and*
* or .*
Then .
(See Theorem 3.8.15 in [10].) Consider first the case when . Then and there is an affine map such that but on . As then one can assume also that the ray does not intersect .
Then there exists a homotopy such that if if and on . Set . Analytic set is compact and so is finite. Hence there exists and such that is -sheeted analytic covering (see [2]).
Let be a smooth real function in equal to when on and on . By Sard theorem for analytic sets (Proposition 14.3.1 in [2]) is analytic set with a border for almost all . Let be increasing sequence of such values with as and .
Let where . As in we have on . By Stokes theorem for analytic sets (Theorem 14.3 in [2])
[TABLE]
[TABLE]
because the function is strictly plurisubharmonic. It follows that the map is not homotopic to a constant. Then the same is true for the map to the unit sphere in . If would be homotopic to a constant on then it would be homotopic to a constant map in a neighborhood of and so on for large enough. But it is not the case by the proving above, hence is not homotopic to a constant. The map is constant on and thus it induces the continuous map , for and which is also not homotopic to a constant map (into ). And it follows that (see the same theorems in [6]).
If we can argue as follows. By the definition of polynomially convex hull for given there is a polynomial such that and on . As there is a polynomial map such that but on . The rest is the same as in the case because the ray does not intersect .
Lemma 4. Let be a closed subset of a Riemann surface such that . Then the complement is connected.
Let . Then there is a meromorphic function on with only simple zero at and only simple pole at . Let be a smooth Jordan arc in with endpoints . Then the multivalued function has a singlevalued holomorphic brunch in for some neighborhood homeomorphic to a disk.
Let be a smooth function on with zero-set such that and for any sequence without cluster points. Then there is such that . Let be a smooth function on such that for and for . Define on on . Then in and in . Extend onto setting . Then is continuous and zero-free on . By Bruschlinsky theorem it has continuous logarithm on such that . By continuity in a neighborhood in . Let be an open subset of such that . Then extended by zero on is continuous logarithm of on .
Fix a continuous complete distance dist on and denote by the modulus of continuity of on . If is such that then we define
[TABLE]
where is a nearest point to on and in is the continuous brunch of defined by the condition . (It follows from the definition that does not depend on the choice of nearest point in .) Thus we have defined a continuous logarithm of in a neighborhood .
Now assume that divides and and denote by the connected component of containing . Let be a smooth function on with zero set such that and for any sequence without cluster points in . Choose such that , then such that and the levels are smooth. The form is closed in hence
[TABLE]
and this contradiction proves that indeed is connected.
Corollary 2. Let be irreducible one-dimensional analytic set in and is relatively closed subset of such that is simply co-connected. Then the complement is connected.
Let be the normalization of i.e. is Riemann surface and is proper holomorphic map one-to-one over and such that # for any equals to the number of irreducible germs of at the point . Then extends to continuous map of compactifications . Set and show that is simply co-connected. If then there is nothing to prove. In general is discrete set and the only possible cluster point of this set in is . Similarly, is discrete with only possible cluster point in the compact set .
Let be a continuous function without zeros on , extended by continuity onto . Then does not vanish in a neighborhood in . Let be mutually disjoint neighborhoods of in such that are disjoint unions of holomorphic disks and the continuous variation of argument of on each disk is less than . Let and are continuous brunches of logarithm in such that . Then on , in is continuous function without zeros on . As is simply co-connected there is continuous logarithm in a neighborhood of in . Set . Then is continuous on , equals to 1 on and the variation of argument of on each is less than . It follows that has continuous logarithm on vanishing on . Thus has on continuous logarithm equal to . By Bruschlinsky theorem is simply co-connected, by Lemma 4 is connected hence is connected too.
3. The proof of Theorem 1. We prove more general statement.
Proposition 1. Let be a bounded relatively closed subset of a domain and . Assume that
**
* and*
.
Then is -removable.
Here means the rationally convex hull of a compact set that is the set . Equivalent definition: is the set of points such that for every rational function with poles outside of . Compact sets of zero area () in are rationally convex (coincide with hulls) and thus Theorem 1 follows from Proposition 1.
