Coupling between Ion-Acoustic Waves and Neutrino Oscillations
Fernando Haas, Kellen Alves Pascoal, Jos\'e Tito Mendon\c{c}a

TL;DR
This paper explores how ion-acoustic waves in plasmas interact with neutrino flavor oscillations, revealing potential energy transfer mechanisms and instabilities relevant to astrophysical phenomena like supernovae.
Contribution
It develops a linear dispersion relation showing the coupling between ion-acoustic waves and neutrino oscillations in a plasma, highlighting conditions for instability and energy transfer.
Findings
Neutrino oscillations can excite unstable plasma modes at resonance.
The growth rate of instabilities is calculated for supernova conditions.
Neutrino-plasma coupling could serve as an indirect probe of neutrino properties.
Abstract
The work investigates the coupling between ion-acoustic waves and neutrino flavor oscillations in a non-relativistic electron-ion plasma under the influence of a mixed neutrino beam. Neutrino oscillations are mediated by the flavor polarization vector dynamics in a material medium. The linear dispersion relation around homogeneous static equilibria is developed. When resonant with the ion-acoustic mode, the neutrino flavor oscillations can transfer energy to the plasma exciting a new fast unstable mode in extreme astrophysical scenarios. The growth rate and the unstable wavelengths are determined in typical type II supernovae parameters. The predictions can be useful for a new indirect probe on neutrino oscillations in nature.
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Coupling between Ion-Acoustic Waves and Neutrino Oscillations
Fernando Haas and Kellen Alves Pascoal
Instituto de Física
Universidade Federal do Rio Grande do Sul
Av. Bento Gonçalves 9500
91501-970 Porto Alegre, RS, Brasil
José Tito Mendonça
IPFN, Instituto Superior Técnico
Universidade de Lisboa
1049-001 Lisboa, Portugal
Instituto de Física
Universidade de São Paulo
05508-090 São Paulo, SP, Brasil
Abstract
The work investigates the coupling between ion-acoustic waves and neutrino flavor oscillations in a non-relativistic electron-ion plasma under the influence of a mixed neutrino beam. Neutrino oscillations are mediated by the flavor polarization vector dynamics in a material medium. The linear dispersion relation around homogeneous static equilibria is developed. When resonant with the ion-acoustic mode, the neutrino flavor oscillations can transfer energy to the plasma exciting a new fast unstable mode in extreme astrophysical scenarios. The growth rate and the unstable wavelengths are determined in typical type II supernovae parameters. The predictions can be useful for a new indirect probe on neutrino oscillations in nature.
1 Introduction
The investigation of the neutrino properties is a most relevant issue, in the contexts of elementary particle physics, cosmology and astrophysics. On this regard, the timeliness of neutrino physics is shown by the 2015’s Nobel Prize awarded to T. Kajita and A. B. McDonald due to the experimental verification of neutrino flavor oscillations, which in turn are a result of the existence of a neutrino mass. From data on baryon acoustic oscillations and cosmic microwave background [1], the estimated sum of neutrino masses has a small upper bound of . Moreover, the mechanism for the generation of neutrino masses is presently uncertain. In spite of all this, the confirmation of neutrino masses and flavor oscillations shows the incompleteness of the Standard Model, calling for a new description of nature.
Intense beams of neutrinos are present in astrophysical plasmas, like in the lepton era of the early universe [2] or in connection with the question of neutrino heating in type II supernovae [3, 4]. As discussed in [5], for the conditions in type II supernovae, neutrino beams therein are collimated enough in order to drive fast plasma instabilities. Indeed, far from the neutrinosphere, the neutrinos travel in the radial direction, so that the angular velocity dispersion becomes small. In this whole context, it would be an interesting endeavor, to check about the coupling between neutrino and plasma oscillations. At the minimal level, at least one would possibly identify a new experimental test on the elusive neutrino flavor oscillations dynamics, this time in extreme plasma environments subject to strong neutrino “winds”.
The effective resonance between neutrino oscillations (which are low-frequency modes in general; see Section IV for numerical estimates) and plasma waves is more likely to occur for slow plasma modes, such as the ion-sound branch. Therefore, we focus on an electron-ion plasma system, coupled to electron and muon neutrino flavors. The same problem has been formulated in the literature, but without allowing for neutrino oscillations [6]. The influence of flavor oscillations on the neutrino-plasma interactions was first considered in a previous article [7]. Here, we generalize this work, by taking into account a non-zero neutrino beam coherence and searching for ion-sound wave stability near static equilibria. Contributions from the magnetic field, which were recently considered in the frame of a neutrino-MHD model [8], will be ignored.
