Matrix divisors on Riemann surfaces and Lax operator algebras
Oleg K. Sheinman

TL;DR
This paper explores the relationship between matrix divisors on Riemann surfaces, vector G-bundles, and Lax operator algebras, revealing their role in the geometry of moduli spaces and integrable systems.
Contribution
It establishes a connection between matrix divisors and Lax operator algebras, describing the moduli space as a homogeneous space with a natural tangent space isomorphism.
Findings
The moduli space of matrix divisors is a homogeneous space.
Tangent space at the identity is isomorphic to a quotient of M-operators by L-operators.
Provides a root system description of the moduli space.
Abstract
Matrix divisors are introduced in the work by A.Weil (1938) which is considered as a starting point of the theory of holomorphic vector bundles on Riemann surfaces. In this theory matrix divisors play the role similar to the role of usual divisors in the theory of line bundles. Moreover, they provide explicit coordinates (Tyurin parameters) in an open subset of the moduli space of stable vector bundles. These coordinates turned out to be helpful in integration of soliton equations. We would like to gain attention to one more relationship between matrix divisors of vector G-bundles (where G is a complex semi-simple Lie group) and the theory of integrable systems, namely to the relationship with Lax operator algebras. The result we obtain can be briefly formulated as follows: the moduli space of matrix divisors with certain discrete invariants and fixed support is a homogeneous space.…
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Matrix divisors on Riemann surfaces and Lax operator algebras
O.K. Sheinman
Partial support by the Internal Research Project GEOMQ11, University of Luxembourg, and by the OPEN scheme of the Fonds National de la Recherche (FNR), Luxembourg, project QUANTMOD O13/570706 is gratefully acknowledged.
Contents
- 1 Introduction
- 2 Matrix divisors and flag configurations
- 3 Canonical form of a matrix divisor. The moduli space
- 4 Moduli of matrix divisors and Lax operator algebras
1. Introduction
Matrix divisors are introduced in the work by A.Weil [29] which is considered as a starting point of the theory of holomorphic vector bundles on Riemann surfaces. The classification of the holomorphic vector bundles on Riemann surfaces by A.N.Tyurin [23, 24, 25] based on matrix divisors, the well-known Narasimhan–Seshadri description of stable vector bundles [13], and subsequent description of the moduli space of vector bundles with the parabolic structure [14, 12] originate in [29]. In the theory of holomorphic vector bundles the matrix divisors play the role similar to the role of usual divisors in the theory of line bundles.
The matrix divisor approach to classification of holomorphic vector bundles provides invariants not only of stable bundles but also of families of smaller dimensions. Moreover, it provides explicit coordinates, invented in [24], in an open subset of the moduli space of stable vector bundles. In [8], these coordinates were given the name of Tyurin parameters and applied in integration of soliton equations.
To be more specific, assume that a holomorphic rank vector bundle has the -dimensional space of holomorphic sections. Then any base of the space of the holomorphic sections is called framing, and the bundle with a given framing is called a framed bundle. The classification of the framed holomorphic vector bundles is one of the main results of [23, 24, 25]. In particular, it follows from [24, 25] that the moduli space of stable framed rank holomorphic vector bundles of degree [math] is a quasiprojective variety of dimension where is the genus of the Riemann surface, and if in the same set-up we consider the bundles of degree then the dimension of the corresponding quasiprojective variety is equal to . It has been also shown by Tyurin that the bundles which do not possess any natural framing depend on a smaller number of parameters.
In the present paper, we address the problem of classifying the matrix divisors. It is a straight forward generalization of the problem of classifying the framed vector bundles. Indeed, let be the elements of a framing represented in local coordinates (i.e. the local meromorphic vector-functions defined at the local coordinate set ). Then the collection of matrices formed by them at every form a matrix divisor.