We can assume that is bounded. Let be purely 1-dimensional relatively closed analytic subset. By Corollary 1 we can assume that .
Let be a smooth function in equal to 0 on and tending to 1 as . By Sard theorem almost all levels are smooth hypersurfaces. The set of singular points of is discrete, hence almost all levels are smooth one-dimensional manifolds. (They can not be empty because and otherwise the boundary of would be contained in in contradiction with Lemma 3 and the condition 2.) Fix such a with these two properties and set .
Now we construct one-dimensional relatively closed analytic subset containing (the main part of the proof).
Let be a neighborhood of such that (see condition 3). Then there is a compact rational polyhedron with polynomials such that . Let be a polynomial dividing by and such that (it exists due to condition 1). As has zero area and we can assume (slightly varying and ) that . Choose so small that and set and . For small is obtained from by removing of finite number of closed holomorphic disks.
Let be the hypersurface in . Denote by the projection and lift the picture in onto setting be the subset of with given projection . Then is compact polynomially convex subset of and is smooth one-dimensional manifold closed in . Show that is contained in polynomially convex hull of the compact set .
Assume it is not so. Then there is a point and a polynomial in such that on and the set contains a neighborhood of in . As has zero area there is such that , in particular, . The boundary of is contained in . As we obtain by Lemma 3 (with ) that in contradiction with the condition 2 of Proposition 1. Thus .
The set is contained in and is polynomially convex. By Stolzenberg theorem [9] being non-empty (it contains ) is bounded purely one-dimensional analytic set with boundary in . As this analytic set contains . Denote by the projection of into . Then is relatively closed analytic subset of containing . (It is obtained from by adding of finite number of holomorphic disks which were removed from before the lifting onto .) Denote by the union of all irreducible components of this set having relatively open parts of intersections with . By the uniqueness theorem for analytic sets (Proposition 5.6.1 in [2]) the set does not depend on the choice of and with properties pointed above.
Now we can represent as the intersection of decreasing sequence of rational polyhedrons such that divides if . By the construction above we have purely one-dimensional analytic sets in containing Let now be the lifting of onto and is chosen as above. As divides the set is polynomially convex and contains , the lifting of . Thus the polynomially convex hull of contains the hull of and it follows that contains . Both these sets contain and thus they coincide by the uniqueness theorem. It follows that the union is purely one-dimensional analytic set relatively closed in and containing .
By Lemma 1 we can assume that is irreducible. Let be the irreducible component of containing . Then because . By Lemma 4 the set is connected. But then it coincides with its open subset because is closed in . It follows that .
Theorem 2 for follows from Proposition 1 because is arbitrary and we can substitute onto (connected components of) .
Remark. If one knows that the hulls of are contained in then the proof of the last part does not need in Corollary 2. Indeed, if then is an irreducible component of then by Lemma 3 it has non-empty open part of its boundary placed on . By boundary uniqueness theorem as in the proof above has non-empty open intersection with . As and are closed in and is irreducible it follows that .
The property that the hull is contained in (what is used implicitly in the proof of Theorem 3.8.18 in [10]) is fulfilled, say, for polynomially convex (Runge) domains but it is not valid in general, and for common domains because can be not connected even if is irreducible (purely one-dimensional specificity). In the proof above this difficulty is overcame due to Lemma 4 and Corollary 2.
4. Examples. No one of essential conditions of Theorem 1 is necessary for the removability of .
-
The circle in is not simply co-connected but it is removable for purely one-dimensional analytic sets in . Indeed, let be such a set, irreducible and closed in . As the singularities of zero length are removable then contains a part of of positive length and by the boundary uniqueness theorem coincides either with and then or with and then .