The article is organized as follows. In Sec. II, we write the basic fluid model for the non-relativistic electron-ion plasma coupled to a two-flavor neutrino mixture, where neutrino oscillations are mediated by the appropriate polarization vector. In Sec. III, the equilibrium state and the linear dispersion relation for the ion-sound mode are derived. Conditions for the resonance with neutrino oscillations and the corresponding instability are determined. In Sec. IV, the growth rate is evaluated for parameters compatible with the supernova 1987A. The unstable wavelengths and the time-scale of the instability are then obtained, showing the dominant role of neutrino oscillations over the traditional neutrino-plasma instability mechanism in this case. Sec. V is dedicated to the conclusions. Finally, the Appendix reports a more detailed calculation of the dispersion relation, which merits some algebra in view of the many involved variables.
2 Physical Model
The system is described by an hydrodynamical model for electrons, ions, electron-neutrinos and muon-neutrinos. Denoting and as respectively the electron (e) and ion (i) fluid densities and velocity fields, one will have the continuity equations
[TABLE]
together with the (non-relativistic) electron force equation
[TABLE]
and cold ions force equation
[TABLE]
In Eqs. (2) and (3), are the electron (charge ) and ion (charge ) masses, is Boltzmann’s constant, is the electron fluid temperature (assuming an isothermal equation of state, appropriate to slow dynamics), and is the scalar potential. Moreover, is Fermi’s coupling constant, and are effective neutrino electric and magnetic fields given by
[TABLE]
where are the electron-neutrino fluid density and velocity field and the speed of light. In this work we consider electrostatic excitations described by Poisson’s equation
[TABLE]
where the vacuum permittivity constant. Notice that the Fermi weak force couples only to electrons (leptons), while ions (baryons) are not directly influenced by it. In addition, frequently the treatment of ion-acoustic waves assumes inertialess electrons. However, here is keep on the left-hand side of Eq. (2) for convenience, but eventually we let (details in the Appendix).
To investigate the coupling between plasma and neutrino oscillations, we shall consider for simplicity two-flavor neutrino oscillations denoting as the muon-neutrino fluid density and velocity field. In this context, one has
[TABLE]
where is the total neutrino fluid density and pertains to the quantum coherence contribution in a flavor polarization vector . Besides, , where with being the squared neutrino mass difference. In addition, is the neutrino spinor’s energy in the fundamental state and is the neutrino oscillations mixing angle. The right-hand sides on Eqs. (6) and (7) show the contribution from neutrino oscillations, to the electron and muon neutrino density rate of change, while the convective terms on the left-hand sides are due to the neutrino flows. Note that the global neutrino population is preserved, since
[TABLE]
assuming decaying or periodic boundary conditions for instance.
Denoting as the electron and muon neutrino relativistic momenta, where are the corresponding neutrino beam energies, one will have the neutrino force equations,
[TABLE]
As discussed elsewhere [9, 10], neutrino-plasma interactions can be derived from a Lagrangian formalism, at least when flavor oscillations are absent. A similar neutrino-plasma fluid model has been also put forward for Langmuir waves [11], but without flavor oscillations.
Finally, the time-evolution of the flavor polarization vector in a material medium is given [12, 13] by
[TABLE]
where . In a given point of space, one has . However, the neutrino oscillations characteristics change in space and time due to the fluctuations of the electrons density.
The proposed description provides the link between two previous theories: 1) the well known neutrino mass oscillations model, which is in particular a successful approach to solve the solar neutrino deficit problem [12, 13]; 2) the neutrino-plasma coupling model describing the neutrino gas evolution in dense plasmas [3, 4, 5]. The link between these models is established in the neutrino continuity equations (6) and (7), where the number densities are affected by the oscillations through the coherence , as well as by means of the weak field which is affected by and in Eq. (4). Although a more fundamental theory could be conceived, the proposed quantum fluid model gives an efficient alternative to the unified treatment of neutrino mass oscillations and neutrino-plasma interactions, significantly generalizing the previous work [7].
To summarize, the model comprises the quantities (the electron and ion fluid densities and velocity fields), (the electrostatic potential), and (the electron and muon neutrino fluid densities and velocity fields) and the three components of the flavor polarization vector. Taking into account all components, these are 20 variables for a system of 20 equations defined in Eqs. (1)-(3), (5)-(7) and (9)-(11).
2.1 Fixed Homogeneous Medium
For the sake of reference, it is useful to briefly recall the properties of neutrino oscillations in a fixed homogeneous medium where in particular . In this case, from Eqs. (6) and (7) one has
[TABLE]
where is not only globally but also locally constant. The time-evolution of the flavor polarization vector is then given by
[TABLE]
where . It is easy to obtain
[TABLE]
where denotes the eigen-frequency of two-flavor neutrino oscillations in this case, given by
[TABLE]
Therefore, obviously we have oscillating solutions , around the fixed point
[TABLE]
where are the electron and muon equilibrium neutrino fluid densities. The last equality in Eq. (16) is due to the identification assumed to hold in the homogeneous case. For simplicity we have set in equilibrium, corresponding to a pure state (in general, ).
