Moving planes, Jacobi curves and the dynamical approach to Finsler geometry
Carlos Duran, Henrique Vitorio

TL;DR
This paper introduces a geometric framework using moving planes and Jacobi curves to analyze invariants of Finsler manifolds, providing new insights and applications in the field.
Contribution
It presents a novel approach to Finsler geometry by expressing invariants through moving planes and Jacobi curves, linking geometric structures to Grassmann manifolds.
Findings
New geometric invariants for Finsler manifolds identified
Applications demonstrating the utility of the approach provided
Connections established between Jacobi curves and Finsler invariants
Abstract
We express invariants of Finsler manifolds in a geometrical way by means of using moving planes and their associated Jacobi curves, which are curves in a fixed homogeneous Grassmann manifold. Some applications are given.
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Moving planes, Jacobi curves and the dynamical approach to Finsler geometry
Carlos Durán
Departamento de Matemática, Universidade Federal de Paraná, Setor de Ciências Exatas, Centro Politécnico, Caixa Postal 019081, CEP 81531-990, Curitiba, Paraná, Brazil
and
Henrique Vitório
Departamento de Matemática, Universidade Federal de Pernambuco, Cidade Universitária, Recife, Pernambuco, Brazil
Abstract.
We express invariants of Finsler manifolds in a geometrical way by means of using moving planes and their associated Jacobi curves, which are curves in a fixed homogeneous Grassmann manifold. Some applications are given.
2010 Mathematics Subject Classification:
Primary 53C60, 53C22
This work was supported by CNPq, grant No. 232664/2014-5
1. Introduction
A common way of writing computations in Finsler geometry is through some extension of the Levi-Civita calculus of Riemannian geometry. However, since there cannot be a Levi-Civita connection in Finsler geometry (for reasonable notions of connection with metric comptibility and torsion freeness, if a Finsler manifold admits such a connection it is actually Riemannian), there is a plethora of connections (Berwald, Cartan, Chern and Rund, …) where each one of them is defined by partial compatibilities and torsion freeness. While this connection formalism has led to important developments, there are contexts where a different point of view can shed new light.
An alternative approach, of a more dynamical flavor, to the geometry of sprays and Finsler metrics consists in regarding the local differential invariants of sprays and Finsler metrics as local invariants (under the action of the appropriate group of diffeomorphisms) of the following type of geometric data on a manifold:
Definition 1.1**.**
A moving plane on a smooth manifold is a triplet , where
- (1)
are distributions on with dimensions and , respectively. 2. (2)
is a flow in which leaves invariant.
For instance, the prototypical examples that motivated this paper are the cases where (we refer to 2.1 for precise definitions)
- (1)
is the tangent bundle without the zero section of a manifold , is the full tangent distribution, is the vertical distribution , and is the flow corresponding to a spray on . 2. (2)
is the unit co-sphere bundle of a Finsler manifold , is the canonical contact distribution on , is the vertical distribution and is the restriction to of the co-geodesic flow of .
This approach is implicit in the pioneering works of Grifone [17] and Foulon [15] where, for instance, the classical notions of Ehresman connection and curvature endomorphism from the theory of second order differential equations and Finsler metrics, are recovered by considering the so-called almost tangent structure (in the case [17]) and the vertical endomorphism (in the case [15]) and their successive Lie derivatives along the geodesic vector field.
Back to the moving plane setting, the infinitesimal action of the flow on the distribution gives rise, for each , to a curve
[TABLE]
of -dimensional subspaces of the fixed vector space ; that is, is a curve on the Grassmannian manifold , called the Jacobi curve of based at . In the above examples, the Jacobi curves live on half-Grassmannians and on Lagrangian Grassmannians , respectively. It is well-known that the topology of curves of Lagrangian subspaces successfully describes conjugacy of geodesics via the Maslov index theory [25]. As we will show here, the local geometry of Jacobi curves also describes relevant local invariants of sprays and Finsler metrics, in particular the invariants related to variational phenomena; by this we mean, for example, the Jacobi endomorphism which appears in the Jacobi equation and leads to the definition of flag curvature.
To the best of our knowledge, this was first noticed by Adhout [4] in the case of Riemannian geodesic flows; there, by identifying an important generic property of curves of Lagrangian subspaces (the fanning property, later extended to curves on in [7] ), the author uncovers the local invariants as linear symplectic invariants of the Jacobi curve. On the other hand, the geometry of curves on and , under the action of the general linear and symplectic groups, is a beautiful subject in itself. As has been shown in [7], the behaviour of the class of fanning curves can be completely described, in the spirit of Cartan-Klein, by a set of linear invariants. As we shall show here, the formalism of [7] applied to the Jacobi curves of the above examples gives us the desired local invariants. This gives a unified treatment of the approaches of Grifone, Foulon and Adhout, and can be viewed as a Cartan-Klein geometrization of them. This point of view leads to some applications to Finsler geometry that we now describe:
An O’Neill formula for Finsler submersions.
A fundamental tool in the study of curvature properties of Riemannian manifolds is the O’Neill tensors and associated O’Neill formulas [24], which relate curvatures of the total space and the base of Riemannian submersions; see for example [20] for a description of its use in the study of non-negative curvature. We give an O’Neill formula for Finsler manifolds expressed in terms of invariants of the Jacobi curve. As is common in Finsler geometry, the results are interesting even for Riemannian manifolds: the standard proof and applications of O’Neill formulas are given as algebraic manipulations of the Levi-Civita connection, whereas the Jacobi curve gives an O’Neill formula as a quantification of the relationship, as a symplectic reduction, of the geodesic flows of the total space and the base [6]. In addition to curvature bounds applications, the fine details of the O’Neill tensor allows the consideration of rigidity results of special submersions [14, 19] and the original rigidity results of O’Neill (theorem 4 of [24]), which would be quite interesting to generalize to the Finslerian setting.
A characterization of the sign of flag curvature.