We would like to gain attention to one more relationship between matrix divisors and the theory of integrable systems, namely to the relationship with Lax operator algebras. Those came to existence due to the theory by Krichever [9] of integrable systems with the spectral parameter on a Riemann surface. Originally, this theory has been motivated in part by the Tyurin parametrization of framed vector bundles. In [18, 22] it has been developed in the different, and more general set-up related to -gradings of the semisimple Lie algebras. The main purpose of the present work is to develop the corresponding set-up in the theory of matrix divisors. The result we obtain on this way can be briefly formulated as follows.
Theorem**.**
The moduli space of matrix divisors with certain discrete invariants and fixed support is a homogeneous space. For its tangent space at the unit we have
[TABLE]
where is the Lax operator algebra essentially defined by the same invariants, is the corresponding space of -operators.
This result goes back to [9]. We refer to Section 4, in particular to Theorem 4.1, for the details, notation, and a more precise statement.
We were not able to find out any reference for the matrix divisors of -bundles for a complex semisimple group. It is one of the purposes of the present work, closely related to the main purpose, to propose a treatment of such matrix divisors. To do that, we use the Chevalley groups over the field (resp. ring) of Laurent (resp. Tailor) series. It is a very adequate set-up for matrix divisors by our opinion, because a Chevalley group is defined by a (complex, semisimple) Lie algebra and its faithful representation given by a highest weight. Such data contain information both on the group structure and on the fibre of the bundle. Moreover, the Cartan decomposition of Chevalley groups in its general form provides a convenient description of the canonical form of a matrix divisor (Theorems 3.1,3.2 below). The Cartan decomposition, in particular, states that for an arbitrary Chevalley group over the field of Laurent series the following holds: where is the same group considered over the ring of Tailor series, and is a chamber in the maximal torus. In [24] the same role is played by Lemma 1.2.1. However, the last claims a stronger statement, namely it specifies the form of the -component of the decomposition in the following quite beautiful way: let be the -component at a certain point of the divisor support, be the toric component, , are the matrix units, then
[TABLE]
where is the ring of Tailor series. Since we are not able to follow all the arguments by A.N.Tyurin in course of deriving that expression, we reinterpret it, generalize it to the case of an arbitrary reduced root system , and thus obtain the following description of the tangent space to the moduli space of matrix divisors (see Theorem 3.9 below for the more precise statement).
Theorem**.**
The tangent space to at the unit consists of elements of the form
[TABLE]
where is the divisor support, comes from the maximal torus component of the Cartan decomposition at . Finally it turns out to be an important argument for establishing the above relationship (given by (1.1)) between matrix divisors and Lax operator algebras.
In the present paper we assume to be semi-simple which corresponds to the case of topologically trivial holomorphic vector bundles. To include the topologically non-trivial bundles we would need to consider the conformal extensions of semi-simple groups [11] instead. Let be a complex semi-simple group with the finite center equal to a direct sum of cyclic components. By conformal extension of we call . For example, is a conformal extension of . We do not focus on this easy modification here.
The plan of the present paper is as follows. In Section 2 we give the preliminaries on matrix divisors, our treatment of this notion related to Chevalley groups, and a description of the space of sections of a matrix divisor in terms of certain flag configurations. In Section 3 we define the moduli space of matrix divisors as a certain coset, and prove Theorem 3.9 giving a description of its tangent space at the unit in terms of the root system of the group, and the weight lattice of the underlying module. In Section 4 we give preliminaries on Lax operator algebras (see [22] for the details) and then complete the interpretation of the moduli space from the point of view of integrable systems identifying the tangent space at the unit with the coset of the space of -operators by the space of -operators in spirit of [9], relying on the results of [22].
I would like to express my gratitude to I.M.Krichever whom I am indebted with my interest to the subject, and who is a pioneer of many ideas relating integrable systems and holomorphic vector bundles on Riemann surfaces. I am grateful to M.Schlichenmaier with whom we started to discuss the subject many years ago, and to E.M.Chirka for his help in complex analysis. I would like to acknowledge a special role of discussions with E.B.Vinberg on Lax operator algebras and algebraic groups.