-
Let be a closed totally disconnected set of finite length in the unit disk and . Let be an irreducible one-dimensional relatively closed analytic subset of and is its cluster point. One can assume that is not contained in a plane for . Then is a discrete set and its union with is closed and totally disconnected. Thus there exists a neighborhood of the point in such that does not intersect . Let be so small that and does not intersect also. Then the projection of the set is proper, hence there exists such that the number of points in counting with multiplicities is equal to for all . As is totally disconnected for each then #, and at each point the multiplicity of is well defined so that the number of points in the intersection of and counting the multiplicity is equal to . Thus the projections of the set into are given by corresponding equations where the functions are continuous in and holomorphic in . As the length of is finite the functions are holomorphic in (see e.g. Theorem A 1.5 in [2]) hence, the projections to are analytic. It follows evidently the analyticity of and . In this example is arbitrary and is removable in spite of .
5. The proof of Theorem 2. We need in some properties of solutions of the Plateau problem for analytic sets (see §19.3 in [2]).
A real -manifold of dimension in a complex manifold is called maximally complex if the dimension of its complex tangent space has complex dimension at every point .
A closed subset of a complex manifold is called maximally complex cycle (of dimension ) if the measure is locally finite and there is a closed (maybe empty) subset of zero -measure such that is a smooth () oriented maximally complex manifold of dimension and the current of integration on (of smooth differential forms of degree with compact supports in ) is closed. Such a cycle is called irreducible if it contains no proper maximally complex cycle of the same dimension.
If is a closed purely -dimensional analytic subset in and is a real smooth function on then for almost every the set with smooth part oriented as the boundary of (with canonical orientation corresponding to the complex structure on ) is a maximally complex cycle of dimension (Proposition 14.3.1 in [2]). In this case Stokes formula is valid: for every smooth form of degree on (Theorem 14.3 in [2]). As the complex dimension of the set of singular points in is not more than then for almost every the singular set from the definition has locally finite -measure and the irreducible components of are precisely the closures of connected components of .
If is polynomially convex compact subset in and is a bounded maximally complex cycle in of dimension then by generalized Harvey – Lawson theorem (Theorem 19.6.2 in [2]) there exists a bounded closed in purely -dimensional analytic set such that . By the theorem on boundary regularity (Theorem 19.1 in [2]) and boundary uniqueness theorem (Proposition 19.2.1 in [2]) the set is irreducible if such is the cycle .
Reformulate Theorem 2 for taking in mind Lemma 1 (the case is already considered in Proposition 1).
Proposition 2. Let be a domain in is bounded relatively closed subset, and is relatively closed irreducible analytic set of dimension in . Assume that
**
* and*
.
Then is analytic and is -removable.
Substituting onto one can assume (due to Corollary 1) that and we suppose this in what follows.
Let be a smooth function in equal to 0 on and tending to 1 as . By Sard theorem for analytic sets (Proposition 14.3.1 in [2]) almost all levels are either empty or maximally complex cycles in of dimension . If is empty then either is empty or it is nonempty closed in . In the first case there is nothing to prove () and in the second case is contained in because is irreducible. But then in contradiction with the condition 2 and Lemma 3. Thus one can assume that almost all levels are maximally complex cycles in of dimension .
From Lemma 3 with and we obtain that in particular, . Hence, there is such that and for . Fix such that is analytic set with maximally complex cycle-border . Denote by an irreducible component of this cycle and by the irreducible component of whose boundary contains . Set .
By the generalized Harvey – Lawson theorem (Theorem 19.6.2 in [2]) there exists bounded irreducible -dimensional analytic set in with boundary in such that . By the boundary uniqueness theorem (Proposition 19.2.1 in [2]) and Shiffman theorem there is a neighborhood in and a relatively closed set (maybe empty) of zero -measure such that either is analytic or is a smooth manifold with boundary in .
In the first case is -dimensional analytic set with boundary in what is impossible by Lemma 3 and the condition 2. In the second case have -dimensional intersection what follows that because is irreducible and is closed in . By the boundary uniqueness theorem and coincide in a neighborhood of . It follows that if it is non-empty is -dimensional analytic set with boundary in what again is impossible. Hence, and thus is analytic in a neighborhood of in .
Remark. Proposition 2 can be generalized by weakening the last condition to (lifting the picture into as in the proof of Proposition 1). But in case more natural would be not the rational convexity but some convexity with respect to polynomial mappings to . But the method used above does not work for such more weak conditions.