An important area or Riemannian geometry is the construction of examples of manifolds with sign properties of the sectional curvature, for example manifolds of positive (resp. negative) sectional curvature and their associated relaxed conditions non-negative (resp. non-positive), see e.g. [32]. This interest has spread to Finsler manifolds [26], and the study of examples has begun with the homogeneous case (see [33] for a survey). We give a dynamical characterization of the sign of flag curvature in terms of the Jacobi curve, or, more precisely, in terms of the horizontal curve, which is another curve in the (Lagrangian) Grassmannian canonically produced from the Jacobi curve.
The flag curvature of a class of projectively related Finsler metrics.
One area where Finsler geometry is completely different from Riemannian geometry is inverse problems, where in the Finsler case there is typically a rich moduli space (specially in the non-symmetric case), whereas there is rigidity in the Riemannian case, for example, in Hilbert’s Fourth Problem [5] and projectively flat metrics of constant curvature [8]. In this spirit, two Finsler metrics are projectively related if they share the same geodesics up to reparametrization. An important transformation that does not change the projective class of a metric is the addition of a closed 1-form. We describe how the Jacobi curve furnishes a formula relating the flag curvature of a metric with that of its deformation by a closed 1-form.
The flag curvature of Katok perturbations.
In 1973 A. Katok constructed examples of a non-symmetric Finsler metric on the sphere with only two prime closed geodesics; the geometry of these metrics has been nicely described in [31] and a standard Finsler description is given in [28] . It is well-known that these metrics have constant curvature (see, e.g. Foulon [16] or 11 of Rademacher [26]). We present a proof of this property, due to J.C. Álvarez, that proceeds by showing that the Jacobi curves of the original metric and of the Katok-perturbed one are equivalent under a linear-symplectic transformation, thus having the same invariants.
Remark 1.2*.*
The local geometry of the Jacobi curve has also been intensively studied with motivation coming from Control Theory and Sub-Riemannian geometry; see [2] and the references therein for a contemporary account, and the appendix of [7] for comparison of the approaches to the invariants. In particular, in [3] , there is a reduction procedure similar to the one we use for giving the Finslerian version of the O’Neill tensor and associated formula.
Remark 1.3*.*
Moving planes and their Jacobi curves in half-Grassmannians are specially adapted to Finsler geometry; however this concept can be generalized and applied to other situations: one can consider for example a whole linear flag of distributions , and its associated Jacobi curve in a fixed flag manifold. This situation appears in the study of higher order variational problems, where the are kernels of the derivative of the projections of the jet spaces of curves for adequate . See [10, 11, 12, 13].
After this introduction, the paper is organized as follows: we give some preliminaries in 2 in order to fix language and make the paper reasonably self-contained. In 3 we establish how curvature invariants are expressed in terms of moving planes and their associated Jacobi fields, by relating these invariants with those obtained by the dynamic method and Finsler connections; in particular, we recover the flag curvature in Theorem 3.12. The rest of the sections of the paper correspond to each of the aforementioned applications.
Acknowledgments. We thank Juan Carlos Alvarez Paiva for his participation in the early stages of the research presented in section 3 and for allowing us to present his unpublished proof of curvature invariance of Katok deformations; without this and his gentle prodding this paper would not exist. The second author would like to thank the support provided by the Mathematischen Instituts der Universität Leipzig, where part of this work was done, and the financial support provided by the Brazilian program Science Without Borders, Grant No. 232664/2014-5.
2. Preliminaries
The two ends that this paper aims to connect are, on one side, the global invariants of Finsler manifolds, and on the other side, the invariants of curves in a fixed Grassmann manifold viewed as a homogenous space. Sections 2.1 and 2.2 correspond respectively to the necessary preliminaries of each side.
2.1. Sprays and Finsler manifolds
2.1.1. Notations and the structure of the tangent bundle
We shall denote by the tangent bundle of a manifold with the null section removed, and by and the projection maps , . The latter contains as a vector subbundle the vertical tangent bundle
[TABLE]
whose fibers are the tangent spaces of the fibers of . We shall call vertical vector fields on the sections of (2.1). The vertical lift at a given is the tautological isomorphism
[TABLE]
where the name of these isomorphisms stems from the fact that furnishes canonical lifts of a vector fields on to vertical fields on ; the same procedure also gives vertical lifts of vector fields defined along curves in . The canonical vector field on is defined by .
We remark that analogous constructions apply to the punctured co-tangent bundle : a vertical distribution on , tautological isomorphisms , and the canonical vector field on are defined as before.
With this tool in hand, we can define
Definition 2.1**.**
The almost-tangent structure of is the section of
defined by
[TABLE]
Observe that has both kernel and image equal to .
Definition 2.2**.**
A second order differential equation (SODE) on is a smooth vector field on such that . This means that the integral curves of are of the form , for some class of curves in . If furthermore , then is called a spray, in which case the curves are the geodesics of .
In natural local coordinates for , i.e. are induced from local coordinates for , a SODE assumes the form
[TABLE]
for certain smooth functions that are positively homogeneous of degree 2 in if, and only if, is a spray. The following basic property (cf. [17, Prop. I.7]) will be essential later. For the sake of completeness we have included a proof.
Lemma 2.3**.**
If is a SODE on and is a vertical vector field on , then .
Proof.
Since vanishes on vertical vectors, is -linear in the sections of (2.1). Relatively to natural local coordinates , , , and, from (2.3), . Therefore, . ∎
2.1.2. Finsler manifolds
Definition 2.4**.**
A Finsler metric on a smooth manifold is a function that is smooth on and that restricts to a Minkowski norm on each tangent space . This means that
if, and only if ;
, if ;
For every , the second fiber-derivative of at ,
[TABLE]
is a positive-definite inner product on .
The inner product (2.4) is usually referred to as the fundamental tensor of at a .
An important concept attached to a Finsler metric is the notion of dual.
Definition 2.5**.**
The dual of a Finsler metric on is the function obtained by fiberwise taking the dual of the Minkowski norms , that is,
[TABLE]
Alternatively, the dual of is obtained by composing with the inverse of its Legendre transformation. The latter is the diffeomorphism ,
[TABLE]
We remark that, from the homogeneity, the fiber derivative of is given by
[TABLE]
2.1.3. The Hamiltonian point of view
.