2. Matrix divisors and flag configurations
Let denote a Chevalley group given by a semi-simple complex Lie algebra , a faithful -module with dominant highest weight, and a field . We recall that is the group of automorphisms of the -space generated by the 1-parameter subgroups of automorphisms of the form (the sums being actually finite on ) where is the root vector of the root .
Let be a Riemann surface.
The following system of definitions reproduces the corresponding definitions in [24].
Definition 2.1**.**
Assume each point of to be assigned with a germ of meromorphic -valued functions holomorphic except at a finite set . Such a correspondence is called distribution with the support .
Definition 2.2**.**
Two distributions and , are equivalent if there is a third distribution holomorphic for every and such that . Any class of equivalent distributions is called matrix divisor.
That is holomorphic and -valued implies in particular that it is holomorphically invertible.
We delay the discussion of equivalent matrix divisors until Section 3 (Definition 3.5 and below).
Definition 2.3**.**
Given a matrix divisor , by its local section (or just section) we mean a meromorphic -valued function on an open subset such that is holomorphic on and is holomorphic in the neighborhood of any .
We denote the sheaf of sections by . It has a simple description in terms of flag configurations related to the divisor.
Given a matrix divisor we assign a flag in to every point in its support. Thus the divisor turns out to be assigned with the system of flags which we call a flag configuration (this term assumes to be fixed).
Let be a meromorphic -valued function on . In order be a section it is required that
[TABLE]
is holomorphic at every where . Assume to have an expansion of the form
[TABLE]
at , and to have an expansion of the form
[TABLE]
there. We take which follows from (2.1). We then have the following system of linear equations
[TABLE]
expressing the fact that the terms containing of vanish, i.e. in (2.1) is holomorphic. This system of equations is homogeneous, hence all the components of its solutions constitute linear spaces. Let be the subspace in constituted by ’s for all solutions to (2.2).
The following lemma claims that the subspaces , constitute a flag; we were not able to find any reference for it. Similar arguments are used for the flag interpretation of opers [4].
Lemma 2.4**.**
.
Proof.
Solutions to (2.2) can be found out by an inductive procedure. The first equation is independent and homogeneous. The space of its solutions is exactly what we have denoted by . Solutions to the second equation can be found out by plugging an arbitrary , and resolving the obtained system of equations. In particular, we can plug . Then the second equation coincides with the first one, hence .
The th equation of (2.2) (at ) is as follows:
[TABLE]
The next equation has the form
[TABLE]
If , the th equation degenerates to the th one. Hence every solution of the th equation is a particular solution of the th equation, i.e. . ∎
The description of the sheaf is now as follows.
Lemma 2.5**.**
* is the sheaf of local meromorphic -valued functions on satisfying the following requirement for every . Let be such a function, and be its Laurent expansion at a . Then it is required that where is the flag corresponding to .*
The proof immediately follows from Definition 2.3 and the definition of . In the Lemma 2.5 we consider the flag to be semi-infinite to the right, where stabilize to since a certain moment.
Definition 2.6**.**
Given a matrix divisor we call the Lie algebra of meromorphic -valued functions on leaving invariant by endomorphism algebra of , and denote it by .
Next we give a description of the Lie algebra in terms of the flag configuration related to .
Let . Given a flag consider the following filtration of . Remind that is a -module. For every consider a subspace such that for every . Then because .
Lemma 2.7**.**
* is the subspace of the space of all -valued meromorphic functions on satisfying the following requirement for every . Let be such a function, and be its Laurent expansion at a . Then .*
It is instructive to keep in mind the homological interpretation of matrix divisors [26, 27]. In this approach a matrix divisor is defined as a 0-cochain with coefficients in the sheaf of rational -valued functions whose boundary is a 1-cocycle with coefficients in the sheaf of regular -valued functions. Thus an open covering of is assigned with the system of local rational -valued functions such that its boundary is regular and regularly invertible on , and on for every triple . It is clear that the cocycle (the system of gluing functions in other terminology) is invariant with respect to the right action of any global -valued function.