3 Linear waves
Differently from [7], the present approach focus the stability around homogeneous, static equilibrium and not around a dynamic, time-dependent equilibrium representing the neutrino oscillations. As we shall verify, the reformulation allows a more precise understanding of the coupling between plasma and neutrino oscillations. Back to the general system, at first consider the homogeneous static equilibrium for Eqs. (1)-(3), (5)-(7) and (9)-(11), given by
[TABLE]
together with Eq. (16) for the equilibrium flavor polarization vector. After linearization around the equilibrium for plane wave perturbations and performing a lengthy calculation detailed in the Appendix, we get
[TABLE]
and
[TABLE]
where is the ion-acoustic speed and are respectively the electron and electron neutrino fluid densities perturbations, while is the perturbation of the equilibrium quantum coherence. Equation (18) shows the effect of neutrino oscillations by means of the term. For simplicity, we have assumed much smaller than the ion plasma frequency . In addition, in the present setting, is the equilibrium quasi-mono-energetic neutrino beam energy.
It is easy to obtain from the system (11) the result
[TABLE]
Clearly the neutrino oscillations term is more relevant for low-frequency waves such that , as expected on physical grounds.
Inserting Eq. (20) into Eqs. (18) and (19) one then find the dispersion relation
[TABLE]
where
[TABLE]
with .
The last term in the right-hand side of Eq. (21) is due to neutrino oscillations. Without this contribution and with , one would regain Eq. (13) of [6], taking into account , which is necessary since for non-relativistic electrons. In addition, for simplicity it is assumed that , to focus on the ion-acoustic rather than on the ionic branch of the dispersion relation.
4 Instability of ion-acoustic waves driven by neutrino oscillations
From Eq. (21) is is apparent that typically the neutrino contribution (with or without neutrino oscillations) is a perturbation to the ion-acoustic waves, due to the small value of the Fermi constant. Moreover, the neutrino effect without taking into account neutrino oscillations has been carried out in [6]. Hence, we focus on the case
[TABLE]
which improves the last term in the right-hand side of the dispersion relation (21), arising from the flavor oscillations. In passing, we note that a separate analysis shows the need of the additional, beam-resonance condition to produce significant corrections to the usual ion-acoustic wave.
Therefore, we assume Eq. (23) and set
[TABLE]
in Eq. (21), to find for ultra-relativistic neutrinos () the result
[TABLE]
The unstable mode corresponds to a growth rate given by
[TABLE]
The neutrino oscillations effect is now contained in the last term inside the cubic root in Eq. (25).
It is convenient to define
[TABLE]
so that from Eq. (26) one has . The quantity corresponds to the usual neutrino-plasma coupling, without accounting for the neutrino oscillations. The flavor conversion effect is associated to .
We have a convenient setting for the evaluation of the neutrino oscillations effect. We get
[TABLE]
It is interesting to note that for a muonic-neutrino beam () the neutrino oscillations term completely dominates the instability. This is to be expected, since the muon-neutrinos do not couple to the electrons, so that the plasma is affected by the neutrino beams only because of the flavor conversion when some muon-neutrinos gradually become electron-neutrinos in this case.
For the dense plasmas under consideration, it can be safely assumed that , a negative value corresponding to an inverted neutrino mass hierarchy. Moreover, , so that Eq. (28) can be accurately replaced by
[TABLE]
where the last equality assumes and where is measured in . Therefore, if , the neutrino-oscillations-driven instability will certainly dominates the usual neutrino-plasma coupling instability mechanism, as long as the ion-acoustic wave matches the neutrino oscillations, or .
We evaluate the growth rate in type II core-collapse supernovae scenarios, as for the supernova SN1987A with a neutrino burst of neutrinos of all flavors and energy between MeV [14]. First consider , which are suitable parameters to solve the solar neutrino problem [13]. Also take For the described parameters, we have , much smaller than as requested. Moreover, and , corresponding to a wavelength . Finally, and the maximal growth rate is . Therefore, , which is fast enough to drive a supernova explosion whose accepted characteristic time is around 1 second, as well as of the same order of magnitude of other neutrino-plasma instability growth rates (see [5] for a review, and more recent results in [8]). Figure 1 shows the numerical value of instability growth rate, for different normalized electron-neutrino populations. One sees that the neutrino-oscillations-driven instability mechanism is always dominant over the usual neutrino-plasma coupling in this case. In comparison to previous studies on instabilities due to neutrino-plasma interactions [3]-[11], the results show a much longer wavelength, which can be presumed to be a welcome feature for practical observations. All in all, the estimates provide an indirect signature of flavor conversion in terms of the destabilization of the ion-acoustic waves resonant with the neutrino oscillations.