The co-tangent bundle setting. Let us begin by recalling
Definition 2.6**.**
The canonical 1-form of is the 1-form on defined by
[TABLE]
The 2-form defines the so-called canonical symplectic structure of .
We remark that one can recover from and the tautological vector field via
[TABLE]
Given a Finsler metric , let us consider the Hamiltonian function
[TABLE]
on the symplectic manifold .
Definition 2.7**.**
We shall call co-geodesic vector field of , and denote by (or simply ), the Hamiltonian vector field of (2.9); that is, is the vector field on defined by
[TABLE]
The corresponding flow is the co-geodesic flow of . Observe that since (2.9) is positively homogeneous of degree 2, then .
Being the Hamiltonian flow of (2.9), the co-geodesic flow preserves and leaves invariant every level set of . In particular, it restricts to a flow on the unit co-sphere bundle
[TABLE]
We shall still let and denote their restrictions to (2.10). In the following, and will mean their pull-backs to (2.10). The contact geometry of is described by
Proposition 2.8**.**
The 1-form is a contact form on ; this means that is non-degenerate (hence, induces a symplectic structure) on the so-called contact distribution . Furthermore, the vector field is the Reeb vector field of , that is, it is the unique vector field such that
[TABLE]
Remark 2.9*.*
For future reference, we remark that , , , , , fit in the following abstract setting. Let be a symplectic manifold endowed with a vector field generating a symplectic flow , and let be a -invariant hypersurface such that
- (1)
is of contact type with respect to a Liouville vector field ; this means that (cf.[23]) is a vector field defined in a neighborhood of that is everywhere transverse to and such that . 2. (2)
generates the charecteristic distribution of , i.e. . 3. (3)
satisfies the homogeneity .
In this setting, pulls back to a contact form on , still denoted by . Moreover, restricts to an exact contact flow on , i.e. for all , and and restrict to the same symplectic structure on the contact distribution .
The tangent bundle setting. We shall let and be the pull-backs of and by the Legendre transformation . Observe that, from (2.5) and (2.7),
[TABLE]
The pull-back of by is a spray on , the so-called geodesic spray of , and the corresponding flow is the geodesic flow of . It follows that preserves and
[TABLE]
As in the co-tangent case, pulls-back to a contact form, still denoted by , on the unit sphere bundle , and restricts to the Reeb field of , still denoted by . The Legendre transformation relates both contact geometries.
2.2. The geometry of fanning curves
In this section we summarize the invariants of curves in the half-Grassmannians and Lagrangian Grassmannians constructed in [7].
2.2.1. Fanning curves on
Let be a -dimensional real vector space. A smooth curve on the Grassmannian manifold of -dimensional subspaces of is fanning if, upon identifying the tangent spaces with the spaces of linear maps from to , each velocity vector is an invertible linear map; this is a non-degeneracy condition satisfied by an open and dense set of smooth curves. The set of fanning curves is acted upon by the general linear group and it turns out that, with respect to the prolonged action of on the space of one-jets of fanning curves on and the adjoint action of on , all the equivariant maps
[TABLE]
are of the form , , where I is the identity of and the fundamental endomorphism F can be described in terms of frames as follows.
2.2.2. Frames and the Fundamental endomorphism
If \mathcal{A}(t)=\bigl{(}a_{1}(t),\cdots,a_{n}(t)\bigr{)} is a frame for , i.e. are smooth curves on spanning , then the condition of being fanning is equivalent to requiring that
[TABLE]
be a frame for . In general, we shall call a smooth curve on satisfying for all a section of . The following definition does not depend on the choice of frame for .
Definition 2.10**.**
The fundamental endomorphism of the fanning curve is the curve defined in the basis \bigl{(}a_{1}(t),\cdots,a_{n}(t),\dot{a}_{1}(t),\cdots,\dot{a}_{n}(t)\bigr{)} by
[TABLE]
Remark 2.11*.*
It is customary to abbreviate the notation in situations like the one above by .
The main thrust of [7] is that the geometry of fanning curves under the action of is completely described by and its derivatives .
2.2.3. The horizontal curve and the horizontal derivative
The derivative is a curve of reflections whose -1 eigenspace is . The 1-eigenspaces at each form thus a curve on , called the horizontal curve of . The projection operators corresponding to the decomposition
[TABLE]
are denoted by , .
Definition 2.12**.**
The horizontal derivative at time is the isomorphism
[TABLE]
for any section of with . The horizontal derivative of a frame for is thus a frame for , denoted by
[TABLE]
We remark that the inverse of (2.12) is the restriction of to ,
[TABLE]
Given a frame for , the fanning condition implies that there exist curves of matrices and such that
[TABLE]
The frame is called normal if , which in turn is equivalent to .
2.2.4. The Jacobi endomorphism and the Schwarzian
Since is a curve of reflections, its derivative interchanges the decomposition (2.11). The Jacobi endomorphism of is the curve on defined by
[TABLE]
A nice description of is given in terms of the Schwarzian of a frame . If and are as in (2.14), then is defined by
[TABLE]
Note that if is normal, then
[TABLE]
Proposition 2.13**.**
Given a frame for , the matrices of and in the basis are, respectively,
[TABLE]
2.2.5. Fanning curves of Lagrangian subspaces
Let us now suppose that is endowed with a symplectic form . Recall that a subspace is called Lagrangian if \ell=\ell^{\omega}:=\{u\in V~{}:~{}\omega(u,v)=0~{}\mbox{for all v\in\ell}\}, and the collection of all such subspaces forms a submanifold , or simply , of , the so-called Lagrangian Grassmannian of . For each there is a canonical identification
[TABLE]
through which the velocity vectors of a smooth curve are regarded as symmetric bilinear forms. Concretely,
Definition 2.14**.**
The Wronskian at time of a smooth curve is the symmetric bilinear form given by , for any section of with .