3. Canonical form of a matrix divisor. The moduli space
Let be a principal ideal ring (commutative, with the unit), be its quotient field, be a rank Chevalley group over , be the same group over , be a maximal torus in , i.e. the subgroup generated by the 1-parameter subgroups where acts on every vector of a weight in as a multiplication by , () form a base of the lattice dual to , the last being generated by the weights of the module [15, Lemma 35, p.58].
For an obvious reason is denoted also by , and consists of the elements of the form where , . The following example shows how the module affects the torus of the corresponding Chevalley group.
Example 1*.*
Consider . Up to the end of the example let denote the canonical generator of the Cartan subalgebra. The standard -module has the weights , and the adjoint module the weights . Hence the dual lattice to the weight lattice is generated by in the first case, and by in the second case. The corresponding tori consist of elements of the form in the first case, and in the second case where and denotes the corresponding representation operator (i.e. in the first case, and in the second case).
By definition of a Chevalley group it is assumed that the representation of in is a faithful representation. For the reason that the root lattice is always a sublattice of we have for every , . Let denote the chamber in given by the tuples satisfying the condition for every positive root .
Theorem 3.1** ([15], Theorem 21).**
- (a)
* (the Cartan decomposition);*
- (b)
The -component in (a) is defined uniquely modulo .
We need a particular case of Theorem 3.1 when is the ring of Tailor expansions in , is the field of the Laurent expansions. The elements up to units of the ring can be taken as where (). Let . Then (once again, is defined on a module such that , and operates as multiplication by on the subspace of weight in ). The condition means that is holomorphic, i.e. , for every positive . We conclude that and . In this case we obtain the following Cartan decomposition for current groups out of Theorem 3.1. In certain particular cases it is also known as factorization theorem in the theory of holomorphic vector bundles.
Theorem 3.2**.**
Let be the Chevalley group given by a simple Lie algebra over and its module , be the same group over the ring of Taylor series, and be as introduced above. Then
[TABLE]
and the -component in the decomposition is determined uniquely up to .
By virtue of Theorem 3.2 the support of a divisor can be characterized as the set of those points in for which .
Up to equivalence given by left multiplication by a distribution taking values in we can assume that , where and depend on the point of . We call it the reduced form of the divisor.
Given a -module of highest weight , and an we introduce the following flag in (below , ). First we define the grading of the module :
[TABLE]
Obviously , being the weight subspace of of weight .
Next we define the flag by setting
[TABLE]
In particular, is generated by the highest weight vector. Let be the root lattice of .
Lemma 3.3**.**
Let . Then is nothing but the flag corresponding to the divisor by virtue of Lemma 2.4.
Proof.
We resolve the equation (2.1) for : where is holomorphic in the neighborhood of . Take where for every . Let be an expansion of according to the grading of , i.e. . Then
[TABLE]
hence
[TABLE]
Since in the internal sum, the last belongs to the subspace . ∎
Remark*.*
The flags of the form (3.2) already occured in [3] in the context of infinitesimal parabolic structures. In contrast to any parabolic structure our flag distributions appear as an intrinsic structure for a matrix divisor and the corresponding holomorphic vector bundle.
Let be a nonnegative divisor, , , and .
Corollary 3.4**.**
, in particular is trivial unless .
Proof.
Let denote the space of global sections satisfying the condition , and . By the Riemann–Roch theorem . However, the space of sections has a codimension in coming from the conditions where , are the flag subspaces at . The contribution of every to the codimension is equal to . By symmetry of the grading (3.1) the last is equal to . The total codimension is equal to . Hence the rest of dimension is equal to , and it should be for non-triviality of the space of sections. ∎
The highest weight , and the tuple are discrete invariants of a divisor. The matrix divisors also have moduli coming from the -components of their canonical forms at the points in , and from elements themselves. Below we introduce two types of equivalence of matrix divisors, and the corresponding moduli spaces.