The proof of Proposition 2 is essentially simpler than that one for Proposition 1 because of two crucial advantages of the case . The first one is in that then one does not need in the proof of the existence of analytic set with boundary in because it follows from generalized Harvey – Lawson theorem. The second one is in that the cicle is irreducible if (and only if) is irreducible.
6. Corollaries. Several consequences in spirit of § 3.8 in [10]. First one is about the "infection" property of removability (see Theorem 18.2.1 in [2]).
Corollary 3. Let be an open Jordan arc relatively closed in a domain such that . Let be purely one-dimensional analytic set in such that . If is analytic maybe empty in a neighborhood of a point then is analytic set.
Let be a parametrization, . For every there is a domain such that and #. By the condition there exists an arc such that is analytic in its neighborhood. The set if it is non-empty has not more than two connected components and each of them satisfies the conditions of Stout theorem (in domain ). It follows that is analytic for all .
The corresponding statement for is true for connected -manifolds of dimension (instead of ; see Theorem 18.2.1 in [2]). For general topological manifolds of zero -measure it is verisimilar that the statement is valued also but the proof like given above does not work for because of non-checked in this case condition 3 in Proposition 2.
Corollary 4. Let be a closed subset of zero -measure in a domain such that and each connected component of is compact say, is totally disconnected. Then is -removable.
Let be purely -dimensional analytic set such that and be a connected component. Then there exists a neighborhood with compact closure in such that . Then is a compact and . simply co-connected set by Lemma 1. By Theorem 2 the set is analytic. Thus is analytic in a neighborhood of each point of .
And finally a consequence of pseudoconvexity condition on .
Corollary 5. Let be a bounded domain in such that is the intersection of a decreasing sequence of pseudoconvex domains and . Let be purely -dimensional analytic set closed in and such that . Then for every simultaneously open and closed subset .
Assume there is be an open-closed subset with . Then there exists a neighborhood in such that and thus is an analytic set closed in . By Theorem 2 is analytic set in . By the construction, its boundary is placed in on the positive distance from . By the condition there exists a pseudoconvex domain such that the distance of to is less then . By the maximum principle for the set is contained in the hull of convex with respect to the algebra of functions holomorphic in . But the distance of this hull to can not be less than due to the pseudoconvexity of (see [7] Theorem ?). The contradiction shows that .
In particular, no open subset in can be totally disconnected (see [10] Corollary 3.8.20). However, there remains open question (even if is a ball and ) if can have a connected component consisting of one point.
7. Comments and questions. The graphs of holomorphic functions are special analytic sets and thus Theorem 1,2 can be applied to removability of singularities of holomorphic functions (see [3, 4]). But in the case of graphs the conditions on singular sets can be essentially weakened. Quote for comparing the main result of [2]:
Let be closed subset of a Riemann surface and is a meromorphic function on such that and the cluster set at any point of is connected and has connected complement. Then extends to meromorphic function on .
(Here is the set of cluster values of as and , the "graph" of cluster values of at the points of .)
Note that the statement does not follow from Theorem 1 because there is no condition on boundary behaviour and global topology of . Nevertheless, the proof (based on argument principle too) is simpler due to simplicity of graphs with respect to general analytic sets.
An analogy of theorems on removable singularities for functions continuous on and holomorphic on is the following (Proposition 19.2.1 in [2]).
Let be a connected -dimensional -submanifold of a complex manifold and are different irreducible -dimensional analytic sets relatively closed in and such that . Then is analytic subset of .
In view of Theorems 1,2 the natural question here is if the condition can be weakened to, say, is connected and (or even to ). Maybe some additional topological conditions? The question is open even if is topological manifold of finite -measure.
As noted after Corollary 3 the third condition in Proposition 2 (which is not necessary at all) is rather restrictive for applications. The natural desire arises to substitute it by something like that in Theorem 1 (say, ) or similar one. In any case it would be useful to substitute the condition by one simpler for checking.
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