In this setting, the condition for a curve to be fanning is equivalent to being non-degenerate for all . Furthermore,
Proposition 2.15**.**
For a fanning curve on , the following hold:
- (1)
The fundamental endomorphism takes values in the Lie algebra . 2. (2)
The horizontal curve consists of Lagrangian subspaces. 3. (3)
The restriction of to is symmetric with respect to .
2.2.6. Transformation properties
Fanning curves on , resp. , are naturally acted upon by , resp. , and by the group of diffeomorphisms of via reparametrization.
Proposition 2.16**.**
Let be a fanning curve on , resp. . Given , resp. , and , then
- (1)
The fundamental endomorphism, the Wronskian, and the Jacobi endomorphism of are, respectively, , and . 2. (2)
The fundamental endomorphism, the Wronskian, and the Jacobi endomorphism of are, respectively, , and
[TABLE]
where is the Schwarzian derivative of .
3. Moving planes, Jacobi curves and their invariants
Let us consider a moving plane on a smooth manifold , of the type
[TABLE]
and let be the vector field on that generates . In particular, we will also be interested in the cases where
- (I)
is a symplectic manifold, , is a Lagrangian distribution on (i.e. each is a Lagrangian subspace of ), and is a symplectic flow (i.e. ).
- (II)
is an exact contact manifold, in which case we let , is the contact distribution , is a Legendrian distribution (i.e. each is a Lagrangian subspace of ), and is an exact contact flow (i.e. ).
It then follows that the Jacobi curve of , based at a given (recall (1.1) ), is a curve in the half-Grassmannian and that, in cases (I) and (II), takes values on the Lagrangian Grassmannian , where .
Example 3.1**.**
The examples to keep in mind are provided by the geodesic flows of sprays and Finsler metrics. Let be a spray on .
- (1)
The action of on the vertical distribution gives rise to the moving plane
[TABLE] 2. (2)
Suppose is the geodesic spray of a Finsler metric . The canonical 1-form pulls-back to the null form on each fiber of , and so does . In particular, and, hence, are Lagrangian distributions on and , respectively. Furthemore, the flows and are symplectic. Therefore, (3.2) is of type (I) with respect to , and
[TABLE]
is of type (I) on . 3. (3)
Still in the Finslerian setting, the tangent spaces to the fibers of and define, respectively, the vertical distributions and . As before, these are Legendrian distributions on and . We therefore obtain moving planes of type (II) on these contact manifolds,
[TABLE]
Given a frame for defined around a given point , a frame for the corresponding Jacobi curve is obtained by setting
[TABLE]
From the properties of flows, the derivative computes as
[TABLE]
so that we conclude
Lemma 3.2**.**
The Jacobi curve is fanning if, and only if, along the flow line ,
[TABLE]
constitute a frame for . In particular, this condition on does not depend on the choice of the local frame .
Definition 3.3**.**
We shall call the moving plane regular if (3.4) are a local frame for whenever are a local frame for .
For a regular moving plane (3.1), we shall denote by , , , and, in cases (I) and (II), the invariants of the fanning curve , for . Evaluating at and by varying , one thus obtains, respectively, sections , , of , a distribution and a section of .
Lemma 3.4**.**
Along an orbit , , , , and correspond to , , , and via the isomorphisms
[TABLE]
Proof.
Just note that and apply Proposition 2.16. ∎
Reduction by a contact type hypersurface. Let , , , , , , be as in Remark 2.9. Let, furthermore, be a Lagrangian distribution on such that and , so that is a Legendrian distribution on . Then,
Proposition 3.5**.**
Given , let and be the Jacobi curves of the moving planes and , on and respectively, based at , and let and be their Wronskians. Then,
- (1)
We have a -orthogonal decomposition
[TABLE]
and the restriction of to is equal to . 2. (2)
* is regular in a neighborhood of if, and only if, is regular. This being the case, the horizontal curves , , and the Jacobi endomorphisms , , of and , satisfy*
[TABLE]
Proof.
By hypothesis, we can choose a local frame for around , , such that and that, along , is a frame for . Let and be the corresponding frames for and , respectively. It follows from and that
[TABLE]
Since , we obtain and (3.5) follows. Observe that we have a direct sum decomposition . Since , and , it thus follows that is fanning if, and only if, is fanning. Being the case, let , , and , be given by (2.14) with respect to and , respectively. Since , it follows that and . Recalling (2.15), we conclude that . The assertion about the Jacobi endomorphisms follows now from Proposition 2.13. The ones about the Wronskians and the horizontal curves are analogues. ∎
3.1. Expressions in terms of Lie brackets
The objects , , and can be described in terms of taking Lie brackets with the vector field . Firstly, if is a section of , the Lie derivative is defined and it holds that
[TABLE]
It follows from this, (3.3), and 2.2.1 that
- (1)
The endomorphism is characterized by
[TABLE]
, for any local frame for . 2. (2)
The Lie derivative is a section of reflections across . 3. (3)
is the square of . Furthermore, let H be the section of corresponding to (2.12), so that
[TABLE]
for a vector field tangent to . Then,
[TABLE]
Applying (3.7) to a vector field tangent to and using that vanishes on , one obtains
[TABLE] 4. (4)
In cases (I) and (II), given vector fields tangent to , then
[TABLE]
3.2. The Jacobi curves associated to sprays and Finsler metrics
Let us now come back to the moving planes from Example 3.1. Throughout this section, let be fixed a spray on .
Lemma 3.6**.**
The moving plane is regular.
Proof.
Let be a local frame for . Since the almost-tangent structure satisfies (cf. Lemma 2.3)
[TABLE]
a linear dependence relation among would give a linear dependence relation among . ∎
Let, therefore, , , be the corresponding differential invariants of . From (3.10) and (3.6) we obtain
[TABLE]
In particular, since consists of reflections across , we recover the following result [17, Prop. I.41].
Corollary 3.7**.**
The Lie derivative is a section of reflections of such that .