Definition 3.5**.**
Two matrix divisors are equivalent if they have the same sheaf of sections (up to the common left shift by a constant (in and ) element of ).
Remark*.*
This equivalence is different from that given in [24, 25] for the purpose of classificaton of the holomorphic vector bundles. Following the last, two matrix divisors are equivalent if one of them can be taken to another by right multiplication by a (global) meromorphic -valued function. In particular, the divisors equivalent in this sense may have different support.
Lemma 3.6**.**
Two matrix divisors are equivalent in sense of Definition 3.5 if, and only if, they have the same flag configuration (up to the common left shift by a constant (in and ) element of ), in particular, the same .
Proof.
Immediately follows from Lemma 2.5. ∎
We define a flag set in the same way as a flag configuration except that we relax the requirement that is fixed. Then our second equivalence relation is as follows.
Definition 3.7**.**
Two matrix divisors are equivalent if they have the same flag set (up to the common left shift by a constant (in and ) element of ).
Denote the moduli space of matrix divisors with given invariants , by (it corresponds to the equivalence given by Definition 3.7), and with additionally fixed by (it corresponds to the equivalence given by Definition 3.5). Denote the part of the moduli space over a point by .
It is our next step to represent as a homogeneous space and describe the stationary group of a point of this space.
Given a matrix divisor, consider the corresponding . Observe that for a faithful -module one has [15, Lemma 27]. Hence for every , . For every the defines a grading , and the corresponding increasing filtration where
[TABLE]
In the next section we give equivalent definitions to these objects.
Let . Let be the subgroup with the Lie algebra , , .
Proposition 3.8**.**
.
Proof.
By Lemma 2.7 is exactly the stationary subgroup of the given flag distribution in the group of all -distributions. The proposition follows by . ∎
Theorem 3.9**.**
The tangent space to at the unit consists of elements of the form
[TABLE]
Proof.
Since , we have where is the Lie algebra of the group considered over .
Observe that can be characterized as the subalgebra in consisting of elements of the form
[TABLE]
Indeed, where , and . Hence the terms , are absent in the quotient . In particular, the whole lower triangle subalgebra is filtered out because it is generated by , , hence only with could be in the remainder (), but there is no negative degrees in (moreover, the whole lower parabolic subalgebra is filtered out for the same reason). Thus we are left with only upper nilpotents, and their exponents exactly give elements in the form claimed in the statement of the theorem. ∎
Corollary 3.10**.**
- .
.
- .
* ( is fixed).*
- .
* ( is not fixed).*
where is the depth of the above defined grading.
Proof.
Indeed, for every the number of moduli is equal to , hence . Next, , i.e. . Since we obtain the first and second claims. follows from taking account of elements which are also counted as moduli. ∎
Examples.
- For , , Theorem 3.9 gives for the entry of an element of the tangent space. These are the conditions claimed in [24, 25] for the canonical form of any divisor. Here they have a different meaning.
Assume for every . Then the corresponding grading is as follows: where [22], i.e. according to Corollary 3.10. every point contributes parameters into the dimension of the moduli space. If then the total number of parameters is equal to . Observe that is a subgroup of the group of equivalencies of any matrix divisor because the right multiplication by () is a multiplication by a global (constant) function while the left multiplication by is a multiplication by a -valued distribution. Taking quotient by kills parameters, and we conclude that which coincides with the known dimension of the moduli space of holomorphic rank vector bundles on .
-
Consider , , for every . Then again where [22]. Hence every contributes into dimension of the moduli space. If then (the subtracting of is due to the action of as above).
-
Let , , for every . Then where , [22]. By Corollary 3.10. every point contributes into the dimension of the moduli space. If then (again the subtracting of is due to the action of as above but this time ).
In all considered cases the dimension of the space of matrix divisors coincides with the dimension of the corresponding moduli space of semi-stable -bundles. To obtain the same result for and we would need consider the matrix divisors with values in the conformal extensions of the corresponding groups (see the Introduction).