In passing we note that we have a filamentation-like instability with an almost orthogonal propagation since . Moreover Landau damping is not an issue for ion-acoustic waves as long as where is the ions fluid temperature. In addition, the parameters of Figure 1 are still non-relativistic to a good approximation, with a thermal relativistic factor . Finally, the plasma can be also taken as non-degenerate to reasonable accuracy, with a Fermi energy . To include degeneracy effects, the equation of state of an isothermal degenerate Fermi gas would be required, with the net effect [15, 16] of the replacement of by a generalized ion-acoustic velocity given by
[TABLE]
where , is the polylogarithm function [17] of index with , and is the equilibrium chemical potential. When , the polylogarithm function can be defined as
[TABLE]
where is the gamma function. The equilibrium chemical potential is related to the equilibrium density through
[TABLE]
For the chosen parameters, we find and , so that the degeneracy does not affect too much the results. However, obviously other specific cases should be checked with care, both for relativistic and Fermi pressure effects.
Furthermore, one might wonder about the relevance of quantum diffraction effects, contained in the Bohm potential [18]. This term induces [19] a correction of the order to , so that we can estimate a dimensionless quantum diffraction parameter defined by
[TABLE]
Therefore quantum diffraction effects are completely negligible at least for the long, macroscopic wavelengths under consideration.
Finally, it should be realized that an essential ingredient of the treatment is the anisotropic part of the neutrino velocities distribution corresponding to the neutrino beam. The radial flux from the exterior of the neutrinosphere, at long distances from the center, has a small angular spread so that it can be treated as a collimated beam [5]. Mechanisms for neutrino velocities anisotropy have been discussed elsewhere [20].
5 Conclusion
In this work we reformulate and generalize the treatment of [7] in several ways, namely, (a) allowing more general fluctuations of the neutrino fluid densities , so that the total neutrino fluid density can locally fluctuate; (b) performing the linear stability analysis around static, homogeneous equilibrium solutions for the plasma plus mixed neutrinos system, instead of considering dynamic equilibria. (c) The reformulation allows to treat the coupling between plasma and neutrino oscillations without any restrictions. By comparison, in [7] more precise analytic results were available only for the case of vanishing quantum coherence, which is the less interesting situation. In this way there is a very clear significant improvement to the literature, where the dispersion relation (21) generalize the results in [6] by taking into account the impact of neutrino oscillations on ion-acoustic plasma waves.
The present findings can be helpful for independent experimental verifications of the neutrino mass, in connection with the destabilization of ion-acoustic waves coupled to flavor oscillations in extreme astrophysical settings. The precise wavelengths and linear growth rate for the new instability mechanism have been identified. The neutrino oscillations free energy source has been found to be the generic dominant influence in such situations, in comparison to the traditional neutrino-plasma interaction.
Acknowledgments:
F. H. and J. T. M. acknowledge the support by Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq) and EU-FP7 IRSES Programme (grant 612506 QUANTUM PLASMAS FP7-PEOPLE-2013-IRSES), and K. A. P. acknowledges the support by Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES).
Appendix A Derivation of Eqs. (18) and (19)
We linearize the model equations (1)-(3), (5)-(7) and (9)-(11) around the equilibrium (17), for plane wave-perturbations , denoting perturbed quantities with a in front of it. So for instance . Performing straightforward operations, we find from the electron momentum equation that
[TABLE]
taking into account , while the electron neutrino momentum equation gives
[TABLE]
The first equality in Eq. (35) comes from and assuming a neutrino mass just for the sake of the calculation (at the end it does not appear).
Equation (35) can be solved for as
[TABLE]
where in the right-hand side it was approximated .
Taking the scalar product with and using Eq. (36), the electron momentum equation (34) gives
[TABLE]
To proceed, we approximate from Eq. (34) as
[TABLE]
to substitute into Eq. (A), since the terms containing in this equation are already of order . The last approximation in Eq. (38) follows from the formal classical limit () and is consistent with the linearized electron fluid continuity equation .
Inserting Eq. (38) into Eq. (A) yields
[TABLE]
which is Eq. (19) taking into account and .
On the other hand, from the electron neutrino continuity equation, we have
[TABLE]
From Eqs. (36) and (38), we have
[TABLE]
Inserting the last result into Eq. (40), we eventually find Eq. (18).
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