The section is an example of a connection on in the sense of Grifone (cf. [17, Def. I.14]); indeed, is the canonical connection associated to the spray . The corresponding Ehresmann connection on , given by the 1-eigenspaces of , is the so-called horizontal tangent bundle (associated to ), , so that
[TABLE]
Therefore, we have recovered as the horizontal distribution of ,
[TABLE]
and we can unambiguously denote by and the projections relative to (3.12). Note that the homogeneity of implies that is tangent to .
In terms of Jacobi curves: fixing a non-zero vector , let be the geodesic of with , and let
[TABLE]
be the Jacobi curve of based at . We have shown that
Proposition 3.8**.**
Under the isomorphism , the endomorphism corresponds to and, thus, corresponds to . Therefore, .
Next we show how the notions of covariant derivative and curvature endomorphism along , associated to , can be recovered in this setting. We refer the reader to 3.3 for the definitions of those concepts as well as for the proofs of the following results.
Consider, for each , the isomorphism
[TABLE]
For this is just the tautological isomorphism .
Proposition 3.9**.**
The endomorphisms and correspond under .
It therefore follows from Proposition 2.13 that, given a frame , if is the corresponding frame for , then the matrix of with respect to that frame is .
Proposition 3.10**.**
Given , let correspond to via . Then corresponds to via .
3.2.1. The case of a Finsler metric
Let us now suppose that is the geodesic spray of a Finsler metric on .
In this case, takes values in if we regard as of type (I) with respect to .
Proposition 3.11**.**
The Wronskian of corresponds, under , to the fundamental tensor of at .
Proof.
This is equivalent to show that, given vector fields , on , then
, for the section of associated to . On one hand, from (3.9)
[TABLE]
On the other hand, Lemma 2.3 implies that is -related to (i.e., ). From this it follows that is vertical and that is the function . Since vanishes on vertical vectors and we therefore obtain \mathcal{W}(U^{\mathfrak{v}},V^{\mathfrak{v}})(w)=-V^{\mathfrak{v}}\bigl{(}\alpha_{F}([S,U^{\mathfrak{v}}])\bigr{)}(w)=g_{F}(w)(V,U). ∎
As a corollary of this and Proposition 3.9, we get the flag curvature in terms of the Jacobi curve:
Theorem 3.12**.**
Given a -plane in , with , let be . Then,
[TABLE]
The co-tangent setting. Let and let be the Jacobi curve of based at . With the help of the Legendre transformation , one obtains an isomorphism
[TABLE]
Note from (2.6) that, for , (3.15) is the inverse of
[TABLE]
Now, since is a symplectic diffeomorphism that maps the data in to the ones in , then
[TABLE]
is a symplectic isomorphism mapping to . In particular, it follows from Proposition 2.16 that , , , , correspond to , , , , under (3.16). Therefore, and correspond to and , respectively, under (3.15).
The contact setting. Suppose , hence , and let
[TABLE]
be the Jacobi curves of and , based at and , respectively. Observe that and , as well as and , fit within the setting in Proposition 3.5. Therefore, since (2.2) maps onto (for ), then (3.14) and (3.15) restrict to isomorphisms
[TABLE]
under which , , and , , respectively, correspond to the restrictions of and to . Also, the horizontal curves , for , give rise to the standard horizontal distribution on ,
[TABLE]
3.3. Invariants from the connections point of view
The linear connections arising in the theory of sprays and Finsler metrics are naturally defined on the vertical tangent bundle (2.1). As shown in [29], the classical connections of Berwald, Cartan, Chern and Rund, and Hashiguchi are examples of linear connections on (2.1) satisfying the following two conditions (recall from Corollary 3.7 the definition of )
- L.
is lift of the connection , i.e. given , then
[TABLE]
- T.
for all ; here, the torsion T of is the -valued tensor field on defined (in terms of vector fields) by
[TABLE]
On the other hand, the above conditions on a linear connection guarantee that the covariant derivatives and the curvature endomorphism on induced by , as defined next, are intrinsic to the spray .
3.3.1. The covariant derivative, the curvature endomorphism and the flag curvature
Throughout this section, let be fixed a connection on (2.1) satisfying L. and T.. For a smooth curve , we let denote the space of vector fields along .
Definition 3.13**.**
Given a smooth curve , with , and non-null vector , the map is defined by
[TABLE]
where is the vertical lift of along the horizontal lift of through at (i.e. is the lift of that is tangent to and ).
By considering a nowhere null vector field , one thus obtains a map that satisfies the properties of a covariant derivative.
Proposition-Definition 3.14**.**
If is a regular curve, then the map
[TABLE]
does not depend on the choice of , but only on . This is the covariant derivative along associated to .
By using vertical and horizontal lift operations one can bring the curvature tensor of ,
[TABLE]
down to so as to define, for given and non-null vector , a tri-linear map by
[TABLE]
where the vertical and horizontal lifts are at . The following is a consequence of Proposition 3.9 which we shall prove in 3.3.2.
Proposition-Definition 3.15**.**
The endomorphism defined by does not depend on the choice of , but only on . This is the curvature endomorphism of in the direction .
Let us now suppose that is the geodesic spray of a Finsler metric on .
Proposition-Definition 3.16**.**
The curvature endomorphism is symmetric with respect to . As a consequence, given a -dimensional subspace containing , say , then the following quantity
[TABLE]
does not depend on but only on the flag . This is the so-called flag curvature of the flag .
Proof.
By Proposition 3.9, to be proved below, and Proposition 3.11, the statement about is nothing but a manifestation of the symmetry of the Jacobi endomorphism stated in (3) of Proposition 2.15. ∎
3.3.2. Proofs of Propositions 3.9 and 3.10
Let be a vector field on . Since is -related to , then
[TABLE]
Let, as in 3.1, be the bundle isomorphism corresponding to the horizontal derivative. From (2.13) and (3.11) we have . It follows from this and (3.23) that
[TABLE]
Substituting this in (3.8) gives us
[TABLE]
Let us now compute . We have and , since and is horizontal. Thus
[TABLE]
On the other hand, it follows from L. that , and . Therefore,
[TABLE]
This proves Proposition 3.9.