4. Moduli of matrix divisors and Lax operator algebras
Here we will establish an isomorphism of the tangent space at the unit to the moduli space of matrix divisors (with given discrete invariants) with the quotient of the space of -operators by the Lax operator algebra (basically defined by the same invariants). The result goes back to [9]. For brevity, we consider only Chevalley groups with a trivial center here. We start with the definition of a Lax operator algebra.
Let be a semi-simple Lie algebra over , be its Cartan subalgebra, and be such element that for every simple root of . If we denote the root lattice of by then belongs to the positive chamber of the dual lattice .
Let , and . Then the decomposition gives a -grading on . For the theory and classification results on such kind of gradings we refer to [28]. Call a depth of the grading. Obviously, where is the root system of . Define also the following filtration on : . Then (), , , .
As above, let be a complex compact Riemann surface with two given non-intersecting finite sets of marked points: and . Assume every to be assigned with an , and the corresponding grading and filtration. We equip the notation , with the upper indicating that the grading (resp. filtration) subspace corresponds to . We stress that , are the same as defined in the previous section. Let be a meromorphic mapping holomorphic outside the marked points which may have poles of an arbitrary order at the points in , and has the decomposition of the following form at every :
[TABLE]
where is a local coordinate in the neighborhood of . For simplicity, we assume that the depth of grading is the same all over , though it would be no difference otherwise.
We denote by a linear space of all such mappings. Since the relation (4.1) is preserved under commutator, is a Lie algebra called Lax operator algebra.
Lax operator algebras have emerged in [10] due to the observation by I.Krichever [9] that the Lax operators of integrable systems with the spectral parameter on a Riemann surface have a very special Laurent expansions related to the Tyurin parameters of holomorphic vector bundles. In [17, 18] they were generalized to the form described here. For the current state of the theory of Lax operator algebras and their applications to integrable systems we refer to [22, 16, 17, 18, 19, 20, 21] and references therein.
To give the Lax operator algebra description of the moduli space of matrix divisors introduce the space of -operators, the counterparts of Lax operators in the Lax pairs of integrable systems.
A meromorphic mapping , holomorphic outside and , is called an -operator if at any it has a Laurent expansion
[TABLE]
where for , for , and . We denote by the space of -operators corresponding to given data (as above, ). Obviously, .
Let and be the restrictions of the corresponding divisors to . For an non-negative divisor introduce
[TABLE]
For a Lax operator algebra , the mapping taking any to the set of its Laurent expansions at the points in is called localization.
Theorem 4.1**.**
For the tangent space at the unit to the moduli space of matrix divisors we have
[TABLE]
independently of , and , provided . The isomorphism is given by the localization map.
Proof.
For the localization map is injective for the reason that an element in the kernel would have zeroes and no more than poles, hence it is trivial. At any point the main parts of the Laurent expansions for and operators satisfy the same conditions, hence vanish in the quotient . As for the Tailor parts, for the coefficients at in the quotient run over (and vanish for ). Hence where it is exactly the quotient of localizations on the right hand side of the relation. It is similar to the proof of Corollary 3.10 that . Hence . The last space coincides with by Theorem 3.9. ∎
Remark*.*
The independence of in the theorem is related to the triviality of the centers of the Chevalley groups in question (see remarks in the beinning of the section, and in Introduction).
Remark*.*
In general, the right hand side of (4.3) depends on . Theorem 4.1 may be reformulated using the space corresponding to modified equivalence of matrix divisors. Namely, two matrix divisors will be equivalent if their spaces (cf. Corollary 3.4) are non-trivial and equal up to the shift by a constant element of the group.
We note the similarity with [24, Lemma 5] which reduces the classification problem for degree [math] framed bundles to the corresponding problem for effective framed bundles by tensoring the first with two linear bundles of degrees and , respectively. It is the same as to assume the existence of an external (with respect to ) degree divisor . To stress the similarity we note that for a semisimple group all -bundles have degree [math], and that by Corollary 3.4 is non-trivial if .
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