As for Proposition 3.10, note that since is a geodesic of and is horizontal, then is a horizontal lift of and, thus,
[TABLE]
On the other hand, by substituting , , and in the equality , we obtain . Therefore, since (this follows from (3.24)), we have
[TABLE]
where we have used (2.13). The result follows. ∎
4. An O’Neill formula for the flag curvatures in an isometric submersion via symplectic reduction of fanning curves
In this section we shall see how a theory of symplectic reductions of fanning curves, as developed in [30], leads to an O’Neill type formula for flag curvatures in a Finsler submersion. As remarked in the introduction, a similar theory of symplectic reductions has been developed in [3] and applied to some problems from mechanics.
4.1. Symplectic reduction of fanning curves
We begin by summarizing the results from [30] we shall need, and refer the reader to that work for more details.
4.1.1. Linear symplectic reduction
A subspace is said to be coisotropic if . For such a subspace , the (restriction of) the symplectic form descends to a symplectic form on and the symplectic space is the so-called linear symplectic reduction of by . Furthermore, if is a Lagrangian subspace, then is a Lagrangian subspace of , where is the quotient map. We shall use the notation . Therefore, fixed a coisotropic subspace , one has a symplectic reduction map
[TABLE]
Consider the following open and dense subset , \mathcal{U}=\big{\{}\ell~{}:~{}\ell\cap\mathbb{W}^{\omega}=\{0\}\big{\}}. For , one has an isomorphism
[TABLE]
Lemma 4.1**.**
The map is smooth on . Furthermore, given , upon identifying with via , the derivative is the restriction map.
4.1.2. The symplectic reduction of a fanning curve
Let be a fixed coisotropic subspace and a fanning curve such that for all ,
- i.
,
- ii.
the Wronskian is non-degenerate on .
In this setting, it follows from Lemma 4.1 that the symplectic reduction of by is a smooth fanning curve
[TABLE]
Definition 4.2**.**
For each , we let be , and let be its -orthogonal subspace. Since is non-degenerate on , then
[TABLE]
With respect to the decomposition , the projectors onto and are denoted by and , respectively.
It follows from Lemma 4.1 that for each the quotient map restricts to an isomorphism
[TABLE]
that pulls back the Wronskian of to the restriction of to .
4.1.3. The O’Neill endomorphism
The set of fanning curves on satisfying i. and ii. above is acted upon by the group {\rm SP}_{\mathbb{W}}(V)=\big{\{}{\bf T}\in{\rm SP}(V)\hskip 1.0pt:\hskip 1.0pt{\bf T}(\mathbb{W})=\mathbb{W}\big{\}} and so is the space of 1-jets of such curves. A natural equivariant map
[TABLE]
is obtained by considering, for a given fanning curve satisfying i. and ii., the endomorphisms
[TABLE]
As for the first derivative , one has
Lemma 4.3**.**
Let be a frame for . With respect to the basis , the matrix of has the block form
[TABLE]
where is the matrix of in the basis . As for the block ,
- (1)
Denoting still by the matrix of the Wronskian of in the basis , then is symmetric. 2. (2)
If , where and are frames for and , respectively, then
[TABLE]
Definition 4.4**.**
The O’Neill endomorphism, at time , of the pair is the -symmetric endomorphism
[TABLE]
whose matrix with respect to a frame for is the matrix from Lemma 4.3. Therefore, given frames and for and , respectively, then
[TABLE]
The importance of is described in the way it relates the Jacobi endomorphism of with the “-component” of the Jacobi endomorphism of :
Theorem 4.5**.**
Given , let denote its image under the isomorphism . Then,
[TABLE]
4.2. Isometric submersions of Finsler manifolds
In this section we shall briefly collect some definitions and results from [6].
Definition 4.6**.**
Given Finsler manifolds and , a submersion
[TABLE]
is said to be isometric if, for every , the derivative maps the closed unit ball of onto the closed unit ball of .
Remark 4.7*.*
This concept can be alternatively stated as follows: for all , the derivative induces an isometry between and the quotient , endowed with the quotient norm
[TABLE]
For an isometric submersion one defines the horizontal cone at a given as the set
[TABLE]
that is, the elements of the horizontal cone are the non-zero vectors realizing the quotient norm above.
Denoting by the kernel of , one has, for each , a -orthogonal decomposition
[TABLE]
and the derivative restricts to an isometry
[TABLE]
for .
An immersed curve is said to be horizontal if for every . If is a geodesic, this condition holds once it holds for some .
4.3. The point of view of symplectic reductions
A submanifold of a symplectic manifold is co-isotropic if, for every , is a co-isotropic subspace of . In this case, the distribution on is integrable. When the space of leaves of the corresponding foliation has a smooth structure, the pull-back of to descends to a symplectic structure on ; we refer to [1] for more details. This procedure has been applied in [6] to obtain a symplectic description of an isometric submersion that, by passing from co-tangent to tangent bundles via the Legendre transformations, goes as follows:
Definition 4.8**.**
The co-normal bundle of the isometric submersion (4.7) is the submanifold of given by the union of all horizontal cones, and shall be denoted by . The derivative of restricts to a map
[TABLE]
Proposition 4.9**.**
The co-normal bundle is a co-isotropic submanifold of with smooth space of leaves . The map above is constant on the leaves and the induced map is a symplectic diffeomorphism. Furthermore, the geodesic flow of leaves invariant and its restriction to descends to a flow in which corresponds, under , to the geodesic flow of , .
In particular, it follows from the proposition above that given , and letting , the map
[TABLE]
is well-defined and is the symplectic reduction map (4.1) with respect to the co-isotropic subspace . Observe that
[TABLE]
indeed, this follows from the following lemma whose straightforward proof will be omitted.
Lemma 4.10**.**
Let , , and . Then,
- (1)
. 2. (2)
The map is equal to .
4.4. The Jacobi curves
We now compare the Jacobi curves of the total space and the base space of an isometric submersion, based on [30]. This will furnish the desired O’Neill formula.
Let be fixed a unit-speed horizontal geodesic, with , and consider, as in 3.2, the Jacobi curves associated to and , based at and , respectively,
[TABLE]
Proposition 4.11**.**
We have that .
Proof.
This follows from the statement about the flows in Proposition 4.9 and the fact that for all . ∎
Lemma 4.12**.**
For all , .
Proof.
Since is invariant by the derivative of the same is true of . Therefore, {\rm d}\Phi_{t}^{F_{1}}(v)\bigl{(}\ell_{v}(t)\cap T_{v}\mathcal{N}^{\omega}\bigr{)}=\mathcal{V}_{\dot{\gamma}(t)}TM\cap T_{\dot{\gamma}(t)}\mathcal{N}^{\omega}. Let us show that for all . On one hand, from the first part of Proposition 4.9, we have . On the other hand, and since, by Lemma 4.10, . The result follows. ∎
The above lemma says that the pair fulfils the conditions in 4.1.2 (condition ii. automatically holds since the Wronskian is positive-definite). Therefore, decomposes as
[TABLE]
and the O’Neill endomorphism is defined.
Lemma 4.13**.**
Under the isomorphism , the decomposition corresponds to the decomposition
[TABLE]
Proof.
From and Lemma 4.10, we obtain
[TABLE]
This proves the assertion about . The assertion about then follows since the decompositions (4.10) and (4.9) are orthogonal with respect to and , respectively, and these inner products correspond under (3.14). ∎
Given a unit vector , with , let us denote and . From (2) of Lemma 4.10 we have and, since (4.8) is an isometry, and . On the one hand, denoting then Theorem 3.12 gives us
[TABLE]
On the other hand, it follows from Theorem 4.5 that
[TABLE]
Therefore,
Theorem 4.14**.**
Let correspond to under . Then,
[TABLE]
Observe that the expressions (4.5) and (4.6) and Proposition 3.10 imply that
[TABLE]
where , and and are the projections onto and , respectively, with respect to .
5. A dynamical characterization of the sign of flag curvature
Definition 5.1**.**
A Legendrian distribution on is said to have the positive (resp. negative) twist property if, for every , the curve of Lagrangian subspaces
[TABLE]
where is the geodesic with , has positive-definite (resp. negative-definite) Wronskian for all .
Remark 5.2*.*
Pointing toward the Maslov index theory, the above property has the following reformulation: over there is a fiber bundle whose fiber over a given is . Oberve that the flow lifts in a canonical way to a flow . Given a Legendrian distribution on , its Maslov cycle is the subset ,
[TABLE]
This is a stratified submanifold of co-dimension 1 with a natural co-orientation given by using the identification (2.16). The positive twist property for is then equivalent to requiring that, for all , if the flow line of through crosses , it does so pointing toward the co-orientation of .
We shall prove
Proposition 5.3**.**
* has positive (resp. negative) flag curvature if, and only if, the horizontal bundle (see (3.18)) has the positive (resp. negative) twist property.*
Positiveness (resp. negativeness) of the flag curvature means positiveness (resp. negativeness) of the quadratic form
[TABLE]
for all and . Recall 3.2.1: the curve (5.1) is the horizontal curve of when , and the above quadratic form corresponds to W_{v}^{\rm c}(t)\bigl{(}{\bf K}_{v}^{\rm c}(t)\cdot\hskip 1.0pt,\hskip 1.0pt\cdot\bigr{)} under (3.17). Therefore, the above proposition follows at once of the following general property of fanning curves.
Proposition 5.4**.**
Let denote the Wronskian of the horizontal curve of a fanning curve . Then, given and ,
[TABLE]
Proof.
By choosing linear symplectic coordinates, we can suppose where and J is the standard complex structure of . Given a frame for , the matrices of and in the basis and are, respectively,
[TABLE]
where above we use that . If the frame is normal, then and and, therefore,
[TABLE]
On the other hand, since the matrix of in the basis is (cf. Proposition 3.9), the matrix of W(t)\bigl{(}{\bf K}(t)|_{\ell(t)}\cdot,\cdot\bigr{)} in the basis is given by . This shows that the matrix of W(t)\bigl{(}{\bf K}(t)|_{\ell(t)}\cdot,\cdot\bigr{)} in a basis is equal to the matrix of in the basis provided that the frame is normal. The result now follows from the fact that given and a basis of , there is a unique normal frame with . ∎
6. The flag curvature of a class of projectively related Finsler metrics
6.1. Statement of the result
Let be a Finsler manifold and a smooth 1-form on such that
for all ,
.
The first condition ensures that the following deformation of ,
[TABLE]
defines a Finsler metric on (this follows, for instance, from the proof of Lemma 6.3 below), and the closedness of implies that and share the same unparametrized geodesics since the associated arc-length functionals have the same extremals.
We shall prove the following relation between the flag curvatures of and .
Theorem 6.1**.**
The map
[TABLE]
restricts to a diffeomorphism from onto . Given a -plane , , where and , let be the -plane where and . Denoting by the function , then
[TABLE]
where is the geodesic spray of . Alternatively, if is a primitive for around and if we let , where is the -geodesic with , then
[TABLE]
where is the Schwarzian derivative of .
Remark 6.2*.*
It follows easily from the definition of the map that is determined by the equality .
6.2. Preliminaries
Throughout, , , and , , shall denote the geodesic sprays and co-geodesic vector fields, respectively, of and , viewed as vector fields on , , and , .
Lemma 6.3**.**
We have that
[TABLE]
Proof.
Since , then is the unit co-sphere bundle of some Finsler metric on . To see that , let and compute:
[TABLE]
∎
If we introduce the magnetic Hamiltonian ,
[TABLE]
then (6.3) says that the energy level of is
[TABLE]
Let us follow the terminology in [1, Chap. 3]. The Hamiltonian corresponds to the Lagrangian function , ; that is, the Legendre transformation of , which one computes easily as
[TABLE]
is a diffeomorphism and , where the energy of computes as . It follows that restricts to a diffeomorphism
[TABLE]
whose inverse, pre-composed with the diffeomorphism , is the map (6.1):
[TABLE]
Lemma 6.4**.**
If is the function in Theorem 6.1, then
[TABLE]
Proof.
Let be the restriction to of the Hamiltonian vector field of . Since the Hamiltonians and have the same energy level , it follows easily that, on that level, their Hamiltonian vector fields must differ by a multiplicative function ,
[TABLE]
On the other hand, is -related to and, letting be the restriction to of the Euler-Lagrange vector field of , is -related to . Therefore, . It remains to show that and . The former is a consequence of the closedness of since differs from by (cf. [1, Prop. 3.5.18]). As for the latter, applying the canonical 1-form to (6.9), and recalling that , then
[TABLE]
On the other hand, since and are -related, and
[TABLE]
as follows from (6.6), we have for ,
[TABLE]
Using now that is a SODE, the above expression is and the equality follows now from (6.10). ∎
6.3. Proof of Theorem 6.1
Consider, as in 3.2.1, the Jacobi curves
[TABLE]
based at v and u, associated to and , respectively. We shall break up the proof in several simple steps.
I. The map is a fiber-preserving exact contact diffeomorphism and, by Lemma 6.4, . Moreover, ; for, it follows successively from the definition (6.7) of , the definitions of , , and (6.11) that \Psi_{*}\alpha_{F}={\mathscr{L}_{\mathfrak{m}}}^{*}\bigl{(}(\mathscr{L}_{F})_{*}\alpha_{F}\bigr{)}={\mathscr{L}_{\mathfrak{m}}}^{*}\alpha=\alpha_{F_{0}}+\pi^{*}\theta, hence . Therefore, the derivative restricts to a symplectic isomorphism
[TABLE]
that maps to the Jacobi curve \hat{\ell}_{\bf u}^{\rm c}(t)\in\Lambda\bigl{(}{\rm ker}(\Psi_{*}\alpha_{F})_{\bf u},\omega_{F_{0}}\bigr{)} of the moving plane \bigl{(}{\rm ker}\hskip 1.0pt\Psi_{*}\alpha_{F},\mathcal{V}\Sigma_{F_{0}}M,\Phi_{t}^{\phi S_{F_{0}}}\bigr{)} defined on the exact contact manifold .
II. The flow is a reparametrization of ; more precisely, if denotes the solution, defined for on some neighborhood of , to
[TABLE]
then
[TABLE]
It follows from this and from a straightforward computation that the derivative of at takes the form
[TABLE]
for some .
III. Let be the projection map with kernel generated by . Since one also has and generates the kernel of , then restricts to a symplectic isomorphism
[TABLE]
Recalling the definitions of and , it follows from (6.15) that . Therefore, the composition of (6.12) with (6.16),
[TABLE]
is a symplectic isomorphism such that
[TABLE]
IV. Observe that is the identity on , so . Applying Proposition 2.16 to (6.17) one obtains
[TABLE]
and therefore
[TABLE]
It remains to compute and . From (6.13) and (6.14) one has . Hence,
\dddot{\eta}_{\bf u}(0)=\phi S_{F_{0}}\bigl{(}\phi S_{F_{0}}(\phi)\bigr{)}|_{\bf u}=\phi S_{F_{0}}(\phi)^{2}|_{\bf u}+\phi^{2}S_{F_{0}}\bigl{(}S_{F_{0}}(\phi)\bigr{)}|_{\bf u}
Therefore \{\eta_{\bf u}(t),t\}|_{t=0}=\phi S_{F_{0}}\bigl{(}S_{F_{0}}(\phi)\bigr{)}|_{\bf u}-(1/2)S_{F_{0}}(\phi)^{2}|_{\bf u} and (6.2) follows.
7. The flag curvature of Katok perturbations
Let be a Finsler manifold and a vector field on such that for all . Regarding as a function
[TABLE]
there exists a unique Finsler metric on whose dual is given by
[TABLE]
Definition 7.1**.**
In the case where is a Killing vector field for , that is, its flow satisfies for all , we shall call the Katok perturbation of by .
Although the computations of the flag curvature in the more general cases of perturbations by homothetic vector fields and even for conformal vector fields have been done ([22] and [21], resp.), a proof via fanning curves of the theorem below is particularly simple and elegant and shall, thus, be presented here.
Theorem 7.2** (Foulon [16]).**
Let be a Katok perturbation of . If , then .
7.1. Proof of Theorem 7.2
We shall denote by and the contact 1-forms on and , respectively, and let and . Let be the Hamiltonian vector field of (7.1). As pointed out in [31], the Hamiltonian flow is pulling-back by ,
[TABLE]
Since is a Killing vector field of , it follows that is invariant by and, hence, is tangent to . Also, since is constant on the orbits of , we have the commutation of the flows and ,
[TABLE]
We shall still denote by and the restrictions of and (7.1) to .
Consider the diffeomorphism
[TABLE]
From the definitions, one easily computes
[TABLE]
Lemma 7.3**.**
We have that .
Proof.
All we have to show is that
[TABLE]
Observe that since (7.2) implies that is -related to the vector field . Thus, since and, as functions on , , the second equality in (7.6) follows from (7.5). By taking derivatives in (7.5), and using that , , and , we obtain sucessively,
[TABLE]
On the other hand, the commutativity of the flows and gives us . The result follows. ∎
The lemma above and (7.3) imply, respectively,
[TABLE]
On the other hand, is fiber-preserving, and the same is true of since it is -related to a flow on . Therefore, if and denote, as in 3.2.1, the Jacobi curves associated to and , respectively, based at and , we have shown
Proposition 7.4**.**
* restricts to an isomorphism such that*
[TABLE]
Proof of Theorem 7.2.
The hypothesis means that for all . Applying Proposition 2.16 to (7.7), we obtain for all and, therefore, . ∎
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